1. In
this case the matter for decision is whether the method of calculation of the
charge payable under s. 2 of the Health (Amendment) Act, 1986, namely, the
calculation of charge by the division of annual hospital costs by the number of
occupied hospital bed days during the same year, as used by the Eastern Health
Board (now known as the Eastern Regional Health Authority) hereinafter referred
to as the claimant, is reasonable, proper and
intra
vires
the Health (Amendment) Act, 1986. In addition the claimant has asked that
regard be had to parliamentary materials when interpreting statutes. The
second-named respondent in this appeal, F.B.D. Insurance plc., is hereinafter
referred to as the insurer.
2. Derek
Crilly was severely injured in a road traffic accident. He was a patient in a
number of hospitals and underwent extensive medical treatment. He sued T.
& J. Farrington Limited and John O’Connor
.
In
a reserved judgment on 26th August, 1992 Derek Crilly was awarded
£1,667,078.20. As his injuries resulted from a road traffic accident the
Act of 1986 applied. The claimant claimed a charge. I was the trial judge in
the High Court in the said original action, as was noted in court at the
commencement of this appeal. The parties had no objection to my presiding on
the adjudication of the issues now before this court. In the said reserved
judgment of 26th August, 1992 I stated:
3. The
issue in this case between the claimant and the insurer is
as
to the method of charging of the Beaumont Hospital bill. In fact the bill has
been paid
and
in this case in the High Court [2002] 1 I.L.R.M. 548 Geoghegan J. questioned
whether the subject was moot. However, in view of the fact that the
declaratory relief sought is in relation to an issue which arises every day of
the week between the claimant and the insurer the learned trial judge acceded
to the request of the parties that the matter proceed.
4. The
matter in issue requires the construction of the Health (Amendment) Act, 1986.
The long
6. In
the High Court [2000] 1 ILRM 548 Geoghegan J. determined at p. 551 of the
report:
8. Applying
the traditional canons of construction the learned High Court judge held that
s. 2(1) of the Act of 1986 cannot be interpreted as requiring the health board
to make a charge similar to the charge under s. 55 of the Health Act, 1970 as
the said s. 55 provides for a fixed charge, i.e. a charge to be fixed from time
to time by the Minister for Health, and that there was no reference in s. 2(1)
of the Act of 1986 to such a fixed charge.
11. On
the second issue, the consideration of parliamentary debates, the learned High
Court judge quoted from Costello P. in
People
(D.P.P.) v. McDonagh
[1996] 1 I.R. 565; [1996]
12. The
claimant appealed. The grounds of the said appeal are that the learned High
Court judge erred in fact and law:
13. The
insurer cross appealed on the grounds that the learned trial judge erred in law
and/or fact:
15. The
claimants agreed with the submission at (i), (ii) and (v) above and submitted
that (iii), (iv) and (vi) were wrong in fact, in law and internally inconsistent.
16. It
was submitted that there is a mandatory obligation on the health board to
impose a charge. The manner in which the charge is to be calculated is not set
out in the Act. The charge to be imposed may be in respect of future or
ongoing services which are necessarily uncertain and can only be determined as
a matter of probability. In fact while there should be a relationship between
the charge and the service it is not required to be precise.
17. It
was submitted that the learned trial judge was correct when he held that the
charge must be reasonable and moreover, reasonable
vis-à-vis
both parties. It was submitted that the claimant’s practice of seeking
to recoup the average daily cost (A.D.C.) is reasonable as regards its own
conduct and as regards the health board and in-patient/recipient of services.
18. It
was contented that a scheme permitting “some” averaging would be
necessarily arbitrary and less transparent than the existing practice.
19. It
was submitted that as regards a method of calculation whereby the charge would
be in respect of actual services received by a patient but permitting some
averaging necessary to obtain a reasonable price, there was no such scheme in
Beaumont Hospital or in any other hospital in the country. The claimant
suggested that the cost of establishing and implementing such a scheme for the
less than 1% of patients who are road traffic accident victims would be
disproportionate and might even exceed any saving which might otherwise accrue
to patients themselves.
20. It
was further submitted that the evidence in this case was that of the
claimant’s concerning the A.D.C. scheme. The evidence adduced was that
it was not feasible to price on an individual basis and that averaging, in
particular A.D.C., was a reasonable method of charge. The uncontradicted
evidence before the court was that the charge made by the complainant was
reasonable and appropriate. Further that the A.D.C. had the advantage of
transparency. The method was particularly appropriate as insurers are by
definition averagers of cost and risk.
21. The
claimant submitted that the conclusion that the charge is reasonable is one
which could be reached without recourse to parliamentary materials. However,
the claimant adopted the conclusions and reasoning of the learned trial judge
as regards the admissibility of parliamentary material, i.e. Dáil and
Seanad debates. It was submitted, however, that the treatment of the
Minister’s statement to the Dáil by the learned trial judge was
not consistent with the learned trial judge’s own enunciation of how such
parliamentary material should be treated.
22. Mr.
Patrick Connolly, S.C., counsel on behalf of the insurers, submitted that the
High Court judgment, when perused as a whole, found that the method of
calculation advanced by the claimant, i.e. A.D.C., was
ultra
vires
the Act of 1986. It was submitted that the learned trial judge was correct in
so holding. It was submitted that it is clear from the Act that the charge to
be levied is to be in respect of the services actually received by the
individual patient. As regards the proposition that individualisation of
charges is either very difficult or very expensive, that was
nihil
ad rem
so far as the issue of
intra
or
ultra
vires
was concerned.
23. The
insurer further submitted that the determination by the learned trial judge
that the charge to be imposed under the Act should be a reasonable one is
correct and that the trial judge was correct in holding that the charge sought
to be imposed by the claimant was not reasonable.
24. With
regard to the expert evidence, it was argued on behalf of the insurer that the
evidence tendered on behalf of the claimant was and is irrelevant to the legal
issues at the heart of the case, such as
vires
and reasonableness. However, the insurer advanced the argument that as
“charge” is not defined in the Act of 1986 and the Act provides
that it is to be construed with the other acts which constitute the health
code, assistance as to the nature of the charge is provided by reference to s.
55 of the Health Act, 1970. Indeed, the insurer submitted that the word
“charge” in s. 2 ought to receive a similar meaning to that given
to the charge in
25. As
regards the admissibility of parliamentary debates counsel analysed and
distinguished case law. It was submitted as a general proposition that
whatever be the modern considerations in relation to such concepts as
“purposive interpretations” and the looking at external materials,
the primary and dominant canon of construction still remains that the meaning
of legislation is to be gleaned in the first instance by the language taken as
a whole of the act (and sister acts) and that recourse to external material
only arises in certain limited circumstances at most. It was submitted that
insofar as it is stated in
The
People v McDonagh
[1996] 1 I.R. 565 that external material could be looked at even when there was
no ambiguity in the Act, such a proposition was
obiter
and extreme, and of itself, not well founded
27. The
issue is whether the method of calculation of the charge payable under s. 2 of
the Health (Amendment) Act, 1986 by the claimant is reasonable and
intra
vires
the Act. Under s. 2 of the Act of 1986 where injury is caused to a person by
the negligent use of a motor vehicle in a public place and in-patient or
out-patient services have been, are being, or will be provided by or on behalf
of a health board in respect of the injury, and the injured person, or his
personal representatives or dependants, have received or are entitled to
receive, damages or compensation in respect of that negligence from the person
liable to pay such damages arising therefrom, the health board shall,
notwithstanding anything in the Health Acts 1947 to 1985, make a charge upon
the person who received or is entitled to receive such damages or compensation
in respect of the in-patient or out-patient services.
28. The
issue arises under a public statute. It is a matter of public law. I am
satisfied that the correct basis for the determination of the issue is to be
found in public law. The Oireachtas has left the type of charge to be
determined, in this case by the complainant, in accordance with the principles
and policies of the Act. The applicable rule of law was stated by Henchy J. In
Cassidy
v. Minister for Industry
[1978] I.R. 297 at pages 310-311 where he stated:
29. That
test, as applied by Blayney J. in
McGabhann
v. Law Society
[1989] I.L.R.M. 854, is applicable. In that case the learned judge, in
considering the question as to whether the Law Society’s compensation
rules were unreasonable, stated at p. 862 of the report:
30. The
test is thus to see if the charge is reasonable in the above sense. It is a
matter of construction.
