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Laurentiu v. Minister for Justice [1999] IESC 47; [1999] 4 IR 26; [2000] 1 ILRM 1 (20th May, 1999)
URL: http://www.bailii.org/ie/cases/IESC/1999/47.html
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[1999] IESC 47,
[1999] 4 IR 26,
[2000] 1 ILRM 1
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Laurentiu v. Minister for Justice [1999] IESC 47; [1999] 4 IR 26; [2000] 1 ILRM 1 (20th May, 1999)
THE
SUPREME COURT
No.
40/99
Hamilton
C.J.
Denham
J.
Barrington
J.
Keane
J.
Lynch
J.
BETWEEN
SORIN
LAURENTIU
APPLICANT/RESPONDENT
AND
THE
MINISTER FOR JUSTICE, EQUALITY AND LAW REFORM IRELAND AND
THE
ATTORNEY GENERAL
RESPONDENTS/APPELLANTS
[Judgments
by Denham J., Barrington J. (Dissenting), Keane J. and Lynch J. (Dissenting);
Hamilton C.J. agreed with Denham J. and Keane J.]
Judgment
of Denham J. delivered on the 20th day of May, 1999.
-2-
1. This
is an appeal by the Respondents (hereinafter referred to as the State) against
the decision of the High Court, Mr. Justice Geoghegan, delivered on the 22nd
January, 1999. The Learned High Court Judge granted a declaration that Section
5
(l)(e)
of the Aliens Act, 1935 was not carried over by Article
50
of
the Constitution of Ireland, was inconsistent with. Article
15.2
of
the Constitution of Ireland and does not form part of Irish law. The Learned
High Court Judge also made consequential declarations that Article 13 (1) of
the Aliens Order, 1946 and the Deportation Order regarding the
Applicant/Respondent in this case were invalid.
2. The
case turns on the issue as to whether the legislature could, in the terms of
Section
5(1)(e)
of
the Aliens Act, 1935 delegate to the Minister the power to deport aliens, or
whether it is an impermissible delegation of legislative power contrary to
Article 15.2.1 of the Constitution of Ireland.
SUBMISSIONS
3. Mr.
John Finlay, S.C., on behalf of the State, submitted that
s.5(1)(e)
of
the Miens Act, 1935 and Regulation 13 of the Aliens Order, 1946 are valid. He
submitted that the right of the State to control the entry of aliens, their
activity in the State and their departure, is part of the sovereign rights of
the State. The exercise of that control is primarily an executive and
administrative function. The entitlement of aliens is dependent on the consent
of the appropriate authority. If that consent is refused or withdrawn the alien
has no right to stay in the State. He submitted that what the Minister did was
within the four corners of the Aliens Act,
1935.
He
submitted that the policy of the Act is clear: aliens are only allowed into the
State and to remain in the State with the permission of the Minister for
Justice. The relevant
-3-
jurisprudence,
he submitted, is to be found in
Cityview
Press Limited v. An Chomhairle Oiliúna
[1980]
IR 381 which was developed and supplemented in
Harvey
v. The Minister for Social Welfare
[1990]
2 IR 232. He submitted that the appropriate methodology is to see if the
enabling legislation, that is, Section
5
of
the
Aliens Act,
1935,
makes
it inevitable and necessary that the Minister in making regulations under the
Act would breach Article 15.2.1 of the Constitution. He submitted that applying
that test
the Act did not fail. He supported his argument by reference to the
judgment of Keane J. in
Carrigaline
Community Television Broadcasting Co. Ltd. v. Minister for Transport, Energy
and Communications
[19971
1 ILRM 241.
4. Mr.
Gerard Hogan, S.C., Counsel for the Applicant, submitted that s.5(1)(e) of the
Aliens Act, 1935 gave excessive legislative powers to the Minister for Justice
in that it effectively left the Minister at large insofar as the making of a
Ministerial Order was concerned and it did not set out principles and policies
upon which deportation orders were to be made; consequently, it did not survive
the enactment of the Constitution. Further, he submitted that Article 13 of the
Aliens Order, 1946 is a form of legislation outside the powers of legitimate
delegation and contrary to Article 15.2.1 of the Constitution of Ireland. In
oral argument he considered that there were three issues for the Court:
1. What
is the proper test to apply in relation to Article 15.2.1 of the Constitution
of Ireland? Is it the ‘principles and policies’ test of
Cityview
or has that been qualified by
Harvey?
2. Is
the executive power of the State to deport an alien free-standing or can it be
exercised only though legislation?
-4-
3. Given
that the Oireachtas has legislated, does Section
5(1)(e)
of
the
Aliens Act,
1935
meet
the appropriate test, which he submitted is the principles and policies test
set out in
Cityview?
Relevant
Constitutional
Articles
5. The
relevant constitutional articles are:
Article
5
“Ireland
is a sovereign, independent, democratic state.”
Article
6
“1.
All powers of government, legislative, executive and judicial, derive, under
God, from the people, whose right it is to designate the rulers of the State
and, in final appeal, to decide all questions of national policy, according to
the requirements of the common good.
2.
These powers of government are exercisable only by or on the authority of the
organs of State established by this Constitution.”
Article
15.2.1
“The
sole and exclusive power of making laws for the State is hereby vested in the
Oireachtas: no other legislative authority has power to make laws for the
State.”
Article
28.2
“The
executive power of the State shall, subject to the provisions of this
Constitution, be exercised by or on the authority of the Government.”
Article
29.4.1
“The
executive power of the State in or in connection with its external relations
shall in accordance with Article 28 of this Constitution be exercised by or on
the authority of the Government.”
-5-
Article
34.1
“Justice
shall be administered in courts established by law by judges appointed in the
manner provided by this Constitution, and, save in such special and limited
cases as may be prescribed by law, shall be administered in public.”
The
Statutory Scheme
6. The
statutory scheme is the
Aliens
Act,
1935
(No.
14 of 1935) hereinafter referred to as ‘the Act’. The long title of
the Act described it as:
“An
act to provide for the control of aliens and for other matters relating to
aliens.”
7. The
term ‘alien’ was defined as meaning:
“a
person who is not a citizen of Saorstát Eireann.”
Section
5
set
out provisions for the control of aliens.
S.5(1) provides, inter alia:
“The
Minister may, if and whenever he thinks proper, do by order (in
this Act refer
to as an aliens order) all or any of the following things in respect either of
all aliens or of aliens of a particular nationality or otherwise of a
particular class, or of particular aliens, that is to say:-
(e) make
provision for the exclusion or the deportation and exclusion of such aliens
from Saorstát Eireann and provide for and authorise the making by the
Minister of orders for that purpose.”
-6-
8. As
a consequence of that legislation the Minister for Justice enacted the
Aliens
Order
,
1946, (5 .R. & 0. 395 of 1946). Regulation 13 thereof stated:
“(1)
Subject to the restrictions imposed by the
Aliens Act, 1935 (No. 14 of
1935),
the
Minister may, if he deems it to be conducive to the public good so to do make
an order (in this Order referred to as a deportation order) requiring an alien
to leave and to remain thereafter out of the State.
(2)
An Order made under this Article may be made subject to any conditions which
the Minister may think proper.
(3)
An alien with respect to whom a deportation order is made shall leave the State
in accordance with the order, and shall thereafter so long as the Order is in
force remain out of the State.
(4)
An alien with respect to whom a deportation order is made, or a recommendation
is made by a court with a view to the making of a deportation order, may be
detained in such a manner as may be directed by the Minister, and may be placed
on a ship, railway train or road vehicle about to leave the State, and shall be
deemed to be in legal custody whilst so detained, and until the ship, railway
train or road vehicle finally leaves the State.
(5)
The master of any ship arid the person in charge of any passenger railway train
or passenger road vehicle bound for any place outside the State shall, if so
required by the Minister or by an immigration officer, receive an alien against
whom a deportation order has been made and his dependants, if any, on board
such ship, railway train or road vehicle and afford him and them proper
accommodation and maintenance during the journey.
(6)
Where a Deportation Order is made in the case of any alien the Minister may, if
he thinks fit, apply any money or property of the alien in payment of the whole
or any part of the expenses of or incidental to the transport from the State
and the maintenance until departure of the alien and his dependants, if
any.”
Precedent
9. There
has been significant case law on Article 15.2.1 of the Constitution. The first
important analysis was in
Pigs
Marketing Board v. Donnelly (Dublin), Ltd.
[1939] 1 IR 413. In that case Hanna J. stated at p.421:
-7-
“It
is axiomatic that powers conferred upon the Legislature to make laws cannot be
delegated to any other body or authority. The Oireachtas is the only
constitutional agency by which laws can be made. But the Legislature may, it
has always been conceded, delegate to subordinate bodies or departments not
only the making of administrative rules and regulations, but the power to
exercise, within the principles laid down by the Legislature, the powers so
delegated and the manner in which the statutory provisions shall be carried
out.”
10. Here,
in effect, is the beginning of the principles and policies test. In this case
it was alleged that the Pigs and Bacon Acts,
1935
and
1937 were unconstitutional under Article 12 of the 1922 Constitution whereby
the legislature was given exclusive power to make laws and also
unconstitutional under Article 15 of the Constitution of Ireland, 1937.
11. The
first modem statement of a principles and policy test was in
Cityview
Press Limited v. An Chomhairle Oiliúna
[1980]
1 IR 381 where at pp. 398-399 O’Higgins C.J. stated:
“The
giving of powers to a designated Minister or subordinate body to make
regulations or orders under a particular statute has been a feature of
legislation for many years. The practice has obvious attractions in view of the
complex, intricate and ever-changing situations which confront both the
Legislature and the Executive in modem State. Sometimes, as in this instance,
the legislature, conscious of the danger of giving too much power in the
regulation or order-making process, provides that any regulation or order which
is made should be subject to annulment by either House of Parliament. This
retains a measure of control, if not in Parliament as such, at least in the two
Houses. Therefore, it is a safeguard. Nevertheless, the ultimate responsibility
rests with the Courts to ensure that constitutional safeguards remain, and that
the exclusive authority of the National Parliament in the field of law-making
is not eroded by a delegation of power which is neither contemplated or
permitted by the Constitution. In discharging that responsibility, the Courts
will have regard to where and by what authority the law in question purports to
have been made. In the view of this Court, the test is whether that which is
challenged as an unauthorised delegation of parliamentary power is more than a
mere giving effect to principles and policies which are contained in the
statute itself If it be, then it is not authorised; for such would constitute a
purported exercise of legislative power by an authority which is not permitted
to do so under the Constitution. On the other hand, if it be within the
permitted limits - if the law is laid down in the statute and details only are
filled in or completed by the designated Minister or subordinate body - there
is no unauthorised delegation of legislative power.”
