1. In
these proceedings the Applicants, and Appellants before this court, Spin
Communications Limited trading as Storm FM (hereinafter referred to as the
Appellants) have sought,
inter
alia,
an Order of certiorari by way of Judicial Review quashing the decision of the
Independent Radio and Television Commission (hereinafter referred to as the
Respondent or the Commission) announced on the 11th of October 1999 whereby it
awarded a sound broadcasting contract, commonly referred to as a radio licence,
to Maypril Limited trading as Spin FM (hereinafter referred to as the Notice
Party). The contract awarded was for a radio service for Dublin designed to
serve the 15 - 34 age group. The proceedings were heard by Mr Justice
O’Caoimh in the High Court who by judgement delivered on the 8th day of
June 2000 dismissed the Appellants application.
2. It
is from the judgement and Order of the learned High Court Judge that the
Appellant appeals. There is just one ground relied upon by the Appellants in
their appeal that is, that there was objective bias on the part of Dr Colum
Kenny who was a member of the Commission and participated in the decision to
award the radio licence to the Notice Party. In the appeal the Appellants
contend that the facts of the case are such as would lead a reasonable person
to apprehend that there was a real danger that his chance of a fair and
independent evaluation of the application for the licence did not exist by
reason of a pre- judgement made by Dr Kenny.
3. The
formal process leading to the award of a sound broadcasting contract or radio
licence, may be briefly described as follows. In April 1999 pursuant to
Section 5 of the Radio and Television Act 1988, the Commission, by way of
public advertisement, invited applications for a radio licence for Dublin
orientated to the 15 - 34 year old age group.
4. The
formal document inviting applications also comprised a guide setting out, inter
alia, the format in which applications should be made and the various matters
which the commission would take into account in examining applications in the
exercise of their statutory functions pursuant to Radio and Television
Communications Act 1988.
5. Of
the applications received a short list was drawn up which included the
Appellants, the Notice Party and two other consortia. Each of these was
invited to make an oral presentation which took place on the 27th and 28th
September 1999. Each applicant made a formal presentation followed by
questioning from the commission.
6. Subsequently
the commission decided that the sound broadcasting contract should be awarded
to the Notice Party and so announced on the 11th of October 1999.
7. Following
the announcement by the commission of its award of the radio licence to the
Notice Party, the Appellants were clearly dissatisfied with the decision of the
Commission. They sought, with other unsuccessful applicants, information from
the Commission as to the reasons for the decision and the basis on which it was
made. Not being satisfied with the kind of response they received the
Appellants sought and obtained, by Order of the High Court dated the 20th
December, 1999, leave to bring judicial review proceedings in respect of the
said decision on a range of grounds. Most of these grounds were not relied
upon in the High Court. The only ground relied upon by the Appellant’s
in this appeal is, as indicated above, that there was objective or apparent
bias on the part of one member of the Commission, namely Dr Colum Kenny, which
vitiated the decision.
8. The
occurrence which first gave rise to concern on the part of the
Appellant’s of at least a possible bias on the part of Dr Kenny was a
front page article published in a Sunday newspaper on the 28th November, 1999
to the effect that Dr Kenny had “secretly” attended with the
National Drugs Unit of the Gardai at Dublin Castle with a view to checking up
on Mr John Reynolds. As previously noted Mr Reynolds is a director of the
Appellant’s company and he is also it’s chairman and a shareholder.
Mr Reynolds was fearful that the newspaper story, if accurate, may have meant
that, unbeknownst to him, some adverse view concerning him and the use of drugs
in a nightclub owned by him had adversely affected the Appellant's application.
Accordingly, through his solicitors, he wrote to Dr Kenny seeking to ascertain
whether such a meeting had taken place and the import of same. All this is
outlined in the Affidavit sworn by Mr Reynolds in these proceedings on the 20th
December, 1999. This was responded to by an Affidavit of Mr Michael
O’Keefe, Chief Executive of the Commission, dated 17th January, 2000 and
subsequently by an affidavit of Dr Colum Kenny himself dated 13th March, 2000.
In addition to confirming that Dr Kenny had indeed visited the garda drugs
unit, during which Mr Reynolds and his nightclub POD had been mentioned, the
two replying affidavit’s disclosed other facts and actions of Dr Kenny
concerning what has been referred to as the “
drugs
issue
”
relating to his consideration or pre-occupations in relation to the award of
the radio licence in question.
9. The
facts and circumstances relating to the issue upon which the Appellant’s
rely for the relief sought in the appeal have been set-out in detail by the
learned High Court judge in his judgment. Essentially these facts and
circumstances are not in issue between the parties. What is an issue is the
interpretation or inferences drawn by the learned High Court judge from those
facts and circumstances.
10. Accordingly,
I think it is appropriate at this stage to set out the relevant facts and
circumstances and position adopted by the parties as recited by the learned
High Court
13. As
you are aware, the IRTC is obliged by statute to have regard to the character
of persons who are involved as shareholders in applications for a broadcasting
contract. I have a concern, explained below, which I ask you to address in
some way as chairman.
14. Mr
John Reynolds is a shareholder in, and chairman of, on of the groups (STORM)
now applying for a youth franchise in Dublin. He is owner of the POD
night-club, a fact which has been repeatedly highlighted in recent publicity
generated by his group’s application.
15. Within
the past year, I was advised by a Senior Counsel who has worked in drug-related
cases not to let my children frequent the POD because, he believes, it is
notorious as a place of drug dealing. I had myself earlier heard rumours to
that effect.
17. Veronica
Guerin, the POD was mentioned as a meeting-place for some of the underworld and
reference was made to drugs in that context (see attached Irish Times report,
17/6/99).
18. Subsequently,
Judge Desmond Windle, stated in a case that the POD should be known as
“Place of Drugs” and, according to a report, “urged the
superintendent for the area to take into account the evidence of drug dealing
when the club’s annual licence renewal came up later this year”
(see attached Irish Times report, 25/6/99).
19. I
am not personally aware of any attempts by Mr Reynolds to distance himself from
such statements and impressions or to identify himself publicly as being
strongly anti-drugs.