31. I
am satisfied that the learned trial judge was correct in holding that s. 2(1)
of the Act of 1986 cannot be interpreted as requiring a health board to make a
charge similar to a charge under
32. The
learned trial judge was correct in determining that the charge must be a
reasonable one. I am satisfied that the power must be exercised reasonably.
It must not be arbitrary, unjust or partial.
33. The
Act of 1986 does not state expressly what charge or system of charge is to be
used under s. 2. In this it is different from the scheme in s. 55 of the Act
of 1970. Thus s. 2 falls to be construed. The section has been set out in
full previously in this judgment. Observations have been made as to its
nature. It falls to be construed under the traditional canons of construction.
The section sets out circumstances:
34. As
previously noted, the claimant is mandated to make a charge. The Act refers to
“a charge”. The Act does not refer to “the charge” for
the actual cost of the services. In fact, in certain circumstances, for
example, if the damages include future services, the charge could not be
determined precisely.
35. There
was evidence of the difficulties in establishing the actual cost of the
services rendered. While this does not settle the matter it is a relevant
factor.
36. There
was ample factual evidence as to the nature of the charge. The evidence was
that the claimant seeks to recoup the “Average Daily Cost”
(A.D.C.). The A.D.C. is calculated by taking the hospital’s total annual
expenditure and dividing this by the number of bed days occupied in the year.
It appears that the charge made by a hospital in a given year usually lags
behind the actual cost in that year because it is calculated on the basis of
the preceding year’s audited accounts. The A.D.C. excludes capital and
capital appreciation costs. This is a transparent system of establishing the
charge. It is a system of averaging which is reasonable and consistent.
Consequently it is not arbitrary, partial or unjust. No evidence was given as
to any other system.
37. Reference
was made to English legislation. This has not proved helpful. At issue is the
specific interpretation of an Irish act - the establishment of an Irish scheme.
38. I
am satisfied that whereas the learned trial judge was correct in determining
that the charge must be reasonable and correct in applying the traditional
canons of construction, he fell into error in determining that the charge is a
charge in respect of the actual in-patient or out-patient services which the
victim received. The section does not so state expressly. It is a statutory
section enabling a health board impose “a charge”. The section
requires “a charge” to be made in respect of the services which the
person has received or is entitled to receive. The Act does not expressly
require the charge to cover precisely the services given. Discretion is left
to the claimant to establish the charge.
39. The
section relates to victims of road traffic accidents. The wording echoes
legislation requiring compulsory insurance. It refers to such injured persons
as have received in-patient or out-patient services and as have received or
will receive damages or compensation. In referring to the services rendered or
to be rendered and the charge to be made the section does not tie one with the
other. Thus the statute does not expressly provide for individualised charges.
Nor, in an area where averaging is the norm, would it be reasonable to so
imply. Indeed, the learned trial judge accepted that there would in fact be a
degree of averaging.
40. On
the clear words of the statute “a charge” is mandated. This must
be reasonable. On the evidence A.D.C. is reasonable. This is a matter which
was uncontradicted and so must weigh in the analysis of the case, for what is
reasonable is a matter of law and fact. The facts are based on the evidence.
The evidence was that the A.D.C. was reasonable and practical. Section 2(1)
provides a distinct charging system relating to victims of road traffic
accidents. Road traffic accident victims are 0.78% of users of hospital
services. In interpreting the section the fact that the section applies to
this separate group is relevant. The reality that individualisation of charges
would be very expensive is a factor, although not conclusive, in analysing the
factual aspects of the issue.
41. I
am satisfied that the A.D.C. falls within the range of
“reasonable”. It is not arbitrary, partial or unjust. It is
transparent. It is calculated on the general average and not on the more
intensive use of hospital facilities by road traffic accident victims. It is
charged by the year in arrears. The capital cost is not included. Of course,
it is not the only scheme possible under the section. However, the A.D.C. is
within the scope of “reasonable”.
42. To
summarise my conclusions on this aspect of the case, I am satisfied that the
charge must be reasonable. Applying the ordinary rules of construction I am
satisfied that the words of the section are clear and unambiguous. The charge
under s. 2 of the Act of 1986 is not the charge envisaged under s. 55 of the
Health Act, 1970. Further, a charge need not be the precise charge for the
actual services rendered. An average is a reasonable basis for a charge. The
A.D.C. is reasonable and
intra
vires
s. 2(1) of the Act of 1986. Consequently, I would allow the appeal and dismiss
the cross appeal.
43. As
a result of the conclusion reached above it is not necessary to proceed to
determine the admissibility in evidence of parliamentary debates. However, I
would strike a note of caution as to the admissibility in court of ministerial
statements in parliamentary debates.
44. The
learned trial judge pointed out that it was not necessary for him to address
this issue. Nevertheless, he then went on and stated:
45. Both
the above matters (the said legislative history and the fact that its use had
long been established) indicate an approach consistent with the current law.
It has indeed long been established that such legislative history of a section
could be referred to. This is done frequently.
46. For
well established reasons, including those I have just stated, the speeches made
by ministers in the Dáil and Seanad when introducing legislation have
not been admissible in court when the court is construing statutes. I am not
persuaded that good reason has been indicated in this case for changing or
developing the common law in this jurisdiction.
47. In
this case the Act is clear, there is no ambiguity and the section in issue has
been construed in accordance with the traditional canons of construction.
McDonagh
decided that even if an act is not ambiguous the legislative history, that is
the legislative antecedents, may be considered by a court. I agreed then and I
agree now with Costello P.’s judgment that such an approach should not
be excluded. A court has a discretion to consider such legislative history.
48. In
this case such an approach would not lead to any different construction of the
relevant legislation. Nor would I have reached a different conclusion if the
Minister’s statement had been admissible.
49. In
the High Court the learned trial judge looked at what the then Minister for
Health in 1986 said to the Dáil when piloting through the bill which
became the 1986 Act. The learned trial judge cited the Minister as stating:
51. If
I were satisfied that in general the statements of ministers in parliamentary
debates should be admissible in evidence (which, as yet, I am not), then,
consequent on the doctrine of the separation of powers and the division of the
functions of the three organs of government and the respect which one organ of
government holds for another, such statement should carry significant, heavy
weight. Where a minister specifically stated what a section meant I would
consider that it would be difficult to determine that such admissible evidence
should not be followed. All of that being so, if the statement of the Minister
were admissible in this case, I would have been inclined to decide that A.D.C.
is a reasonable interpretation of s. 2 of the Act of 1986 and
intra vires
the Act. However, this approach does not arise.
52. For
the reasons stated in this judgment I would allow the appeal and set aside the
order of the High Court. I would make an order in the form of the declaration
sought that:
53. The
substantive issue in this case concerns the interpretation of Section 2 of the
Health (Amendment) Act 1986 and in particular the manner in which the Eastern
Health Board, now known as the Eastern Regional Health Authority, calculated
the charges which it is entitled, by virtue of that section, to impose on a
person to whom in-patient or out-patient services have been provided in respect
of injuries received in a road traffic accident and where the person injured is
entitled to recover damages from a negligent wrongdoer who caused or
contributed to the said accident.
54. A
subsidiary but important issue also arises concerning the use of a ministerial
statement in Dáil Eireann as an aid to the interpretation of the Act.
56. Mrs
Justice Denham in her judgment has set out all the relevant facts and arguments
of the parties and because I have come to the same conclusion as she does in
her judgment concerning the interpretation to be given to the Act it is not
necessary for me to refer to them except in so far as they are relevant to the
issue concerning the admission of statements made by a Minister in the
Oireachtas as an aid to the interpretation of Section 2 of the Act.
57. The
basic submission of the Appellants, the Health Board, is that the charges which
it may make pursuant to Section 2 of the 1986 Act may be properly calculated
according to, what they call, the Average Daily cost. The Average Daily cost
is calculated by taking the hospital’s total annual expenditure and
dividing this by the number of bed days occupied in the year. It excludes
capital and capital depreciation costs. The Appellants contend that this
method of calculating the charges to be made is a proper and reasonable
exercise of their powers under Section 2 of the 1986 Act properly construed.