-8-
12. This
important case was itself based on a situation where, as McMahon J. stated in
the High Court,
“[I]t
was agreed by the parties that under the Constitution (in particular Article 6,
s.2, and Article
15,
s.2,
sub-s.1) there is a limit upon the extent to which legislative power may be
delegated to subordinate agencies by the Oireachtas, and that it is not
competent for the Oireachtas by such delegation to abdicate its legislative
function.”
13. The
principles and policies test continued to be applied. Thus, in
The
State (Gilliland) v. The Governor of Mountjoy Prison
[1987] IR 201 Barrington J., having referred to the
Cityview.Press
case, stated at p.222:
“In
the Extradition Act,
1965,
the
Oireachtas has laid down certain principles and policies which are incorporated
in the law governing extradition in this country. It has also established
certain machinery and procedures for controlling applications for extradition.
But it has left to the Government the question of whether an extradition treaty
should be entered into with a particular country and what additional safeguards
should be incorporated in it.”
14. The
Learned Judge applied the principles and policies test to the relevant Act.
However, the decision as to whether Ireland should enter into an extradition
treaty with a particular country and the incorporation of additional
safeguards, if any, was left to the Government. It is of relevance to this case
to note that the function in issue - to determine whether an extradition treaty
should be entered into with a particular country - is a classic example of an
executive function. The legislature did not impinge on the executive function.
The legislature did not delegate the power to a Minister. The executive,
Government, proceeds with its function.
-9-
impose,
vary or terminate any excise, custom or stamp duty) Blayney J., whilst a judge
of the High Court, applied a principles and policy test and stated at p.9:
“When
this test is applied to the provisions of
the Act of 1957 giving the Government
power to impose customs and excise duties, and to terminate and vary them in
any manner whatsoever, I have no doubt that the only conclusion possible is
that such provisions constitute an impermissible delegation of the legislative
power of the Oireachtas. The question to be answered is: Are the powers
contained in these provisions more than a mere giving effect to principles and
policies contained in
the Act itself? In my opinion they clearly are. There are
no principles or policies contained in
the Act.... The fundamental question in
regard to the imposition of customs or excise duties on imported goods is
first, on what goods should a duty be imposed, and secondly, what should be the
amount of the duty? The decision on both these matters is left to the
Government. In my opinion, it was a proper subject for legislation and could
not be delegated by the Oireachtas. I am satisfied accordingly that the
provisions of
the Act of 1957 which I cited earlier are invalid having regard
to the provisions of the Constitution”
15. Mr.
Justice Geoghegan found the above reasoning very helpful.
However,
in
McDaid
v. Sheehy
on appeal, as the Order in question had been validated by a section of the
Finance Act, 1976, the Supreme Court did not consider the constitutional issue.
Indeed, Finlay C.J. appeared to indicate a warning when he said at p.19:
“The
settled jurisprudence of this Court, to which I have referred, is against
deciding the issue of constitutional validity in these circumstances. On the
issues potentially arising in the instant case, there are practical
considerations strongly supporting that jurisprudence.
Amongst
the many issues which could arise in the course of a challenge to the
constitutional validity of this section would be questions as to whether in any
particular instance, if the delegated legislation were impermissibly wide, that
resulted in the annulment of both the statute and the order made pursuant to
it, or whether it annulled the order only (c.f
Harvey
v. The Minister for Social Welfare
[19901
2 IR. 232
)”
-10-
In
Harvey
v. The Minister for Social Welfare
at issue was what may be called a Henry VIII clause i.e. a statutory provision
which gives authority to an administrative body to make delegated legislation
which may amend legislation. Finlay C.J. stated at p.244:
“The
fourth submission made on behalf of the applicant is that the provisions of
article 38, as inserted by the. Regulations of 1979, are in direct
contradiction to the provisions of
s.7 of the
Social Welfare Act, 1979, and, as
such, are an impemissible intervention by the Minister pursuant to the powers
of making regulations vested in him by Section 75 of
the Act of 1952, in the
legislative function and is, therefore, an unconstitutional exercise of that
power which breaches Article 15,
s.2 of the Constitution. I accept that this
submission is correct.
Quite
clearly, for the Minister to exercise a power of regulation granted to him by
these Acts so as to negative the expressed intention of the legislature is an
unconstitutional use of the power vested in him.”
16. The
Courts have held this type of delegated legislation to be unconstitutional,
even if it does not create a new principle. This type of delegated legislation
is not in issue in this case. Finlay C.J. set out at pp. 240-241 a methodology.
He stated:
“The
impugned section having been enacted in 1952 is entitled to the presumption
with regard to constitutional validity which has been laid down by this Court,
and in particular falls to be construed in accordance with the principles laid
down in the decision of this Court pronounced in
East
Donegal Co-Operative Livestock Mart Ltd. v. Attorney General
[1970] IR 317
.
This means that it must be construed so that as between two or more reasonable
constructions of its terms that which is in accordance with the provisions of
the Constitution will prevail over any construction not in accordance with such
provisions. Secondly, it must be implied that the making of regulations by the
Minister as is permitted or prescribed by s. 75 of the Act of 1952 is intended
by the Oireachtas to be conducted in accordance with the principles of
constitutional justice and, therefore, that it is to be implied that the
Minister shall not in exercising the power of making regulations pursuant to
that section contravene the provisions of Article 15, s.2 of the Constitution.
The Court is satisfied that the terms of s. 75 of the Act of 1952 do not make
it necessary or inevitable that a Minister for Social Welfare making
regulations pursuant to
-11-
the
power therein created must invade the function of the Oireachts in a manner
which would constitute a breach of the provisions of Article 15, s. 2 of the
Constitution. The wide scope and unfettered discretion contained in the section
can clearly be exercised by a Minister making regulations so as to ensure that
what is done is truly regulatory or administrative only and does not constitute
the making, repealing or amending of law in a manner which would be invalid
having regard to the provisions of the Constitution.
Without
the necessity, therefore, for the Court to decide whether the terms of the
Regulations of 1979, which have been quoted in this decision, do in fact
constitute an invasion of the legislative function of the Oireachtas, the Court
is satisfied that the applicant has not shown that the provision of
s.75 of the
Social Welfare Act, 1952, is invalid, having regard to the provisions of the
Constitution and will so declare.”
17. This
methodology applies the presumption of constitutional validity: the rule of
construction that where there are two or more reasonable constructions that
which is constitutional will prevail. Specifically, it must be implied that the
making of delegated legislation by the Minister is intended by the legislature
to be in accordance with constitutional justice. It may be summarised by
inquiring if the impugned regulation makes it necessary or inevitable that the
Minister making regulations pursuant to the power must invade the power of the
legislature contrary to Article
15.2.
This
‘necessary or inevitable’ test is apt in construing Henry VIII
clauses, which was the issue in
Harvey
v. The Minister for Social Welfare
.
European
Union
18. The
Oireachtas is no longer the sole and exclusive legislature for the State.
European Union Law applies directly to Ireland and membership necessitates
certain legislation in Ireland. 5.3(2) of the European Communities Act, 1972
enables Ministers by regulation to implement the law. It was held in
Meagher
v. The Minister for Agriculture
[1994]
1 IR 329
-12-
that
the power to make regulations pursuant to
s.3(2) of
the Act of 1972 is
necessitated by the obligations of membership of the State of the European
Union and is therefore by virtue of Article 29.4.3, 4 and
5
immune
from constitutional challenge. The community law has primacy.
Article
15.2
cannot
be read alone. It must be read with Article
29.4.5.
Article
189 of the Treaty of Rome empowers the Council and Commission to, inter alia,
make regulations and issue directives. A regulation has general application and
is binding in its entirety and directly applicable to States. A directive is
binding as to the result to be achieved. Article 189 leaves it to the national
authority to chose the form and method for incorporating the European Law into
national law. In
Meagher
v. The Minister for Agriculture
the Minister in his choice had to have due regard to Article 15.2 and
29.4.5.
In
that case the Minister made regulations under
s.3 of the 1972 Act and this
Court applied the principles and policies test. I stated:
“If
the directive left to the national authority matters of principle or policy to
be determined then the ‘choice’ of the Minister would require
legislation by the Oireachtas. But where there is no case made that principles
or policies have to be determined by the national authority, where the
situation is that the principles and policies were determined in the directive,
then legislation by a delegated form, by regulation, in a valid choice. The
fact that an Act of the Oireachtas has been affected by the policy in a
directive, is a ‘result to be achieved’ wherein there is now no
choice between the policy and the national Act. The policy of the directive
must succeed. Thus where there is in fact no choice on a policy or a principle
it is a matter appropriate for delegated legislation. If the directive or the
Minister envisaged any choice of principle or policy then it would require
legislation by the Oireachtas.”
19. Thus
even where, as in this case, the regulation amended a statute it was not a
breach of Article 15.2 because it did not determine principles or policies -
rather those principles and policies had been determined in the relevant
Council directives, which are binding as to the results to be achieved.
-
13 -
20. This
analysis is of interest to the Henry VIII type clause - but is tangential to
this case. However, it does show the strength of the principles and policies
test in our jurisprudence.
Comparative
Case
Law
United
States of
America
21. Counsel
referred to comparative case law. Cases of the United States of America appear
to have exercised an influence on the decision in
Pigs
Marketing Board v. Donnelly (Dublin), Ltd
.
It is of importance to note that there is not a great body of jurisprudence in
the United States on this aspect of constitutional law.
In
Panama
Refining Co. v. Ryan (1935) 293 U.S. 388
federal legislation was struck down on the ground of excessive delegation.
Chief Justice Hughes, in delivering the opinion of the Court, stated, at p.421:
22. “The
Constitution provides that “All legislative powers herein granted shall
be vested in a Congress of the United States, which shall consist of a Senate
and House of Representatives.” Art.I,
§
1.
And the Congress is empowered “To make all laws which shall be necessary
and proper for carrying into execution” its general powers. Art.I,
§
8,
par. 18. The Congress manifestly is not permitted to abdicate, or to transfer
to others, the essential legislative functions with which it is thus vested.
