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De Rossa v. Independent Newspapers [1999] IESC 63; [1999] 4 IR 432 (30th July, 1999)
URL: http://www.bailii.org/ie/cases/IESC/1999/63.html
Cite as:
[1999] IESC 63,
[1999] 4 IR 432
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De Rossa v. Independent Newspapers [1999] IESC 63; [1999] 4 IR 432 (30th July, 1999)
THE
SUPREME COURT
Hamilton
CJ.
Denham
J.
Barrington
J.
Murphy
J.
Lynch
J.
282/97
BETWEEN:
PROINSIAS
de ROSSA
Plaintiff/Respondent
and
INDEPENDENT
NEWSPAPERS Plc.
Defendant/Appellant
[Judgments
by Hamilton C.J. and Denham J. (Dissenting); Barrington J., Murphy J. and Lynch
J. agreed with Hamilton C.J.]
Judgment
handed down on the 30th day of July 1999 by Hamilton C.J.
1. The
appeal in this case arises out of an action brought by the above named
Plaintiff/Respondent, Proinsias de Rossa T.D. of 39 Pinewood Crescent, Ballymun
in the City of Dublin (hereinafter referred to as the Respondent), and in which
he claimed damages for libel against the above named Defendant/Appellant,
Independent Newspapers Plc. (hereinafter called the Appellant).
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(2)
2. The
defamatory matter complained of was alleged to have been contained in an
article published by the Appellant in the issue of the Sunday Independent dated
the 13th day of December, 1992, which said article was set forth in toto in the
schedule annexed to the Statement of Claim delivered on behalf of the Respondent.
3. The
said article was written by a well-known journalist, Eamon Dunphy and was
printed in a prominent position under the title
“Throwing
good money at jobs is dishonest”,
in
the said newspaper, which enjoys a large circulation.
4. The
relevant portion of the said article is:-
“Irish
society is divided. As the political parties manoeuvre to try to form a
Government a clear picture has emerged, revealing the nature of our differences.
On
one side of the argument are those who would find the idea of Democratic Left
in cabinet acceptable. These people are prepared to ignore Democratic Left
leader Proinsias de Rossa’s reference to the ‘special
activities’ which served to fund the Workers Party in the very recent past.
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(3)
The
‘special activities’ concerned were criminal. Among the crimes
committed were armed robberies and forgery of currency.
The
people engaged in this business occupied that twilight world where the line
blurs between those who are common criminals and others of that ilk who would
claim to be engaged in political activity.
This
world is inhabited by myriad groups, some dealing in drugs, prostitution,
protection rackets, crimes of which the weakest members of society are
invariably the victims.
It
is therefore, ironic, wickedly so, that a political party claiming to
‘care ‘for the workers should accept funding from ‘special
activities’ of a particularly nasty kind.
There
is no doubt that elements of Proinsias de Rossa ‘s Workers Party were
involved in ‘special activities’. What remains unproven is whether
de Rossa knew about the source of his party ‘s funds. There is evidence,
strengthened by revelations in the Irish Times this week, that de Rossa was
aware of what was going on.
If
one is to allow him the benefit of the doubt, and why not, one must
nevertheless, have some misgivings about those with whom he so recently
associated.
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(4)
Justice
demands that we welcome Democratic Left’s recent conversion to decency
and indeed, acknowledge that their Dáil deputies are exemplary in the
conduct of their work they engage in on behalf of their constituents.
Still,
questions remain unanswered about the Workers Party’s ‘special
activities’ phase, not to mention their willingness to embrace the Soviet
Communist party long after the world knew about the brutal oppression that this
and other Communist regimes visited on workers, intellectuals and others who
would think and speak freely.
Proinsias
de Rossa’s political friends in the Soviet Union were no better than
gangsters. The Communists ran labour camps. They were anti-Semitic.
Men
like Andre Sakharov and Vaclav Havel were persecuted. Citizens who attempted to
flee this terror were murdered In Berlin, the bodies left to rot in no
man’s land between tyranny and liberty. Is it really necessary to remind
ourselves of those ‘special activities’?”
5. In
the Statement of Claim delivered on behalf of the Respondent on the 10th day of
September 1993 it was alleged at paragraph 4 that:-
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(5)
“The
said words, in their ordinary and natural meaning, further or in the
alternative by innuendo, meant and were understood to mean:
(a) That
the Plaintiff had confessed to special activities on the part of a political
party of which he was the leader;
(b) That
the Plaintiff was aware of the said special activities;
(c) That
the Plaint if tolerated the said special activities;
(d) That
the said special activities were criminal in nature;
(e) That
the said criminal activities consisted of or included:
(i)
armed robbery
(ii)
forgery of currency
(iii)
drug dealing
(iv)
prostitution or the management of prostitutes for reward
(v)
protection rackets.
(f) That
the Plaintiff had knowingly accepted funding, or allowed his party to accept
funding, derived from the aforementioned activities;
(g) That
the Plaintiff was knowingly party to such special activities;
(h) That
the Plaint if knowingly benefited from such activities;
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(6)
(i) That
the Plaint if supported the running of labour camps, anti-Semitism, the
persecution of intellectuals and politicians and the murder of citizens
attempting to leave Communist dictatorships.”
6. In
the said Statement of Claim, it was alleged that as a result of the said
publication, the Respondent had been injured in his character and reputation
and had been exposed to odium, ridicule and contempt.
7. The
Defence delivered on behalf of the Defendant on the 12th day of May, 1994
pleaded as follows:
“1. The
defendant admits that it published of and concerning the plaintiff the words
set out in the Schedule to the Statement of Claim, but denies that they were
published falsely or maliciously as alleged or at all.
2. The
defendant admits that the words complained of mean that the plaint if was now
leader of a party which had previously received funds raised as a result of
criminal activities, and that there had been public comment on a letter
purportedly signed by him which appeared to refer to
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(7)
such
activities. In that sense, the words complained of were true and accurate.
3. Save
as herein before expressly admitted, the defendant denies that the words
complained of in their natural and ordinary meaning or by way of innuendo bear
or were understood to bear or were capable of bearing the meanings set out in
paragraph 4 of the Statement of Claim or any other meaning defamatory of the
plaintiff as alleged or at all.
4. Further
or in the alternative, the words complained of are fair comment on a matter of
public interest.
5. The
defendant denies that the plaint if has suffered the alleged or any injury to
his character or reputation as alleged or at all, or that he has been exposed
to the alleged or any odium, ridicule or contempt as alleged or at all.
6. The
plaint if is not entitled to the relief claimed or to any relief”
8. Notice
of Trial was served on behalf of the Respondent on the 21st day of July 1994.
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(8)
9. In
view of the history of the proceedings herein subsequent to the service of the
said Notice of Trial, it is necessary to set forth in some detail that history.
10. By
letter dated the 26th day of October, 1994 the Respondent’s solicitors
sought the following particulars of the Appellant’s aforesaid Defence:-
“1.
In relation to the words which the Defendant admits publishing in Paragraph 1
of the said Defence, state which of the said words are alleged to constitute
statements of fact and which are alleged to constitute comment.
2. Give
full and detailed particulars of each and every fact which it is intended to
prove in order to establish that the facts stated in the words complained of
are true and accurate.
3. State
specifically whether it is intended to allege at the Trial that each and every
statement of fact in the words complained of is true and accurate, if it is not
please identify the statements of fact not alleged to be true and accurate.
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(9)
The
said particulars were not given by the Appellant’s solicitors until a
motion was issued by the Respondent’s solicitors on the 25th day of April
1995 seeking an order compelling delivery thereof.
By
letter dated the 7th day of June, 1995 the Appellants solicitors replied in the
following terms:
“1. Annexed
hereto is a copy of the article complained of and marked in the margin thereto,
as appropriate, (opposite the quoted parts of the article complained of) are
the words fact’ or ‘comment’ or fact and comment’.
11. It
should be noted that some of the extracts marked as consisting of fact might be
construed as consisting partly of comment and also some of the extracts marked
as consisting of comment might be construed as consisting partly of fact.
2. The
facts on which the defendant relies as supporting the factual statements made
in the quoted part of the article complained of are as follows:
(a) The
existence of a letter dated 15 September 1986 to the Central Committee of the
Communist Party of the Soviet Union, allegedly signed by the Plaintiff and by
Sean Garland;
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(10)
(b) The
references in the letter of 15 September 1986 to the necessity for
‘special activities’ to meet a financial shortfall in
Workers’ Party funding;
(c) The
belief of Mr. James Nash, FSS Dip, that, on the balance of probabilities, the
signatures on the letter of 15 September 1986 of Sean Garland and the plaint if
are genuine;
(d) The
links between the Workers ‘Party and the Communist Party of the Soviet
Union;
(e) Payments
by the Communist party of the Soviet Union to the Workers ‘Party;
(f) Claims
made in the print and electronic media of links between the Workers ‘
Party and the Official
IRA;
(g) Public
concern about links between the Workers’ Party and the Official IRA;
(h) The
involvement of members of the Workers’ Party and of persons closely
associated with the Workers’ Party in criminal activities and in the
Official IRA;
(i) The
statement by former Workers’ Party TD, Pat McCartan, that senior
officials of the Workers ‘Party had in 1991 sought to recruit colleagues
to the Official IRA, despite claims by senior members of the Workers
‘Party that the Official IRA had disbanded.
3. It
is submitted that this is not an appropriate particular to require. It is the
intention of the defendants to prove that all
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(11)
of
the factual matters contained in the article are true in substance and in
fact.”
12. By
notice dated the 29th day of October 1996, the Appellants’ solicitors
required the Respondent to admit the following facts:-
1. That
the attached Irish Times report of October 26/27 1992, setting out the terms of
a letter dated 15 September 1986 to the Central Committee of the Communist
Party of the Soviet Union accurately sets out the terms of an original letter,
allegedly signed by the plaintiff and Sean Garland held in the contemporary
archives of the Russian Federation;
2. That
the attached Irish Times newspaper article of December 7 1992 setting out a
report by James Nash, FSS Dip, dated 6 December 1992 on the signatures on the
letter of 15 September 1986 accurately sets out the terms of the said report of
6 December 1992; and
3. The
attached interview between the plaintiff and the fish Times published in the
Irish Times of 7 December 1992 represents the plaintiffs publicly stated
position on the contents of the said letter of 15 September 1986 and his
alleged involvement in that letter.
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(12)
13. The
Respondents action began before a Judge of the High Court and a jury on the 5th
day of November 1996 and continued at hearing on the 6th, 7th, 12th 13th, 14th
15th and 19th days of November 1996.
14. On
the 5th day of November 1996 the Appellant was given liberty to amend the
second line of paragraph 2 of its Defence by substituting the words
“had
been”
for
the words
“was
now”
and
on the 12th day of November 1996 was given liberty to amend its particulars by
including the following additional particular
“(j)
The
existence and contents of a letter dated the 15th September 1986 to the Central
Committee of the Communist Party of the Soviet Union from a Senior Official of
the Workers ‘Party provided that the Defendant [Appellant] shall furnish
to the Plaintiff[Respondent] all documents relating to the matter raised by the
amendment of the Defendant’s /Appellants] particulars.
On
the 19th day of November, 1996 on the application of Counsel for the Respondent
the jury was discharged by the learned trial judge because of the publication
of an article in the Sunday Independent on the 17th day of November 1996 which
might mislead or confuse the jury.
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(13)
By
order made on the 7th day of February 1997 the Appellant was given liberty to
amend its Defence by the inclusion therein of the following paragraph:-
“2.
The Defendant admits that the words complained of means [sic.] that the
Plaintiff was leader of a party which had previously received funds as a result
of criminal activities and that there had been public comment on a letter
signed but not knowingly signed by him which appeared to refer to such
activities. In that sense, the words complained of were true and accurate.”
15. By
the said order the Appellant was given leave to amend its replies to Notice for
Particulars and did so by letter dated the 12th day of February 1997.
16. In
his reply to the amended Defence, the Respondent joined issue with the
Appellant and in particular repeated his plea that the words complained of were
published maliciously by the Appellant. This led to an exchange of letters
dated respectively the 7th day of March 1997 and the 10th day of March 1997.