58. In
the High Court the Appellant sought to rely on a ministerial statement made in
Dáil Éireann during the passage of the Bill as support for the
interpretation for which they contended. It was also part of the case made by
the Appellants before this Court that Section 2 of the Act should be
interpreted in the light of a ministerial statement in Dáil
Éireann that the charge contemplated under Section 2 “
would
normally be the average daily cost per bed in the hospital concerned.
”
59. The
learned High Court judge ruled that Counsel for the Appellants was entitled to
introduce the ministerial statement for the purpose of persuading the court to
a particular view as to the interpretation of the statute. As I understand the
learned High Court’s judgment such a ministerial statement is admissible
for such purposes even where the statutory provision in question is
unambiguous. Having done so the learned High Court judge found the ministerial
statement of assistance in the interpretation of the Section “
but
only by implication
”
namely that, contrary to one of the arguments put forward by the Respondents,
it was never intended that charges provided by in Section 55 of the Health Act
1970 should apply to a case of this nature. He did go on to observe that he
had already formed that view independently of considering the ministerial
statement.
In
this appeal the Appellants have relied on the learned High Court Judge’s
ruling and repeated their submissions concerning the admissibility of
ministerial statements as an aid to the construction of statutes. The
Respondents, for their part, object to the admissibility of parliamentary
debates for such a purpose on the grounds,
inter
alia
,
that they are excluded by a long standing common law rule to that effect and
because to do so would infringe the separation of powers between the
Legislature and the Courts. In these circumstances this is an issue which I
consider needs to be addressed in this appeal and the one with which this
judgment is concerned.
60. The
interpretation of legal texts such as statutes has presented problems from the
earliest times to the present day. Plato urges that laws be interpreted
according to their spirit rather than literally. Voltaire expressed the view
that to interpret the law is to corrupt it. These two anecdotes simply
highlight the historical tension which still exists between the search for the
“
true
intent
”
of a statute and legal certainty. That such tensions should persist to the
present day is not surprising when one considers that first, there is the law;
then there is interpretation. Then interpretation is the law. This simplified
reference to the judicial process emphasises that when courts apply a statute
the interpretation which they give it has ultimate authority. Voltaire’s
misgivings would not be altogether misplaced in a judicial environment where
rules for interpretation of statutes were lax, subjective or even non-existent.
Then there would be a real likelihood that in some cases the Courts would usurp
the functions of the legislature.
61. Assuming
that a statute is not drafted in haste, which is by no means always the case,
and the parliamentary drafter has carefully fashioned and finessed its text,
the fact remains that words are often an imprecise tool, however well wielded.
Added to this is the impossibility of always foreseeing every situation or
combination of circumstances to which a statute may have to be applied. As
Bennion in the introduction to his third edition (p. 3) on Statutory
Interpretation observed “
The
natural and reasonable desire that statutes should be easily understood is
doomed to disappointment. Thwarted, it shifts to an equally natural and
reasonable desire for efficient tools of interpretation. If statutes must be
obscure, let us at least have simple devices to elucidate them. A golden rule
would be best, to unlock all mysteries. Alas, ... there is no golden rule.
Nor is there a mischief rule or a literal rule, or another cure-all rule of
thumb. Instead there are a 1001 interpretative “criteria”.
Fortunately, not all of those present themselves in any one case; but those
that do yield factors that the interpreter must figuratively weigh and balance.
That is the nearest we can get to a golden rule, and it is not very near
”.
62. With
a view to addressing the difficulties inherent in statutory construction the
common law in the course of its evolution over a long period of time has
identified an extensive range of criteria, usually referred to as canons of
construction, referred to above by Bennion, as efficient objective and neutral
aids to the interpretation of statutes. There are also presumptions concerning
the interpretation of statutes such as the presumption of constitutionality,
that an act is prospective, the strict construction of penal statutes and
presumption against absurdity. They are, as I have mentioned, intended as
efficient and neutral
aids
to the interpretation of statutes and are not some sort of standard formulae
automatically shaping the result of an interpretative issue. The use of canons
or principles of construction, or any one or combination of them in a given
case depends on a variety of factors and their interplay - the complexity or
clarity of the text in issue, whether applicable precedents exist, whether
there are fundamental principles in issue or constitutional considerations -
one could go on. The point of departure for the Court is always the actual
text of the statute to be interpreted and it is a matter of judicial
appreciation, in the light of submissions from Counsel, which canons or method
of interpretation are appropriate to the nature of the problem which presents
itself in the particular case.
63. Among
these well established canons and rules of construction stands the well
established rule excluding recourse to parliamentary debates as a means of
interpreting statutes and which has been part of the common law since prior to
1769. Craies at page 128 in his seventh edition on Statute Law describes this
rule as follows, “
It
is not permissible in discussing the meaning of an obscure enactment, to refer
to ‘the parliamentary history’ of a statute, in the sense of the
debates which took place in parliament when the statue was under consideration.
As was said by Willes J in
Millar
-v- Taylor
[1769] 4 BURR. 2303
‘The
sense and meaning of an act of parliament must be collected from what it says
when passed into law, and not from the history of changes it underwent in the
house where it took its rise. That history is not known to the other house or
to the sovereign.’
”
64. The
judicial aids to the construction of statutes, including the exclusionary rule
to which I have just referred, were formulated as a matter of judicial policy
in the light of experience and with a view to enabling the Courts to ascertain,
as far as possible, in a useful, efficient and objective manner the true
meaning of the statute in issue. They are not fundamental principles. They
are a methodology of approach to the interpretation of statutes. They may be
changed or adapted. In very recent times the classic exclusionary rule
concerning parliamentary debates has not been applied in the traditional manner
in a certain number of cases within this jurisdiction (and I will refer to
these later) and the question as to the application of that rule has been once
again raised an argument in this case. There is no rule of law which prohibits
a review of a rule of construction. The question is whether it is now
appropriate to relax or set aside that rule. It is not simply a question of
whether the rule is set in stone or is too rigid or ought to be more flexible.
It is more a question whether as a matter of judicial policy recourse to
debates in the Houses of the Oireachtas should be had generally or in certain
circumstances as a useful, efficient and neutral aid to the interpretation of
Acts enacted by the Oireachtas.
65. This
is a question which has to be addressed in the context of our constitutional
framework, the role of the Courts in the interpretation of statutes and the
function of the Oireachtas as the legislature of the State. Before going on to
address the issue in that context I wish to refer briefly to experience in
other jurisdictions and certain case-law in this jurisdiction.
66. Reliance
was placed by Counsel on developments in some other common law jurisdictions
where the exclusionary rule applying to parliamentary debates has been modified
or fundamentally altered. In some countries such as Canada and Australia
changes have been brought about by legislation reflecting legislative policy
with which we are not concerned with here. Particular reference was made to
the position in the United Kingdom following the decision in
Pepper
-v- Hart
[1993] 1 AER 42
and the United States where use of parliamentary materials in the
interpretation of statutory law has been the practice for many decades. While
the experience of those jurisdictions, as found in the judgments of their
Courts, are interesting and illustrative, I am doubtful as to their value in
helping to resolve the issue in this jurisdiction. Although questions of
principle may and do arise in the consideration of this issue, such as the role
of the courts in interpreting statutes, once general questions of principle are
taken into account the issue in any jurisdiction concerning the use of
parliamentary debates is fundamentally a question of judicial policy adopted in
the context of its own constitutional framework in such jurisdiction and
whether, having regard to judicial practice and experience such use should be
considered appropriate or useful in that system. A purely analytical approach
to judicial pronouncements in the United States or in the United Kingdom (or
elsewhere) would involve evaluating what is good judicial policy or practice in
those jurisdictions, something which I do not consider to be the function of
this Court. Nor would it be in a position carry out such an evaluation. What
is clearly illustrated is that a rule permitting the use of parliamentary
debates in the interpretation of statutes has not produced a so-called
“golden rule” referred to by Bennion. On the contrary it is a
judicial practice which is subject to continuing debate and questioning either
judicially and certainly extra-judicially. It was only in the 1940’s
that extensive use of parliamentary history in the United States emerged. It
is a practice that has been regarded by some members of the judiciary there
with, at least, some unease. In 1953 Justice Jackson observed in one opinion
“I should concur in this result more readily if the Court could reach it
by analysis of the statute than psychoanalysis of Congress ... That process
seems to be not interpretation of the statute but the creation of a
statute” (
US
-v- Public Utilities
Commission
of California
[1953] 345 US 295)
.