Undoubtedly legislation must often be adapted to complex conditions involving a
host of details with which the national legislature cannot deal directly. The
Constitution has never been regarded as denying to the Congress the necessary
resources of flexibility and practicality, which will enable it to perform its
function in laying down policies and establishing standards, while leaving to
selected instrumentalities the making of subordinate rules within prescribed
limits and the determination of facts to which the policy as declared by the
legislature is to apply. Without capacity to give authorizations of that sort
we should have the anomaly of a legislative power which in many circumstances
calling for its exertion would be but a futility. But the constant recognition
of the necessity and validity of such provisions, and the wide range of
administrative authority which has been
-14-
developed
by means of them, cannot be allowed to obscure the limitations of the authority
to delegate, if our constitutional system is to be maintained.”
23. In
concluding on this topic the Chief Justice stated at p.430:
“Thus,
in every case in which the question has been raised, the Court has recognised
that there are limits of delegation which there is no constitutional authority
to transcend. We think that
§
9
(c) goes beyond those limits. As to the transportation of oil production in
excess of state permission, the Congress had declared no policy, has
established no standard, has laid down no rule. There is no requirement, no
definition of circumstances and conditions in which the transportation is to be
allowed or prohibited.
If
§
9
(c) were held valid, it would be idle to pretend that anything would be left of
limitations upon the power of the Congress to delegate its law-making function.
The reasoning of the many decisions we have reviewed would be made vacuous and
their distinctions nugatory. Instead of performing its law-making functions,
the Congress could at will and as to such subjects as it chose transfer that
function to the President or other officer or to an administrative body. The
question is not of the intrinsic importance of the particular statute before
us, but of the constitutional processes of legislation which are an essential
part of our system of government.”
24. In
the same year in
A.L.A.
Schechter Poultry Corp. et al v. United States
(1935) 295 U.S. 495
the
Court stated at p.528:
“Extraordinary
conditions may call for extraordinary remedies. But the argument necessarily
stops short of an attempt to justify action which lies outside the sphere of
constitutional authority. Extraordinary conditions do not create or enlarge
constitutional power.”
25. The
Court applied the test set out in
Panama Refining Co. v. Ryan
and
looked to the statute to see if Congress had overstepped these limitations -
whether it had itself established the standards of legal obligation, thus
performing the essential legislative function or by failure to enact the
standards had attempted to transfer the function to others. Whilst neither
-
15 -
decision
has been overruled by the Supreme Court there appears to have developed a more
relaxed view on the issue of delegated legislation; however, principles are
required to be stated by the legislature.
26. Arising
out of concern about sentencing disparities the U.S. Congress passed the
Sentencing Reform Act, 1984 which established the United States Sentencing
Commission as an independent body in the Judicial Branch with power to create
binding sentencing guidelines establishing a range of determinate sentences for
all categories of federal offences and defendants according to specific and
detailed factors. In
Mistretta
v. United States
(1989) 488 U.S. 361 the petitioner claimed that the Commission constituted a
violation of the separation of powers principle and that Congress had delegated
excessive authority to the Commission to structure the Guidelines. It was held
that the Sentencing Guidelines were constitutional since Congress neither (1)
delegated excessive legislative power to the Commission nor (2) violated the
separation of powers principle by placing the Commission in the Judicial
Branch, by requiring federal judges to serve on the Commission and to share
their authority with non-judges or by empowering the President to appoint
Commission members and to remove them for cause. On the delegation of power
issue Justice Blackmun in delivering the opinion of the Court stated at p.371:
27. “The
nondelegation doctrine is rooted in the principle of separation of powers that
underlies our tripartite system of Government. The Constitution provides that
“[a]ll legislative Powers herein granted shall be vested in a Congress of
the United States,” U.S. Const., Art I.
§
1,
and we long have insisted that “the integrity and maintenance of the
system of government ordained by the Constitution” mandate that Congress
generally cannot delegate its legislative power to another Branch.
Field
v. Clark,
143
U.S. 649, 692 (1892). We also have recognized, however, that the
separation-of-powers principle, and the nondelegation doctrine in particular,
do not prevent Congress from obtaining the assistance of its coordinate
Branches. In a passage now enshrined in our jurisprudence, Chief Justice Taft,
writing for the Court, explained our approach to such cooperative ventures:
“In determining what [Congress] may
-16-
do
in seeking assistance from another branch, the extent and character of that
assistance must be fixed according to common sense and the inherent necessities
of the government co-ordination.”
J
W Hampton, Jr., & Co. v. United States,
276
U.S. 394, 406 (1928). So long as Congress “shall lay down by legislative
act an intelligible principle to which the person or body authorised to
[exercise the delegated authority] is directed to conform, such legislative
action is not a forbidden delegation of legislative power.” Id., at 409.
28. Applying
this “intelligible principle” test to congressional delegations,
our jurisprudence has been driven by a practical understanding that in our
increasingly complex society, replete with ever changing and more technical
problems, Congress simply cannot do its job absent an ability to delegate power
under broad general directives. See
Opp
Cotton Mills, Inc. v. Administrator, Wage and Hour Div. of Dept. of Labour,
312
U.S. 126, 145 (1941) (“In an increasingly complex society Congress
obviously could not perform its functions if it were obliged to find all the
facts subsidiary to the basic conclusions which support the defined legislative
policy”); see also
United
States v. Robel,
389
U.S. 258, 274 (1967) (opinion concurring in result). “The Constitution
has never been regarded as denying to the Congress the necessary resources of
flexibility and practicality, which will enable it to perform its
function.”
Panama
Refining Co. v. Ryan,
293
U.S. 388, 421(1935). Accordingly, this Court has deemed it
“constitutionally sufficient if Congress clearly delineates the general
policy, the public agency which is to apply it, and the boundaries of this
delegated authority.”
American
Power & Light Co.
v.
SEC, 329 U.S. 90, 105 (1946).
Until
1935,
this
Court never struck down a challenged statute on delegation grounds.
...
29. In
light of our approval of these broad delegations, we harbour no doubt that
Congress’ delegation of authority to the Sentencing Commission is
sufficiently specific and detailed to meet constitutional requirements. Congress
charged
the Commission with three goals: to “assure the meeting of the purposes
of sentencing as set forth” in the Act; to “provide certainty and
fairness in meeting the purposes of sentencing, avoiding unwarranted sentencing
disparities among defendants with similar records ... while maintaining
sufficient flexibility to permit individualized sentences”, where
appropriate; and to “reflect, to the extent practicable, advancement in
knowledge of human behaviour as it relates to the criminal justice
process.” 28 U.S.C.
§
991(b)(l).
Congress further specified four “purposes” of sentencing that the
Commission must pursue in carrying out its mandate: “to reflect the
seriousness of the offense, to promote respect for the law, and to provide just
punishment for the offense”; “to afford adequate deterrence to
criminal conduct”; “to protect the public from further crimes of
the defendant”; and “to provide the defendant with needed ...
correctional treatment.” 18 U.S.C.
§
3553(a)(2).
-17-
30. In
addition, Congress prescribed the specific tool - the guidelines system - for
the Commission to use in regulating sentencing. More particularly, Congress
directed the Commission to develop a system of “sentencing ranges”
applicable “for each category of offense involving each category of
defendant”. 28 U.S.C. §994(b). Congress instructed the Commission
that these sentencing ranges must be consistent with pertinent provisions of
Title 18 of the United States Code and could not include sentences in excess of
the statutory maxima. Congress also required that for sentences of
imprisonment, “the maximum of the range established for such a term shall
not exceed the minimum of that range by more than the greater of 25 percent or
6 months, except that, if the minimum term of the range is 30 years or more,
the maximum may be life imprisonment.” §994(b)(2). Moreover,
Congress directed the Commission to use current average sentences “as a
starting point” for its structuring of the sentencing ranges. §994(m).
31. To
guide the Commission in its formulation of offense categories, Congress
directed it to consider seven factors: the grade of the offense; the
aggravating and mitigating circumstances of the crime; the nature and degree of
the harm. caused by the crime; the community view of the gravity of the
offense; the public concern generated by the crime; the deterrent effect that a
particular sentence may have on others; and the current incidence of the
offense. §§994(c)(1)-(7). Congress set forth 11 factors for the
Commission to consider in establishing categories of defendants. These include
the offender’s age, education, vocational skills, mental and emotional
condition, physical condition (including drug dependence), previous employment
record, family ties and responsibilities, community ties, role in the offense,
criminal history, and degree of dependence upon crime for a livelihood.
§994(d)(1)-(l 1). Congress also prohibited the Commission from considering
the “race, sex, national origin, creed, and socio-economic status of
offenders,”
§
994(d),
and instructed that the guidelines should reflect the “general
inappropriateness” of considering certain other factors, such as current
unemployment, that might serve as proxies for forbidden factors,
§
994(e).
32. In
addition to these overarching constraints, Congress provided even more detailed
guidance to the Commission about categories of offenses and offender
characteristics. Congress directed that guidelines require a term of
confinement at or near the statutory maximum for certain crimes of violence and
for drug offenses, particularly when committed by recidivists. §994(h).
Congress further directed that the Commission assure a substantial term of
imprisonment for an offense constituting a third felony conviction, for a
career felon, for one convicted of a managerial role in a racketeering
enterprise, for a crime of violence by an offender on release from a prior
felony conviction, and for an offense involving a substantial quantity of
narcotics. §994(i). Congress also instructed “that the guidelines
reflect ... the general appropriateness of imposing a term of
imprisonment” for a crime of violence that resulted in serious bodily
injury. On the other hand, Congress directed that guidelines reflect the
general inappropriateness of imposing a sentence of imprisonment “in
cases in which the defendant is a first offender who has not been convicted
-
18 -
of
a crime of violence or an otherwise serious offense.” §994(j).
Congress also enumerated various aggravating and mitigating circumstances, such
as, respectively, multiple offenses or substantial assistance to the
Government, to be reflected in the guidelines. §§994(l) and (n). In
other words, although Congress granted the Commission substantial discretion in
formulating guidelines, in actuality it legislated a full hierarchy of
punishment - from near maximum imprisonment, to substantial imprisonment, to
some imprisonment, to alternatives - and stipulated the most important offense
and offender characteristics to place defendants within these categories.