17. The
Respondents action against the Appellant began again before a Judge of the High
Court (Moriarty J.) and a jury on the 25th day of February
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(14)
1997
and continued on the 26th, 27th, 28th days of February and on the 4th, 5th,
6th, 7th, 11th, 12th, 13th, 14th, 18th, l9th, 20th days of March 1997.
18. At
the conclusion of the evidence, speeches and charge, the learned trial judge
fixed the following questions for determination by the jury:-
1. Do
the words complained of mean
(a) that
the Plaintiff was involved in or tolerated serious crime?
(b) that
the Plaintiff personally supported anti-Semitism and violent communist
oppression?
2. If
the answer to (1) or either part of it is
‘Yes’
were
the words complained of published by Independent Newspapers Plc. without
genuine belief in the truth?
3. If
the answer to (1) or either part thereof is
“Yes”
and
whether the answer to (2) is
“Yes”
or
“No”
assess
damages.
19. The
jury gave no answer to Question 1(a) and answered 1(b) No.
20. Answers
to Questions (2) and (3) did not therefore arise.
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(15)
21. The
trial was begun again before a Judge of the High Court (Carney J.) and a Jury
on the 15th day of July 1997 and continued on the 16th, 17th, 18th, 22nd, 23rd,
24th, 25th, 29th, 30th and 31st days of July 1997.
22. On
this occasion the jury reached a verdict.
23. The
following questions having been submitted to the jury were answered by them as
follows:-
“1.
Do the words complained of mean -
(a) that
the Plaintiff was involved in or tolerated serious crime?
Answer:
Yes
(b) that
the Plaintiff personally supported anti-Semitism and violent Communist oppression
Answer:
Yes
2. If
the answer to 1 or any part thereof is “Yes” assess damages
Answer: £300,000.00”.
24. Having
regard to such findings, the Court ordered that the Plaintiff/Respondent do
recover against the Defendant/Appellant the sum of £300,000 and costs.
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(16)
25. From
these findings and order the Appellants have appealed to this Court.
26. The
grounds of appeal relied on by the Appellant at the hearing of the Appeal were:
(k) That
the damages were excessive.
(l) That
the size of the award was wholly disproportionate to any damage done to the
reputation of the Plaintiff/Respondent.
(m) That
the size of the award was so high as to amount to a restriction or penalty on
the freedom of expression of the defendant/appellant, and was therefore
contrary to Article 10 of the European Convention on Human Rights.
(n) That
the size of the award was a violation of the legal rights of the
defendant/appellant.
(s) That
the size of the award was a violation of the rights of the defendant/appellant
pursuant to Article 40.3 and/or Article 40.6.1 .i of the Constitution.
(t) That
the supposed rule of law or practice restraining counsel and the judge in
defamation trials from offering specific guidance as to the appropriate level
of general damages is inconsistent with the
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(17)
provisions
of the Constitution, and in particular Article 40.3 and/or Article 40.6.1 .i
thereof, and that accordingly it had not been continued in force, as part of
the law, by the provisions of Article 50 of the Constitution.
(o) That
the learned High Court Judge misdirected the jury on the issue of damages.
27. With
regard to this latter ground
viz,
that
the learned trial judge misdirected the jury on the issue of damages, it is
conceded on behalf of the Appellant that he directed the jury in accordance
with generally accepted practice but it is submitted -
1. that
this generally accepted practice is inconsistent with the provisions of the
Constitution and cannot be allowed to continue;
2. a
direction to the jury which would conform to the provisions of the Constitution
would have required the judge to
(a) refer
to the purchasing power of the award,
(b) the
income which such award would produce,
(c) make
a comparison with previous libel awards, and
(d) make
a comparison with personal injury awards, and
(e) indicate
the level of award which he would consider appropriate.
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(18)
28. As
there was no objection to the learned trial judge’s charge in respect the
role of the jury in assessing damages or no requisition in regard thereto it is
desirable at this stage to set forth that portion of his charge which dealt
with the issue of damages.
29. The
learned trial judge stated:-
“Now
damages are meant to compensate a person for a wrong. It was pointed out to you
by Counsel that damages are the only remedy available under the law as it
stands. It has no power to compel a newspaper publish an apology or do anything
of that kind. The only remedy available to a person who says he has been
wronged in a newspaper article is damages. Damages are meant to put a person,
in so far as money can do it, in the position that he or she would have been if
the wrong had not taken place. That is the enterprise you are engaged in, in
relation to damages.
Now
I always think it is safest, the safest course for me in dealing with an issue
to deal with it through words which emanate directly from the Supreme Court. as
that might give me a certain protection in relation to criticism later on, but
in a recent case, Mr. Justice O’Flaherty of the Supreme Court said, that
the
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(19)
approach
in cases of this kind should be no different from any other type of
proceedings. The jury should be told that their first duty is to try to do
essential justice between the parties. They are entitled to award damages for
loss of reputation as well as for the hurt, anxiety, trouble and bother to
which the Plaint if has been put.
Now
in another case Mr. Justice Henchy of the Supreme Court said:-
‘It
is the duty of the Judge to direct the Jury that the damages must be confined
to such sum of money as would fairly and reasonably compensate the Plaintiff
for his injured feelings, and for any diminution in his standing among right
thinking people as a result of the words complained of The Jury have to be told
they must make their assessment entirely on the facts found by them, and among
the relevant considerations proper to be taken into account are the nature of
the libel, the standing of the Plaint if the extent of the publication, the
conduct of the Defendant at all stages of the case, and any other matter which
bears on the extent of the damages’.
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(20)
30. Now
Mr. Justice Henchy in the case he was dealing with, said that the jury in that
particular case wasn't given any real help as to how to assess compensatory
damages, and he laid down a guide which could assist the Jury. He considered
that in the case in question the jury could be asked to reduce the allegation
complained of to actuality, and then to fit the allegation into its appropriate
place in the scale of defamatory remarks to which the Plaintiff could be
subjected.
31. Now
that particular case affords you great assistance in placing the nature of the
defamation in a scale, because that case Mr. Justice Henchy was referring to,
revolved around an allegation by a politician that a journalist [sic.] tweaked
his beard. Now it related to the time of one of the pushes against Mr. Haughey,
and after an abortive push against him, everybody was coming out to a crowded
area of Leinster House, bustling out, and something was written in the Evening
Herald which involved an allegation a politician tweaked the Evening Herald
journalist’s beard. Now the Learned Trial Judge found that to be
defamatory and directed there be an assessment of damages.
32. Going
back to Mr. Justice Henchy’s observation, if you examine the words and
put them in a scale of things, compare the
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(21)
allegation
with tweaking a journalist’s beard, with an allegation that Mr. de Rossa
was involved in or tolerated serious crime, and that he personally supported
anti-Semitism and violent Communist oppression. It would not surprise me,
Members of the Jury, if you went to the opposite end of the scale and even,
apart from Mr. Justice Henchy’s helpful observations, I think there can
be no question in this case but that if you are awarding damages you are
talking about substantial damages.
33. Now
as Counsel told you, I am not allowed to suggest to you figures. and Counsel
are not allowed suggest to you figures either. I have gone as far as I can to
help in relation to that question. I don ‘t think anybody takes issue
with the proposition if you are awarding damages they are going to be
substantial. Mr. de Rossa at the time was leader of a political party. The
political party was seeking to go into government. Damages will be substantial.
It is all I can say to you. It is a matter for you to assess what they ought to
be, if you are assessing damages.”
34. There
was, during the course of the trial no criticism of the judge’s charge in
this respect and no requisitions were made by counsel for the Appellant in
regard thereto. In their submissions in this Court the Appellant
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(22)
acknowledges
that the learned trial judge charged the jury in accordance with the practice
as it had applied to date.
35. Two
issues arise on this appeal viz:-
(1)
whether
the damages awarded to the Respondent were excessive, and
(2) whether
the directions given to the jury by the trial judge on the manner in which they
should approach the assessment of damages in cases of this nature were adequate
and, if not, what directions should be given to the jury as to the manner in
which they should approach the assessment of damages in cases of defamation.
36. It
is conceded on behalf of the Appellant that the learned trial judge in the
course of his charge to the jury followed the general practice in cases of this
nature which was that of confining his directions to a statement of general
principles, eschewing any specific guidance on the appropriate level of general
damages.
37. As
stated by the then Master of the Rolls, Sir Thomas Bingham, in the course of
his judgment in
John
.v. M.G.N. Ltd.
[1996] 2 A.E.R. 35 at pp. 48-49:-
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(23)
“Judges,
as they were bound to do, confined themselves to broad directions of general
principle, coupled with injunctions to the jury to be reasonable. But they gave
no guidance on what might be thought reasonable or unreasonable, and it is not
altogether surprising that juries lacked an instinctive sense of where to pitch
their awards. They were in the position of sheep loosed on an unfenced common,
with no shepherd.”
38. This
approach was adopted by judges because the assessment of damages was peculiarly
the province of the jury in an action for libel.
39. As
stated by Finlay C.J. in the course of his judgment in
Barrett
.v. Independent Newspapers Ltd.
[1986]
IR 13 at p. 19 of the report the assessment by a jury of damages for defamation
“has
a very unusual and emphatic sanctity”
and
appellate courts have been extremely slow to interfere with such assessments,
either on the basis of excess or inadequacy.
40. As
stated by Cockburn C.J. in
Phillips
.v. The South Western Railway Company
[1879] 4 QBD 406 at 408:-
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(24)
“If
a jury have taken all the proper elements of damage into consideration, and
have awarded what they deemed to be fair and reasonable compensation under all
the circumstances of the case, a Court ought not, unless under very exceptional
circumstances, to disturb their verdict.”
41. The
importance of the role of the jury in the assessment of damages in defamation
actions was further emphasised by the Court of Appeal in the
John
case.
42. Though
in this case the Court of Appeal was recommending certain changes of practice,
it emphasised that the ultimate decision, subject to appeal, was that of the
jury who were not bound by the submissions made to them.
43. Before
proceeding to deal with the Appellant’s grounds of appeal I have sought
to illustrate the role or province of a jury in actions for defamation.
44. It
appears from the judge’s charge to the jury in this case that counsel for
both parties acknowledged that neither they nor the judge were allowed to
suggest figures to the jury.
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(25)
45. Counsel
for the Appellant have adopted a different stance in the course of this appeal.
46. It
is submitted on behalf of the Appellant that:-
1. The
present practice of allowing the jury in a libel action unguided discretion in
its assessment of damages leads to excessive and disproportionate awards and is
contrary to the provision of the Constitution.
2. More
specific guidelines from the judge or counsel would facilitate the jury’s
assessment of a reasonable and fair award without jeopardising its unique role
in libel actions.
3. The
guidelines to be given to a jury in such case should include:
(a) a
reference to the purchasing power of any award which the jury might be minded
to make and to the income which the award would produce,
(b) reference
to what the trial judge and counsel considered to be the appropriate level of
damages,
(c) reference
by way of comparison by counsel and the trial judge to awards made in respect
of personal injuries and to awards made in previous libel cases.
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(26)
47. The
effect of the Appellant’s submissions is that in an action for damages
for defamation counsel and the trial judge should be permitted, in the course
of their submissions and/or charge to the jury on the issue of damages, to give
to the jury the benefit of their views as to the appropriate level of damages,
to inform the jury of awards made in other libel cases and in personal injuries
cases for the purpose of comparison and to make reference to the purchasing
power of any award which the jury contemplated making.
48. In
addition it is submitted on behalf of the Appellant that the common law and the
Constitution require an appellate court,
viz,
the
Supreme Court, to subject large awards of damages to a more searching scrutiny
than has hitherto been customary.
49. Under
the principles presently applied, a court of appeal could not set aside a jury
award in a libel case simply on the ground that it was excessive, but only if
the award was so unreasonable that it could not have been made and must have
been arrived at capriciously, unconscionably or irrationally.
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(27)
50. As
stated by Mr. Justice Henchy in
Barrett’s
([1986] IR 13, at 24) case:-
“In
my view, the sum awarded in this case went far beyond what a reasonable jury
applying the law to all the relevant considerations could reasonably have
awarded. It is so disproportionately high that in my view it should not be
allowed to stand.”
51. It
is submitted on behalf of the Appellant that this is not the proper test to be
applied by an appellate court and that the proper test is that set forth by
Neill L.J. in delivering the judgment of the Court of Appeal in
Rantzen
.v. Mirror Group Newspapers Ltd.
