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Lopes v. Walker [1999] IESC 57 (19th July, 1999)
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[1999] IESC 57
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Lopes v. Walker [1999] IESC 57 (19th July, 1999)
Hamilton
C.J.
Lynch
J.
Barron
J.
240/98
THE
SUPREME COURT
BETWEEN
ANTONIO
CASIMIRO LOPES
Plaintiff/Appellant
and
ANDREW
WALKER
Defendant/Respondent
JUDGMENT
delivered on the 19th day of July, 1999 by LYNCH J. [Nem. Diss.]
________________________
page break ________________________
(2)
HISTORY
OF THE LITIGATION
1. This
case has had a long and chequered history. In the first instance it arises out
of a road traffic accident which happened about 7.00 p.m. on the 11th December,
1988, near Newbridge, Co. Kildare when a motor car ran into the rear of the
plaintiff’s stationary van. The plaintiff was then living in Waterford
and he consulted a Waterford firm of solicitors. Proceedings were issued
prematurely by this firm of solicitors in the Kildare Circuit Court which then
had a jurisdictional limit of £15,000 in awarding damages for tort. The
plaintiff was dissatisfied with a limitation of £15,000 for damages in his
case and he engaged the defendant to take over the case from the Waterford
solicitors with a view to having the action transferred to the High Court.
2. No
application was made to the Kildare Circuit Court to transfer the action to the
High Court. The case ultimately went on in Naas, Co.
________________________
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(3)
3. Kildare
Circuit Court on the 14th May, 1991, and the plaintiff was awarded £10,000
for general damages together with £2,000 special damages. The plaintiff
was wholly dissatisfied with this award and with the handling of his case by
the defendant and he promptly commenced these proceedings in the High Court by
the issue of a plenary summons on the 19th July, 1991. These proceedings came
on for hearing before the High Court in 1995 and were dismissed by an order of
the High Court made on the 31st March, 1995. The plaintiff appealed to this
Court where he succeeded and the case was remitted to the High Court to assess
damages only, liability having been found by this Court on the part of the
defendant especially in relation to the failure to apply to have the case
transferred to the High Court. The circumstances of the litigation up to that
hearing in the Supreme Court are outlined in detail in the three
________________________
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(4)
judgments
delivered by the three judges of the Supreme Court on the 28
th
July, 1997.
BACKGROUND
FACTS
4. The
plaintiff is of Portuguese nationality and his vernacular language is
Portuguese but he has a very good command of the English language. He was born
in the Cape Verde islands on the 17th July, 1951. He came to Ireland about the
middle of the year 1985, some 3% years before the road traffic accident. He had
an extramarital household in Ireland including a son who would be now about
seventeen years old. He was a navigator or naval officer qualified to serve as
such on merchant ships. Before he came to Ireland in 1985 his earnings as a
merchant ship’s officer were about £18,000 nett per year. He adduced
evidence in the High Court that if he were back at sea in 1998 he would be
earning
________________________
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(5)
between
£40,000 and £50,000 per year. An important issue in this case was
whether or not the plaintiff intended to return to sea at any time in the
future. In the 3% years since he came to Ireland he had opened a small corner
shop type business in Waterford and had also acquired a van in which he
employed a man to run a business from the van as a
“chipper”.
In
more recent times he had left Waterford and moved to Dublin where he had opened
a similar sort of corner type shop which has, however, failed as a business and
is now closed.
THE
ASSESSMENT AS ORDERED BY THE SUPREME COURT
5. The
assessment of damages came on for hearing before the High Court (Geoghegan J.)
on Friday the 26th of June, 1998 and continued on Tuesday the 30th of June and
Wednesday the 1st of July, 1998 with judgment delivered on Thursday the 2nd of
July, 1998. The learned trial
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(6)
judge
assessed total damages at £52,125.47 and, having given credit to the
defendant for the general damages awarded by the Kildare Circuit Court, he
entered judgment for £42,125.47. This judgment was perfected on the 21st
of July, 1997. The plaintiff was dissatisfied with the assessment of damages
and served a notice of appeal on the 10th of August, 1998 within the time
prescribed by the rules of the Superior Courts.