20. I
am concerned about the impression which will be conveyed to young Dublin should
a group so identified with the owner of the POD be granted the youth franchise.
What if the IRTC were to grant this group a contract and then renewal of the
POD’s club licence were to be opposed by the local superintendent?
21. I
note that what is described in the application as STORM’s proposed
“political forum” programme (p.63) has been given the title
“DID YOU INHALE?” which is quite inappropriate in the circumstances.
22. As
you know, I did not shortlist the STORM application, on other grounds.
However, I think that this matter of character is distinct from other
considerations.
23. I
personally have no evidence which in any way connects Mr Reynolds personally
with drug-dealing or with knowingly permitting it to take place. The main
question which arises in the light of what I have outlined above is whether the
reputation of his night-club or his failure to take a stronger public stance on
drugs is relevant to any judgment of his character by the IRTC.
25. The
learned High Court Judge continued
“Dr. Kenny states that he did not refer to his visit to the Gardaí
at his meeting with the chairman but that he outlined his concerns as described
in the letter and as described in his affidavit. The chairman advised him that
in the absence of any evidence implicating Mr. Reynolds or any other director
of the applicant company, it would be unfair and inappropriate to raise or
challenge the character of the applicant company or to draw any adverse
inference relating to the character of the applicant or its directors on the
basis of “the drugs issue”. He states that having discussed the
matter with the chairman he agreed with his assessment.
28. In
response to written questions from the IRTC concerning these applications,
STORM FM has chosen to introduce to the proceeding an assertion that Mr John
Reynolds has “been to the forefront in strenuous efforts to clean up the
image of dance and new
29. Desmond
Windle stated that Mr Reynold’s POD nightclub should be known as
“Place of Drugs” (rather than Place of Dance) and, according to a
report, “urged the superintendent for the area to take into account the
evidence of drug dealing when the club’s annual licence renewal came up
later this year” (see Irish Times report, 25/6/99).
30. The
statement that Mr Reynolds now makes about drugs is unsatisfactory. Detective
Inspector Brian Sutton is not in fact “head” of the National Drugs
Unit. The National Drugs Unit does not give any nightclub “a clean bill
of health”. If Mr Reynolds is committed to implementing all necessary
anti-drugs measures at the POD, his resolve has been stiffened by a judge
putting him on notice that the Gardaí may oppose the renewal of his
licence.
31. In
my opinion the requirement in S.6 of the Act that members of the IRTC have
regard to the character of applications is especially relevant where we are
awarding a licence for a radio service which will - to use the marketing
language so common in these applications - “target” young people,
young people who can be impressionable.
32. While
the IRTC has before it no evidence that Mr Reynolds’ nightclubs have been
in fact “place of drugs”, there is no compelling reason for us to
be swayed by his own assertions in this context and we ought not to consider
them as evidence of the character of the applicant.'
33. The
learned High Court Judge continued -
“Having considered the matter and the document which he had prepared, Dr.
Kenny concluded that the position had not changed and that, particularly having
regard to the fact that there was no evidence linking Mr. Reynolds or any other
director of the applicant company with anything untoward in relation to drugs,
it remained the case that it would be unfair and inappropriate to arise or
challenge the character of the applicant in any way or to draw any adverse
inference in relation to the character of the applicant company or its
directors based upon what was described as “the drugs issue” - Dr.
Kenny points out that at the meeting of the 11th October, 1999 he did not raise
and no other member of the Commission raised any comment in relation to the
written response from the applicant company on the question at all in relation
to the approach of the applicant company or Mr. Reynolds to what may be
described as “the drugs issue”. Dr. Kenny indicates that following
his meeting with the chairman on the 22nd September, 1999 the only
communication that he had with other members of the Commission which might be
said in any way to be referable to the drugs issue related to a programming
proposal. It appears that on the 27th September, 1999 he expressed some
reservation to the members of the Commission to whom he was then talking
concerning the choice of the title “Did you inhale?” for the
political programme proposed by the applicant company. Dr. Kenny points out
that the question of drugs took up a relatively small proportion of the total
consideration devoted to the Applicant’s bid. He states, with regard to
the discharge of his obligation to consider the character of the directors of
the applicant company, having considered the matter he was satisfied without
feeling a necessity to raise the issue with the applicant, that there should be
no challenge to the character of the applicant company or its directors and
that there should be no adverse inference drawn in relation to the character of
one applicant company or its directors based upon what is described as
“the drugs issue”. Dr. Kenny says that he did not decide upon the
determination of his personal vote on the radio applications until the final
meeting of the Commission on the 11th October, 1999 and that he did so solely
on the basis of the original written applications, the oral presentation, the
oral/written questions and answers of the applicants and the consideration of
same conducted by the Commission as a whole. He says that the “drugs
issue” so far as it relates to the applicant formed no part of the basis
on which he cast his vote.
34. At
the outset counsel for the Appellants stated that the only issue was objective
bias on the part of Dr. Kenny as a member of the Commission there being no
issue on the material facts. It was the Appellant’s contention that the
evidence before the High Court demonstrated that Dr. Kenny had, prior to the
receipt of any bid from any party, formed a fixed adverse opinion of Mr John
Reynolds, the Chairman of the Appellant consortia, to the effect that it would
be wrong to aware the licence to a consortium associated with him or his
nightclub known as the POD. Accordingly the participation by Dr. Kenny in the
vote on the final determination of the award of the licence vitiates the
decision of the Respondents.
35. As
to the test to be applied regarding the existence of objective bias the
Appellants relied first of all on what was stated by Murphy J. in Dublin and
County
Broadcasting Ltd -v- IRTC
(unreported 12th May, 1989)
“
I
entirely accept that it would be irrelevant and immaterial if, in a case such
as the present, it was established as a matter of fact that bias was
non-operative or that the particular person accused of the bias was outvoted or
whatever. If it is shown that there are on the facts circumstances which would
lead a right minded person to conclude that there was a real likelihood of
bias, this would be sufficient to invalidate the proceedings of the tribunal
.”