Writing extra-judicially Justice Scalia of the Supreme Court has observed that
the United States has now developed a legal culture in which lawyers routinely
make no distinction between words in the text of a statute and words in its
parliamentary history. According to him the resort to parliamentary history
has become so common that reality has overtaken the parody in the popular quip
that “one should consult the text of a statute only when the legislative
[parliamentary] history is ambiguous.” He also points out how as a
result of this judicial practice in the United States, statements are
specifically prepared in Congress, often at the behest of lobby groups, for the
purpose of influencing statutory interpretation by the Courts. At pages 483 -
485 of his third edition Bennion argues that on a proper construction of the
statute in issue in
Pepper
-v- Hart
recourse to the parliamentary debates ought to have been excluded, a view
expressly disagreed with by Lord Bingham in
R
-v- Secretary of State for the Environment etc
[2001] 1 AER 195 at 211
.
That is not a debate, if debate it is, which I would wish to enter upon.
Suffice it to say that as regards modifying rules of construction it is
essentially for each jurisdiction to decide according to its own appreciation
of considerations of judicial policy in the context of the factors which I have
referred to above. Also the nature of rules of construction as ancillaries to
the construction of statutes is such that once a rule is in place whether it is
relevant or applicable in any given case in turn depends on the nature of the
particular statute and the interpretative problem which it poses. Hence the
use of any rule of construction as evidenced in judgments of the Courts is
rarely other than an
ad
hoc
illustration of its use rather than a decision in principle. For these reasons
it does not seem to me that analysis of judgments of other jurisdictions
concerning these matters would be of great value from the point of view of
determining judicial policy in this country on that issue.
67. In
support of its submissions, the Appellants relied
inter
alia
on the judgments of Costello, J. in
Wavin
Pipes Ltd -v- Hepworth Ireland Co. Ltd
the
High Court, [unreported, 8th May, 1981]
and
D.P.P.
-v- McDonagh
[
1996]
2 I.L.R.M. 468
which
was a judgment of this Court. In the former case, Costello J. relied in large
measure on the decision of this Court in
Bourke
-v- Attorney General and Wymes
[1972] I.R. 36
for his view that the classic common law rule, according to which reliance on
parliamentary material was excluded for the purposes of interpreting statutory
enactments, should no longer apply. However, the Bourke case was concerned
with an entirely different issue, namely the interpretation of a particular
section of the Extradition Act, 1965 which the Supreme Court considered had
been derived from Article 3 of the European Convention on Extradition (Paris,
December 1957). For a very long time principles of common law concerning the
interpretation of statutes which give effect to international treaties permit
the Courts to interpret such a statute in the light of the meaning of relevant
provisions of the treaty concerned. No doubt this is in part because the
intention of the national legislature is clear - to give effect to provisions
of the treaty in domestic law - and the objective consequence of that intent
can be clarified or ascertained, where necessary, by reference to the meaning
of the relevant provisions of the treaty, itself a legal instrument. There is
also the consideration that contracting parties to international agreements
should seek, as far as possible, to give uniform effect to its provision in
domestic law. Furthermore, with this latter objective in mind, international
treaties are interpreted in accordance with the principles of international law
according to which the
travaux
prepatoires
may be consulted for the purposes of their interpretation (unless such an
approach is excluded, expressly, or by implication by the terms of the treaty
itself or if there are no
travaux
preparatoires
available). This common law approach to the interpretation of statutes giving
effect to treaties has existed side by side with the general rule which
excludes recourse to parliamentary debates and which Costello, J. then
acknowledged has been extant since 1769 (citing Miller -v- Taylor 4 Burr 2303).
This rule, Costello, J. acknowledged, “
has
been applied ever since both in England and in this country
”.
The decision in
Bourke
-v- Attorney General
does not purport to qualify the common law exclusionary rule as to
parliamentary history of statutes.
68. Perhaps
at this point I should expressly refer to a distinction between ‘
legislative
history
’
and ‘
parliamentary
history’
of a statute - at least for the purposes of this judgment. In some writings
and judgments the former term is used so as to include the latter but in
classic common law tradition that is not the case. As the seventh edition of
Craies observes at page 126 “
The
cause and necessity of the Act may be discovered, first, by considering the
state of the law at the time when the Act was passed. In innumerable cases the
Courts, with a view to construing an Act, have considered the existing law and
reviewed the history of legislation upon the subject
”.
Craies also observed that it was hardly necessary to cite authorities for this
proposition. This is an approach which permits an Act to be interpreted in the
light of its legal historical context and with regard to the provisions of
other Acts
69. As
regards the judgment of this Court, delivered by Costello, P, in
The
People (D.P.P.) -v- McDonagh
[1996] 2 I.L.R.M. 469
the Appellants have relied on the following observations in that judgment;
“
It
has long been established that a Court may, as an aid to the construction of a
statute or one of its provisions, consider its legislative history, a term
which includes the legislative antecedents of the provisions under construction
as well as pre-parliamentary material relating to it
”.
First of all I would observe that in that case no reliance was placed on or
consideration given to parliamentary debates nor indeed to any history of the
Act in issue before the Oireachtas. The observations, therefore, must be
regarded as obiter. I also agree with the observations of Geoghegan, J. in his
judgment in the High Court in this case where he stated “
The
passage from the judgment of Costello, P. which I have cited begins with the
words
‘
It
has long been established...’. Quite clearly it has not been long
established in Ireland that a Minister’s statement could be used in aid
of construction. I do not think that Costello, P. had that in mind at all when
he used that expression
”.
Of course, one can conclude from the passage cited, as Geoghegan J. went on to
remark, that Costello, P. was of the view that in certain circumstances such a
ministerial statement could now be relied upon. That however, was obiter.
70. Counsel
for the Appellants also refer to a number of more recent decisions of the High
Court on this issue in which it was considered that references to parliamentary
material was permissible. The reasoning in those cases, for obvious logical
reasons, were in essence based on the cases to which I have referred above or
at least one of them. The purpose of my observations on the cases specifically
cited above is to express my conclusion that the question as to whether
parliamentary debates may be relied upon as aid to the construction of statutes
cannot be considered to have been definitively decided and no discourtesy is
intended in not citing in detail other cases which have followed such decisions
as
Wavin
Pipes Ltd
or
D.P.P.
-v- McDonagh
.
71. I
would just add that it is a common feature of those cases to cite a statement
in a judgment of the Supreme Court of the United States (United States, the
American Trucking Association [1940] 310 US 534 at 543) which says “
When
an aid to construction of the meaning of words as used in the statute, is
available, there certainly can be “no rule of law” which forbids
its use, however clear the words may be on superficial examination
.”
I confess that I find it difficult to deduce a principle or a judicial policy
from this statement since there is little in the judgment from which the
extract is taken which sets out adequate criteria by which such an approach
might be applied. Apart from its rhetorical content the statement discloses
an open-ended approach very much in a United States context which if applied in
this country could equally apply to the ‘Heads of a Bill’ submitted
to the Government by the promoting department for the initial decision to
proceed with a Bill or a memorandum supporting such a submission, departmental
briefings to the parliamentary drafter or indeed an affidavit from the
parliamentary drafter as to what he or she really meant when drafting a Bill.
One could extend the list. The issue in this case requires rather closer
scrutiny as to the methodology used by the courts for the purpose of
ascertaining the will of the Oireachtas as expressed in Acts adopted.
72. In
counterpoint to the submissions made on behalf of the Appellants, the
Respondents relied on the dictum of Walsh J. in
The
People (D.P.P.) -v- Quilligan
(No. 1) [1986] I.R. 496
,
511,
where he stated “
Whatever
may have been in the minds of the members of the Oireachtas when the
legislation was passed
...” their intention must be deduced ‘
from
the words of the statute
”.