6. The
notice of appeal sets out the grounds of appeal in numerous paragraphs and
subparagraphs, so numerous that they total slightly over 100 alleged grounds.
This Court has to try to distil some sort of reality and order from such
prolixity. The appeal in summary relates to:
(1)
Past special damages and particularly relating to alleged past loss of earnings.
(2)
Future special damages and particularly relating to alleged future loss of
earnings.
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(7)
(3)
Past general damages for the plaintiff’s injuries and their effect on him.
(4)
Future general damages for the plaintiff’s injuries and their continuing
effect on him into the future.
7. In
the course of his judgment the learned trial judge is recorded at page 1 and
page 2 of the transcript for the 2nd of July, 1998 as saying:
“The
two major issues which I have to consider therefore are:
(1)
Did the plaintiff sustain a prolapsed disc as a consequence of the original
accident ?
(2)
The question of loss of earnings from work at sea.
This
latter issue involves the determination, if necessary, of two separate questions.
A.
Is it the case that if there had been no accident, and the plaintiffs newsagent
business failed he would, as a matter of probability, have returned to sea,
either full-time or part time ?
________________________
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(8)
B.
If so, has the plaintiff discharged the onus of proof on him of showing that
his injuries resulting from the accident prevent him returning to sea ?
The
mere existence of the permanent certificate [that is a certificate of unfitness
for work as a seaman on merchant ship is not of itself sufficient, given that
it is reversible and that the certifier did not himself have all the facts
before him. The Court would therefore have to form its own view. On the first
issue I am satisfied by the evidence which I have heard that the plaintiff
sustained a prolapsed disc injury as a result of the original accident and was
therefore misdiagnosed. I accept the evidence of Mr. O’Laoire and the
opinion which he expressed. I also find that the relevant factual information
before Mr. O’Laoire, on foot of which he has formed his view, was accurate.
He
explained that the plaintiff has an unusual lumbar disc protrusion, in that it
was central and he elaborated on the significance of this in relation to his
diagnosis. He also explained how his opinion
________________________
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(9)
was
based on the early pain in the lower back, combined with the progressive
symptoms arising in the legs. I think it unlikely that the prolapsed lumbar
disc arose spontaneously, or as a consequence of some later accident in
Portugal or otherwise.
But
while I find in favour of the plaintiff on this issue, I am wholly against him
on the second issue. Having regard to the fact that the plaintiff had not been
to sea since 1985 and the history of his Waterford business and general
lifestyle, I do not believe that he would ever have returned to sea if there
had been no accident. I am not convinced, simply by the potential earnings,
that he would ever have opted to go to sea again. It is not necessary,
therefore, to consider the second question involved in this issue. I simply
reject, in total, the loss of earnings claim in relation to earnings at
sea.”
8. It
is important to note the first finding of fact made by the learned trial judge,
namely, that as a result of the road traffic accident the plaintiff
________________________
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(10)
sustained
a central prolapsed lumbar disc which required operative treatment, which was
performed in London on the 18th of July, 1994. This operation was 5% years
after the road traffic accident but, nevertheless, the injury was found to be
attributable to the road traffic accident. That finding has not been appealed
by the defendant and indeed was fully supported by the evidence, especially
that of neurosurgeon Mr. O’Laoire. This appeal must therefore be
considered in the light of a serious lumbar back injury and not as a mere case
of soft tissue injury which it was perceived to be when proceedings were first
instituted in the Kildare Circuit Court.
9. The
formal order of the High Court concludes as follows:
“The
Court having disallowed the plaintiff’s claim for punitive damages
assessed damages as follows:
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(11)
SPECIAL
DAMAGES:
Loss
of earnings to date (in relation to the plaintiff’s shop) £5,000.
Others
£7,125.47.
GENERAL
DAMAGES
Pain
and suffering to date £20,000.
Pain
and suffering in the future (including loss of earning capacity) £20,000.
Having
regard to the said assessment and the Court giving credit to the defendant for
the sum of £10,000 general damages awarded to the plaintiff in the Circuit
Court.