[1993] 4 All ER 975, where he stated at p. 994 of the report that:-
“We
consider therefor that the common law if properly understood requires the
courts to subject large awards of damages to a more searching scrutiny than has
been customary in the past. It follows that what has been regarded as the
barrier against intervention should be lowered. The question becomes: could a
reasonable jury have thought that this award was necessary to compensate the
plaint if and to re-establish his reputation?”
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52. This
question or test differs substantially from the question or test which has
hitherto applied,
viz,
was
the award made by the jury so disproportionately high having regard to the
injury suffered, that no jury acting reasonably and applying the law to all the
relevant circumstances, could reasonably have awarded?
53. In
support of his submissions, counsel on behalf of the Appellants has relied on
the provisions of Article 40.6.1 of the Constitution, the provisions of Article
10 of the Convention for the Protection of Human Rights and Fundamental
Freedoms, the decision of the European Court of Human Rights in
Tolstoy
Miloslavsky .v. United Kingdom
[1995] 20 EHRR 442 and a number of cases including in particular:-
Barrett
.v. Independent Newspapers Ltd
[1986] IR 13;
McDonagh
.v. News Group Newspapers Ltd.
(unreported, Supreme Court, 23rd November 1993);
Hill
.v. Church of Scientology of Toronto
(1995) 126 D.L.R. (4th) 129.
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Relevant
Constitutional Provisions
Article
40.3.1 of the Constitution
“The
State guarantees in its laws to respect, and, as far as practicable, by its
laws to defend and vindicate the personal rights of the citizen.
Article
40.3.2 of the Constitution
“The
State shall, in particular, by its laws protect as best it may from unjust
attack and, in the case of injustice done, vindicate the life, person, good
name, and property rights of every citizen.”
Article
40.6.1 of the Constitution
“The
State guarantees liberty for the exercise of the following rights, subject to
public order and morality .-
The
right of citizens to express freely their convictions and opinions.
The
education of public opinion being, however, a matter of such grave import to
the common good, the State shall endeavour to ensure that organs of public
opinion, such as the radio, the press, the cinema, while preserving
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their
liberty of expression, including criticism of Government policy, shall not be
used to undermine public order or morality or the authority of the State.”
54. While
the Appellant relies on the provisions of Article 40.6.1 of the Constitution in
support of its submissions, it is accepted that the right of freedom of
expression enjoyed by the press is not absolute and is subject not only to the
restrictions contained in the said article but must also be considered in the
light of the provisions of Article 40.3.1.
55. As
stated by Henchy J. in the course of his judgment in
Hynes-O’Sullivan
.v. O’Driscoll
[1988] IR 436 at p. 450, [1989] ILRM 349 at 361:-
the
law ... must reflect a due balancing of the constitutional right to freedom of
expression and the constitutional protection of every citizen’s good
name.”
Provisions
of Article 10 of the European Convention on Human Rights
“1.
Everyone has the right to freedom of expression. This right shall include
freedom to hold opinions and to receive and impart
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information
and ideas without interference by public authority and regardless of frontiers.
This Article shall not prevent States from requiring the licensing of
broadcasting, television or cinema enterprises.
2. The
exercise of these freedoms, since it carries with it duties and
responsibilities, may be subject to such formalities, conditions, restrictions
or penalties as are prescribed by law and are necessary in a democratic
society, in the interests of national security, territorial integrity or public
safety, for the prevention of disorder or crime, for the protection of health
or morals, for the protection of the reputation or rights of others, for
preventing the disclosure of information received in confidence, or for
maintaining the authority and impartiality of the judiciary.
This
Article of the said Convention recognises that the exercise of these freedoms
may be subject to such restrictions or penalties as are prescribed by law and
are necessary in a democratic society for the protection of the reputation or
rights of others.
Although
the European Convention on Human Rights is not part of Irish municipal law
regard can be had to its provisions.
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Geoghegan
J., in the course of his judgment in
Murphy
.v. IR. T. C.
[1997] 2 ILRM 467 stated at page 476 of the Report that:-
“Although
the European Convention on Human Rights is not part of Irish municipal law,
regard can be had to its provisions when considering the nature of a
fundamental right and perhaps more particularly the reasonable limitations
which can be placed on the exercise of that right.”
56. There
does not appear to be any conflict between Article 10 and the common law or the
Constitution.
57. The
effect of the provisions of Article 10 of the Convention was considered by the
European Court of Human Rights in
Tolstoy
Miloslavsky .v. United Kingdom
(1995)20 EHRR 442.
58. This
was a case where the jury in a libel case in England had awarded £1.5
million, by way of damages against the applicant, Count Nikolai Miloslavsky, to
one Lord Aldington. The applicant, Count Miloslavsky appealed to the Court of
Appeal against the findings and award of the jury. The said appeal was
dismissed by the Court of Appeal because of the applicant’s
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failure
to provide the security for costs of the appeal, which he had been directed by
the Court to provide. The applicant then applied to the European Court of Human
Rights alleging violations of Article 6(1), with which we are not concerned,
and Article 10 of the Convention.
59. The
applicant claimed that the award of £1,500,000 and the injunction granted
by the High Court violated his right to freedom of expression as guaranteed by
Article 10 of the Convention.
60. The
Applicant’s claim under Article 10 was held to be admissible by the
Commission.
61. In
the course of its opinion the Commission stated at Paragraphs 52 and
53:-
“It
is apparent to the commission that injury cases in the United Kingdom at the
relevant time, the judge could give only general guidance as to the criteria to
be used (for example, relating damages to the cost of a house) in assessing
damages, but could not make any reference to other cases or specific sums of
money. Moreover, the findings of the jury give no indication of the reasons
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for
assessing damages at one level rather than at another. It appears from the
statements of law in the courts in the present case and from the subsequent
development outlined above, that the Court of Appeal was unable in any real way
to review or to control the size of the jury awards in the present case.
The
Commission notes that in the present case the award of £1,500,000 was
three times the size of the next largest award ever made. The Commission
accepts that the allegations made against Lord Aldington (and found by the
domestic courts to be unjustified) were very serious. However, the Commission
cannot accept that an award of £1,500,000 to vindicate pure damage to
reputation as distinct from compensating actual financial loss, can be
proportionate to the legitimate aim pursued.”
62. As
appears from the judgment of the Court, it had to consider two issues,
viz.
1. whether
the quantum of damages awarded by the jury was “prescribed bylaw”,
and
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2. whether
the size of the award had been disproportionate to the aim of protecting Lord
Aldington’s
“reputation
or rights”
and
thus had not been
“necessary
in a democratic society”
.
63. The
findings of the Court on the first issue are set forth in paragraphs 36-44 of
its judgment which are set forth at pp. 467 to 470 of the report.
64. This
issue was considered by the Court having regard to the common law prevailing at
the time of the making of the award as set out in the judgment of the court.
“At
English common law there was no upper or lower limit on the amount of damages.
The extent to which a judge could give guidance was strictly circumscribed. No
specific figures could be suggested and awards of damages in other libel cases
or even in personal injury cases had to be disregarded for the purposes of
comparison. Guidance could only be given to help the jury to appreciate the
real value of large sums of money, for instance by inviting them to reflect on
the value of a house. At the material
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time,
there had been no principle recognised in English law that required the award
to be proportionate to the aim of repairing the damage to the plaintiff’s
reputation. The jury gave no reasons for its decision and the award could be
overturned by the Court of Appeal only if it was so unreasonable that it could
not have been made by sensible people but must have been arrived at
capriciously, unconscionably or irrationally.”
and
“The
Court accepts that national laws concerning the calculation of damages for
injury to reputation must make allowance for an open-ended variety of factual
situations. A considerable degree of flexibility may be called for to enable
juries to assess damages tailored to the facts of the particular case. Indeed,
this is reflected in the trial judge ‘s summing-up to the jury in the
present case. It follows that the absence of specific guidelines in the legal
rules governing the assessment of damages must be seen as an inherent feature
of the law of damages in this area.
Accordingly,
it cannot be a requirement of the notion of ‘prescribed by law’ in
Article 10 of the Convention that the applicant, even with appropriate legal
advice, could anticipate
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with
any degree of certainty the quantum of damages that could be awarded in his
particular case.”
and
“Having
regard to the fact that a high degree of flexibility may be justified in this
area, the various criteria to be taken into account by juries in the assessment
of damages as well as the review exercised by the Court of Appeal, the Court
reaches the conclusion that the relevant legal rules concerning damages for
libel were formulated with sufficient precision. In short, the award was
prescribed by law’.”
66. It
is clear from the foregoing that the European Court would not consider that the
award made in the instant case was not
“prescribed
by law”
.
67. The
Court then proceeded to deal with the second issue
viz,
whether
the size of the award had been disproportionate to the aim of protecting Lord
Aldington’s
“reputation
or rights”
and
thus had not been
“necessary
in a democratic society”
,
as required by the Convention.
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68. In
the course of considering this issue the Court stated (paragraphs 49-51 at pp.
472-473):-
“However,
the Court takes note of the fact that the applicant himself and his counsel
accepted that if the jury were to find libel, it would have to make a very
substantial award of damages. While this is an important element to be borne in
mind it does not mean that the jury was free to make any award it saw fit
since, under the Convention, an award of damages for defamation must bear a
reasonable relationship of proportionality to the injury to reputation suffered.
The
jury had been directed not to punish the applicant but only to award an amount
that would compensate the non-pecuniary damage to Lord Aldington. The sum
awarded was three times the size of the highest libel award previously made in
England and no comparable award has been made since. An award of the present
size must be particularly open to question where the substantive national law
applicable at the time fails itself to provide a requirement of proportionality.
In
this regard it should be noted that, at the material time, the national law
allowed a great latitude to the jury. The Court of
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Appeal
could not set aside an award simply on the grounds that it was excessive but
only if the award was so unreasonable that it could not have been made by
sensible people and must have been arrived at capriciously, unconscionably or
irrationally. In a more recent case, Rantzen .v. Mirror Group Newspapers Ltd.,
the Court of Appeal itself observed that to grant an almost limitless
discretion to a jury failed to provide a satisfactory measurement for deciding
what was ‘necessary in a democratic society ‘for the purposes of
Article 10 of the Convention. It noted that the common law - if properly
understood - required the courts to subject large awards of damages to a more
searching scrutiny than had been customary. As to what guidance the judge could
give to the jury, the Court of Appeal stated that it was to be hoped that in
the course of time a series of decisions of the Court of Appeal, taken under
section 8 of the
Courts and Legal Services Act 1990, would establish some
standards as to what would be proper’ awards. In the meantime the jury
should be invited to consider the purchasing power of any award which they
might make and to ensure that any award they made was proportionate to the
damage which the plaint if had suffered and was a sum
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which
it was necessary to award him to provide adequate compensation and to
re-establish his reputation.
The
Court cannot but endorse the above observations by the Court of Appeal to the
effect that the scope of judicial control, at the trial and on appeal, at the
time of the applicant’s case did not offer adequate and effective
safeguards against a disproportionately large award.
Accordingly,
having regard to the size of the award in the applicant’s case in
conjunction with the lack of adequate and effective safeguards at the relevant
time against a disproportionately large award, the Court finds that there has
been a violation of the applicant’s rights under Article 10 of the
Convention.”
69. It
is clear from the foregoing that the primary reason for the Court’s
decision was the size of the award and the lack of adequate and effective
safeguards at the relevant time against a disproportionately large award. It
recognised, however, that an award of damages must bear a reasonable
relationship of proportionality to the injury to reputation suffered.
70. The
Court gave approval to the guidance to be given to a jury as laid down by the
Court of Appeal in
Rantzen
‘s
case.
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In
Rantzen’s
case,
the Court of Appeal had stated ([1993] 4 A.E.R 975 at p. 997) that:-
“We have come to the conclusion, however, that there is no satisfactory
way in which the conventional awards in actions for damages for personal
injuries can be used to provide guidance for an award in an action for
defamation ... it seems to us that damages for defamation are intended at least
in part as a vindication of the plaint if to the public. ... We therefore feel
bound to reject the proposal that the jury should be referred to awards made in
actions involving serious personal injuries.”
71. The
Court went on to state (at p. 997) that:-
“It
is to be hoped that in the course of time a series of decisions of the Court of
Appeal will establish some standards as to what are in the terms of
section 8
of the 1990 Act, ‘proper’ awards.