33. We
cannot dispute petitioner’s contention that the Commission enjoys
significant discretion in formulating guidelines. The Commission does have
discretionary authority to determine the relative severity of federal crimes
and to assess the relative weight of the offender characteristics that Congress
listed for the Commission to consider. See
§
§994(c)
and (d) (Commission instructed to consider enumerated factors as it deems them
to be relevant). The Commission also has significant discretion to determine
which crimes have been punished too leniently, and which too severely.
§994(m). Congress has called upon the Commission to exercise its judgment
about which types of crimes and which types of criminals are to be considered
similar for the purposes of sentencing.
34. But
our cases do not at all suggest that delegations of this type may not carry
with them the need to exercise judgment on matters of policy. In
Yakus
v. United States,
321
U.S. 414 (1994), the Court upheld a delegation to the Price Administrator to
fix commodity prices that “in his judgment will be generally fair and
equitable and will effectuate the purposes of this Act” to stabilize
prices and avert speculation. See id, at 420. In
National
Broadcasting Co. v. United States,
319
U.S. 190 (1943), we upheld a delegation to the Federal Communications
Commission granting it the authority to promulgate regulations in accordance
with its view of “public interest”. In
Yakus,
the
Court laid down the applicable principle:
“It
is no objection that the determination of facts and the inferences to be drawn
from them in the light of the statutory standards and declaration of policy
call for the exercise of judgment, and for the formulation of subsidiary
administrative policy within the prescribed statutory framework
“...only
if we could say that there is an absence of standards for the guidance of the
Administrator’s action, so that it would be impossible
in
a
proper proceeding to ascertain whether the will of Congress has been obeyed,
would we be justified in overriding its choice of means for effecting its
declared purpose. ...“ 321 U.S., at 425-426.
Congress
has met that standard here. The Act sets forth more than merely an
“intelligible principle” or minimal standards. One court has aptly
put it: “The statute outlines the policies which prompted establishment
of the Commission explains what the Commission should do and how it should do
it, and sets out
-19-
specific
directives to govern particular situations.”
United
States v. Chambless,
680
F. Supp. 793, 796 (ED La. 1988).
35. Developing
proportionate penalties for hundreds of different crimes by a virtually
limitless array of offenders is precisely the sort of intricate,
labour-intensive task for which delegation to an expert body is especially
appropriate. Although Congress has delegated significant discretion to the
Commission to draw judgments from its analysis of existing sentencing practice
and alternative sentencing models, “Congress is not confined to that
method of executing its policy which involves the least possible delegation of
discretion to administrative officers.”
Yakus
v. United States,
321
U.S., at 425-426. We have no doubt that in the hands of the Commission
“the criteria which Congress has supplied are wholly adequate for
carrying out the general policy and purpose” of the Act.
Sunshine
Coal Co. v. Adkins,
310
U.S. 381, 398 (1940).”
36. This
judgment sets out clearly the policies established by the legislature of the
United States. The Supreme Court of the United States applied the
“intelligible principle” test and found the delegation to be
sufficiently specific and detailed. It found that Congress had requested the
Commission to meet three goals which were spelt out. Further, Congress
specified four purposes which the delegated authority must pursue, Congress
prescribed the tool for the Commission to use and Congress directed the
Commission, as a guide, to consider seven specified factors. In addition,
Congress set forth eleven factors for the Commission to consider in
establishing categories and the Congress also provided detailed guidance about
categories of offences and offender characteristics. This case shows modem
legislation in the United States of America giving a delegated discretion yet
with detailed principles and standards set out by the legislature.
Australia
37. Comparative
case law was also cited from Australia.
In
Chu Kheng Lim and Ors. v. Minister for Immigration. Local Government and Ethnic
Affairs and Another
(1992) 176 C.L.R. 1, the High Court of Australia considered the nature of the
power to deport aliens.
-20
-
38. Mason
C.J. described (at p.1
0)
the authority to deport an alien as “an incident of executive
power”. Brennan, Deane and Dawson JJ. in a joint judgment stated at pp.
29-30:
“The
power to exclude or expel even a friendly alien is recognised by international
law as an incident of sovereignty over territory. As Lord Atkinson, speaking
for a strong Judicial Committee of the Privy Council, said in
Attorney
General (Canada) v Cain and Gilhula
[1906] AC 542, at p. 546
:
‘One
of the rights possessed by the supreme power in every State is the right to
refuse to permit an alien to enter that State, to annex what conditions it
pleases to the permission to enter it, and to expel or deport from the State,
at pleasure, even a friendly alien, especially if it considers his presence in
the State opposed to its peace, order and good government, or to its social or
material interests: Vattel,
Law
of Nations,
book
1, s.231; book 2, s.125.
His
Lordship added:
‘The
Imperial Government might delegate those powers to
the
governor or the Government
of
one of the Colonies, either by royal proclamation which has the force of a
statute -
Campbell
v. Hall
- or by a statute of the Imperial Parliament, or by the statute of a local
Parliament to which the Crown has assented. If this delegation has taken place,
the
depository or depositories of the executive and legislative powers and
authority of the Crown
can
exercise those powers and that authority to the extent delegated as effectively
as the Crown could itself have exercised them.’ (Emphasis added).
39. The
question for consideration in
Attorney
General (Canada) v. Cain
was whether the Canadian statute 60 and 61 Vict. c. 11 had validly clothed the
Dominion Government with the power to expel an alien and to confine him in
custody for the purpose of delivering him to the country whence he had entered
the Dominion. The Judicial Committee concluded that it had. As the emphasised
words in the above passage indicate, the power to expel or deport a particular
alien, and the associated power to confine under restraint to the extent
necessary to make expulsion or deportation effective, were seen as prima facie
executive in character.
...
40. In
this Court, it has been consistently recognized that the power of the
Parliament to make laws with respect to aliens includes not only the power to
make laws providing for the expulsion or deportation of aliens by the Executive
but extends to authorising the Executive to restrain an alien in custody to the
extent necessary to make the deportation effective.”
-21-
41. In
this case we see the principle that control of aliens is prima facie a matter
for the executive. Also touched upon is the matter of the transfer of power to
a Dominion and the role of Parliament and the executive. However, the cases do
not refer to or relate to a country with a written Constitution where the
separation of powers has been established and is relevant to the issue. The
cases relate to British constitutional governance with the royal prerogative
and parliamentary sovereignty, not a written Constitution with a separation of
powers, such as is found in Ireland and the United States of America.
Separation
of Powers
42. This
is the first challenge to the Aliens Act, 1935 on Article
15.2
grounds.
It is a novel issue upon which to review the Act. As O’Dalaigh C.J. said in
The State (Quinn) v. Ryan
[1965] IR 70 at p. 120:
“...
a point not argued is a point not decided; and this doctrine goes for
constitutional cases ... as well as for non-constitutional cases
The
submission calls up for consideration fundamental concepts as to the separation
of powers and the nature of those separated powers.
Article
12 of the Constitution of Saorstát Éireann stated, inter alia,
that the sole and exclusive power of making laws for the peace, order and good
government of the Irish Free State was vested in the Irish Parliament. This
wording had no precedent in any of the dominion constitutions. The reason for
this wording given by Leo Kohn in
The
Constitution of the Irish Free State (London, 1932
)
at p.181, was:
-22
-
“Its
object was not indeed to fix the position of Parliament in the general
framework of the Constitution, but to exclude any form of legislative
interference by the British Parliament.”
43. An
echo of that wording may be seen in the Constitution of Ireland, 1937. It
established clearly that the law-making authority for the State - the sole and
exclusive power of making laws for the State - is vested in the Oireachtas.
44. That
legislative power must be seen in the context of the Constitution of Ireland as
a whole. The scheme created by the Constitution is based on the separation of
powers. Ireland is a democratic State: Article 5. All powers of government,
legislative, executive and judicial derive from the people: Article 6.1. These
powers are exercisable only by the organs of State established by the
Constitution: Article 6.2. In a classic exposition of the separation of powers
three branches of government are established. To the legislature is given the
sole and exclusive powers of making laws: Article
15.2.1
To
the government is given the executive power of the State: Article 28.2 To the
judges is given the judicial power: Article 34.1.
45. Thus,
the general structure of the Constitution follows the doctrine of the
separation of powers. A similar approach, though not identical, can be seen in
the Constitution of the United States of America. The Irish structure is not a
simple or clear-cut separation of powers. There is overlapping and impingement
of powers. However, in a general sense there is a functional division of power.
46. Historically,
the control of aliens is for the executive. Aliens are not mentioned in the
Constitution. However, the executive of a State, as an incident of sovereignty,
has power and control over aliens. If this case simply raised the issue of the
nature and extent of executive power as to aliens it would be a different
matter. It does not.
-23
-
What
is in issue
?
47. The
nature of sovereignty is not in issue. Nor is the ambit of the executive powers
of the State. At issue is the power of the legislature to delegate. If the Act
had never been passed then issues of sovereignty and executive powers would
have been relevant. But the legislature having seized itself of the subject,
its power to delegate, as it purported to do to the Minister, is the kernel of
the case and the issue for decision. The constitutional power of the
legislature to legislate being found in Article
15.2,
this
case falls to be decided in the light of that Article and relevant case law.
Delegated
Legislation
48. The
Oireachtas is the legislative organ of the State. It has the exclusive power to
legislate under the Constitution, subject to the European Union which does not
arise in this case. However, it must exercise this power in accordance with the
Constitution. Article
15.2
means
that there are limits on the Oireachtas - while it is given the power to
legislate it is the sole body with that power and as such has a duty to
legislate and is constitutionally prohibited from abdicating its power. In
accordance with the Constitution it is for the Court to determine whether the
constitutional framework has been breached.
49. There
are limits to permissible delegation by the organs created by the Constitution.
The Oireachtas may not abdicate its power to legislate. To abdicate would be to
impugn the constitutional scheme. The scheme envisages the powers (legislative,
executive, judicial) being exercised by the three branches of government - not
any other body. The framework of the Constitution, the separation of powers,
the division of power, retains a system which
-24-
divides
by function the powers of Government to enable checks and balances to benefit
democratic Government. Also, in accordance with the democratic basis of the
Constitution, it is the people’s representatives who make the law, who
determine the principles and policies. The checks and balances work as between
the three branches of government - not elsewhere. Thus Article
15.2
must
not be analysed in isolation but as part of the scheme of the separation of
powers in the Constitution.