Furthermore, in
Howard
-v- Commissioner of Public Works in Ireland
[1993] I.R. 101,
although the admissibility of debates in the Oireachtas was not directly in
issue, Finlay, C.J. stated that “...
it
would not be permissible to interpretate a statute
upon
the basis of either speculation or indeed, even of actual information obtained
with regard to the belief of individuals who either drafted the statute or took
part as legislators in its enactment with regard to the question of the
appropriate legal principles applicable to matters being dealt with in the
statute
”
73. In
that case also Blayney, J. (with whom Finlay, C.J agreed) endorsed the rule
expressed in Maxwell on the Interpretation of Statutes (12th edition p.28) to
the effect that “
it
is well accepted that the beliefs and assumptions of those who frame Acts of
Parliament cannot make the law
”.
74. Clearly
a great deal of weight must be given to all the judicial views expressed on
this question which underline that the issue here involves serious questions of
judicial policy concerning the interpretation of statutes.
75. The
legislative organ of the State is the Oireachtas. The Oireachtas consists of
the President, and two houses, Dáil Éireann and Seanad
Éireann (Article 15.1.2). Article 15.2.1. declares “
The
sole and exclusive power of making laws for the State is hereby vested in the
Oireachtas; no other legislative authority has power to make laws for the
State”.
This is subject only to the power of the Oireachtas to make provision by law
for subordinate legislatures.
76. The
Constitution contains fairly detailed provisions concerning the initiation of
Bills in one house and the passing of the Bill by the other. There are
particular provisions for a Money Bill which may, for example, only be
initiated in Dáil Eireann. Otherwise any Bill may be initiated in one
house and accepted or passed by the other house. Article 25.1. provides “
as
soon as any Bill, other than a Bill expressed to be a Bill containing a
proposal for the amendment of this Constitution shall have been passed or
deemed to have been passed by both houses of the Oireachtas, the Taoiseach
shall present it to the President for his signature and for promulgation by him
as a law in accordance with the provisions of this Article
”.
77. Sub-Article
2.1 provides “
Save
as otherwise provided by this Constitution, every Bill so presented to the
President for his signature and for promulgation by him as a law shall be
signed by the President not earlier than the 5th and not later than the 7th day
after the date on which the Bill shall have been presented to him
”
(There is special provision for signing and promulgation of a Bill as law in a
shorter period).
78. Article
25.4.1 provides “
Every
Bill shall become and be law as and from the date on which it is signed by the
President under this constitution ...”
The next sub Article provides “
Every
Bill signed by the President under this Constitution shall be promulgated by
him as a law by the publication by his direction of a notice in the Iris
Oifigiúil, stating that the Bill has become law
”.
79. Leaving
aside the provisions of a Bill expressed to be a Bill for the amendment of the
Constitution which falls into a special category which is not relevant to
present considerations, the President may decline to sign and promulgate as law
a Bill (other than a Money Bill) passed or deemed to have been passed by both
houses of the Oireachtas if, in the exercise of his or her absolute discretion,
after consultation with the Council of State, he or she decides to refer the
Bill to this Court pursuant to Article 26 of the Constitution for a decision on
a question as to whether such Bill or any of its provision are repugnant to the
Constitution.
80. What
emerges from the foregoing provisions is essentially self-evident. Only that
version of a Bill which is passed or deemed to have been passed by both house
of the Oireachtas and which is signed and promulgated into law by the President
is an Act of the Oireachtas. The Constitution does not assign or recognise any
special role for the initiators or promoters of a Bill. The legislative
process consecrated by the Constitution, commencing with the initiation in one
or other House of the Oireachtas and culminating with its signature and
promulgation into law by the President, is the means by which the
constitutionally expressed will of the Oireachtas is achieved. It is by laws
so adopted and promulgated that the citizens are bound. It is to the text of
those laws as promulgated that they, or their legal advisors, look to ascertain
the obligations or rights for which they provide or regulate.
81. As
has often been said by this Court, the Courts are one of the organs of
government, the judicial organ of government, referred to in Article 6 of the
Constitution. Included in their role is the task of applying Acts of the
Oireachtas in justiciable disputes between citizens or between a citizen and
the State and for that purpose to interpret them. It is frequently said that
in interpreting Acts of the Oireachtas the Court seeks to ascertain the
“intent” of the legislature or as Blackstone put it at page 59 of
his
Commentaries
“
the
will of the legislature
”.
The phrase “
intent
of the legislature
”
is, on a casual view, ambiguous because it does not expressly convey whether it
is the subjective intent or the objective intent of the legislature which is to
be ascertained. Manifestly, however, what the Courts in this country have
always sought to ascertain is the
objective
intent or will of the Legislature. This is evident for example from the rule
of construction according to which when the meaning of the statute is clear and
definite and open to one interpretation only in the context of the statute as a
whole, that is the meaning to be attributed to it. There has never been any
question of examining the statute further in the light of external aids so as
to ascertain whether parliament had an intent which it failed to adequately
express, at variance with that to be clearly found in the statute.
82. The
role of the courts in the interpretation of statues, as a matter of principle,
is summed up with great clarity by Lord Nicholls in
R
-v- Secretary of State for the Environment etc
.,
at 216
(cited above) when he said “
Statutory
interpretation is an exercise which requires the Court to identify the meaning
borne by the words in question in the particular context
.
The
task of the Court is often said to be to ascertain the intention of parliament
expressed in the language under consideration. This is correct and maybe
helpful, so long as it is remembered that the ‘intention of parliament'
is an objective concept, not subjective. The phrase is a shorthand reference
to the intention which the Court reasonably imputes to Parliament in respect of
the language used. It is not the subjective intention of the Minister or other
persons who promoted the legislation. Nor is it the subjective intention of
the draftsman, or of individual members or even of a majority of individual
members about the house. These individuals will often have widely varying
intentions. Their understanding of the legislation and the words used may be
impressively complete or woefully inadequate. Thus when the Courts say that
such and such a meaning ‘cannot be what Parliament intended’, they
are saying only that the words under consideration cannot reasonably be taken
as used by Parliament with that meaning. As Lord Reid said ... ‘We often
say that we are looking for the intention of Parliament, but that is not quite
accurate. We are seeking the meaning of the words which Parliament used’
.”
83. The
principle of objective intent at the root of the role of the Courts in
interpreting statutes is, as I have indicated, the same in this country. The
intent of the Oireachtas is imputed to it on the basis of the text of an Act
adopted and promulgated as law in accordance with the Constitution.
84. Any
proposal that the Courts should go behind the constitutionally expressed will
of the Oireachtas so as to rely on the statement of one member of one house,
whatever his or her status, must be approached with circumspection and
constitutional prudence. To go behind a will so expressed so as to look at
such statement and impute an intent expressed by one member to the Oireachtas
as a whole may, and I use that word guardedly, risk compromising the
legislative process and the role of other members of the Oireachtas. Thus the
question as to whether reliance should be placed by the Courts on the
parliamentary history of an Act raises considerations which in my view render
the issue
sui
generis
and not to be equated with reliance on other external aids such as reports of
Commissions which give a contextual background to legislative history. The use
of such external aids has a different provenance, gives rise to different
considerations and although they too must be relied on with circumspection, we
are not concerned with them in this case.
85. It
is in the context of the constitutional role of the courts to ascertain the
will of the Oireachtas as constitutionally expressed that the question of
judicial policy concerning recourse to parliamentary history, and in particular
statements of a minister or other member of the house, for interpretative
purposes falls to be considered. I think it can be fairly said that the
primary duty of the Houses of the Oireachtas is to express the legislative will
in the constitutionally prescribed manner in an Act which they adopt. Such a
duty would reflect the universal constitutional principle in a democratic
society: Men, and women, may intend what they will; but it is only the laws
which they enact which bind us.
86. Of
course the Oireachtas may, subject to the Constitution, adopt by law rules
governing the interpretation of statutes which are the fruits of the
legislative process. One example of this is the Interpretation Act 1937.