In
the meantime the jury should be invited to consider the purchasing power of any
award which they may make. In addition they should be asked to ensure that any
award they make is proportionate to the damage which the plaint if has suffered
and is
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a
sum which it is necessary to award him to provide adequate compensation and to
re-establish his reputation.
The
judgment of the Court of Appeal in
John
.v. M.G.N Ltd.
[1996] 2 A.E.R. 35 extended further the guidelines to be given to juries in
defamation actions.
In
the first instance, the Court stated that it agreed with the ruling in
Rantzen
that
reference may be made to awards approved or made by the Court of Appeal.
The
Court rejected the statement made by the Court of Appeal in Rantzen’s
case that “[w]e have come to the conclusion, however, that there is no
satisfactory way in which the conventional awards in actions for damages for
personal injuries can be used to provide guidance for an award in an action for
defamation” and stated (at p. 54) that “[t]he time has in our view
come when judges, and counsel, should be free to draw the attention of juries
to these comparisons.
The
Court then went further and stated that it could see no reason why the
parties’ respective counsel in a libel action should not indicate to the
jury
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the
level of award which they respectively contended to be appropriate, nor why the
judge directing the jury should not give a similar indication. The Court stated
at p. 55 of the report:-
“The
plaint if will not wish the jury to think that his main object is to make money
rather than clear his name. The defendant will not wish to add insult to injury
by underrating the seriousness of the libel. So we think the figures suggested
by responsible counsel are likely to reflect the upper and lower bounds of a
realistic bracket. The jury must, of course, make up their own mind and must be
directed to do so. They will not be bound by the submission of counsel or the
indication of the judge. If the jury make an award outside the upper or lower
bounds of any bracket indicated and such award is the subject of appeal, real
weight must be given to the possibility that their judgment is to be preferred
to that of the judge.
The
modest but important changes of practice described above would not in our view
undermine the enduring constitutional position of the libel jury. Historically,
the significance of the libel jury has lain not in their role of assessing
damages, but in their role of deciding whether the publication
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complained
of is a libel or no. The changes which we favour will, in our opinion, buttress
the constitutional role of the libel jury by rendering their proceedings more
rational and so more acceptable to public opinion.
At
page 58 of the report, the Court stated:-
“The
European Convention on Human Rights is not a free standing source of law in the
United Kingdom. But there is, as already pointed out, no conflict or
discrepancy between Art. 10 and the common law. We regard Art. 10 as
reinforcing and buttressing the conclusions we have reached and set out above.
We reach those conclusions independently of the convention, however, and would
reach them even if the convention did not exist.”
72. While
the aforesaid changes of practice were therein described as
“modest”,
they
are not only important but fundamental and radically altered the general
practice with regard to the instructions or guidance to be given to a jury as
to the manner in which they should approach the assessment of damages in a
defamation action.
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73. It
had been the invariable practice in the past that neither counsel nor the judge
could make any suggestion to the jury as what would be an appropriate award.
In
Ward
.v James
[1965] 1 A.E.R. 563 at 574 the Court of Appeal had given reasons why no figures
should be mentioned. It stated:-
‘If
the judge can mention figures to the jury, then counsel must be able to mention
figures to them. Once that happened, we get into the same trouble again. Each
counsel would, in duty bound, pitch the figures as high or as low as he dared.
Then the judge would give his views on the rival figures. The proceedings would
be in danger of developing into an auction.
It
is submitted on behalf of the Appellant that the aforesaid guidelines as
outlined in
Rantzen’s
case
and
John’s
case
should be incorporated into the guidelines to be given to a jury in the course
of a judge’s charge on the issue of damages in this jurisdiction.
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It
is further submitted that a jury’s award in a defamation case should in
an appeal court, be subject to a more stringent examination than heretofore and
that the test to be applied should be
“could
a reasonable jury have thought that that this award was necessary to compensate
the Plaint if and to re-establish his reputation?”
74. It
is further submitted that the award made by the jury in this case was so high
as to amount to a restriction or penalty on the freedom of expression of the
Appellant contrary to Article 10 of the Convention and that there was a lack of
proportionality between the award and the damage it sought to compensate for.
75. It
is submitted on behalf of the Appellant that the aforesaid guidelines should be
given to the jury in a defamation action and that the giving of such guidelines
are mandated by the Constitution and Article 10 of the Convention as being
necessary to vindicate the Appellant’s rights under the Constitution and
the Convention.
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76. By
virtue of the provisions of Article 40.6.1 of the Constitution, the Appellants
are entitled, subject o the restrictions therein contained, to exercise the
right to express freely their convictions and opinions.
77. The
exercise of such right is subject however to the provisions of the Constitution
as a whole and in particular the provisions of Article 40.3.1 and 40.3.2 which
require the State by its laws to protect as best it may from unjust attack, and
in the case of injustice done to vindicate the good name of every citizen.
78. Neither
the common law nor the Constitution nor the Convention give to any person the
right to defame another person.
79. The
law must consequently reflect a due balancing of the constitutional right to
freedom of expression and the constitutional protection of every
citizen’s good name
(Hynes-O’Sullivan
.v. O’Driscoll
[1988] IR 436, [1989] ILRM 349). This introduces the concept of proportionality
which is recognised in our constitutional jurisprudence.
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80. The
right to freedom of expression is guaranteed by Article 10.1 of the Convention
but the exercise of such a right is subject to the restrictions contained in
Article 10.2, the relevant provision of which reads as follows:-
“The
exercise of these freedoms, since it carries with it duties and
responsibilities, may be subject to such formalities, conditions, restrictions
or penalties as are prescribed by law and are necessary in a democratic society
... for the protection of the reputation or rights of others...”
81. As
appears from the passage of the judgment of the European Court of Human Rights
already quoted herein and which states ((1995)20 EHRR 442 at p. 472):-
“...
under the Convention, an award of damages for defamation must bear a reasonable
relationship of proportionality to the injury to reputation suffered.”
82. Both
the Constitution and the Convention guarantee the right to freedom of
expression but also recognise the right of the citizen to his
“good
name”
and
“reputation
“.
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83. The
only remedy open to a person whose right to his good name or reputation has
been damaged or wrongfully interfered with is by way of an action for damages.
84. The
obligation placed on the State is to ensure that the substantive law applicable
in the State is designed to ensure a requirement of proportionality and that
any award of damages made was proportionate to the damage which the Plaintiff
had suffered and was a sum which was necessary to provide adequate compensation
and to re-establish his reputation.
85. The
present law applicable in this State is as stated by Mr. Justice Henchy in the
course of his judgment in
Barrett
.v. Independent Newspapers Ltd.
[1986] IR 13, pp. 23 and 24 of the report where he said:-
“The
second ground of appeal is that the award of £65, 000 is so excessive as
to be unsustainable. In a case such as this in which there is no question of
punitive, exemplary or aggravated damages, it is the duty of the judge to
direct the jury that the damages must be confined to such sum of money as will
fairly and reasonably compensate the plaintiff for his injured feelings and for
any diminution in his standing among right-thinking people as a
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result
of the words complained of The jury have to be told that they must make their
assessment entirely on the facts as found by them, and they must be given such
directions on the law as will enable them to reach a proper assessment on the
basis of those facts. Among the relevant considerations proper to be taken into
account are the nature of the libel, the standing of the plaint if the extent
of the publication, the conduct of the defendant at all stages of the case, and
any other matter which bears on the extent of the damages. The judge, quite
properly, in this case told the jury to ignore all matters in the article save
the allegation of an assault. Also, quite properly, he told the jury that they
should not allow their assessment of damages to be affected by the fact that
the plaintiff had agreed to donate the damages to charity. Indeed it is right
to point out that no criticism was made at the trial by either side of any part
of the judge ‘s address to the jury.
The
fact remains, however, that the jury were not given any real help as to how to
assess compensatory damages in this case. A helpful guide for a jury in a case
such as this would have been to ask them to reduce to actuality the allegation
complained of namely, that in an excess of triumphalism at his leader’s
success the plaintiff attempted to tweak the beard of an unfriendly
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journalist.
The jury might then have been asked to fit that allegation into its appropriate
place in the scale of defamatory remarks to which the plaintiff might have been
subjected. Had they approached the matter in this way, I venture to think that
having regard to the various kinds of allegations of criminal, immoral and
otherwise contemptible conduct that might have been made against a politician,
the allegation actually complained of would have come fairly low in the scale
of damaging accusations. The sum awarded, however, is so high as to convince me
that the jury erred in their approach. To put it in another way, if £65,
000 were to be held to be appropriate damages for an accusation of a minor
unpremeditated assault in a moment of exaltation, the damages proper for an
accusation of some heinous and premeditated criminal conduct would be
astronomically high. Yet, a fundamental principle of the law of compensatory
damages is that the award must always be reasonable and fair and bear a due
correspondence with the injury suffered In my view, the sum awarded in this
case went far beyond what a reasonable jury applying the law to all the
relevant considerations could reasonably have awarded. It is so
disproportionately high that in my view it should not be allowed to stand.”
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86. This
passage emphasises:
(a) that
it is the duty of the judge to direct the jury that the damages must be
confined to such sum of money as will fairly and reasonably compensate the
plaintiff for his injured feelings and for any diminution of his standing among
right-thinking people as a result of the words complained of;
(b) that
it is a fundamental principle of the law of compensatory damages that the award
must always be reasonable and fair and bear a due correspondence with the
injury suffered; and
(c) that
if the award is disproportionately high, it will be set aside and not allowed
stand.
87. The
obligations arising from the provisions of the Constitution and the Conventions
are met by the law of this State, which provides that the award must always be
reasonable and fair and bear a due correspondence with the injury suffered and
by the requirement that if the award is disproportionately high, it will be set
aside.
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88. Neither
the Constitution nor the Convention requires that the guidelines to be given to
juries should be changed in the manner argued for by the Appellant.
89. The
guidelines recommended by the Court of Appeal in
John’s
case
were based not on the Convention nor, obviously, on the Irish Constitution but
were in the view of the Court of Appeal a development of the Common Law.
90. The
judgment of the Court of the Appeal is not binding on this Court but is
deserving of consideration by it.
91. If
the practice as outlined in
Rantzen’s
case
and extended as outlined in
John’s
case
were to be followed, the jury would be buried in figures, figures suggested by
counsel for both parties as to the appropriate level of damages, a figure from
the judge representing his opinion as to the appropriate level of damages,
figures with regard to damages made or approved by the Court of Appeal in
previous libel actions and figures with regard to damages in personal injuries
actions and at the same time be subject to the direction of the trial judge
that it is not bound by such figures and must make up its own mind as to the
appropriate level of damages.
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92. It
is accepted by all that, even if the giving of such guidelines and figures were
permissible, the jury would not be bound by such figures and was under an
obligation to make up its own mind as to the appropriate level of damages.
93. I
am satisfied that the giving of such figures, even though only by way of
guideline, would constitute an unjustifiable invasion of the province or domain
of the jury.
94. The
assessment of damages in a defamation action instituted in the High Court was
always a matter for the jury and that was not in any way altered by the
provisions of the Courts Act 1988, which provided that certain actions,
including claims for damages for personal injuries, should not be tried by a
jury.
95. On
the issue as to whether or not references to awards in personal injuries
actions should be permitted, I prefer the conclusion reached by the Court of
Appeal in
Rantzen’s
case
to that reached in
John’s
case
and accept the reasoning contained in the following passage from the judgment
of Lord Hailsham L.C. in
Cassell
& Co. Ltd. .v. Broome
[1972] 1 A.E.R. 801 where he stated at page 824 of the Report:-
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“In
actions of defamation and in any other actions where damages for loss of
reputation are involved, the principle of restitutio in integrum has
necessarily an even more highly subjective element. Such actions involve a
money award which may put the plaint if in a purely financial sense in a much
stronger position than he was before the wrong. Not merely can he recover the
estimated sum of his past and future losses, but, in case the libel, driven
underground, emerges from its lurking place at some future date, he must be
able to point to a sum awarded by a jury sufficient to convince a bystander of
the baselessness of the charge. As Windeyer J well said in
Uren
.v. John Fairfax & Sons Pty Ltd
.