37. The
Appellants also relied on the judgement of Geoghegan J. in the same case in
particular passages from pages 8 and 9 of his judgment where he stated
“It
seems clear from the case law in Ireland and England that an allegation of bias
must be made on foot of circumstances outside the actual decisions made in the
case itself”
and at page 9 of the same judgment “
Even
in cases where there is no evidence of actual bias and no evidence of the
adjudicator having any proprietary or other interest in the outcome of the
matter, there will still be held to be apparent bias if a reasonable person
might have apprehended that there might be bias because of some particular
proven circumstance external to the matters to be decided in the case such as
for instance a family relationship in circumstances where objection maybe taken
(O’Reilly
-v- Cassidy
[1995] 1 ILRM 306
)
or the judge having been involved in a different capacity in matters which were
contentious in the case
(Dublin
Wellwoman Centre Ltd -v- Ireland
[1995] 1 ILRM 408
)
or where there was evidence of prejudgment by a person adjudicating (
O’Neill
-v- Beaumont Hospital Board
[1990] ILRM 419
).”
The Appellants in their submissions also relied on the latter two cases cited
by Geoghegan J. in his judgment as well as the judgment of Keane J. in
Radio
Limerick One Ltd -v- The Independent Radio and Television Commission
[1997] 2 IR 291
and that of McGuinness J. in
Bula
Ltd (in receivership) and Ors -v- Tara Mines and Ors
(unreported, The Supreme Court, 3rd July, 2000)
.
Apart from the question as to the test to be applied in determining whether
objective or apparent bias could be considered to exist, the Appellant sought
to compare the pre-judgment found to have existed in the
O’Neill
-v- Beaumont Hospital Board
case and the withdrawal of a member of the commission from its deliberations in
the Radio Limerick One case with the facts of this case.
39. Dr.
Kenny to the Chairman of the Commission, Mr Conor Maguire S.C. constitutes
evidence of the pre-judgment of Dr. Kenny. They contend that the letter
demonstrates that Dr. Kenny, prior to visiting the gardaí and indeed
prior to the receipt of any bid from the Appellants, had formed an adverse view
of the POD nightclub and thus of Mr Reynolds and that it demonstrated that Dr.
Kenny was of the view that it would not be wise to give a licence to any
Applicant associated with such a nightclub. Furthermore, it was submitted,
that the omission of Dr. Kenny to inform the Chairman in that letter of his
contacts with the gardaí and of the fact that the gardaí were not
going to object the renewal of the licence for the nightclub in question
supported their contention for the existence of objective bias.
40. Secondly,
what the Appellants call the 'secret' conduct of Dr. Kenny in going to the
gardaí also constituted evidence of bias in contrast to the conduct of
the member of the commission whose behaviour was in question in the case of
Dublin
and County Broadcasting -v- IRTC and Ors
(unreported), High Court, Murphy J. (12th May, 1989)
.
Thirdly, the Appellants rely on the document of “self
clarification” as demonstrating that the pre-judgment which they alleged
against Dr. Kenny had not been discarded by him following his meeting with the
Chairman of the commission at which the letter of 22nd September, 1999 was
discussed.
41. Next
the Appellants relied on the extensive number of questions which were raised by
solicitors acting on behalf of Mr. Reynolds writing out of the publication in
the Sunday Tribune and the fact that Mr Kenny, through his solicitors, declined
to respond to those questions on the grounds that they had been instructed by
Dr. Kenny to issue defamation proceedings against that newspaper. The
Appellants contend that in the absence of the issuing of defamation proceedings
to-date the Court should draw inferences in favour of their contention as to
the existence of objective bias.
42. Finally,
the Appellants laid emphasis on inaccuracies and inconsistencies to be found on
comparing that part of the affidavit of Mr Michael O’Keeffe, (Chief
Executive of the Respondents) where he gives an account of events based on what
he was told by
43. Dr.
Kenny and the affidavit of Dr. Kenny himself dealing with the same events.
Both affidavits been filed in the course of these proceedings.
44. On
the basis of the foregoing matters which were in evidence before the High
Court, the Appellants submitted that a reasonable person would be compelled to
an apprehension that there was a real danger that Dr. Kenny may have been
biased and that the decision of the Respondents should therefore be set aside.
45. There
was no substantive divergence between the submissions of the Respondents and
those of the Appellants as to the appropriate test to be applied in determining
the existence of objective or apparent bias on the part of an adjudicator and
the Respondents referred to very much the same line of case law relied upon by
the Appellants and in particular the judgment of Keane, C.J. in
Orange
Communications -v- Director of Telecommunications Regulation and Meteor Mobile
Communications Ltd
on this point. The Respondents further submitted that while the test for
objective bias is the same for Courts and administrative tribunals the
application of that test for administrative tribunals is less stringent. The
Respondents submitted that if the manner in which Dr. Kenny pursued his
enquiries could be considered as somewhat unconventional, however, a departure
from the norm does not of itself give rise to a reasonable apprehension that
the decision-maker may have been biased.
46. As
regards the facts the Respondents submitted that the Appellants, for the
purpose of making their case, had selected and isolated a number of facts from
all other facts and circumstances relevant to the whole process of considering
the various applications for the licence and in particular all of Dr.
Kenny’s attempt to address his legitimate concerns on the so-called drugs
issue. Counsel for the Respondent stated that he relied on 21 facts which he
had catalogued in his submissions to the High Court and which were recited in
the judgment of Mr Justice O’Caoimh at pages 19-23 inclusive of his
judgment in this case.
47. I
don’t consider it necessary to recite once again in this judgment these
21 points but I will refer to some of the more salient facts or circumstances
relied on by Counsel for the Respondents namely:-
48.
With particular regard to the “clarification document” (prepared by
Dr. Kenny some time between 6th and 11th October, 1999) Counsel for the
Respondents submitted that it must be considered in the context of the answer
received from the Appellants to the question posed to the Applicants concerning
their policy or substance abuse by young people.