Section 11 (g) of that Act provides at least one indication of the unique
importance which the Oireachtas itself attaches to the actual text of an Act.
That subparagraph provides,
inter
alia
:
87. Although
marginal notes are to be found on a Bill on its introduction in the Oireachtas,
and continued in the Act adopted, the Oireachtas was nevertheless careful to
exclude them from consideration by the Courts, however helpful they might be in
some
circumstances, as an aid to interpretation. It might come as a surprise to
members of the Oireachtas that a statement of a minister or other member of the
house were to be relied on by the Courts in construing a statute, even as an
aid.
88. A
Minister or promoter of a Bill may feel constrained when intervening in the cut
and thrust of parliamentary debate to choose
her
or
his
words carefully for fear of giving rise to any misunderstanding as to her
or
his
intent on a subsequent parsing of those words in a court of law. On the other
hand it has been suggested that a clear and deliberate statement on the part of
the Minister or other promoter of the Bill as to the purpose for which it is
been introduced could be a helpful aid to interpretation. Apart from other
considerations which I will refer to, there is the foreseeable risk that the
promoter of the Bill would feel constrained to make statements calculated
specifically for interpretative purposes, something which has occurred in the
United States. Even if a Minister did not feel so constrained, the fact
remains that Ministers or other promoters of Bills do routinely inform the
House in question of the general purposes of the Bill and the reasons for its
introduction. Statements, calculated or otherwise, promoting a Bill passing
through a politically contentious process would not necessarily constitute a
neutral aid to construction. If the courts were to go behind an Act and look
at the proceedings in the Houses of the Oireachtas and statements made by the
promoter of a Bill for the purposes of interpreting the Act adopted, it would
place an onus on other members of the Oireachtas to examine his or her spoken
words for its implications as to the ultimate effect of a Bill when it becomes
law. They would have to do so from a perspective which they have never had to
do and which does not currently arise.
89. As
the legislative organ of State the Oireachtas has, subject to the constitution,
exclusive responsibility for the conduct of its proceedings so I refer to these
general considerations primarily for the purpose of indicating that any
decision to rely on statements made in one or other House as an aid to the
construction of an Act could have implications for the conduct of the
legislative process which is another reason for the Courts to consider this
question with prudence.
90. Counsel
for the Appellants in support of his submission that the Court should have
recourse to parliamentary materials relied on the ruling of the learned High
Court Judge who, having referred to the decision in
The People (D.P.P.) -v- McDonagh
stated “
The
Court would not be precluded from looking at such ministerial statement or
explanation merely because the statutory provision was unambiguous using the
traditional canons of construction. If the statement or explanation supports a
construction of the section which would be just about open under the ordinary
rules of construction, but which would not have occurred to the Judge, he is
entitled at least to take it into account. Putting it another way, Counsel is
entitled to produce the ministerial statement to the Judge with a view to
persuading the Judge that the view he appears to be taking is wrong
.”
91. On
practical grounds alone this is too broad a portal through which to allow
parliamentary material to enter into consideration in the interpretation of
Acts of the Oireachtas. It would seem unavoidable that recourse to ministerial
statements to confirm, contradict, verify, strengthen, qualify even nuance a
particular construction argued for would enter into most if not every
contentious case. Account would have to be taken of amendments in one or other
House subsequent to a statement. It would be a foolhardy if not negligent
lawyer who didn’t at least trawl through the parliamentary interventions
of Ministers in one house or both in order to check whether there was something
which supported one interpretation or another. Similar considerations could
arise when lawyers, accountants or other professionals are advising clients,
private or corporate, concerning the implications and effect of an Act. This
would be a complex and burdensome exercise - evaluating what weight the courts
might attach to this or that sentence or passage in a Minister’s speech.
It would add to legal costs. It is difficult to envisage that a ministerial
statement could always be divorced from the context of a debate as a whole
particularly if a different perception of the Bill was expressed by other
members who nonetheless supported the passage of the Bill. That is a situation
that one could not exclude. The option of having recourse to ministerial
statements generally in the interpretation of Acts must at least risk
introducing uncertainty where none may have existed. As the learned trial judge
observed “
In
practice, ministerial statements in the Dáil will not usually be of
assistance to a court in construing a statutory provision
.”
In the instant case the learned trial judge found some indirect support from
the ministerial statement for the interpretation which he attributed to section
2 of the Act but, as he pointed out, it was an interpretation which he had
already adopted independently of the ministerial statement. At best, recourse
to ministerial statements as an aid to interpretation would have limited value
in a limited number of cases. The disadvantages of permitting recourse to
ministerial statements greatly outweigh potential benefits. For these reasons
I think the submissions on behalf of the Appellants should fail. They should
also fail for other reasons.
92. The
disadvantages concerning complexity and uncertainty, to which reliance
generally on ministerial statements could give rise would not, to my mind, be
greatly ameliorated by limiting such reliance only to cases where there is
ambiguity in the statute or the need to avoid a patent absurdity and the
ministerial statement is clear and unequivocal. First of all I would recall
that there are a wide range of canons of construction and presumptions
available which are more sophisticated and neutral aids to the resolution of
such interpretative problems. Also available are methods of interpretation
such as the purposive or teleological approach to statutory construction.
93. Reliance
on a ministerial statement only when it is clear and unequivocal, would
displace the focus of interpretation from the statutory text to another
location namely the wording of that statement.
94. Even
then, if clarity or lack of ambiguity is not achieved in a carefully prepared
and drafted Bill or one the text of which undergoes parliamentary scrutiny at
each stage of its passage through the Oireachtas, the occasions on which it
would instead be found in a ministerial statement must, to say the least, be
limited.
95. Having
regard to the considerations I have outlined above concerning the role of the
Oireachtas recourse to statements of ministers could have implications for the
parliamentary process, I put it no further than that, which the courts should
avoid unless there are cogent and countervailing judicial reasons for doing so.
In my view the existence of such cogent or countervailing judicial reasons have
not been demonstrated by the Appellants.
96. Another
disadvantage in this context is that there is nothing before us to indicate
that the statement of a Minister in one House is available or taken into
account by the other House when considering the Bill. A Court could have
material before it which was never considered by one House.
97. Would
recourse by the courts to parliamentary statements, even in limited
circumstances, have implications for the exercise by the President of his or
her discretion to refer a Bill to the Supreme Court pursuant to Article 26 of
the Constitution? I must confess I am not sure what the answer to that
question might be. It is another reason for a cautious approach to changing
the existing rule.
98. The
presumption of constitutionality means that as between two or more possible
constructions of an Act (or a Bill in an Article 26 reference) the construction
that is in accordance with the provisions of the constitution would prevail
over any construction that is not so. (East Donegal Co-operative, 1970 IR 317
and the Adoption (No. 2) Bill, 1987, 1989 IR 656). Consideration of a
ministerial statement which appeared to promote a construction which was
incompatible with the Constitution would, it seems to me, conflict with that
well established presumption. Members of the Oireachtas are entitled to rely
on this presumption when deciding on matters of legislation. Going behind the
Act and entering the chamber so to speak to look at ministerial statements
would give a status to the promoters of a Bill to the disadvantage of other
members of the house which is something this Court should be reluctant to do at
least in the absence of compelling grounds. No such grounds have been shown.
99.
Having regard to the respective roles of the Oireachtas and of the courts and
all the considerations which I have mentioned, I am not satisfied that it has
been shown that recourse to ministerial statements as an aid to the
construction of statutes is sufficiently neutral useful or efficient to
outweigh, from a judicial policy point of view, the disadvantages or possible
inconveniences of abolishing or modifying the exclusionary rule. I do not in
this case consider it necessary to go so far as to say that this should be
decided as a matter of principle.
100. Maintaining
the classical exclusionary rule also has the advantage of avoiding a
potentially dangerous dichotomy entering into the interpretative practice of
the courts. The Courts seek the objective intent of the legislator while the
purpose of looking at parliamentary debates as a source of interpretation is to
seek the subjective intent. Even in contemporary circumstances applying the
traditional exclusionary rule is more likely to promote certainty in the
interpretation of statutes than to dilute it. It also has the advantage of
avoiding any risk that in abolishing or modifying the exclusionary rule the
courts might, even unwittingly, affect the legislative process of the
Oireachtas and the role of the members of the two Houses.