50. According
to the Constitution and the law it is for the Oireachtas to establish the
principles and policies of legislation. It may delegate administrative,
regulatory and technical matters. The principles and policies test has been
part of Irish case law since 1939 - as has been set out earlier in this
judgment. It is somewhat similar to the case law requiring standards to be set
by the legislature, for delegated legislation, in the United States of America.
51. The
principles and policies test must be applied in accordance with constitutional
presumptions as to the interpretation of legislation (favouring that which is
constitutional) and presuming actions by Ministers and officials will be made
in a constitutional fashion. However, none of these presumptions can determine
this case. As this is not a Henry VIII clause case I reach no conclusions on
that type of delegated legislation. Insofar as
Harvey
v. The Minister for Social Welfare
related to a situation where it was purported to amend legislation by
regulation, a special issue not relevant here, I find it neither relevant nor
helpful.
52. There
has not been extensive analysis of the principles and policies test. Partly
this is because of the very nature of the issue. Each case depends on its own
facts and requires that the principles and policies of those matters be set out
in the legislation.
-25
-
53. Mr.
Finlay, S.C. for the State, submitted that the policy created by the
legislature was that aliens were only allowed in the State and to remain in the
State with the consent of the Minister. It is clear that the Oireachtas
intended that aliens would be deported if in the opinion of the Minister the
common good so required. However, principles and policies such as those
discussed in
Cityview
and
McDaid
are not present. Standards, goals, factors, and purposes such as those set out
in
Mistretta
are absent.
54. Counsel
referred to factors which he argued were important in relation to this
delegated legislation. Thus, the orders to be made by the Minister under
Section 5 are subject to the provisions of Section 5 (8) which require them to
be laid before the Houses of Parliament; the powers of the Minister are subject
to the provisions of Section
5
(4)
and Section
5
(5)
of
the Act as well as other legislative measures such as the free movement
provisions of European Union law to which effect is given in the State
principally through the European Communities (Aliens) Regulations, 1977; the
Minister must act in accordance with constitutional justice and fair
procedures; although the deportation power is administrative/executive it is
accepted that the Minister is subject to review by the Courts in accordance
with the principles established in
The
State (Lynch) and Cooney,
[1982] I.R .337 and
O’Keeffe
v. An Bord Pleanála
[1993] 1 IR 39 the Minister’s powers are subject to the provisions of the
Constitution, (see for example
Fajujonu
v. The Minister for Justice
[1990] 2 IR 151 where the family law principles of the Constitution came into play);
the rule-making power in this case is the Minister who is politically
accountable to the Oireachtas.
55. However,
the two Houses of Parliament are not the Oireachtas; most of the legislative
restrictions on the Minister are post-1935 and are not helpful to the
interpretation of
s.5
(l)(e);
even though the Minister must act in accordance with the principles of
constitutional justice this does not correct the situation if there has been an
unconstitutional delegation of
-26-
powers.
The fact that the Minister is politically accountable to the Oireachtas,
although an important factor, would be more relevant if the consideration was
as to the exercise of an executive power alone. However, here, because the
legislature legislated for the matter it has raised the issue of delegated
legislation.
56. If
there had been no legislation the situation would have a parallel to that of
the issue of passports. That also is a classic example of an exercise of the
executive power of a Sovereign Nation. There has been no legislation on this
matter in Ireland. The scheme is run by a Minister of the executive. It must be
run in a constitutional and fair manner. However, there is no issue of the
constitutional ambit of delegated legislation as the Oireachtas has not sought
to give the powers to the Minister.
57. The
inherent authority of the State and The powers of the State incidental to
sovereignty are not relevant. The issue in this case is net - the power of the
legislature to delegate.
Conclusion
58. This
case turns on Article
15.2
of
the Constitution and its interpretation as regards delegated legislation. This
raises the principles and policies test. One searches in vain to find
principles and policies regarding deportation of aliens in the Act. The
legislature grasped the power over aliens from the executive and then delegated
inadequately to the Minister. It abdicated its power.
59. The
Act was enacted at a time when the constitutional jurisprudence of the new
State was unfolding and authority still being transferred one way or another to
the new nation. The 1922 Constitution was in force. The principles test by
Hanna J. was yet to be decided and the
-
27 -
formative
cases of the U.S.A. Supreme Court referred to herein were decided the year the
Act was passed. The Act was passed at the inception of modern case law on the
issue of delegated legislation and in a State which was assuming its
nationhood. However, the Act must now be reviewed under the 1937 Constitution
and the powers of the Oireachtas thereunder, to see if it was carried over by
Article
50.
60. Analysed
in accordance with Article
15.2,
as
must be done, the Act was an abdication of the legislature’s duty to set
policies and principles. The power of the legislature must be protected. The
power is for that body for the benefit of democratic government and may not be
surrendered.
61. This
case did not raise for decision any issue on the sovereign power of the State
nor the inherent powers of the State. Thus, neither have been addressed.
62. For
the reasons set out in the judgment I would dismiss the appeal.
JUDGMENT
delivered on the 20th day of May, 1999 by Barrington, J
-2-
63. This
appeal raises a net point on the consistency, or otherwise, with the
Constitution of Section
5
(1)
(e) paragraph (e) of the Aliens Act,
1935.
64. The
Applicant/Respondent (hereinafter referred to as the Applicant) was the subject
of an Aliens Order made by the Minister pursuant to the provisions of Article
13 of the Aliens Order, 1946 (No. 395 of 1946). This Court has already held
that Article 13 of the Aliens Order, 1946 is
intra
vires
the
powers of the Minister under Section
5(1)
(e)
of the Aliens Act, 1935. (See Tang v. Minister for Justice [1996] 2 ILRM 46).
The question for consideration in this case is whether the general power of
deportation contained in Section 5(1) (e) of the Aliens Act, 1935 is itself
consistent with the Constitution.
THE
ALIENS ACT, 1935.
65. The
Aliens Act, 1935 is described, in its long title, as:-
“An
Act To Provide For The Control Of Aliens And For Other Matters Relating To
Aliens “.
66. An
alien is defined as a person who is not a citizen of Saorstát Eireann.
The Act entitles aliens to hold property and makes them amenable to, and
triable under, the law of Saorstát Eireann to the like extent in all
respects as a citizen.
-3-
67. What
it does not do is to allow to aliens generally any right to be in
Saorstát Eireann.
Section
5
of
the Act provides accordingly as follows:-
“5.-
(1) The Minister may, if and whenever he thinks proper, do by order (in this
Act referred to as an aliens order) all or any of the following things in
respect either of all aliens or of aliens of a particular nationality or
otherwise of a particular class, or of particular aliens, that is to say:-
(a) prohibit
the aliens to whom the order relates from landing in or entering into
Saorstát Eireann;
(b) impose
on such aliens restrictions and conditions in respect of landing in or entering
into Saorstát Eireann, including limiting such landing or entering to
particular places or prohibiting such landing or entering at particular places ,
(c) prohibit
such aliens from leaving Saorstát Eireann and for that purpose prohibit
such aliens from embarking on ships or aircraft in Saorstát Eireann;
(d) impose
on such aliens restrictions and conditions in respect of leaving
Saorstát Eireann including limiting such leaving to particular places or
particular means of travelling or prohibiting
-4-
such
leaving from particular places or by particular means of travelling,
(e) make
provision for the exclusion or the deportation and exclusion of such aliens
from Saorstát Eireann and provide for and authorise the making by the
Minister of orders for that purpose;
(f) require
such aliens to reside or remain in particular districts or places in
Saorstát Eireann;
(g) prohibit
such aliens from residing or remaining in particular districts or places in
Saorstát Eireann;
(h) require
such aliens to comply, while in Saorstát Eireann, with particular
provisions as to registration, change of abode, travelling, employment,
occupation, and other like matters.
(2) An
aliens order may contain provisions for all or any of the following purposes,
that is to say.-
(a) imposing
such obligations and restrictions on the masters of ships entering or leaving
Saorstát Eireann, the pilots or other persons in charge of aircraft
entering or leaving Saorstát Eireann, railway companies whose railway
lines cross the land frontier of Saorstát Eireann, and the drivers or
other persons in charge of road vehicles entering or leaving Saorstát
Eireann as may, in the
-5-
opinion
of the Minister, be necessary for giving full effect to or securing compliance
with such order;
(b) conferring
on the Minister and on officers of the Minister, officers of customs and excise
and the military and police forces of the State all such powers (including
powers of arrest and detention) as are, in the opinion of the Minister,
necessary for giving full effect to or enforcing compliance with such order,
(c) determining
the nationality to be ascribed to aliens whose nationality is unknown or
uncertain,
(d) in
the case of an aliens order which provides for the exclusion or the deportation
and exclusion of aliens, continuing the operation of such order and every order
made thereunder notwithstanding any change in the nationality of the aliens or
the alien to which such order or the order made thereunder relates;
(e) requiring
hotelkeepers and innkeepers and other persons providing for reward on premises
owned or occupied by them lodging or sleeping accommodation to keep registers
of persons lodging or sleeping in such hotel, inn, or premises and to permit
officers of the Minister and members of the police forces of the State to
inspect and take copies of or extracts from such registers.
-6-
(3) If
in any proceedings, whether civil or criminal, any question arises under or in
relation to an aliens order or an order made under an aliens order whether any
person is or is not an alien, or is or is not an alien of a particular
nationality or otherwise of a particular class, or is or is not a particular
alien specified in such order, the onus of proving (as the case may require)
that such person is not an alien, or is not an alien of a particular
nationality or of particular class, or is not such particular alien, shall lie
on such person.
(4) An
aliens order shall not apply to any of the following persons, that is to say. -
(a) the
head of any diplomatic mission duly accredited to Saorstát Eireann, the
members of the household of such head, and every member of the diplomatic staff
of such mission whose appointment as such has been officially notified to the
Minister for External Affairs or is otherwise entitled to diplomatic immunities
and the spouse and child of such member,
(b) the
consul-general and any consul or vice-consul in Saorstát Eireann of any
other country and the spouse and child of such consul-general, consul or
vice-consul,
(c) any
persons to whom neither of the proceeding paragraphs of this sub-section
applies who is declared by an order made by the
-7-
Minister
for External Affairs to be an official representative in Saorstát
Eireann of the Government of another country.