49. The
answer received from Appellants to that question seemed to Dr. Kenny to contain
inaccuracies and these inaccuracies were confirmed on making inquiries to the
gardaí. It was in the light of such confirmation that Dr. Kenny
prepared the 'clarification document'. His uncontradicted evidence was that he
did so "with a view to clarifying in my mind whether the information altered in
any way the view which I had reached on 22 September, 1999".
50. Furthermore
the uncontradicted evidence of Dr. Kenny was that having considered matters he
concluded that the position had not changed and the drugs question remained
irrelevant to the decision process.
51. In
broad terms the Respondents submitted that Dr. Kenny’s conduct taken as a
whole showed no more than a concern that no Applicant for a radio licence that
is directed at the age group of 15-34 year olds should be associated with any
laxity towards the use of illicit drugs. He had resolved these concerns
himself and his conduct could not give rise to an inference of objective bias
on his part.
52. As
regards the submissions of the Appellants based on the absence of a response by
Dr. Kenny to the detailed questions posed to him following the story in the
Sunday Tribune in the letter from Mr. Reynolds’s solicitors dated the
22nd day of November, 1999 and the alleged inconsistencies between the
affidavit sworn by Mr O’Keeffe and the affidavit of
53. Dr.
Kenny, the Respondents first of all submit that the Appellants are not entitled
to rely upon events which are subsequent to the decision being challenged in
support of a contention that decision is vitiated by objective bias. It was
submitted that to succeed in a claim of objective bias it is necessary that the
bias or the appearance of bias be present at the time of the making of the
decision. In this respect the Respondents relied on the judgment of Barron, J.
in the Orange case in which he stated that the factor from which bias maybe
concluded by a reasonable observer “
must
pre-date the decision complained of
”.
Accordingly these matters cannot be considered relevant to the Appellants
case. In any event, the Respondents disputed that there were any
inconsistencies between the Affidavits and that in the one area in which the
Affidavit of Mr O’Keeffe was not complete that lack of completeness was
cured by the Affidavit of Dr. Kenny. As regards the absence of a response to
the questions sent to
54. Dr.
Kenny, the Respondents added that at all material times Dr. Kenny was in
receipt of legal advise in this regard. In all the circumstances it was
inappropriate for the Appellants to rely upon these subsequent events in
support of a contention that there was an appearance of bias vitiating the
decision made some months earlier.
55. Counsel
for the Notice Party adopted the submissions made by Counsel on behalf of the
Respondents and made submissions along similar lines concerning the test to be
adopted in determining whether the existence of objective bias is to be
inferred.
56. The
primary point of law on which the Court was addressed was the test which should
be applied in determining whether the decision taken by the Commission on the
award of the licence was tainted by objective bias on the part of Dr. Kenny.
Bias can be of two types, conscious or actual bias or objective bias. The
Appellants have expressly abandoned any allegation of actual or conscious bias
on the part of Dr. Kenny. In cases of alleged objective bias the Courts
proceed as Keane, C.J. pointed out in the Orange case (cited Supra) at page
119, “
on
the assumption that, where there is a reasonable apprehension of bias, the
decision must be set aside, although there is not the slightest indication that
the decision maker was in fact actuated by any bias
”.
The test to be applied in determining what may be regarded as constituting
objective bias on the part of an Adjudicator (and I use this term in order to
cover judicial proceedings and administrative or quasi judicial proceedings
before tribunals or other administrative bodies) has been considered in a good
number of cases in recent years before the High Court and in particular before
this Court. I think the law on this question is now clear and is that as
expressed by Keane C.J. in his judgment in the Orange case at page 120. In his
judgment, with which a majority of the Court expressly agreed, the Chief
Justice stated that there is
“no
room for doubt as to the applicable test in this country; it is that the
decision will be set aside on the ground of objective bias where there is a
reasonable apprehension or suspicion that the decision maker might have been
biased, ie. where it is found that, although there is no actual bias, there is
an appearance of bias".
For this reason, I don’t consider it necessary or useful to review, on
this specific point, the other authorities relied upon by the parties.
In
Bula Ltd (in receivership) -v- Tara Mines Ltd and Ors
(unreported,
Supreme Court 3rd July, 2000),
McGuinness, J. having reviewed a range of cases in this jurisdiction and other
jurisdictions noted that “
the
various decisions and dicta which I have set out above, taken together with the
recent authoritative statement of the Chief Justice in the Orange case, seems
to me to establish without doubt that the test to be applied in the present
case is that of the reasonable persons, reasonable apprehension of bias
.”
57. Moreover,
for objective bias to be established it must be shown that there existed some
external factor extraneous to the decision making process which could give rise
to a reasonable apprehension that the decision maker might have been biased.
Furthermore, this external factor must exist prior to the decision made. As
Murphy, J. stated in his judgment in the Orange case “
to
condemn as biased the decision of a judge or other decision maker involves two
conclusions. First, that the adjudicator is affected by some factor external
to the subject matter of his decision and, secondly, that in relation to the
particular decision the external factor operated so as to tilt the judgment in
favour of the successful party. The distinction is crucial. The existence of
the extraneous factor must be proved as a fact on the balance of probabilities:
The operative effect of an impermissible factor (where it does exist) is
presumed.
58. Geoghegan,
J. in his judgment in the same case, stated “
even
in cases where there is no evidence of actual bias and no evidence of the
adjudicator having any proprietary or other interest in the outcome of the
matter, there will still be held to be apparent bias if a reasonable person
might have apprehended that there might be bias because of some particular
proven circumstance external to the matters to be decided in the case such as
for instance a family relationship in circumstances where objection maybe taken (
O’Reilly
-v- Cassidy
[1995] 1 ILRM 306
)
or the judge having been involved in a difference capacity which were
contentious in the case (
Dublin
Well-Woman Centre Ltd -v- Ireland
as cited above) or where there was evidence of pre-judgment by a person
adjudicating (
O’Neill
-v- Beaumont Hospital Board
[1990]
ILRM 419
).”