101. The
matters to which I have referred are sufficient in my view for concluding as a
matter of judicial policy that no sufficient grounds have been established for
abolishing or qualifying at this time the established exclusionary rule
concerning recourse to parliamentary proceedings.
102. Accordingly
no reliance should be made on the statement made by the Minister in Dáil
Éireann concerning the purpose of section 2 of the Act.
103. As
regards the substantive legal issue of interpretation I agree with the judgment
of Mrs Justice Denham and with the order which she proposes should be made.
104. I
have had the advantage of reading the judgment which has been delivered by Mrs
Justice Denham and also the judgment which has been delivered by Mr Justice
Murray and the judgment which is about to be delivered by Mr. Justice Fennelly.
I agree, as do Mr Justice Murray and Mr. Justice Fennelly, with the
conclusions reached by Mrs Justice Denham in regard to the principal matter at
issue in this case - the interpretation to be given to Section 2 of the Health
(Amendment) Act 1986 in regard to the manner of calculation of the charges to
be imposed by the Health Board under that Act.
105. I
also agree with the conclusion of Mrs Justice Denham that insufficient grounds
have been established for abolishing or qualifying the established exclusionary
rule concerning recourse to parliamentary proceedings as a matter of judicial
policy at this time.
106. Mr
Justice Murray in his judgment has provided a wide ranging and in-depth
analysis of the latter issue - the admissibility of ministerial statements or,
more widely, parliamentary debates, as aids to the interpretation of Statutes.
Mr Justice Murray reaches the conclusion that recourse to ministerial
statements as an aid to the construction of statutes is not sufficiently useful
or efficient as to outweigh, from a judicial policy point of view, the
disadvantages or possible inconveniences of abolishing the exclusionary rule.
He does not, however, go so far as to say that this should be decided as a
matter of principle in the present proceedings. I am in full agreement with
these conclusions.
107. Mr.
Justice Fennelly in his judgment, having referred to a number of additional
authorities also addressed the difficulties both in principle and in practice
of allowing the use of Parliamentary Debates in the interpretation of Statutes
by the Court. I agree with his conclusion that in the context of the present
appeal the statement of the Minister should not have been considered.
108. In
this short addendum to the judgments of my learned colleagues, I wish to stress
that I entirely share Mr Justice Murray’s concerns as to the
constitutional impropriety of blurring the distinction between the legislative
task of the Oireachtas in forming and enacting the law and the judicial task of
the Courts in interpreting the law as it has been enacted.
109. Apart
from these concerns of principle, it seems to me that there are very real
practical difficulties in the way of such reliance on either ministerial
statements or Parliamentary Debates in the construction of statutes.
110. The
process of legislation by the Oireachtas is essentially collective. It is the
Oireachtas
as
a whole
which legislates. It would in my view be a misleading oversimplification of
this process to rely, in interpreting a statute, on ministerial statements
alone. Particularly in the case of more complex statutes, which pass through a
lengthy Committee Stage, contributions come from all sides of both Houses of
the Oireachtas. The statute as finally enacted may well have been extensively
amended and may differ crucially from the Bill as introduced by the
Minister’s initial introductory statement at the Second Stage. For the
Courts to rely on ministerial statements in interpreting statutes would not,
therefore, reflect the will of the Oireachtas as a whole. Yet to search the
entire Parliamentary Debates for indications as to the proper interpretation of
statutes would be both complex, time consuming and extremely difficult in
practice. Such a procedure would be open to all the criticisms voiced by both
Mr. Justice Murray and Mr. Justice Fennelly in their judgments.
111. The
actual issue between the parties in the present proceedings can be decided
without this Court making a decision in principle on the use of parliamentary
proceedings as an aid to the construction of statutes. I am, however, clear in
my view that in the present proceedings the statement of the Minister should
not have been considered. The issue of admissibility of Parliamentary
Debates is of considerable importance and will, no doubt, arise again in the
future. As a matter of general judicial policy, however, I share the view of
Mr. Justice Murray that at present insufficient grounds have been established
for abolishing or gratifying the established exclusionary rule.
112. I
agree with the judgment of Denham J on the issue of interpretation of section 2
of the Health (Amendment) Act 1986 and on the order which she proposes. I also
agree with both Denham and Murray JJ that evidence in the form of parliamentary
debates should not be considered by the Court in this case, but I would like to
explain my approach to this issue.
113. The
appellant has asked the court to receive in evidence, for this purpose, a
statement made in the Dáil by the Minister for Health in recommending
the bill to the House. He said:
114. Geoghegan
J took this passage into consideration in the High Court but only to enable him
to reach a conclusion on the first argument advanced by the insurer, i.e. that
the charge to be made under the section was not the same as the charge provided
for by section 55 of the Health Act, 1970. He had, however, already come to a
clear conclusion on this issue. He went on to consider the effect of the
Minister’s speech because of the importance of the point for future cases
and in case there should be any doubt about his interpretation. On the other
hand, he declined to consider the rest of the ministerial statement as it was
merely indicative of ministerial policy.
115. Geoghegan
J had prefaced his consideration of the issue by a review of the Irish
authorities and a brief reference to
Pepper
v Hart
[1993] 1 All ER 42. He took the view that the Supreme Court had gone much further in
People
(DPP) v McDonagh
(
McDonagh
)
[1996]
1 I.R. 565.
116. There
is no dispute that the traditional common-law rule was that, whatever about
certain other extraneous materials such as commission reports, statements made
during the progress of a bill through parliament were not admitted in aid of
its interpretation after it had been passed into law. Counsel for the appellant
submitted that the situation had now changed to such an extent that, if this
Court declined to depart from that rule it would be unique among common-law
jurisdictions.
117.
There are, it seems to me, reasons both of principle and of convenience which
plead in favour of caution in modifying the rule, or at least lean against its
unqualified abandonment. I agree with Murray J. that what is at issue is
better described as judicial policy rather than a fundamental principle.
118. I
will commence with the statement of Costello P, when giving the judgment of
this Court in
McDonagh:
119. The
learned judge then quoted a decision of the US Supreme Court which is discussed
below and continued:-
120. This
statement must now clearly be read in the light of the judgment of this Court in
In
the matter of Article 26 of the Constitution ..... and ... the Illegal
Immigrants (Trafficking) Bill 1999
[2000] 2 IR 360. It is worth quoting in full the passage from the judgment of the
Court delivered by Keane C.J. on the issue of admissibility of speeches in the
Oireachtas in aid of discerning the purpose of considering the purpose of the
provisions which were there at issue. The passage is as follows:
121. This
passage prompts a number of observations. Counsel’s purpose in citing
Oireachtas debates was apparently to cast light on the purposes of the
legislation. It is not absolutely clear whether a distinction was being made
between the meaning and the purpose of a statutory provision. In other words,
parliamentary debates might be admissible to assist in discerning the first but
not the second. The general context of the passage suggests that the court did
not make such a distinction. For my own part, I think such a distinction must
be too theoretical to be a reliable guide to the circumstances in which
extraneous materials will be admissible, though there was some discussion of it
in one of the English cases to which I will refer. The Court went on to
distinguish both
McDonagh
itself and the principal authority upon which Costello P had relied, (
Bourke
v Attorney General
).
In the latter respect, the Court drew attention, as does Murray J. in his
judgment in this case, to the distinctiveness of the rule permitting resort to
travaux
préparatoires
when
interpreting international agreements.
122. Treaties
are interpreted in accordance with special rules, long recognised in
international law and now expressed in the Vienna Convention on the Law of
Treaties of 1969. The fact that those rules, Article 32 in particular, make
specific provision for reference to
travaux
préparatoires
can, of itself, have no bearing on the interpretation of statutes. Article 32
provides:
123. Article
31 states the general rule, according to which, a “
treaty
shall be interpreted in good faith in accordance with the ordinary meaning to
be given to the terms of the treaty in their context and in the light of its
object and purpose.”