(1967)
117 CLR 118 at 150: ‘It seems to me that, properly speaking, a man
defamed does not get compensation for his damaged reputation. He gets damages
because he was injured in his reputation, that is simply because he was
publicly defamed. For this reason, compensation by damages operates in two ways
-as a vindication of the plaintiff to the public, and as consolation to him for
a wrong done. Compensation is here a solatium rather than a monetary recompense
for harm measurable in money. This is why it is not necessarily fair to compare
awards of damages in this field with damages for personal injuries. Quite
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obviously,
the award must include factors for injury to the feelings, the anxiety and
uncertainty undergone in the litigation, the absence of apology, or the
reaffirmation of the truth of the matters complained of or the malice of the
defendant. The bad conduct of the plaint if himself may also enter into the
matter, where he has provoked the libel, or where perhaps he has libelled the
defendant in reply. What is awarded is thus a figure which cannot be arrived at
by any purely objective computation. This is what is meant when the damages in
defamation are described as being ‘at large’. In a sense, too,
these damages are of their nature punitive or exemplary in the loose sense in
which the terms were used before 1964, because they inflict an added burden on
the defendant proportionate to his conduct, just as they can be reduced if the
defendant has behaved well - as for instance by a handsome apology - or the
plaint if badly, as for instance by provoking the defendant, or defaming him in
return. In all such cases it must be appropriate to say with Lord Esher MR in
Praed .v. Graham
(1889) 24 QBD 53 at 55. ‘... in actions of libel ... the jury in
assessing damages are entitled to look at the whole conduct of the defendant [I
would personally add “and of the plaintiff from the time the libel was
published down to the time
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they
give their verdict. They may consider what his conduct has been before action,
after action, and in court during the trial’.”
96. I
do not accept that the invariable practice that neither counsel nor the judge
could make any suggestion to the jury as to what would be an appropriate award
should be altered and accept the statement contained at p. 574 in the judgment
of the Court of Appeal in
Ward
.v. James
[1965]
1 A.E.R. 563 already cited herein.
97. As
already emphasised herein and stated by Henchy J. in
Barrett’s
case,
the jury must base their assessment entirely on the facts as found by them.
Departure from this principle would lead to utter confusion.
98. With
regard to the recommendation that reference may be made to awards made or
approved of by the Court of Appeal it is clear from the judgment of the Court
of Appeal in
John’s
case [1996] 2 A.E.R. 35 that the change brought about by the provisions of the
British Courts and Legal Services Act of 1990 in the powers of the Court of
Appeal was fundamental to the recommendation therein contained that it would be
open to the trial judge to refer to awards which had been made or approved by
the Court of Appeal in previous awards in defamation cases and that in the
absence of such change no such recommendation would have been made.
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99. In
the course of its judgment, the Court stated at page 51 of the report that:-
“We
wholly agree with the ruling in Rantzen that juries should not at present be
reminded of previous libel awards by juries. These awards will have been made
in the absence of specific guidance by the judge and may themselves be very
unreliable markers. The position may change in the future if the additional
guidance which we propose later in this judgment is given and proves to be
successful. As was pointed out in the course of argument, however, comparison
with other awards is very difficult because the circumstances of each libel are
almost bound to be unique. Furthermore, the corpus of such awards will be
likely to become unwieldy and time would be expended on the respective parties
pointing to features which were either similar or dissimilar in the other cases.
At
page 52 of the report the Court stated:-
“We
agree with the ruling in
Rantzen
that reference may be made to awards approved or made by the Court of Appeal.
As and when a framework of awards is established this will provide a valuable
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pointer
to the appropriate level of award in the particular case. But it is plain that
such a framework will not be established quickly: it is now five years since
section 8(2) of the 1990 Act and Order 59, rule 11(4) [of the Rules of the
Superior Courts] came into force, and there is no case other than [
Gorman
.v. Mudd
[1992] CA Transcript 1076], Rantzen and
Houston
.v. Smith
[1993] CA Transcript 1544] in which the court has itself fixed the appropriate
level of award.
It
is true that awards in this category are subject to the same objection that
time may be spent by the parties on pointing to similarities and differences.
But, if used with discretion, awards which have been subjected to scrutiny in
the Court of Appeal should be able to provide some guidance to a jury called
upon to fix an award in a later case.
The
matters to be taken into account by the jury in its assessment of the proper
award to be made to a plaintiff in a defamation action are as set out in the
passage from the judgment of Henchy J. in
Barrett’s
case
as hereinbefore set forth and the jury has to be told they must make their
assessment entirely on the facts as found by them.
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Each
defamation action has its own unique features and a jury in assessing damages
must have regard to same: these include the nature of the libel, the standing
of the plaintiff, the extent of the publication, the conduct of the defendant
at all stages and many other matters. These will vary from case to case.
Figures
awarded in other cases based on different facts are not matters which the jury
is or should be entitled to take into account.
For
these reasons, I am not prepared to alter the traditional guidelines to be
given to the jury with regard to the assessment of damages in cases of this
nature.
That
does not mean that the discretion of the jury is limitless: the damages awarded
by a jury must be fair and reasonable having regard to all the relevant
circumstances and must not be disproportionate to the injury suffered by the
injured party and the necessity to vindicate such party in the eyes of the
public. Awards made by a jury are subject to a right of appeal and on the
hearing of such appeal, the award made by a jury is scrutinised to ensure that
the award complies with these principles.
It
was stated by Finlay C.J. in the course of his judgment in
Barrett
.v. Independent Newspapers
[1986] IR 13 at p. 19 of the report that:-
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“With
regard to the appeal against the amount of the damages certain principles of
law are applicable. Firstly, while the assessment by a jury of damages for
defamation is not sacrosanct, in the sense that it can never be disturbed on
appeal, it has a very unusual and emphatic sanctity in that the decisions
clearly establish that appellate courts have been extremely slow to interfere
with such assessments, either on the basis of excess or inadequacy.
The
“sanctity”
of
such awards is recognised in the passage from the judgment of the Court of
Appeal in
John’s
case
where it is stated at page 55
of
the report as follows:-
“The
jury must, of course, make up their own mind and must be directed to do so.
They will not be bound by the submission of counsel or the indication of the
judge. If the jury make an award outside the upper or lower bounds of any
bracket indicated and such award is the subject of appeal,
real
weight
must be given to the possibility that their judgment is to be preferred to that
of the judge.” (emphasis added)
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100. Both
judgments recognise that the assessment of damages is a matter for the jury and
that an appellate court must recognise and give real weight to the possibility
that their judgment is to be preferred to that of the judge.
101. Consequently,
an appellate court should only set aside an award made by a jury in a
defamation action if the award made is one which no reasonable jury would have
made in the circumstances of the case and is so unreasonable as to be
disproportionate to the injury sustained.
102. It
has been submitted on behalf of the Appellant that larger awards should be
subjected to a more searching scrutiny than has been customary in the past and
that the test to be applied is:
“Could
a reasonable jury have thought that this award was necessary to compensate the
plaintiff and to re-establish his reputation?”
103. If
such were the test to be applied, it would remove from the jury award the
“very
unusual and emphatic sanctity”
referred
to by Finlay C.J. and the giving of
“real
weight”
to
the possibility that their judgment is to be preferred to that of the judge as
stated by Sir Thomas Bingham M.R.
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104. Consequently,
while awards made by jury must, on appeal be subject to scrutiny by the
appellate court, that Court is only entitled to set aside an award if it is
satisfied that in all the circumstances, the award is so disproportionate to
the injury suffered and wrong done that no reasonable jury would have made such
an award.
Damages
105. It
is submitted on behalf of the Appellant that the damages awarded by the jury
were excessive and wholly disproportionate to any damage done to the Respondent.
106. The
factors to be taken into account in determining the damages to be awarded are
clearly set out in many cases and in particular in the judgment of the Court of
Appeal in
John
‘s
case
at pp. 47 and 48 of the report where it is stated as follows:-
“The
successful plaint if in a defamation action is entitled to recover, as general
compensatory damages, such sum as will compensate him for the wrong he has
suffered. That sum must compensate him for the damage to his reputation,
vindicate his good name and take account of the distress, hurt and humiliation
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which
the defamatory publication has caused. In assessing the appropriate damages for
injury to reputation, the most important factor is the gravity of the libel;
the more closely it touches the plaintiff’s personal integrity,
professional reputation, honour courage, loyalty and the core attributes of his
personality, the more serious it is likely to be. The extent of publication is
also very relevant: a libel published to millions has a greater potential to
cause damage than a libel published to a handful of people. A successful plaint
if may properly look to an award of damages to vindicate his reputation; but
the significance of this is much greater in a case where the defendant asserts
the truth of the libel and refuses any retraction or apology than in a case
where the defendant acknowledges the falsity of what was published and publicly
expresses regret that the libellous publication took place. It is well
established that compensatory damages may and should compensate for additional
injury caused to the plaintiff’s feelings by the defendant’s
conduct of the action as when he persists in an unfounded assertion that the
publication was true, or refuses to apologise, or cross-examines the plaint if
in a wounding or insulting way.”
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Gravity
of Libel
107. The
jury found that the words complained of by the Respondent meant that the
Respondent
(i) was
involved in or tolerated serious crime, and
(ii) personally
supported anti-Semitism and violent communist oppression.
108. The
Appellant has not appealed against such findings, is bound by them and must
abide by the consequences thereof.
109. To
publish of any person words meaning that he or she was involved in or tolerated
serious crime and personally supported anti-Semitism and violent Communist
oppression would, if untrue, constitute the gravest and most serious libel: it
is hard to imagine a more serious one.
110. To
publish such words in relation to the Respondent, a politician dependent on the
support of his constituents and his colleagues and at a time when he was
engaged in negotiations, as was well known to the Appellant at the time of
publication, which might lead to his participation in Government, renders such
publication more serious and grave, particularly when they might
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have
interfered with his chances of participation in such Government. The words
published clearly affected the Respondent’s personal integrity and
professional reputation.
Effect
on Plaintiff/Respondent
111. One
of the most important factors in the assessment of damages is the effect of the
libel on the plaintiffs feelings.
112. The
Respondent has given evidence, during the course of three trials, of the
distress, hurt and humiliation caused to him by the said publication and of his
determination to vindicate his personal and political reputation. It is not
necessary to set forth such evidence in the course of this judgment as his
evidence in this regard was obviously accepted by the jury and it is easy to
imagine the hurt and distress which allegations of this nature would cause.
113. A
clear indication of such hurt is to be found in his answer to Question 26 on p.
13 of the transcript for the 16th day of July, 1997 where he stated:-
“What
brought me to Court is the failure over the years since December, 1992 of the
Sunday Independent to simply print a
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retraction
of the allegations they made about me and an apology in their paper and a
donation to charity. They have refused right along the line to do that. I have
been in Court now three times. I do not want to necessarily go into why this is
the third case but the fact is that I have, I am determined that my name be
cleared. That is why I am here for the third time. It is not easy I have to
tell you. It is not easy to sit here and be stripped personally layer by layer
going back to my childhood and my family and to have all of this gone over, and
the newspapers printing it day after day and being tormented by it and my
family having to read it and to read it time after time after time. It is not
easy but I am determined to see it through to the end. I am absolutely
determined to see it through to the end. I am not a criminal. I am not an
indecent person and I will not allow the Sunday Independent or anybody else to
say that I am. I will not simply allow it.”
114. The
desire to vindicate his reputation is patently obvious from such passage.
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Extent
of Publication
115. The
article complained of was published by the Appellant in the issue of the Sunday
Independent dated the 13th day of December 1992.
116. It
is conceded by both parties that the Sunday Independent has a wide circulation
throughout the State and is read each Sunday by over a million people.
117. Consequently,
the publication of the defamatory matter was widespread and extensive and this
is a factor which the jury was entitled to take into account in their
assessment of the damages to which the Respondent was entitled.
Conduct
of Appellant
118. A
jury is also entitled to take into account the whole conduct of the Appellant
from the time when the libel was published down to the very moment of their
verdict.
119. They
may take account of the conduct of the Appellant before action, after action
and in Court at the trial of the Action and the fact that no apology,
retraction or withdrawal was made in this case.
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120. The
fact that no apology, retraction or withdrawal of the allegation made in this
case at any stage of the proceedings is of considerable importance.