(5) An
alien who is ordinarily resident in Saorstát Eireann and has been so
resident for a period (whether partly before and partly after the passing of
this Act or wholly after such passing) of not less than five years and is for
the time being employed in Saorstát Eireann or engaged in business or
the practice of a profession in Saorstát Eireann shall not be deported
from Saorstát Eireann under an aliens order or an order made under an
aliens order unless-
(a) such
alien has served or is serving a term of penal servitude or of imprisonment
inflicted on him by a Court in Saorstát Eireann, or
(b) the
deportation of such alien has been recommended by a Court in Saorstát
Eireann before which such alien was indicted for or charged with any crime or
offence, or
(c) three
months’ notice in writing of such deportation has been given by the
Minister to such alien.
(6) Every
order made under the Aliens Restriction Acts, 1914 and 1991, and in force at
the date of the passing of this Act may be amended or revoked by an aliens
order, and until so revoked, and subject to any such amendment, shall continue
in force and be deemed to have been made under this Act, and shall be an aliens
order within the meaning of this Act.
-8-
(7) The
Minister may, at any time, by order revoke or amend an aliens order previously
made.
(8) Every
aliens order and every order revoking or amending an aliens order shall be laid
before each House of the Oireachtas as soon as may be after it is made, and, if
a resolution is passed by either House of the Oireachtas within the next
subsequent twenty-one days on which such House has sat after such order is laid
before it annulling such order, such order shall be annulled accordingly, but
without prejudice to the validity of anything previously done under such order.
(9) Whenever
an order made under an aliens order is made in respect of aliens of a
particular class, such order shall be published in the Irish Ofigiúil as
soon as may be after it is made.”
68. Section
10 of the Act reads as follows:-
“10
- (1) The Executive Council may by order exempt from the application of any
provision or provisions of this Act, or of any aliens order, the citizens,
subjects or nationals of any country in respect of which the Executive Council
are satisfied that, having regard to all the circumstances and in particular
the laws of such country in relation to immigrants, it is proper that the
exemption mentioned in such order should be granted.
-9-
(2) Every
order made by the Executive Council under this section shall be laid before
each House of the Oireachtas as soon as may be after it is made, and, if a
resolution is passed by either House of the Oireachtas within the next
subsequent twenty-one days on which such House has sat after the order is laid
before it annulling such order, such order shall be annulled accordingly, but
without prejudice to the validity of anything previously done under such order.
(3) The
Executive Council may, at any time, by order, revoke any order previously made
by them under this section.”
69. Finally,
Section 11 is in the following form:-
“11-
(1) The Minister may by order make regulations in relation to any matter or
thing referred to in this Act as prescribed or to be prescribed, but no such
regulation shall be made in relation to the amount of a fee without the consent
of the Minister for Finance.
(2) Every
regulation made by the Minister under this section shall be laid before each
House of the Oireachtas as soon as may be after it is made, and W a resolution
annulling such regulation is passed by either such House within the next
subsequent twenty-one days on which such House has sat after such regulation is
so laid before it, such regulation shall be annulled accordingly but without
prejudice to the validity of anything previously done thereunder.
-10-
The
power given by Section 10 was used to allow free movement between Ireland and
the United Kingdom. Also, our accession to the European Economic Community led
to the making of the European Communities (Aliens) Regulations, 1977 (SI. No.
393 of 1977) which granted certain rights to aliens who are nationals of a
member State of the community.
Section
11 provides the machinery whereby orders contemplated by Section
5
(1)
(e) can be made. But, as previously indicated the real issue in this case is
whether it is competent for the Oireachtas to grant discretions such as that
contained in the Section
5
(1)
(e) of the
Aliens Act,
1935.
PRESUMPTION
OF CONSTITUTIONALITY.
The
Aliens Act, 1935 being a pre-constitutional statute, there can be no formal
presumption that it does not violate the present Constitution. Nevertheless the
onus still rests on the Applicant to show that it is inconsistent with the
present Constitution and not therefore carried forward by Article
50.
Indeed,
in the peculiar circumstances of the present case, where the attack on the
Statute is based on Article 15 Section 2 of the present Constitution one could
point out that the 1922 Constitution contained an almost identical provision.
-11-
Article
15 Section 2.1 of the present Constitution appears in a portion of the
Constitution headed
“The
National Parliament
-
Constitution
and Powers”
and
reads as follows:-
Article
15.
2. 1 “The
sole and exclusive power of making laws for the State is hereby vested in the
Oireachtas: no other legislative authority has power to make laws for the State.
2
Provision
may however be made by law for the creation or recognition of subordinate
legislatures and for the powers and functions of these legislatures “.
70. Article
12 of the Constitution of the Irish Free State provided,
inter
alia,
as
follows:-
“The
sole and exclusive power of making laws for the peace, order and good
government of the Irish Free State is vested in the Oireachtas “.
71. For
the purposes of this case I would be of the view that the difference of wording
between the relevant provisions of Article 15 of the present Constitution and
of Article 12 of the Constitution of the Irish Free State are so slight that if
the Aliens Act, 1935 could be presumed to be not in conflict with the relevant
provisions of the Constitution of the Irish Free State it could also
-12-
be
presumed to be not in conflict with the relevant provisions of the present
Constitution.
72. For
many years it was assumed that, because the Constitution of the Irish Free
State could be amended during all of its life by
“ordinary
legislation”
that
any piece of legislation which, incidentally, conflicted with the Constitution
amended
it
pro tanto
even
though it was not expressed to be an Act to amend the Constitution. This
doctrine is derived from a passage in the Judgment of O’Connor M.R. in
R
(Cooney) v. Clinton
(delivered in 1924 but not reported until 1935, see [1935] IR 245
,
247. The passage in question reads as follows:-
“It
was urged that any Act of Parliament purporting to amend the Constitution
should declare that it was so intended, but I cannot accede to that argument in
view of the express provision that any amendment made within the period may be
made by ordinary legislation “.
73. But
if one looks at Article 50 of the Constitution of the Irish Free State it seems
quite clear that the Article uses the term
“ordinary
legislation”
to
distinguish amendments which may, for a limited period, be made by the
Oireachtas itself from amendments which must be submitted to the people by way
of referendum.
-13-
74. To
derive from this distinction a doctrine that the Constitution could be amended
by ordinary legislation which need not even be expressed to be a constitutional
amendment showed scant respect to the Constitution. It also assumed that the
Oireachtas had so little respect for the Constitution that they would amend it
without thinking of what they were doing. It also had the practical
disadvantage that one could not find out what the Constitution of the Irish
Free State provided without reading the whole body of Statute law passed since
1922.
75. In
any event this doctrine was abandoned by the modem Supreme Court in Conroy v.
Attorney General
[1965]
JR
411 when it summarily rejected a submission that the Constitution of the Irish
Free State must be taken to have been automatically amended by any provision of
the Road Traffic Act, 1933 which was in conflict with it. (See p. 443)
76. For
these reasons, therefore, I would approach this case on the basis that the onus
of proving that Section
5
(1)
(e) of the Aliens Act, 1935 is inconsistent with the Constitution rests on the
Applicant.
-14-
THE
SPECIAL POSITION OF ALIENS.
77. Article
15 Section 2 of the Constitution vests in the Oireachtas
“the
sole and exclusive”
power
of making laws for the State. It is an assertion of the power of the
Oireachtas. That is why, for instance, Section
6
of
the Offences Against the State Act, 1939 makes it a criminal offence punishable
with up to ten years penal servitude for any person to take part in any way in
any body of persons purporting to be a legislature not authorised under the
Constitution. Certainly one could not deduce from the words of Article 15 alone
that the Oireachtas had not power, within the Constitution, to pass laws of any
particular kind.
78. One
must bear this in mind when considering the case of Cityview Press Ltd. v. An
Chomhairle Oiliúna and Ors. [1980] IR 381. In that case the attack on
the constitutionality of the Industrial Training Act, 1967 was rejected by the
High Court and, on appeal, by the Supreme Court, so that the remarks about the
limitations on the Oireachtas’s capacity to delegate its powers are
obiter.
More
important, in that case Counsel were agreed on the principles to be applied and
the dispute related merely as to how these principles were to be applied. As
McMahon, J. put the matter at p. 389 of the Report:-
“It
was agreed by the parties that under the Constitution (in particular Article 6.
s.2, and Article 15, s.2, sub-s. 1) there is a limit
-15-
upon
the extent to which legislative power may be delegated to subordinate agencies
by the Oireachtas, and that it is not competent for the Oireachtas by such
delegation to abdicate its legislative function. Counsel were not able to find
any authority of our Courts upon the question but the Court was referred to a
number of decisions of the Supreme Court and of State Courts of the United
States of America; the parties agreed that the general principles which were
expounded in such authorities are applicable to the constitutional position in
our law “.
79. The
reference to Article 6 is important. Article 6 provides that all powers of
Government
“legislative,
executive and judicial
‘
derive, under God, from the people and goes on to provide that these powers of
Government are excercisable
“only
by or on the authority”
of
the organs of State established by the Constitution.
80. Counsel
maintained that common approach to the case in the Supreme Court and it is
clear from their submissions that both sides relied on the Theory of Separation
of Powers, and that the problem was how that theory was to be applied to the
particular circumstances of that case. Both sides appear to have been agreed
that one way of reconciling the powers of legislature with those of
-16-
the
executive was if the legislature formulated policy and the executive
implemented it.
81. The
Court accepted these principles, used them to test the Statute, and found that
the Statute survived the test.
82. But
the purpose of the Theory of Separation of Powers is to protect the rights of
the citizen. Absolute power may not be delegated to any executive agency
because to do so would be inconsistent with the rights of the citizen. On the
theory of the separation of powers, the rights of the citizen will be secure
only if the legislature makes the laws, the executive implements them and the
judiciary interprets them.
83. One
of the tasks of legislation is to strike a balance between the rights of
individual citizens and the exigencies of the common good. If the legislature
can strike a definitive balance in its legislation so much the better. But the
problem which confronted the Court in the Cityview Press case is that the facts
of modem society are often so complex that the legislature cannot always give a
definitive answer to all problems in its legislation. In such a situation the
legislature may have to leave complex problems to be worked out on a case by
case basis by the executive. But even in such a situation the legislature
-17-
should
not abdicate its position by simply handing over an absolute discretion to the
executive. It should set out standards or guidelines to control the executive
discretion and should leave to the executive only a residual discretion to deal
with matters which the legislature cannot foresee.