Moreover, there is cogent persuasive authority to the effect that resort to
these materials should be rare. (
Fothergill
v Monarch Airlines
[1981] AC 251, per Lord Wilberforce at page 278.)
124. The
court in the
Illegal Immigrants
case drew attention further to the fact that
McDonagh
itself was not an authority for the admissibility of Oireachtas debates, since
it was concerned with legislative history in the sense of the usefulness of
reference to similar provision in an English statute.
125. Next
the Court referred to the earlier decision of Costello J in
Beecham
Group v Bristol Myers.
It observed that the learned judge had had regard to Dáil debates even
where the statutory provision under consideration was itself
“perfectly
clear and unambiguous.”
As the Court noted, this approach would not have been acceptable even under the
later approach of the House of Lords in
Pepper
v Hart.
126. The
key point, however, is that the Court did not consider that it could derive any
assistance from Dáil debates. The meaning of the provisions was clear.
Although the Court did not expressly disapprove
Beecham
Group v
Bristol
Myers
,
it seems to me that it did so implicitly when it stated that the court was
“solely
concerned with the meaning of the legislation as passed by the two Houses of
the Oireachtas”
and
“the
two provisions as passed by them are to be construed in accordance with normal
canons of construction...”
127. Where
the meaning was clear, it declined to have regard to parliamentary debates. It
is true that this pronouncement is qualified by the phrase,
“Whatever
may be the position in other cases.”
I
cannot see any basis for adopting a different approach in
“other
cases”
,
assuming that description to refer to cases other than references by the
President to the Supreme Court pursuant to Article 26 of the Constitution. In
either event, the meaning of a statutory provision must be ascertained.
128. Before
returning to express my own more general views on the issue, I will refer to a
small selection of the material which has been cited from other common-law
jurisdictions.
129. The
United States is perhaps pre-eminent among the common-law jurisdictions in the
world. The range of its legal materials is almost unlimited in its range and
its depth. However, it is also notorious that great legal issues are the
subject of almost permanent debate often surrounded by heated controversy. We
are not, in our courts sufficiently familiar with US jurisprudence to be in a
position confidently to assert that one or other school of thought represents
the accepted position, at least on controversial issues.
130. Murray
J in his judgment delivered today draws attention to the dictum of Justice
Jackson in his concurring judgment (though dissenting on the issue he raises) in
United
States v Public Utilities Commission of California
(1953)
345 US 295:
131. It
seems that there is a long-established practice in the United States, in spite
of occasional dissents such as those cited from Justice Jackson, (and currently
Justice Scalia) of considering a wide variety of legislative materials
including congressional debates. It does not appear that the Supreme Court
justices are conscious of the existence of any rule of law to the contrary.
This emerges most clearly from the full context of the passage of which part
was cited by Costello P in
McDonagh
from the judgment of the Supreme Court of the United States in
United
States v American Trucking Association
(1940)
US 534 at p 543-544:
132. Obviously
this thinking is far removed from the established approach to statutory
interpretation in this jurisdiction. In particular, it would be impossible to
reconcile it with the judgments of the majority of this Court in Howard v
Commissioners of Public Works [1994] 1 I.R. 101. Blayney J, with whom Finlay
C.J. and Denham J agreed, expounded, by reference to authoritative textbooks
and case-law, the traditional rule that the intention of the legislature can be
gathered only from the meaning of the words used in the legislation. Finlay
C.J. added:
134. It
is, I think, unnecessary to refer to any extent to the views of Australian, New
Zealand and Canadian courts. The different approaches which prevail in those
jurisdictions and others have been thoroughly explained in the Consultation
Paper of The Law Reform Commission (CP14-1999): Statutory Drafting and
Interpretation: Plain Language and the Law. It seems, for example, that
Australian interpretation legislation gives express power to the courts to give
consideration to a wide range of extraneous material including the speech made
in either House of the Australian Parliament by the Minister moving the
adoption of a bill on second reading. In several of the jurisdictions studied,
the legislation requires the courts to give large and liberal meaning so as to
attain its objects whether ascertainable from the legislation or not.
135. However,
the jurisprudential development which has received the greatest attention in
this jurisdiction in recent years is the decision of the House of Lords in
Pepper v Hart. The underlying issue concerned the taxation of benefits in
kind. The taxpayers were teachers. They were allowed to have their children
educated at the school where they were employed for one quarter of the normal
fees. This was a taxable benefit in kind. The legislation provided for taxation
on the basis of cost to the employer, but that was ambiguous, because it was
not clear if it should be measured as an average of the entire cost or on the
basis of marginal cost of educating an additional student. The intention of the
Minister responsible for proposing the relevant legislation, assuming it to be
admissible, was that taxation should be on the latter basis with the effect
that the tax would be either very little or nil. Lord Browne-Wilkinson gave the
leading speech. Since the legislation was ambiguous he proposed a limited
modification of the existing exclusionary rule. This would be subject to three
conditions:
“(a)
legislation is ambiguous or obscure or leads to an absurdity; (b) the material
relied on consists of one or more statements by a minister or other promoter of
the Bill together if necessary with such other parliamentary material as is
necessary to understand such statements and their effect; (c) the statements
relied on are clear.”
136. The
obverse of the first criterion is that such evidence will not be received if
the meaning is clear. On that principle, the ministerial statement would not
have been accepted by the learned trial judge in the present case. A more
fundamental question is whether this is a workable criterion. In my view it is
not. The difficulty is well illustrated by the second and more recent House of
Lords decision cited to the Court at the hearing of this appeal. In
R
v Secretary of State for the Environment, Transport and the Regions and others,
ex parte Spathe Holme Ltd
[2001] 1 All ER 196, the House was divided on the issue of whether the
statutory provision was clear. Furthermore, there was disagreement as to
whether the
Pepper
v Hart
rule extended to interpretation of the scope or purpose of a statutory power or
was limited to the interpretation of the meaning of a provision. I have
referred to this point earlier in connection with the remarks of this court in
the
Illegal
Immigrants
case. It is right to say, nonetheless, that the House was generally concerned
to see that the
Pepper
v Hart
conditions were strictly respected for fear that the practical inconveniences
which had motivated Lord Mackay’s dissent in that case should
materialise.
137. I
will conclude by explaining my reservations about the use of the sort of
parliamentary material at issue in this case, i.e. a speech made during a
Dáil debate. It is enough for those purposes to say that they should not
be received for the purpose of confirming a view at which the court can arrive
without them. I do not rest my opinion on constitutional considerations. They
may - I do not say that they will - arise if and when the matter has to be more
directly addressed and the wider implications of the Court’s opinion in
the Article 26 reference cited above have to be considered. They obviously
have not troubled the US Supreme Court in the judgment cited or the House of
Lords when it had to consider the implications in the light of section 9 of the
Bill of Rights in Pepper v Hart.
138. Once
the principle is accepted that the courts will look at parliamentary debates
– even limited to the speech of the responsible Minister – it seems
to me inevitable that counsel will feel under a professional obligation, by
reason of the duty owed to the client, to investigate that matter in every
case. The available material may be considered unhelpful in a great many
cases, but at least the work will have to be done, with inevitable implications
for legal costs. It is equally inevitable that in a great many cases the courts
will be asked to consider the fruits of researches so performed. Thus, even
though a court is able to interpret a provision without difficulty in
accordance with normal canons of construction, much additional material will
have to be reviewed, assessed and judged. In this respect I share the
reservations expressed by Lord Mackay in
Pepper
v Hart.
He
said:
139. Both
Geoghegan J and all the members of this Court are of the view that the meaning
of the section at issue is clear. To admit that material in such a case would
be tantamount to admitting them in a great many cases. It is not possible to
lay down in advance a satisfactory or workable threshold precondition based on
the ambiguity of the statutory provision or the decisiveness of the ministerial
statement. One lawyer’s clarity is too often another’s ambiguity.
More typically, a party takes as his point of departure that the provision is
clear in his favour. He will thus present the parliamentary debate as an
alternative.
140. Following
the cautious example of the Court in the article 26 reference I would not wish
to restate the exclusionary rule on any basis broader than the precise context
of the present appeal. In my view, the statement of the Minister should not
have been considered.