121. Its
importance is highlighted by the following extracts from the proceedings in the
second trial and the third trial.
122. In
the transcript of the proceedings held on the 28th February 1997 the following
exchanges between the Respondent and counsel for the appellant appear on Page
33 thereof and the following pages:-
261.
Q.
Well
is it your case that the Workers Party had no involvement that you knew about
whatsoever with illegal activities?
123. A. It
is my case in the first place Mr. MacEntee that I am here in this Court suing
the Sunday Independent for a gross libel against me, that I am criminal, that I
am a drug pusher, that I am a pimp, a forger, and a bank robber. That is my
case, that I have been libelled by the Sunday Independent. You clearly have no
way of proving that otherwise you would not be putting me thorough this kind of
nonsensical cross examination about history. I want the Sunday Independent to
withdraw these serious allegations about me. I am not a criminal, I have never
been a criminal, I have never been accused of being a criminal in any court. I
have never been convicted of being a criminal in any court. That is all I want
you to do, is to simply withdraw those gross allegations against me.
262.
Q. I
have no hesitation Mr. De Rossa in saying that my clients do not contend that
you are a criminal?
124. A. Well
what is this [INDICATING] what is this, what is this?
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263.
Q. It
is our case Mr. De Rossa, it is our case Mr. De Rossa that the article does not
say that.
125. A. The
article says Mr. MacEntee, the article says -
264. Q. We
are contending it does say -
126. A. The
article says -
“On
one side of the argument are those who would find the idea of Democratic Left
in Cabinet acceptable. These people are prepared to ignore the Democratic Left
Leader, Proinsias De Rossa’s reference to the ‘special
activities’ which served to fund the Workers Party in the very recent past.
The
‘special activities’ concerned were criminal Among the crimes
committed were armed robberies and forgery of currency.
The
people engaged in this business occupied that twilight world where the line
blurs between those who are common criminals and others of that ilk who would
claim to be engaged in political activity.
This
world is inhabited by myriad groups, some deal in drugs, prostitution,
protection rackets, crimes of which the weakest members of society are
invariably the victims.
It
is therefore ironic, wickedly so, that a political party claiming to care for
the workers should accept funding from ‘special activities’ of a
particularly nasty kind There is no doubt that elements of Proinsias De Rossa's
party were involved in ‘special activities’. What remains unproven
is whether De Rossa knew about the source of his party's funds. There is
evidence, strengthened by revelations in the Irish Times this week, that De
Rossa was aware of what was going on. “[READ]
265. Q.
Mr. MacEntee: Read on.
127. A. That
is a direct accusation of me being a criminal.
266. Q.
Read on the next paragraph?
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A. I
will read on -
“If
one is to allow him the benefit of the doubt, and why not” -
If
one is to allow him the benefit of the doubt, the benefit of the doubt is
something you allow to a criminal. It is something you allow to somebody who is
in court accused of a serious crime, not a criminal. I am not accused of a
serious crime by anybody except by the Sunday Independent. I am asking you to
withdraw those allegations. If you are not saying that I am not a criminal then
fine, withdraw it and apologise, and get the Sunday Independent to withdraw it
and apologise.
267. Q.
I am not saying-
A. That
is why I am here to establish my character. That is why I am here Mr. Keely.
268.
Q.
I
am not saying, nor is it any part of the case that my clients are making that
you are a criminal in any of those senses.
A. In
what sense am I a criminal?
269. Q.
In no sense.
A. In
so sense am I a criminal, so why is the Independent putting me through this
cross examination. Why did they put me through four or five weeks of cross
examination. Why couldn’t they have said that four years ago when asked
for a retraction and a withdrawal.
JUDGE: Well
Mr. De Rossa, the strength of your feelings are perfectly clear and the jury
will bear them in its minds in due course.
A. Sorry
Your Lordship.
JUDGE: But
the last question that Mr. MacEntee came around to is one that I think is
relevant, and you will probably have no concern about answering. The last
specific question he asked you was is it the case that the Workers Party had no
contact or concern with unlawful activities or illegal activities.
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A. Yes,
exactly, that is the answer, they did not have any such association with
criminal activities. I repeat again, that I shouldn’t, if the Independent
are not accusing me of being a criminal why have they not withdrawn it and
apologised, why?
270.
Q.
MR.
MacENTEE: Because they have not, they have never said that.
A. They
said it here in black and white.
In
the course of the third trial the transcript of the proceedings held on the
18th day of July 1997 disclose at page 102 thereof that the following exchanges
occurred between Counsel for the Appellant and the Respondent:-
“400.
Q. We have heard that speech before?
A. I
am entitled to continue, you are entitled to ask your questions half a dozen
times in a row. I am entitled to restate why I am here. I am not a criminal. I
am not in this box because I am a criminal. I am in this box because the Sunday
Independent said I was a criminal and I refuse to accept that and I refuse to
go away until they withdraw that.
401.
Q.
Mr.
De Rossa, I am saying to you the Sunday Independent does not assert you are a
criminal?
A. They
do. It is in black and white.
402. Q.
They never asserted you were a criminal?
A. In
the newspaper.
403. Q.
And does not?
A. They
have never retracted. It is in black and white.
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404. Q.
We will deal with the rest of the article later?
A. It
is in black and white. It has never been retracted.
405. Q. We
will deal with the rest
(INTERJECTION)
A. They
have never apologised, never once. If they had done that I would not be here. I
would not have been here on the last case, I would not have been here on the
previous case. They have persisted, because they have hundreds of millions of
pounds to try and destroy me. They have insisted on doing that, they set out to
do it in the first place to ensure I didn’t get into Government and now
they are so arrogant because of their power and their money they persist in
doing it here time and time again and paying you to do it for them.”
128. These
passages clearly disclose that what the Respondent required was a withdrawal of
the allegations contained in the article and the continued refusal of the
Appellant to withdraw such allegations and apologise therefor on the grounds
that the article did not allege or mean that the Respondent was a criminal.
129. This
was the attitude adopted by the Appellant from the beginning and which obliged
the Respondent to institute proceedings for the purpose of vindicating his good
name and reputation which he did by the issue of the plenary summons on the
19th day of August 1993.
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130. I
have in the earlier portion of this judgment set forth the history of the
proceedings. It is not necessary for me to repeat this history other than to
repeat that the Respondent was forced to undergo three trials in order to
secure vindication of his reputation.
131. The
first trial began on the 5th November 1996, lasted 8 days and was aborted by
the trial judge because of the actions of the Respondent.
132. The
second trial, began on the 25th February 1997, lasted 15 days and proved
inconclusive.
133. The
third trial, began on the 15th July 1997 and lasted 11 days.
134. During
the course of each of those trials the Respondent was subjected to immensely
prolonged and hostile cross-examination by counsel for the Appellant.
135. While
denying that the words complained of were capable of the meaning alleged by the
Respondent that he was a criminal, the Appellant still sought to damage the
Respondent by association and made no effort to withdraw the allegation.
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136. Right
to the very end of the trial the Appellant contested the right of the
Respondent to damages and vindication of his right to his reputation and
challenged his motives in bringing the action and his honesty and credibility.
137. In
the course of his closing address to the jury, counsel for the Appellant stated,
inter
alia:-
“(a)
On behalf of the Defence, Independent Newspapers, we say that the case which
has been brought by the Plaintiff is misconceived and that the picture that the
Plaintiff Proinsias de Rossa was trying to print is misleading and false. We
say that advisedly in all seriousness.
(b) We
say that the case is misconceived as to its motive and its purpose.
(c) We
say that this case has been brought by Proinsias de Rossa in an attempt to
escape his past.
(d) We
say that to present facts and to present the case selectively is an attempt to
pull wool over your eyes.
(e) We
are asking you to ask yourselves did Proinsias de Rossa tell the whole truth,
did he tell you as much about the events which are so relevant in this case as
you need to know or did he treat you as
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apiece
of material, apiece of cloth where the truth was. I don’t know if you are
familiar with the phrase C.M.T., cut make and trim, you make a trim where the
material was cut and made and trimmed it in order to suit whatever eventuality
arise. What assessment do you make about Proinsias de Rossa’s
credibility. Did he give direct answers to direct questions. Do you remember
those long answers, did he use Eamonn Dunphy’s words to obscure the
meaning. Did he use the mantra, the mantra we all know about as a bolt hole
when he was under pressure as a method of avoiding awkward questions. If he did
I am asking you to ask yourselves was he really trying to cod you, was he
treating you in such a way as to make insult of your intelligence, to give you
some of the truth but not the whole truth. He didn’t tell you the whole
truth.”
138. These
selected extracts from counsel’s closing speech clearly illustrate that
throughout the trial the Appellant attacked the bona fides of the
Respondent’s claim and his credibility.
139. The
Respondent is entitled to recover, as general compensatory damages such sum as
will compensate him for the wrong which he has suffered and that
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sum
must compensate him for the damage to his reputation, vindicate his good name
and take account of the distress, hurt and humiliation which the defamatory
publication has caused. Such sum should, however, be fair and reasonable and
not disproportionate to the wrong suffered by the Respondent.
140. The
jury found that the words complained of by the Respondent meant that the
Respondent was involved in or tolerated serious crime and personally supported
anti-Semitism and violent Communist oppression.
141. If
these allegations were true, the Respondent was guilty of conduct, which was
not only likely to bring him into disrepute with right-minded people but was
such as to render him unsuitable for public office.
142. No
more serious allegations could be made against a politician such as the
Respondent herein.
143. Having
regard to the serious nature of the said libel, its potential effect on the
career of the Respondent, and the other considerations as outlined herein, it
would appear to me that the jury would have been justified in going to the top
of the bracket and awarding as damages the largest sum that could fairly be
regarded as compensation.
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144. The
jury assessed damages in the sum of £300,000. This is a substantial sum
but the libel was serious and grave involving an imputation that the Respondent
was involved in or tolerated serious crime and that he personally supported
anti-Semitism and violent Communist oppression.
145. Bearing
in mind that a fundamental principle of the law of compensatory damages is that
the award must always be reasonable and fair and bear a due correspondence with
the injury suffered and not be disproportionate thereto, I am not satisfied
that the award made by the jury in this case went beyond what a reasonable jury
applying the law to all the relevant considerations could reasonably have
awarded and is not disproportionate to the injury suffered by the Respondent.
146. I
would dismiss the appeal.
THE
SUPREME COURT
No.
282/97
Hamilton,
C.J.
Denham,
J.
Barrington,
J.
Murphy,
J.
Lynch,
J.
BETWEEN
PROINSIAS
de ROSSA
PLAINTIFF/RESPONDENT
AND
INDEPENDENT
NEWSPAPERS PLC.
DEFENDANT/APPELLANT
Judgment
delivered the 30th day of July, 1999 by The Hon. Mrs. Justice Denham.
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-2-
147. The
issues on this appeal relate to the level of damages. The facts have been fully
stated by the Chief Justice. The Appellant raises three issues for
determination: (a) whether the charge to the jury by the judge should contain
further guidance on the level of damages; (b) whether the appellate court
should subject large awards of damages to a more searching scrutiny than has
hitherto been customary; and (c) whether the award of £300,000 was
excessive.
148. The
Appellant submits that further guidelines on the level of damages should be
given to the jury by the judge and by counsel in libel cases. The Appellant
proposes a more active role for the judge. Under common law the judge’s
role on the issue of the level of damages is minimalist. Historically, the role
of the jury in libel actions has been that they are the decision-makers of fact
- including the level of damages. It has long been considered that the issue of
damages in a libel case is quintessentially a jury function and that its
discretion should be unfettered. However, in other jurisdictions in recent
times judges have determined on a more active approach. In general, this
changed approach has arisen to aid consistency in the administration of
justice. In particular, the role of the judge in libel cases has been
reconsidered in light of high jury awards in certain jurisdictions.
149. The
Respondent submits that the only real issue on this appeal is whether a
reasonable jury could have awarded the sum of £300,000 to the Respondent
in the circumstances of the case. Counsel submitted that no decision of the
European Court of Human Rights suggests that the amount awarded in this case
was excessive. Further, it was submitted on behalf of the Respondent that, to
the knowledge of the jury, in this case there was a failure by the Appellant to
apologise, an attempt at justification, a plea of fair comment was used to
introduce evidence damaging by association to the Respondent, there was
prolonged and hostile cross-examination over various trials, there were
suggestions that the
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150. Respondent
was dishonest in the presentation of his case and there were three lengthy
trials together with a commission in Moscow at the behest of the Appellant
which delayed the start of the third trial following the swearing of the jury
and which involved a major escalation of the cost of the proceedings.