59. Again
in the Orange case Barron J. stated “
However,
it seems to me that the essence of bias is the existence of some factor as
already explained that constitutes a set of circumstances from which a
reasonable observer might conclude that there was a real possibility that such
a factor would cause the decision maker to seek a particular decision or which
might inhibit him or her from making his or her decision impartially and
independently
without
regard to such factor
.”
(Emphasis added).
60. In
the course of the same judgment Barron, J. Said
“
insofar
as bias maybe found to exist or to have existed, it will always predate the
actual decision or contemplated decision. Bias does not come into existence in
the course of a hearing. It may become apparent in the course of a hearing and
in that way alert a party to the possibility of bias and so enable such a party
to establish facts which show that the attitude adopted by the decision maker
in the course of the hearing was one which might have been expected having
regard to those facts. The essence of bias then is the perception ... once
all the facts are known that the particular decision maker could never give or
have given a decision in relation to the particular issue uninfluenced by the
particular relationship, interest or attitude. Obviously, if it is perceived
that it may influence a decision yet to be given, it must exist at that
stage”.
61. In
my view there is clearly a distinction to be drawn between the existence of
factors external or extraneous to the decision making process in which an
adjudicator is engaged and the manner in which that process is conducted on the
basis of factors which are relevant or material to the decision to be made.
External factors should not affect the decision nor should they appear to
affect the decision so as to give rise to a reasonable apprehension of bias.
Obviously factors relevant to the decision may affect it but the decision must
be arrived at fairly. As Barron, J. stated in the same judgment “
There
is a duty upon the decision makers to carry out the process leading to the
decision in a particular way. Not to do so may make the process unfair or
otherwise invalidate it, but that is not bias”.
Keane,
C.J. in agreeing in his judgment in the Orange case with Barron J’s
approach said
“that a Judge may conduct a case in such a manner as to violate the
requirements of natural justice or fair procedures: If he does so, his
decision would be set aside on that ground, whether the failure was due to
fatigue in the hearing of a case at the end of a long and crowded list, an
innate and sometimes regrettable irreversible tendency to rudeness or bad
manners, or hostility, overt or covert, to one of the parties based on race,
religion or gender or simply because the Judge did not like the appearance of
the litigant in question. No doubt, the last two examples will readily attract
the description of
“
bias”.
But
in any such instance the decision is set aside, not on the ground of objective
or even actual bias but because, under our constitution and law, natural
justice and fair procedures must at all times be observed in the administration
of justice and in proceedings before quasi -judicial tribunals and the Superior
Courts will not tolerate breaches of these canons, whatever the motive and
whether indeed any particular motive on the part of the adjudicating tribunal
which has fallen into error has been established.”
62. My
understanding of the judgments of Keane C.J. and Barron, J. is that should a
decision-maker pursue a line of inquiry concerning a matter relevant to the
decision to be made in a tendentious or unfair manner this does not in itself
permit, as a matter of law, the decision to be impugned on the grounds of bias
but rather it falls to be reviewed in accordance with the requirements of fair
procedures or natural justice. This is because the 'factor' involved is
internal and not external or extraneous to the decision making process.
63. In
the present case the Appellants allege objective or apparent bias on the part
of Dr. Kenny on the grounds of an alleged pre-judgment by him as to the
suitability of the Appellants, and in particular of its Managing Director, Mr
Reynolds, for the award of the Radio licence in question. This contention
falls to be examined in the light of the foregoing principles.
64. I
think it is appropriate to examine the decision making process in which the
Respondents, and Dr. Kenny as a member of the Commission, were engaged.
65. Firstly,
I think it is relevant to recall that the Commission, as a Statutory Body, was
required to consider every application for a Sound Broadcasting Contract or
Radio Licence in accordance with the provisions of the Radio and Television
Act, 1988 and to do so “
for
the purpose of determining the most suitable applicant, if any,
...” [Section 6 (1)]. Subsection (2) of Section 6 requires,
inter
alia
,
that “In the consideration of applications received by it and in
determining the most suitable applicant to be awarded a sound broadcasting
contract, the Commission shall have regard to -
66. Secondly,
it is not in contention that substance or drug abuse among young people is, at
least sometimes, associated with the entertainment industry and that being the
case it is a topic properly considered relevant to the attitude and policy of
an applicant for a broadcasting licence orientated towards young people. This
is reflected in the written question posed by the Commission (on the proposal
of Dr. Kenny) to three of the short listed Applicants (the fourth, the Notice
Party, having already addressed the question of drugs in their application)
which was in the following terms “
Given
the entertainment industry’s influence on young people, what is the
attitude of your group towards substance abuse in general and how would that
attitude be reflected in the programming of your proposed station?
”
The Appellant’s response stated,
inter
alia
,
that they were
“uniquely
placed to educate young people about the realities of drug taking”
and
“
several
members of the STORM FM consortium had been to the forefront in strenuous
efforts to clean up the image of dance and new music which, for too long, has
been unfairly associated in the popular mind with drug abuse”
(It
also went on to state how Mr Reynolds had liaised closely with the Garda Drugs
Unit so as to fully implement its recommended anti-drug dealing measures in his
night clubs as a result of which they had been given a clean bill of health).
Moreover, in the course of the hearing Counsel for the Appellants acknowledged
that in the circumstances of the case a concern as such by the Commission or by
Dr. Kenny with the “drugs issue” was not to be criticised.
67. I
think it is clear from the evidence before the High Court that the so called
“drugs issue” was a factor relevant to the decision which the
Commission and its members had to make and not something which they were bound
to disregard. It was not a factor external or extraneous to their decision.
Similarly, I think it is self-evident, that should any question arise within
that process as to a possible laxity on the part of an applicant, or one of the
persons involved with that applicant, in his or her attitude to the abuse of
drugs, that would be a relevant matter to be looked at. Of course if such a
matter were to be considered as a factor influencing in any way the decision it
would have to be dealt with, as regards the party concerned, in a manner
consistent with constitutional justice and fair procedures. Accordingly, in
any review of the conduct of Dr. Kenny in relation to the contested decision
the relevance of the “drugs issue” to the decision making process
must be taken into account.