It
is ordered and adjudged that the plaintiff do recover against the defendant the
sum of £42,125.4 7 together with his out of pocket expenses and witness
expenses when taxed and ascertained.”
10. Among
the many grounds of appeal in the plaintiff’s notice of appeal are
grounds relating to the disallowance of punitive damages. I can deal
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page break ________________________
(12)
with
this aspect of this appeal at once. There is no basis in law for awarding
punitive damages in this case and, moreover, what I said at the commencement of
my judgment of the 28th of July, 1997 would reduce to nil any such damages if
there were some basis which there is not. I would, therefore, affirm the order
of the learned trial judge in so far as he disallowed punitive damages.
THE
SUBMISSIONS
11. The
plaintiff made detailed submissions on the facts of the case, but no
submissions on law. Among his submissions was a claim that the learned trial
judge did not allow the plaintiff to give all the evidence which he wished to
give, such as evidence relating to a broken toe, to pain in his left shoulder,
to alleged post-traumatic stress disorder, to headaches and to past and future
loss of earnings and generally that the learned trial judge
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(13)
did
not allow the plaintiff to present his case as the plaintiff thought fit.
12. The
plaintiff is very voluble and the learned trial judge was entitled to control
him so as to keep matters within reasonable bounds. The plaintiff had a script
by reference to which he wished to give evidence which the learned trial judge
did not permit him to do and, in retrospect, it might have been better if the
plaintiff had been allowed to do so because the learned trial judge in effect
ended up almost conducting an examination in chief of the plaintiff without any
saving of time.
13. The
plaintiff also submitted that, on the facts of the case, the amounts measured
by the learned trial judge for loss of earnings and other losses and expenses
past and future and general damages past and future were wholly inadequate. He
also filed an affidavit in the Supreme Court alleging that his condition had
deteriorated since the hearing in the High Court in July 1998 and, that as a
result, had had to have another operation
________________________
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(14)
on
his back on the 12th of November, 1998, just four months or so after the
hearing in the High Court.
14. Counsel
for the defendant submitted that the Supreme Court ought not to interfere with
the findings of fact made by the learned trial judge which were supported by
credible testimony and he referred to and quoted from the case of
Hay
v. O’Grady
[1992] 1 JR 210 and particularly at p. 213. He submitted that the transcript of
evidence in this case fully bore out the findings of the learned trial judge.
15. Regarding
the plaintiff’s affidavit sworn on the 22nd of February, 1999 for the
Supreme Court appeal and dealing with an alleged deterioration in the
plaintiff’s condition since the trial in the High Court, counsel for the
defendant submitted that such evidence should be wholly disregarded in deciding
whether or not to allow or to dismiss the appeal. That issue as to whether the
appeal should be allowed or dismissed must be
________________________
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(15)
judged
by reference to the evidence adduced before the learned trial judge in the High
Court and not otherwise. Counsel on this aspect of his submissions referred to
Dalton
v. The Minister for Finance
[1989]
JR 269 and particularly p. 273 and also
Eire
Continental Trading Company Limited v. Clonmel Foods Limited
[1955] JR 170.
CONCLUSIONS
16. I
accept the submissions of defendant’s counsel that in this case the
appeal should be judged on the basis of the evidence which was adduced before
the High Court without regard to the plaintiff’s post-trial affidavit,
even though there is a distinction between this case and
Dalton
v. The Minister for Finance
and
Eire
Continental Trading Company Limited v. Clonmel Foods Limited.
In
the
Dalton
case
the plaintiff was seeking an extension of time to appeal some two years or so
after the High Court trial
________________________
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(16)
and
without having previously formed any intention to appeal and she was relying on
post-trial evidence to support that application. The Supreme Court emphasised
the importance of achieving finality in legal proceedings. The plaintiff in the
present case is not in that position having served his notice of appeal in
proper time but, nevertheless, in general it is desirable that finality be
achieved and undesirable to take into account post-trial events although that
may nevertheless be done if justice clearly requires it.
17. What
is established in this case by the findings of the learned trial judge is:
1.
The plaintiff sustained a prolapsed lumbar disc as a consequence of the road
traffic accident.
2.
If there had been no road traffic accident the plaintiff would not have
returned to sea even if his newsagent’s business failed.