Charge
to the
Jury
151. The
learned trial judge gave a charge to the jury in accordance with the current
law. No specific guidelines were given in relation to the level of damages;
the
charge was general. The learned trial judge referred to and quoted from
Barrett
v. Independent Newspapers Ltd.
[1986] IR 13, which is a classic example of the current law. The learned trial
judge spoke to the jury of the type of case Henchy J. was dealing with in
Barrett
v. Independent Newspapers Ltd
.
- a statement by a journalist that a politician pulled at his (the
journalist’s) beard - which had been held to be defamatory. The learned
trial judge asked the jury to compare that allegation with the allegations
against Mr. de Rossa, including that he was involved in or tolerated serious
crime, supported anti-Semitism and violent communist oppression. In relation to
damages, the learned trial judge used the word substantial” repeatedly
and said he was not allowed to suggest figures. His precise words were:
“It
would not surprise me, Members of the Jury, if you went to the opposite end of
the scale and even, apart from Mr. Justice Henchy’s helpful observations,
I think that there can be no question in this case but that if your are
awarding damages you are talking about
substantial
damages.
Now
as Counsel told you, I am not allowed to suggest to you figures, and Counsel
are not allowed suggest to you figures either. I have gone
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as
far as I can to help in relation to that question. I don’t think anybody
takes issue with the proposition if you are awarding damages they are going to
be
substantial.
Mr. de Rossa at the time was leader of a political party. The political party
was seeking to go into government. Damages will be
substantial.
It is all I can say to you. It is a matter for you to assess what they ought to
be, if you are assessing damages.”
[emphasis
added]
152. The
Appellant submitted that the absence of specific guidelines from the judge on
the level of damages, the absence of figures, leads to excessive and/or
unpredictable jury awards. It was submitted that the practice of not giving
guidelines,
inter
alia
,
violates the protection of the freedom of expression guaranteed in the
Constitution. On the appropriate level of damages, it was submitted that
counsel and the judge ought to be permitted to refer to (a) the purchasing
power of any award which the jury might make and the income it would produce,
(b) a comparison with the level of awards in personal injury cases, (c)
previous libel awards made or approved by the Supreme Court, and (d) the level
of award deemed appropriate.
153. The
law and practice of the court must enable a due balancing of the constitutional
right of freedom of expression and the constitutional right to protection of a
person’s good name. The right of freedom of expression is expressly
stated in Article 40.6.1
0i
of the Constitution of Ireland. There are also relevant unspecified rights
protected by Article 40.3.1
0
of the Constitution, such as the right to information. On the other hand, there
is the State’s obligation to vindicate the good name of every citizen in
the case of injustice. The law of defamation has a key part to play in the
protection of the constitutional right to the vindication of the good name of a
citizen. In a defamation case the judge should act to achieve a balancing of
these constitutional rights.
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154. While
the European Convention on Human Rights is not part of the domestic law of the
State it is appropriate to consider the Convention when analysing fundamental
rights. The rights protected by Article 10 are similar to the rights of freedom
of expression and freedom to be informed under the Constitution. In
Tolstoy
Miloslavsky v. United Kingdom
(1995)20 EHRR 442 the European Court of Human Rights held that the Applicant’s
rights under Article 10 of the Convention had been violated having regard to
the size of the award (which was £ 1,500,000) in conjunction with the lack
of adequate and effective safeguards at the relevant time against a
disproportionately large award. The Court held (at p.472):
“In
this regard it should be noted that, at the material time, the national law
allowed a great latitude to the jury. The Court of Appeal could not set aside
an award simply on the grounds that it was excessive but only if the award was
so unreasonable that it could not have been made by sensible people and must
have been arrived at capriciously, unconscionably or irrationally. In a more
recent case,
Rantzen
v. Mirror Group Newspapers Limited
,
the Court of Appeal itself observed that to grant an almost limitless
discretion to a jury failed to provide a satisfactory measurement for deciding
what was ‘necessary in a democratic society’ for the purposes of
Article 10 of the Convention. It noted that the common law - if properly
understood - required the courts to subject large awards of damages to a more
searching scrutiny than had been customary.
The
Court cannot but endorse the above observations by the Court of Appeal to the
effect that the scope of judicial control, at the trial and on appeal, at the
time of the applicant’s case did not offer adequate and effective
safeguards against a disproportionately large award.”
155. Other
common law jurisdictions (other than Ireland and the United Kingdom) are not
subject to the European Convention on Human Rights. However, in those
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jurisdictions
too the issue of more specific guidelines on the level of damages to the jury
has been considered. These cases are noted to illustrate the fact that it is
appropriate to reconsider the old common law approach to the charge given by a
judge to a jury in libel cases.
156. After
some varying approaches the courts in England and Wales have introduced a new
guide for the trial judge. In
John
v. MGN Ltd.
[1996] 2 All ER 35 the Court of Appeal held that in assessing compensatory
damages in a defamation case a jury could in future properly be referred (a) by
way of comparison to the conventional compensation scales in personal injury
cases, (b) to previous libel awards made or approved by the Court of Appeal,
and (c) there was no reason why the judge, in his charge to the jury, or
counsel in their submissions, should not indicate to the jury the level of
award which they considered appropriate. It was considered that these changes
would buttress the constitutional role of the libel jury by rendering the
proceedings more rational and so more acceptable to public opinion.
In
Scotland in
Girvan
v. Inverness Farmers Dairy and Anor.
[1996] S.C.L.R. 294 in
obiter
dicta
Lord
Abernethy requested a reconsideration in relation to jury decisions on damages
in personal injury cases stating:
“In
England juries to all intents and purposes no longer sit in cases of personal
injuries. But a not dissimilar problem has arisen there in defamation cases,
which are still tried by juries and in which it has also been the practice not
to suggest any figure which might appropriately be awarded. In recent years
some awards in such cases have been so high that they have been seen as quite
out of proportion to any damage conceivably suffered and also to the general
pattern of awards for pain, suffering and loss of amenities in personal injury
cases. The matter was considered very recently by the Court of Appeal in the
case of
John
v. MGN Ltd
.
the Court decided that the reasons which had previously been given for the
practice of not suggesting any figures to the jury were unconvincing and could
see no reason why the parties’ counsel, and the judge, should not
indicate to the jury what they considered to be an appropriate level of award,
the former by way of submission, the latter
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by
way of direction. In my opinion the Court of Appeal’s decision and the
reasons given for it are compelling. They are also in line with the provisional
view expressed by the Law Commission in a recent Consultation Paper (No 140) on
non-pecuniary loss in damages for personal injury. In my opinion, urgent
consideration should be given to a similar move in civil jury trials in
Scotland. In saying this, I am aware that the Rules Council considered the
matter fairly recently and apparently decided against any change. I say
‘apparently’ because, so far as I am aware, no decision has ever
been publicly announced nor any indication given of the council’s
reasoning. But no change has yet taken place. In any event, for the reasons I
have given, I would urge that the matter be reconsidered.”
157. In
Australia the New South Wales Law Reform Commission (Report
75,
September,
1995)
recommended
that defamation damages should always be assessed by a Judge and not a jury. In
Carson
v. John Fairfax & Sons Ltd.
[1993] 178 C.L.R. 44 Brennan J. held that an attempt to compare awards made in
respect of disparate heads of damage is more likely to confuse than to correct.
However, the majority of the High Court of Australia said at pp.59-60:
“Although
there is authority in this Court to the effect that the quantum of damages is
not to be resolved by reference to a norm or standard supposedly to be derived
from a consideration of amounts awarded in a number of other specific cases,
there is much to be said for trial judges offering some guidance on damages -
such as inviting the jury to consider the investment or buying power of the
amount it might award or perhaps even indicating a range of damages which might
be considered appropriate - while ensuring that the jury knows that they are to
reach their own decision.”
158. In
New Zealand, of the statement cited above Lord Cooke said in
Television
New Zealand Ltd. v. Quinn
[1996] 3 N.Z.L.R. 24 at p.35:
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“There
has been no law or practice in New Zealand precluding the Judge from providing
guidance to the jury in either of those ways. A reference to investment or
buying power, with a practical comparison such as the cost of a house or car,
will often be helpful; but is is undesirable to add to the specific duties
falling on a Judge in summing up, and in New Zealand I would not go to the
length of laying down any requirement to that effect. If the Judge elects not
to give that degree of guidance, the quantum of the jury award may be more
readily reviewed.
Counsel
are certainly entitled in New Zealand to put to the jury the figures or range
of figures which they contend to be appropriate.
Suggesting
a range of figures is also open to the Judge in New Zealand, provided that he
or she makes it clear that his range is not binding on the jury; but it is a
course on which in many cases Judges will justifiably refrain from embarking,
for selecting the range would be a delicate exercise inviting challenge on
appeal. Suggestions of usurpation of the jury’s function could also have
added colour. It is significant that, notwithstanding English and Australian
legislation giving Judges or appellate Courts a larger role, in New Zealand the
Defamation Act, 1992, s.33, provides that, where a verdict is set aside on the
ground that the damages awarded are excessive or inadequate, the Court by which
the verdict is set aside may,
with
the consent of the plaintiff and of every defendant against whom the award was
made,
substitute
its own award of damages. Our legislation has thus demonstrated a continuing
faith in juries, bearing in mind that by the Judicature Act, 1908, s.19A, any
party to civil proceedings in the High Court in which only pecuniary damages
are claimed has a prima facie right to trial before a jury.
In
so far as the English and Australian authorities now favour comparisons in
summings up with personal injuries awards, they of course can have no
application in New Zealand, damages for personal injury by accident being
substantially excluded by the accident compensation legislation.”
159. The
principle of maintaining an appropriate relationship between damages awarded
for personal injuries and those awarded for defamation was referred to in
Crampton
v. Nugawela,
(1996)41 N.S.W.L.R.176 (a decision of the Supreme Court of New South Wales,
Court of Appeal) by Giles AJA who stated:
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“Mahoney
ACJ has discussed the principle elements of loss for which general damages are
awarded, namely personal distress, damage to character and reputation, and
vindication. His Honour has adverted to the similarity between damages in cases
of defamation and damages in cases of personal injury in that both are
essentially normative (neither a damaged reputation nor a lost limb has an
objective value, and the value is that which is placed upon them by the judge
or jury called upon to assess general damages), and to the difference between
damages in those two cases in that, while both are said to be compensatory,
there are differences in that for which each compensates. Maintaining an
appropriate relationship between the scale of values in the two classes of
case, as is required by
Carson
v. John Fairfax and Sons Ltd
.
(see also in England
John v. MGN Ltd.
[1996] 2 All ER 35)
is
itself a normative exercise. Maintaining an appropriate relationship does not
impose a straitjacket, but permits recognition of the importance, where
necessary, of vindication of a seriously damaged reputation.”
Decision
160. The
place of the jury in our legal system as the decision-maker on the issue as to
whether there has been a defamation or not has been keenly guarded by the
common law. That is not in issue in this case.
161. This
appeal raises issues as to the level of damages. The three issues raised by the
Appellant relate to the quantum of the damages and the information which may be
given to the jury.
162. In
principle it is open to the court to provide guidelines on the charge to be
given by a judge to a jury in libel cases. No law precludes the giving of
guidelines. Whereas this issue was raised in the High Court it was not pursued
for reasons explained by counsel. However, it has been argued on appeal and, in
the special circumstances of the case, is a matter for decision.
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Further
guidelines on levels of damages.
163. In
general, I favour the giving of guidelines to a jury on the level of damages.
Information does not fetter discretion. If this is perceived as a more active
approach by the judge I believe it is in the interest of justice. The
legislature could legislate but in its absence more guidelines would, I
believe, help juries and the administration of justice. Guidelines would assist
in achieving consistent and comparable decisions, which would enhance public
confidence in the administration of justice.
164. There
is a benefit to the administration of justice in such an approach. Whilst
maintaining at all times the paramount position of the jury in determining the
damages, specific information would aid decision-making and the maintaining of
an appropriate relationship with the awards of damages in other areas. Such
information as is deemed appropriate could be given in more specific guidelines.