68. What
also must be taken into account in cases of this kind, is the nature of the
decision process in which the decision maker was engaged and the steps or
procedures followed leading to the final decision. Naturally the nature of the
process will vary according to the role and function of the body concerned and
the nature of the task entrusted to it. While the principles of law applied
will be the same, they must be applied in the context of the actual process in
which the body in question, or its members, have been engaged. As Henchy J.
said in
Kiely
-v- Minister for Social Welfare
[1977] IR 267 at 281
“
Tribunals
exercising quasi-judicial functions are frequently allowed to act informally -
to receive unsworn evidence, to act on hearsay to depart from the rules of
evidence to ignore courtroom procedures, and the like - but they may not act in
such a way as to imperil a fair hearing
69. I
now turn to the procedures followed by the Commission in the carrying out of
its statutory task of determining the most suitable applicant to be awarded the
radio licence in question. In March 1999 the Respondents published a notice
inviting expressions of interest in the securing of the radio licence. The
Appellants were one of the parties which responded by stating their expression
of interest and in general terms the type of service that would be provided.
That did not constitute an application for the radio licence. In April, 1999
the Respondents formerly invited applications for the radio licence in question
and the Appellants lodged their application by mid-July 1999.
70. The
actual decision process is summarised in a letter written by Messrs Ivor
Fitzpatrick & Company, Solicitors acting for the Commission, in response to
a joint letter in October 1999 from the three unsuccessful short-listed
applicants. A relevant extract from the letter is cited at paragraph 13 of the
Affidavit of John Reynolds, a Director of the Appellants sworn on the 20th
December 1999. It says as follows:-
71. The
Commission met on the 6th September, 1999 when it decided on the short list of
four applicants. Subsequently, it met on 22nd September 1999 and agreed
questions, including the written question concerning the “drugs
issue” to be put to the short-listed Applicants. Oral hearings of the
Applicants were held on 27th September, 1999 at which the Applicants were also
handed the Commission’s written questions. A final meeting of the
Commission was held on 11th October, 1999 at which they took a collegiate
decision to award the contract to the Notice Party.
72. The
evidence discloses that prior to the receipt of the application, Dr. Kenny had
been advised by a senior counsel (who was said to have worked in drug-related
cases) not to let his children frequent the night club known as POD because it
was believed to be a notorious place for drug dealing. In addition Dr. Kenny
had earlier heard rumours to that effect. Also he had been aware that the POD
nightclub had been mentioned in an Irish Times report of June, 1999 as a
meeting place for some underworld figures and references made to drugs in that
context. He had also read a report, again in the Irish Times and later in June
1999, that a District Judge had made references to the POD nightclub as a place
of drugs and, according to the report, urged a garda Superintendent to take
account of the evidence of drug dealing when the club’s annual licence
renewal came before the Court later that year.
73. The
fact that Mr Reynolds was the owner of the POD night club had been highlighted
in publicity generated by his groups application for the radio licence.
74. The
Appellants have relied on Dr. Kenny’s awareness of these matters as
evidence of pre-judgment of their application on his part and that it was such
as to give rise to a reasonable apprehension of bias or pre judgment on his
part. Of course they do not rely on this alone but do so also in conjunction
with his subsequent conduct, in particular with his meetings or communications
with the Garda Drugs Unit, his letter to and meeting with the Chairman of the
Respondents and his personal memorandum made shortly before the final decision
made at a meeting of the Commission on the 11th October, 1999. However, I want
first of all to make some observations about Dr. Kenny's awareness of these
matters before dealing with the overall situation also relied on by the
Appellants.
75. Persons
appointed to Boards, Tribunals or other Administrative Bodies who exercise
quasi judicial functions are appointed not only because of some particular
professional qualification or specialisation but also because they are expected
to bring to bear in their judgments their general experience and knowledge of
contemporary society which is relevant to the issues which they may have to
consider. The uncontested evidence before the High Court was that Dr. Kenny,
as a parent, a university lecturer and a member of the Commission was at all
times very concerned about the question of drugs generally in Dublin.
Furthermore, as indicated above, it is incontestable that the policy or
attitude of a member of a body applying for a radio licence to issues of drug
abuse may be a relevant consideration for the Commission and its members both
with regard to the question of the character of an applicant and generally.
Once a member of the Commission has become aware that the Chairman of one of
the consortias who has made an application for this radio licence is the owner
of a night club about which there were adverse reports concerning abuse of
drugs in that club, he is put on legitimate enquiry as to the suitability of
the Applicant in question. In my view, the evidence goes no further than to
establish that on identifying Mr. Reynolds as Chairman of one of the applicants
and owner of the club in question Dr Kenny considered himself to be put on such
enquiry as regards their application. There is no evidence that he formed any
pre-judgment of Mr Reynolds at that stage and indeed the evidence goes the
other way. As the learned High Court judge pointed out if Dr. Kenny had rested
with and made a decision upon that information (such as it was) and not pursued
further enquiries there could well indeed be a basis for calling in question
the propriety of his conduct although in my view this would have been more
likely to raise questions of fair procedures rather than bias. As Mr Reynolds
stated at paragraph 16 of his Affidavit sworn on the 20th December, 1999 “
If
my attitude to drugs was a matter of concern, I think the same should have been
raised with me.”
A complaint which was echoed in the course of submissions on his behalf before
this Court, although there is no issue raised as to fair procedures. In any
case a single aspect of the conduct of Dr. Kenny in relation to the
“drugs issue” cannot be considered in isolation from the context of
his conduct as a whole.
76. Before
moving onto another aspect of the conduct of Dr. Kenny relied on by the
Appellants I should refer to the reliance placed by their Counsel in his
submissions on the judgment of this Court in
O'Neill
-v- Beaumont Hospital Board
[1990] ILRM 419
to support his contention that this is a case of pre-judgment on the part of
Dr. Kenny. In that case the Plaintiff succeeded in obtaining an Order
preventing three members of the Board of Management of the hospital from taking
part in any meeting of the Board which would decide whether the Plaintiff's
probationary period of service as a consultant at the hospital should be
certified as satisfactory. The Order of the Supreme Court was based on a
finding of fact that the persons concerned had expressed in a very definite
fashion the exercise of a judgement on the merits of matters which would be in
contention at that meeting or had committed themselves to a firm judgment on
those facts. Moreover, these judgements were found to have been made on an
occasion which preceded the notification sent to the Plaintiff of the Board's
intention to hold such a meeting on a particular date. The facts in that case
are far different from those which arise here.