84. This,
as I understand it, was the reasoning of the learned High Court Judge in the
present case and the reasoning appears to me to be perfectly sound. Where I,
respectfully, disagree with the learned High Court Judge is in his application
of this reasoning to the facts of the present case. The reasoning was developed
in an effort to strike a balance between the rights of the individual citizen
and the exigencies of the common good. But there is no such balance to be
struck in the present case for the simple reason that, under our law, an alien
has, generally speaking, no right to reside in Ireland. That is the principle
on which the 1935 Act rests. It is important to remember that we are here
dealing, not with the Rule, but with the exception.
85. That
is why the 1935 Act is entitled an Act
“For
the control of aliens”
The
Act accepts that a number of aliens may in fact be in Ireland and provides that
they are to be subject to the normal civil and criminal law as these affect
citizens. The Act protects diplomatic and consular officials and authorises the
Minister to make special provisions concerning the Masters of ships, the pilots
-18-
of
aircraft, railway companies whose railway lines cross the land frontier and the
drivers of road vehicles entering or leaving the State. But the draconian
nature of the Act is well illustrated by Section
5
(5)
which
provides, in effect, that an innocent alien who has been ordinarily resident in
the State for upwards of five years may not be deported unless he has received
three months advance notice of such deportation in writing.
86. If
one is to glean the policy of the Act from its terms it would appear to be that
generally speaking aliens have no right to be in Ireland and may be excluded or
deported at any time unless the Minister sees some reason for allowing them to
remain.
RULE
OF LAW.
87. Mr.
Hogan S.C. (on behalf of the Applicant) submits and, Mr. Finlay S.C., in large
measure, concedes that there are certain limits placed on the powers of the
Oireachtas and of the powers of the Minister which derive from the fact that
Ireland is a country governed by law. Thus the Oireachtas would not be
competent to delegate to the Minister power to amend the Aliens Act itself.
Likewise if the Oireachtas were to delegate to the Minister a discretion which
on its face appeared absolute the Minister could not use this discretion to
amend the Aliens Act itself. So also if an alien were to get involved in civil or
-19-
criminal
litigation he would, generally speaking, have the same rights as any other
litigant. Moreover the State will not be permitted to give inconsistent reasons
for deporting an alien. It cannot refuse him a work permit and then say that
the reason for deporting him is that he cannot support himself. All of these
matters are important but must not be allowed to obscure the central issue in
this case which is that an alien has no right to be in Ireland save only with
the consent of the Minister for Justice.
PREVIOUS
CHALLENGES
TO
ACT.
The
Aliens Act has survived many previous constitutional challenges. In
Pok
Sun Shum v. Ireland
[1986]
ILRM 593
the
plaintiff who was an alien married to an Irish citizen, and who had been served
with a deportation order, sought to challenge the order and
the Act on the
basis that they violated the family provisions of the Constitution.
88. Costello,
J. rejected the challenge stating at pages 596-7:-
“Mr.
Gaffney SC submitted on behalf of the plaint ifs that because of the very
entrenched provisions of the family rights in the Constitution, these could not
be trenched upon, in any way, by the State and, in particular, by the Aliens
Order. He went so far as to answer a question I put, to say that Wan alien
landed in the State on one day
-20-
and
married the next day to an Irish citizen in the State, the State was required,
by the Constitution, to safeguard the rights which were given to the family,
and these could not be taken away by the
Aliens Act 1935. In other words, the
order made under the
Aliens Act 1935 was unconstitutional. I cannot accept that
view. I do not think that the rights given to the family’ are absolute,
in the sense that they are not subject to some restrictions by the State and,
as Mrs. Robinson SC has pointed out, restrictions are, in fact, permitted by
law, when husbands are imprisoned and parents of families are imprisoned and,
undoubtedly, whilst protected under the Constitution, these are restrictions
permitted for the common good on the exercise of its rights. It seems to me
that the Minister ‘s decisions and
the Act, and orders made under it are
permissible restrictions and I cannot hold that they are unconstitutional
“.
89. Later
in the same year Gannon, J. in
Osheku
v. Ireland
[1986]
IR 733
rejected
a similar challenge stating at page 746:-
“The
control of aliens which is the purpose of the
Aliens Act, 1935, is an aspect of
the common good related to the definition, recognition, and the protection of
the boundaries of the State. That it is in the interests of the common good of
a State that it should have control of
-21-
the
entry of aliens, their departure, and their activities and duration of stay
within the State is and has been recognised universally and from earliest
times. There are fundamental rights of the State itself as well as fundamental
rights of the individual citizens, and the protection of the former may involve
restrictions in circumstances of necessity on the latter. The integrity of the
State constituted as it is of the collective body of its citizens within the
national territory must be defended and vindicated by the organs of the State
and by the citizens so that there may be true social order within the territory
and concord maintained with other nations in accordance with the objectives
declared in the preamble to the Constitution “.
90. In
the same case Gannon, J. made the following significant findings at page 749:-
(1) “The
Aliens Act, 1935, and the statutory orders of 1946 and of 1975 are not
inconsistent with the Constitution.
(2) The
said statutory orders of 1946 and 1975 and any implementation thereof by the
Minister for Justice are not ultra vires the authority conferred by the
Aliens
Act, 1935, nor inconsistent with the Constitution.
-22-
(3) Mr.
Osheku the first plaintiff is not entitled to remain nor reside in nor leave
nor re-enter the State otherwise than in conformity with the
Aliens Act, 1935,
and the orders thereunder.
(4) Mr.
Osheku is not entitled to remain in nor reside in nor leave nor re-enter the
State save in compliance with the restrictions or requirements of the Minister
for Justice in pursuance of the
Aliens Act and orders.
(5) An
order by the Minister for Justice deporting Mr. Osheku the first plaintiff made
in the due exercise of the discretion vested in him by the
Aliens Act, 1935,
and the statutory orders thereunder, would not infringe the constitutional
rights of any of the plaintiffs “.
91. In
the following year (1987) the issue of the constitutionality of the Aliens Act,
1935, came before me in the case of
Fajujonu
& Ors. v. The Minister for Justice and Ors
[1990] 2 IR 151
.
92. The
first and second plaintiffs in that case were a Nigerian and a Moroccan citizen
respectively, who had been married in London in 1981, and who, shortly
thereafter had come to live in Ireland and had remained in Ireland without
notifying the Minister for Justice of their presence. Shortly before the
institution of proceedings Mr. Fajujonu had been asked by the Minister for
-23-
93. Justice
to make arrangements to leave the State and it was this request, coupled with
the fear that deportation order would follow, which gave rise to the proceedings.
94. The
case was one of considerable hardship. At the date of the hearing before me Mr.
Fajujonu and his wife had been resident in the State for upwards of six years.
They had three young children all of whom had been born in Ireland. In 1983
they had been given a house by Dublin Corporation in Ballyfermot. They were
apparently popular with the local community. The Secretary of the local Tenants
Association, Mr. Larkin gave evidence on their behalf at the hearing before me.
Indeed it would appear that it was a request by the Committee of the
Ballyfermot Sports and Leisure Complex to employ Mr. Fajujonu which brought his
presence in the country formally to the attention of the Department of Justice.
95. However,
as I stated at page 153 of my Judgment:-
the
issue of principle which the plaintiffs seek to raise in this case arises not
from any of these matters but from the fact that the third plaint if Miriam
Fajujonu, is a citizen of Ireland having been born here on the 24th September,
1983. Since then Mr. and Mrs. Fajujonu have had two further children. These
also are Irish citizens and,
-24-
though
they have not joined as parties to these proceedings, the same issues arise in
relation to them as arise in Miriam ‘s case
96. However
I felt obliged to follow the decisions in
Osheku
v. Ireland
and
Pok
Sun Shun v. Ireland
with which I expressed myself to be in agreement.
97. When
the matter came on appeal before the Supreme Court Mr. and Mrs. Fajujonu had
been resident in the State for upwards of eight years. In the Supreme Court the
Appellants formally abandoned their attack on the constitutionality of Section
5
of
the Aliens Act, 1935 and sought instead guidance as to the way the Minister
should exercise his discretion under the Section having regard to the period of
time during which the parents had been resident within the State and having
regard to the fact that the children were Irish citizens. The Court accordingly
dismissed their appeal on the constitutionality of the Act but, in the peculiar
circumstances of the case, allowed them to make the alternative case concerning
the exercise of ministerial discretion. As Finlay, C.J. (with whom Griffin, J.,
Hederman, J. and McCarthy, J. agreed) put the matter at [1990] 2 IR 160, 162.
“When
the matter came before this Court on appeal the case really made on behalf of
the plaintiff by Mr. McDowell was not an assertion of the absolute right
incapable of being affected by the provisions of
-25-
the
Act of 1935, but rather the assertion of a constitutional right of great
importance which could only be restricted or infringed for very compelling
reasons. Notwithstanding the fact that this was not the case which had been
made in the court below, and notwithstanding the fact that it is difficult to
fit it comfortably within any of the grounds of appeal which were contained in
the notice of appeal, in the interests of justice this Court considered this
submission and argument and the reply of the respondents to it.
I
have come to the conclusion that where, as occurs in this case, an alien has in
fact resided for an appreciable time in the State and has become a member of a
family unit within the State containing children who are citizens, that there
can be no question but that those children, as citizens, have got a
constitutional right to the company, care and parentage of their parents within
a family unit. I am also satisfied that prima facie and subject to the
exigencies of the common good that that is a right which these citizens would
be entitled to exercise within the State.
I
am also satisfied that whereas the parents who are not citizens and who are
aliens cannot, by reason of their having as members of their family children
born in Ireland who are citizens, claim any constitutional right of a
particular kind to remain in Ireland, they are
-26-
entitled
to assert a choice of residence on behalf of their infant children in the
interests of those infant children.
Having
reached these conclusions, the question then must arise as to whether the
State, acting through the Minister for Justice pursuant to the powers contained
in the
Aliens Act, 1935, can under any circumstances force the family so
constituted as I have described, that is the family concerned in this case, to
leave the State. I am satisfied that he can, but only if after due and proper
consideration, he is satisfied that the interests of the common good and the
protection of the State and its society justifies an interference with what is
clearly a constitutional right “.