________________________
page break ________________________
(17)
18. There
was adequate evidence to support these two findings by the learned trial judge
and I must, therefore, consider the case on the basis that they are correct
findings of fact. It should be noted that the learned trial judge did not make
any finding on the third question posed by him in his judgment at
“B”
above,
namely, whether in fact the injuries sustained in the road traffic accident
prevent the plaintiff from returning to sea as he contends is the case.
19. As
regards the actual assessment of the damages by the learned High Court judge,
the sum of £20,000 was assessed for past pain and suffering. This was for
a period of 9% years from the 11th December, 1988 to the 2nd July 1998. After
the road traffic accident the plaintiff did not appear at first to have very
much wrong with him but, nevertheless, he ultimately had to have a serious
operation on his back on the 18th July, 1994, that is to say 5% years after the
road traffic accident and 4 years before the High
________________________
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(18)
20. Court
assessment of the damages. Again, according to the doctors the plaintiff did
not appear to have very much wrong with him in this four year period following
the operation but he himself was complaining of continuing back troubles all
the time. In these circumstances the sum of £20,000 for past pain and
suffering for such a lengthy period seems to be on the low side although not
necessarily so low of itself as to justify this Court in interfering with it.
21. The
award of £20,000 for future pain and suffering including loss of earning
capacity is, however, very low. For the future as at July 1998 the plaintiff
was a man complaining of back pain and having had a serious operation four
years before. His earning capacity as a qualified seaman was £40,000 to
£50,000 nett per year. It was not found one way or the other whether his
back condition prevented him from returning to sea but in any event it would
have affected him to some extent as a seaman if
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(19)
unforeseen
and unanticipated circumstances had arisen such as to suggest to him that a
return to the sea should be considered by him. For the diminution in his
ability to consider returning to the sea in such circumstances coupled with his
continuing back condition I think he would have to be awarded a lot more than
the £20,000 and, in the circumstances, I have come to the conclusion that
the damages awarded are overall too low to such an extent that this Court
should set aside the award.
22. Having
come to that conclusion the question then arises as to whether the case should
be remitted to the High Court to reassess the damages or whether this Court
should itself assess the damages. The long drawn out nature of this litigation
suggests that the latter course should be adopted in order to achieve finality
in the matter and both parties also indicated their preference for this Court
to adopt that course. Accordingly, I propose to assess the damages myself but
in doing so I must
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(20)
take
account of the fact that if the assessment were remitted to the High Court the
plaintiff would be entitled to adduce evidence of the matters referred to in
his affidavit of the 22nd of February, 1999 and I, therefore, must take the
contents of that affidavit into account in assessing the damages.
23. I
am satisfied on the balance of probabilities that the plaintiff underwent
further surgery on his back on the 12th of November, 1998 at the same level,
that is to say the level of the lumbar fourth and fifth discs, as in the case
of the first operation, on the 18th of July, 1994. In the light of that second
operation I think it unlikely that the plaintiff would ever be fit to return to
work as a seaman. While the finding of the learned trial judge that the
plaintiff would not have returned to sea if he had not had the road traffic
accident must stand, the amount to be awarded for the loss of the opportunity
of returning to sea in the event of unforeseen circumstances arising must
nevertheless be substantial. In addition, the necessity for the further
operation corroborates the plaintiff’s evidence of his inability to do
the work required in his newsagents shop business and
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(21)
the
past loss of earnings must therefore be increased. Accordingly, I assess the
plaintiff’s damages as follows:
1.
General damages for the personal injuries sustained by the plaintiff as a
consequence of the road traffic accident of the 11th of December 1988 and for
their past, their continuing, and their future effects on him:
£80,000
2.
Past special damages:
£25,000
3.
Future special damages (including loss of opportunity to work and to return to
the sea):
£50,000
Total:
£155,000
24. The
plaintiff was paid the £42,125.47 awarded by the High Court having given
credit for the £10,000 general damages awarded by the Kildare Circuit
Court and, therefore, having now given credit for
25. £52,125.47
there will be judgment for the plaintiff for £102,874.53.
© 1999 Irish Supreme Court