77. Another
aspect of the conduct of Dr. Kenny relied upon by the Appellants as evidence of
pre-judgment was his, as it was put, “secret investigation” of the
“drugs issue” in his meetings and communications with the Garda
Sìochana National Drugs Unit. Dr. Kenny’s contacts with the Garda
Sìochana were perhaps more appropriately described as
“private” rather than "secret" in the newspaper report which
alerted Mr. Reynolds to the fact that such contacts had taken place. However,
on the evidence before the High Court it is clear that the object of Dr.
Kenny's visit to the Garda Drugs Unit on 13th September, 1999 was for the
purposes of discussing generally the drugs scene in Dublin. In the course of
that meeting he referred to the publicity concerning the court case during
which the District Judge had made adverse observations concerning drugs and the
POD nightclub. He learned from the gardai that a number of night clubs,
including the POD, had put in place systems of control concerning the use of
drugs which the gardaì fully endorsed and which they would continue to
monitor. He was also informed that it was not the intention of the gardai to
oppose the renewal of the licence for the POD. This position was later
confirmed in a telephone conversation with a member of the drugs unit. At a
later date he telephoned an officer in the Drugs Unit to check on the accuracy
of certain details referred to in the response of the Appellants to the written
question posed by the Commission on substance abuse. In addition to his
affidavit, Dr. Kenny gave oral evidence in the High Court. His evidence on
affidavit about the purpose of his contacts with the gardai was accepted by
the learned High Court Judge and had not been contested in cross examination by
the Appellants.
78. While
the manner in which Dr. Kenny communicated with the gardai for the purpose of
being in a position to deal with the applications generally and in particular
to the Appellants might be regarded as idiosyncratic it does not in my view
constitute evidence of the pre-judgment complained of by the Appellants. Dr.
Kenny gave special attention to that matter but his conduct discloses no more
than that he was pursuing a line of inquiry relevant to his role as a member of
the Commission. While for these reasons I do not consider that, in the
circumstances of this case, these enquiries constitute grounds for the
Appellants contention of objective bias, Dr Kenny might be considered to have
been imprudent in embarking on such enquiries without consulting the Commission
itself, or at least its Chairperson. If members of an administrative tribunal
embark on enquiries of their own there is at least an increased risk that fair
procedures could be breached. However, since the so-called "drugs issue" was
not a factor external or extraneous to the decision making process but on the
contrary material to it, his enquiries with the gardai cannot be considered as
demonstrating objective bias that is to say a ground giving rise to a
reasonable apprehension of bias within the meaning of the authorities cited
above. In this context the Appellants also relied on a judgement of Murphy, J.
in
Dublin
and County Broadcasting -v- IRTC and Ors
(unreported, High Court, 12th May, 1989, where, as a Judge of the High Court,
Murphy J. held that the decision of the IRTC in that case was not vitiated by
bias largely, it was submitted, because of the forthright manner in which the
individual whose conduct was in question in that case had informed the Chairman
of the Commission of his own concerns and his own position. This, it was
submitted, is in stark contrast to the manner in which Dr. Kenny approached his
deliberations. That case was one which related to links between the individual
concerned and certain companies, certain individuals associated with the
applications and certain shareholdings all of which were external and
extraneous to considerations properly arising in the course of the decision
making process. It was a case in which the individual concerned brought the
attention of the Chairman of the Commission these extraneous factors in order
to seek his guidance as to whether he should disqualify himself from
participating in the Commission's decisions. In the event, the Chairman took
the view that the situation was not such as to disqualify the individual
concerned. In the circumstances, Murphy, J. rejected the Plaintiff's claim.
The issues in that case were wholly different from those arising here.
80. Dr.
Kenny to the Chairman of the Commission on the 22nd September, 1999. The text
of the letter is set out earlier in this judgment. It was submitted that the
letter disclosed evidence of pre-judgment on the part of Dr. Kenny having
regard to the material adverse to the POD nightclub, and accordingly Mr.
Reynolds, contained in the letter. Counsel for the Appellants also relied on
the omission of Dr. Kenny to inform the Chairman of his contacts with the
gardai or to inform him that the gardai were not going to object the renewal of
the licence for the POD. The letter must be read as a whole having regard to
its contents and stated purpose. In the first place Dr. Kenny expressed in the
letter his substantive personal concerns concerning Mr John Reynolds as a
shareholder and chairman of the Appellant with which he was then preoccupied.
He concludes by stating that he had no evidence which in any way connected Mr.
Reynolds personally with drug dealing or with knowingly permitting it to take
place and explaining that the purpose of the letter was to pose the question as
to what extent the concerns which he had outlined in the letter could be
considered relevant to any judgment of his character by the Commission. He
then had a meeting with the Chairman immediately after the latter's receipt of
letter. The evidence is that the Chairman expressed the view that these
matters were not of sufficient weight to warrant further consideration and Dr.
Kenny accepted that.
81. Leaving
aside for the moment any question as to the extent to which Dr. Kenny may have
accepted the Chairman's view at that point because this is contested by the
Appellants I am of the view that the learned High Court Judge was entitled to
conclude, and was correct in doing so, that the letter disclosed Dr. Kenny
approaching the issue with an enquiring mind and seeking guidance from the
Chairman whether the matters which were the subject of his concern should be
taken further.
82. Having
conveyed very clearly the substance of his concerns for the purpose referred
to, I do not consider the omissions referred to as being of any import. In
fact short far from demonstrating a pre-judgment at this or any earlier stage,
the conduct of Dr. Kenny disclosed no more than an interest in enquiring into a
subject matter of legitimate concern and its relevance to the evaluation of the
application.