165. Information
should be given to the jury of previous awards in libel cases made or affirmed
by the Supreme Court. Already a court may refer to the type of libel in another
case. Thus, the learned High Court judge referred to a case (
Barrett
v. Independent Newspapers Ltd.
)
and said it afforded the jury great assistance in placing the nature of the
defamation in a scale, because that revolved around a statement by a journalist
that a politician pulled at his beard. It is a short, but useful, extra step to
refer to the award. In view of the fact that this is a small jurisdiction and
because of the lack of technology to date to keep full and comparative
statistics, there would not be very many cases, but I believe they would assist
a jury. For example, in this case the words of Finlay C.J. in
McDonagh
v. News Group Newspapers Limited
Unreported,
Supreme Court, 23 November, 1993 are relevant and are referred to later in this
judgment.
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166. The
jury should be able to compare the value of what courts usually award to people
in personal injury actions. Compensation is a notional remedy in both
instances. The lame do not walk after an award of compensation. The defamed do
not cease to have been defamed after an award of damages. An order of damages
is an artificial form by which a court gives a remedy to an injured person.
167. It
is quite reasonable to have proportionality in the wider scheme of damages.
Thus, a reference to a case which imposes a cap on general damages, might be
useful. However, rather than reference to general damages in catastrophic
injury cases, where there may be issues of consciousness etc., the tariff for
injuries such as an eye, a leg or an arm may be helpful. It is entirely
reasonable that there be a degree of uniformity, consistency, a sense of
comparability, of rationality, in the wider scheme of damages.
168. The
place of the jury, which is at the core of a trial on libel, is not diminished
by informing it of issues relevant to the proportionality of damages. It does
not detract from its function but rather enhances it. In
John
v MGN Ltd
.
[1996] 2 All ER 35 Sir Thomas Bingham M.R. stated at pp. 48-49:
“A
series of jury awards in sums wildly disproportionate to any damage conceivably
suffered by the plaintiff has given rise to serious and justified criticism of
the procedures leading to such awards. This has not been the fault of the
juries. Judges, as they were bound to do, confined themselves to broad
directions of general principle, coupled with injunctions to the jury to be
reasonable. But they gave no guidance on what might be thought reasonable or
unreasonable, and it is not altogether surprising that juries lacked an
instinctive sense of where to pitch their awards. They were in the position of
sheep loosed on an unfenced common, with no shepherd.”
169. In
Ireland a jury is a well-educated and a conscientious body. It is the
decision-making body. However, every person in arriving at a decision is aided by
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comparative,
relevant information. It is that type of information which I believe should be
given to the jury.
170. There
are difficulties in obtaining adequate and correct information on court cases
pending modern information technology and modern management of cases and their
awards in the Irish court system. There are difficulties arising because of the
small nature of the jurisdiction and the consequent lack of volume of cases, in
comparison to the volume of cases which arise in a jurisdiction such as England
and Wales. There is the variability of the cost of living and related prices.
However, the principle that juries be given information, on previous libel
awards confirmed or determined by the Supreme Court, on damages in personal
injury cases, on the purchasing power of an award and the income it might
produce and on the level of award deemed appropriate, may be valuable tools for
a jury arriving at a reasonable and proportionate decision. There is nothing in
principle which precludes figures being given by counsel or a judge. A
comparative study of figures, where appropriate, may be very useful.
Consequently, on the first issue - whether the charge to a jury should contain
further guidance on the level of damages - I would uphold the Appellants’
submission.
More
searching scrutiny
171. The
second issue raised by the Appellant, as to whether the appellate court should
subject large awards of damages to a more searching scrutiny than hitherto has
been the custom, follows logically from the first issue. The Appellant
submitted that the correct approach under the common law and the Constitution
was that set out by Neill L.J. in
Rantzen
v. Mirror Group Newspapers (1986) Ltd.
[1993] 4 All ER 975 at p.994:
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“...
it seems to us that the grant of almost limitless discretion to a jury fails to
provide a satisfactory measurement for deciding what is ‘necessary in a
democratic society’ or ‘justified by a pressing social need’.
We consider therefore that the common law if properly understood requires the
courts to subject large awards of damages to a more searching scrutiny than has
been customary in the past. It follows that what has been regarded as the
barrier against intervention should be lowered. The question becomes: could a
reasonable jury have thought that this award was necessary to compensate the
Plaintiff and to re-establish his reputation?”
172. The
necessity to be more specific on the concepts of a reasonable decision and
proportionality was referred to by Carswell LCJ in
McCarton
Turkington and Breen v. Times Newspapers Ltd.
[1998] N.I. 358
,
381
,
after reviewing the changes in the law of the United Kingdom:
“What
the jury should in my view receive from the judge is guidance of a more
concrete nature pointing their minds towards a level of damages which
represents a proper and proportionate solatium. It is of limited assistance to
jurors to tell them that the level of damages must be proportionate, for it
gives them no more practical guide then telling them to be reasonable. It is of
much more practical assistance to give them comparisons with accepted levels of
damages for personal injuries, with a suitable caveat, or details of previous
awards made by the Court of Appeal in this jurisdiction or in England.”
173. The
Court of Appeal in Northern Ireland compared the publication in question with
others published and considered carefully the award in each. The Court analysed
other decisions of the Court of Appeal in England on excessive damages and
compared and contrasted the amounts therein, before determining that the amount
was excessive in that case.
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174. The
principle of Irish law regarding an appeal against the amount of damages was
described in
Barrett
v. Independent Newspapers Ltd
.
[1986] IR 13 by Finlay C.J. at p.19 as follows:
“Firstly,
whilst the assessment by a jury of damages for defamation is not sacrosanct in
the sense that it can never be disturbed upon appeal, it certainly has a very
unusual and emphatic sanctity in that the decisions clearly establish that
appellate courts have been extremely slow to interfere with such assessments,
either on the basis of excess or inadequacy. Secondly, it is clear that whilst
the damages in this case at least, where no question of punitive or exemplary
damages arises, are fundamentally compensatory in form, that the plaintiff is
entitled not only to be compensated for the damage to his reputation arising
from the publication of the defamation, but also for the hurt, anxiety and
distress to him arising by its publication and by the subsequent conduct of the
defendant right up to the time of the assessment of the damages.”
175. However,
in spite of the special sanctity referred to of the jury assessments Irish law
requires that the decision of the jury be reasonable and proportionate. In
Barrett
v. Independent Newspapers Ltd
.
Finlay C.J. determined at p.20:
“...
notwithstanding the fact that this is clearly a case in which a jury would be
entitled to award really substantial damages ... the sum of £65,000
awarded by the jury is so far in excess of any reasonable compensation for the
allegation which was made, that it should be set aside.”
176. In
the same case Henchy J. stated at p.23:
“In
a case such as this in which there is no question of punitive, exemplary or
aggravated damages, it is the duty of the judge to direct the jury that the
damages must be confined to such sum of money as will fairly and reasonably
compensate the plaintiff for his injured feelings and for any diminution in his
standing among right-thinking people as a result of the words complained
of.”
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177. Henchy
J. referred to the lack of help given to the jury in assessing damages. He
stated at pp. 23-24:
“The
fact remains, however, that the jury were not given any real help as to how to
assess compensatory damages in this case. A helpful guide for a jury in a case
such as this would have been to ask them to reduce to actuality the allegation
complained of, namely, that in an excess of triumphalism at his leader’s
success the plaintiff attempted to tweak the beard of an unfriendly journalist.
The jury might have been asked to fit that allegation into its appropriate
place in the scale of defamatory remarks to which the plaintiff might have been
subjected. Had they approached the matter in this way, I venture to think that
having regard to the various kinds of allegations of criminal, immoral and
otherwise contemptible conduct that might have been made against a politician,
the allegation actually complained of would have come fairly low in the scale
of damaging accusations.”
178. He
then referred to the sum awarded and held at p.24:
“The
sum awarded, however, is so high as to convince me that the jury erred in their
approach. To put it another way, if £65,000 were to be held to be
appropriate damages for an accusation of a minor unpremeditated assault in a
moment of exaltation, the damages proper for an accusation of some heinous and
premeditated criminal conduct would be astronomically high.”
179. The
necessity of reasonableness and fairness was noted by Henchy J. He stated at
p.24 that:
“
... a fundamental principle of the law of compensatory damages is that the
award must always be reasonable and fair and bear a due correspondence with the
injury suffered. In my view, the sum awarded in this case went far beyond what
a reasonable jury applying the law to all the relevant considerations could
reasonably have awarded. It is so disproportionately high that in my view it
should not be allowed to stand. I would allow the appeal ...”
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180. In
these statements Henchy J. is making a comparative analysis of awards in jury
cases. I can see no reason in principle why this should not be available to a
jury. I agree with the approach of Henchy J. and adopt it. Whilst there is a
special sanctity in respect of jury assessments in libel trials the decision
must be reasonable and proportionate. It may be reviewed on appeal on such
criteria.
181. The
quest to determine in the appellate court whether the decision is reasonable
and proportionate could be supported by guidelines on damage levels to the jury
in the High Court, which could be replicated in the appellate court. This
approach enables the system to be more consistent and comparative and to be
seen to be more rational.
Was
the award excessive?
182. On
the third issue - whether the award of £300,000 was excessive - a recent
decision of the Supreme Court is most helpful. In
McDonagh
v. News Group Newspapers Limited
(Unreported, Supreme Court, 23rd November, 1993) which was a case where, inter
alia, the words were determined to mean and be understood to mean that the
Plaintiff was a sympathiser with terrorist causes, Finlay C.J. pointed out at
p.15 of his judgment:
“...
I am satisfied that there are not very many general classifications of
defamatory accusation which at present in Ireland, in the minds of right-minded
people, would be considered significantly more serious.”
183. He
also pointed out that by reason of the person involved the seriousness may be
somewhat aggravated, saying, again at p.15:
“To
an extent the seriousness may be somewhat aggravated by the fact that it is an
accusation which has been made against a person who has a
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role,
by reason of his profession and by reason of his standing as a member of the
Bar, in the administration of justice.”
184. Having
described the function of a lawyer in the situation he continued at p.
1
6:
“The
combined accusations made against the Plaintiff are that he failed or was
likely to fail completely to do that, and that instead as a piece of major
professional misconduct he abused the function which had been entrusted to him
by his client.”
185. Of
the amount of damages awarded by the jury, £90,000 for libel, he concluded
at p.17:
“A
statement which makes that accusation and in addition makes the accusation of
sympathy with terrorist causes would be extraordinarily damaging to any person,
irrespective of their calling or profession. I, as I have indicated, take the
view that the assessment of damages made by this jury, though undoubtedly high
and at the top end of the permissible range, is not beyond that range in the
sense that it is so incorrect in principle that having regard to the general
approach of an appellate court to damages assessed by a jury for defamation it
should be set aside. I would, therefore, dismiss the appeal.”
186. There
are strong similarities between the facts of that case and this case. Both
plaintiffs have a standing of importance in the community. Both sets of words
related to very serious defamatory matters. However, the award in the
McDonagh
case was considered to be at the top of the permissible range. There were
additional aggravating matters in this case, as set out previously. But even
allowing for the aggravating factors in this case it is clear that the award is
“beyond that range in the sense that it is so incorrect in
principle” that it should be set aside.
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187. In
light of the principles as previously set out I am satisfied that the amount
was excessive and should be reduced to £150,000.
Conclusion
188. In
principle it is open to the Court to provide guidelines on the charge to be
given by a judge to a jury in libel cases. Guidelines on levels of damages
given by a judge would aid the administration of justice. Guidelines would give
relevant information and aid comparability and consistency in decision-making.
Such guidelines would relate only to the level of damages - not the kernel
issue as to whether or not there had been defamation. Thus, such guidelines
would not impinge of the area traditionally viewed in common law jurisdictions
as a matter quintessentially for the jury. More specific guidelines on the
level of damages would help juries and the administration of justice by
bringing about more consistent and comparable awards of damages and awards
which would be seen as such. Specific guidelines would also inform an appellate
court in its determination as to whether an award is reasonable and
proportionate. The award in this case was excessive and on the principles of
reasonableness and proportionality I would reduce it to £150,000.
© 1999 Irish Supreme Court