83. The
Appellants further rely on the personal memorandum which Dr. Kenny prepared for
himself immediately prior to the meeting of the Commission of 11th October,
1999 at which the final decision to award the radio licence was taken. The
text of this memorandum has been set out earlier in this judgment. The
Appellants submit that this demonstrates that
84. Dr.
Kenny had not accepted that the issue of Mr. Reynold's character should form no
part of his assessment of the Appellant's application and is in evidence that
his pre-judgment had not been discarded by him. This document was prepared by
Dr. Kenny subsequent to the written response provided by the Appellants to the
written question posed to them on the "drugs issue" and after he had telephoned
an officer of the drugs unit to check out certain inaccuracies which seemed to
be contained in the response. That response included a statement that Mr
Reynolds, in his capacity as a night club owner, had liaised closely and
consistently with the National Drugs Unit in Dublin Castle and especially with
it's head, Detective Inspector Brian Sutton. It also stated that all of Mr
Reynolds clubs had been given a clean bill of health by Detective Inspector
Sutton. As far as Dr. Kenny was aware, Detective Chief Superintendent Ted
Murphy was the head of the National Drugs Unit. If Mr Reynolds was claiming to
have liaised closely and consistently with the Drugs Unit one would have
expected that he would have been aware who was the head of the unit. It was
not unnatural therefore that Dr. Kenny would check this out. He did so and it
was confirmed that the head of the National Drugs Unit was indeed Detective
Chief Superintendent Ted Murphy who in turn informed him that no night club
received a clear bill of health
as
such
(my emphasis) from the National Drugs Unit although the systems of control in
place in the POD and initiated by the gardai were endorsed by them.
Accordingly, it was in this context that Dr. Kenny subsequently prepared the
memorandum which, it is accepted, was for his own benefit only. There is no
doubt that it was certainly within the ambit of his responsibilities as a
member of the Commission for Dr. Kenny to draw up at this stage a final
memorandum on the subject matter of his concerns for the purpose of his
personal deliberations. In his affidavit before the High Court he averred that
he had done this in order to clarify in his own mind whether the up-to-date
information altered in any way the view which he had reached after speaking
with the Chairman on 22nd September, 1999. He concluded that the position had
not changed and that, having regard to the fact that there was no evidence
linking Mr. Reynolds or any other Director with anything untoward in relation
to drugs it remained the case that it would be unfair and inappropriate to
raise or challenge the character of the Applicants in any way or to draw any
adverse inference in relation to the character of the Applicant company based
on the "drugs issue". Accordingly, at the meeting of the Commission on 11th
October, 1999 he did not raise or take into consideration the "drugs issue". I
think it is appropriate to recall again at this stage that actual bias or a
breach of fair procedures are not in issue. Dr. Kenny was in my view perfectly
entitled, as any adjudicator coming to a final decision, to draw up a
memorandum of matters material to his decision before coming to a final
decision. For the purpose of his reflection he was entitled to express those
concerns and frame them in whatever way he thought appropriate. As I have
already pointed out these were not matters external or extraneous to the
decision which Dr. Kenny had to take, they were very much in point. In my
view, the memorandum in question does not support the contention of
pre-judgment by Dr. Kenny as alleged by the Appellants but is merely evidence
of the manner in which he deliberated and considered and enquired into one of
the issue which potentially could effect his decision. It is not in my view
evidence of objective bias or pre-judgment. If Dr. Kenny had taken into
account these matters as evidence of bad character on the part of the
Appellants when making his decision on the award of the radio licence without
giving the Appellants an opportunity to meet the case made against them then
the question of fair procedures would seriously arise on the basis indicated by
Keane C.J. in the extract from his judgment in the Orange case cited above. It
would not be a case of bias but a case of breach of fair procedures. Indeed at
one point Counsel for the Appellants in his submissions to the Court stated
that if Dr. Kenny had openly canvassed his concerns with his clients he would
arguably have no concern. In the event Dr. Kenny, as already stated, had
asserted in his affidavit that he did not take account of these concerns when
making his decisions and the Appellants have not pursued presumably for this
reason, any question of a breach of fair procedures in this appeal. The
submission that the document shows that he had not abandoned his earlier
pre-judgment is misconceived since, as I have found, there was no earlier
pre-judgment on his part.
85. Taking
Dr. Kenny's conduct as a whole I am of the view that the evidence before the
High Court disclosed no more than that he had legitimate grounds for making
enquiries concerning the so-called "drugs issue" with particular regard to the
Appellants application. His conduct was consistent with making enquiries on a
matter which properly fell to be considered in the decision making process.
To this extent I think the Appellants have wrongly relied on the investigation
of matters adverse to the Appellants but relevant to the decision making
process as a basis for alleging objective bias.
86. In
any event, I am of the view that the conduct of Dr. Kenny taken as a whole
would not give rise in the mind of a reasonable person that Dr. Kenny had
prejudged the issue nor are there grounds upon which there could be a
reasonable apprehension of bias.
87. Finally,
the Appellants have relied on two other matters in support of their
submissions. These were, firstly, the failure of Dr. Kenny to respond to the
long list of questions put to him in the letter written by Mr Reynold's
solicitors in the wake of the publication in the Sunday Tribune. Counsel for
the Appellants criticised the fact that
88. Dr.
Kenny declined to respond to those questions on the grounds that they had been
instructed to issue defamation proceedings although no such proceedings had
been issued to date. Secondly, there were inaccuracies and inconsistencies
between the affidavit of Mr O'Keeffe (where he gives an account of events based
on what he was told by Dr. Kenny) and the affidavit of Dr. Kenny himself. Both
affidavits were filed in these proceedings. The Respondents dispute the
existence of inaccuracies or inconsistencies. These matters arose subsequent
to the contested decision and obviously, the conduct of Dr. Kenny prior to that
decision. They do not throw any light on that conduct or on Dr. Kenny's state
of mind at the time. Therefore, they are not relevant to the manner or
circumstances in which the decision was taken.
89. For
all the foregoing reasons, I am of the view that the learned High Court Judge
was correct in holding that there was no pre-judgment or grounds for objective
bias concerning