98. It
is quite clear from the passage quoted (and in particular from the last
paragraph) that Finlay, C.J. was satisfied that the Act was not inconsistent
with the Constitution but that the Minister, in exercising his discretion,
would have to give due and proper consideration to all the circumstances of
this case.
99. The
emphasis in the Judgment of Walsh, J. (with which Griffin, J. Hederman, J. and
McCarthy, J. also agreed) is slightly different. He warned, for instance that
the Minister could not give inconsistent reasons for a
-27-
deportation
order. The State could not, while denying Mr. Fajujonu a work permit deport
him, because of his poverty.
100. Walsh,
J. however was also of the opinion that the Aliens Act was not inconsistent
with the Constitution. At page 166 of the Report he says:-
“In
view of the fact that these are children of tender age, who require the society
of their parents and when the parents have not been shown to have been in
anyway unfit or guilty of any matter which make them unsuitable custodians to
their children, to move to expel the parents in the particular circumstances of
this case would, in my view, be inconsistent with the provisions of Article 41
of the Constitution guaranteeing the integrity of the family.
The
Act of 1935 did not in any way contemplate a situation in which infant citizens
of this State could in effect be deprived of the benefit and protection of the
laws and constitution of this State. In my view, therefore, the Act is not
inconsistent with the Constitution. But it would be ultra vires the Act to
exercise the powers which had been sought to be exercised by the Minister to
disrupt this family for no reason other than poverty, particularly when that
poverty has been effectively induced by the State itself”.
-28-
The
case of
Tang
& Ors. v. The Minister for Justice & Ors.
[1996]
2 ILRM 46 was concerned with the validity of a departmental decision refusing
the plaintiffs’ permission to remain in the state. However the present
Chief Justice, in the course of his judgment (at p. 59) had the following
remarks to make concerning the position of aliens in Irish law:-
“There
is no provision of Irish law entitling the applicants without the consent of
the minister to reside in the State for more than one month and without the
consent of the minister the applicants are not entitled to remain in the State.
The
applicants have no right, legal or otherwise, to remain or reside in this State
and had no permission so to remain or so reside; the letters dated 12 October
1993 did not purport to remove the applicants ‘permission to remain in
the State; they had no such permission and the letters referred to constituted
a refusal to grant such permission. The applicants had sought and obtained from
the learned trial judge an order of certiorari quashing the decision of the
minister contained and communicated by the aforesaid letters.
The
quashing of the decision to refuse them permission to remain in the State does
not in any way affect their status as aliens. In the absence of the consent of
the minister, they have no right to remain in the State “.
-29-
DISCRIMINATION.
101. The
control of aliens, though vested principally in the Minister for Justice,
relates also to the foreign policy of the State and, in earlier times, was one
of the prerogative powers of the Crown. In earlier times prerogative powers
were used to authorise the settling in Ireland of Huguenot refugees from France
and Protestant refugees from the Palatinate. Many of the sovereign States of
Europe used such powers to entice to their countries workers with particular
skills such as workers skilled in making silk or glass. At the present time the
Government is considering the admission of refugees from Kosovo but the fact
that some aliens are admitted does not mean that those not admitted are
entitled to complain of discrimination. The reason is simple. They have no
right to be in Ireland and the mere fact of their exclusion does not therefore
constitute unlawful discrimination against them. The Minister may decide, in
the interest of the common good, to admit a particular alien or aliens with
particular qualifications such as doctors or computer experts. The Government
has, under Section 10 of the Act, given rights, on a reciprocal basis, to
British subjects and, at a later stage, to citizens of the Member States of the
European Union. But the general power to exclude aliens still remains. This is
legislation of a unique kind where the people who are the subject matter of the
legislation are not recognised as having any right
-30-
to
be in Ireland. It is unsafe therefore to test this legislation by reference to
cases dealing with legislation designed to regulate the rights of citizens.
CONCLUSION.
The
Aliens Act reflects the philosophy of the Nation State. Its unspoken major
premise is that aliens have, in general, no right to be on the national
territory. It cannot therefore be compared with normal legislation designed to
reconcile the fights of the citizen with those of the State in the interests of
the common good. On the central issue
the Act does not regard the aliens as
having any right to be in Ireland though it allows to the Minister a discretion
to make exceptions in certain cases. I don’t think it matters whether the
discretion of the Minister derives historically from the prerogative powers of
the Crown or from some other source. The important point is that the Oireachtas
has seen fit to regulate this sphere of life and to do so on the basis of
maintaining the distinction between citizens who have a right to reside in the
State and aliens who have not. But, as the Fajujonu case illustrates, the
Minister, having fairly considered all the matters involved in the case can
still deport an alien even though his decision may incidentally cause hardship
to the alien’s children who may be citizens of Ireland.
-31-
102. Whether
this system suits the needs of the modern world is another question. Already
the State has had to make an exception to it to maintain the common market in
labour between this State and the neighbouring island. Another major exception
was required on our entry to the European Economic Community (as it then was).
It may be that the increased movement of people in the modern world demands a
different system. But this is a matter for the Oireachtas not for this Court.
103. I
would reverse the Order of the learned trial Judge.
JUDGMENT
delivered the 20th day of May, 1999 by Keane, J.
Introduction
104. The
applicant in this case is a Romanian national who, before he left his native
country in 1994, was a professional footballer. Three days after his
-2-
arrival
in the United Kingdom from Romania he travelled to Ireland where he has since
remained.
105. Immediately
following his arrival in Ireland, he applied for asylum in the State under the
provisions of the Geneva Convention relating to the Status of Refugees. Under
those provisions, this State would be obliged to grant the applicant asylum if
he were a refugee within the meaning of the Convention, i.e. a person who has
left his native country because of a well founded fear of persecution for
reasons of race, religion, nationality, membership of a particular social group
or political opinion. That application was made to the first named Respondent
(hereafter “the Minister”), as was an application to remain in the
State based on humanitarian considerations. The office of the United Nations
High Commissioner for Refugees (hereafter “UNETCR”) have set out
certain principles and procedures to be applied by the contracting states in
dealing with applications under the Convention in a document known as
“the Von Arnim letter” which was in due course superseded by the
“Hope Hanlan letter”. It was not in dispute in this case that the
Minister, in accordance with normal procedures, consulted with UNHCR before
arriving at his decision.
106. That
decision was to refuse the applicant’s claim to be treated as a refugee
under the Convention. An appeal was brought from it in accordance with the
relevant procedure to the Interim Refuge Appeal Authority (the retired
President of the Circuit Court, Mr. Justice O’Malley): he recommended
that the
-3-
107. Minister’s
decision be affirmed and, accordingly, the Minister refused to alter his
original decision. On the 12th March 1998, the Minister also refused the
application for leave to remain on humanitarian grounds and the
applicant’s solicitor was informed that a deportation order had been made
pursuant to the Aliens Order 1946 (hereafter “the 1946 Order”). On
March 16th, 1998 the High Court gave leave to the applicant to apply for
judicial review in respect of these decisions and interim relief restraining
the deportation was also granted pending the outcome of the proceedings.
108. In
the proceedings, the applicant claims a range of reliefs, including orders of
certiorari
quashing
the various decisions to which I have referred on the grounds that the
procedures to which I have referred had not been followed, that, in particular,
the Von Arnim and Hope Hanlan principles had not been applied and that, in any
event, Article 13 (1) of the 1946 Order, under which the applicant was
purportedly being deported, was
ultra
vires
the
Aliens Act 1935 (hereafter “the 1935 Act”) under which it was
purportedly made. In addition, the applicant claimed a declaration that the
relevant provisions of the 1935 Act were inconsistent with the provisions of
the Constitution and, hence, had not survived the enactment of the Constitution.
109. A
Statement of Opposition having been filed on behalf of the Appellants, the
substantive case came on for hearing in the High Court before Geoghegan J. In a
reserved judgment, he dealt first with the grounds other than those relating
-4-
to
the constitutionality of the
1935
Act.
Having come to the conclusion that the Applicant had not established his claim
to be entitled to those reliefs, he went on to consider the constitutionality
of the
1935
Act
and concluded that s.5(1)(e) of the
1935
Act,
which empowered the Minister to make orders in respect of the deportation of
aliens, was inconsistent with Article 15(1) of the Constitution which vests the
law making power for the State exclusively in the Oireachtas.
110. An
appeal has now been taken to this court from that finding and the applicant,
for his part, has cross appealed against the dismissal by the learned High
Court judge of his claim for other relief by way of judicial review in respect
of the decisions and order of the Minister.
The
1935
Act
and its interpretation
The
1935
Act
is described in the long title as:-
‘An
Act to provide for the control of aliens and for other matters relating to
aliens.”
111. Although
one paragraph only of
s.5(1)
is
challenged in these proceedings, the entire subsection must be set out. It
provides that:-
-5-
“The
Minister may, if and whenever he thinks proper, do by order (in this Act
referred to as an aliens order) all or any of the following things in respect
either of all aliens or of aliens of a particular nationality or otherwise of a
particular class, or of particular aliens, that is to say:-
(a) prohibit
the aliens to whom the order relates from landing in or entering into
Saorstát Éireann,
(b) impose
on such aliens restrictions and conditions in respect of landing in or entering
into Saorstát Éireann, including limiting such landing or
entering to particular places or prohibiting such landing or entering at
particular places;
(c) prohibit
such aliens from leaving Saorstát Éireann and for that purpose
prohibit such aliens from embarking on ships or aircraft in Saorstát
Éireann;
(d) impose
on such aliens restrictions and conditions in respect of leaving
Saorstát Éireann including limiting such leaving to
-6-
particular
places or particular means of travelling or prohibiting such leaving from
particular places or by particular means of travelling;
(e) make
provision for the exclusion or the deportation and exclusion of such aliens
from Saorstát Éireann and provide for and authorise the making by
the Minister of orders for that purpose,’
(f) require
such aliens to reside or remain in particular districts or places in
Saorstát Éireann;
(g) prohibit
such aliens from residing or remaining in particular districts or places in
Saorstát Éireann;
(h) require
such aliens to comply, while in Saorstát Éireann, with particular
provisions as to registration, change of abode, travelling, employment,
occupation and other like matters.”
112. Subsection
(2) empowers the Minister to include in an aliens order provisions for a number
of purposes which, in his opinion, may be necessary for giving full effect to
or securing compliance with the order. These extend to
-7-
imposing
specific obligations and restrictions on masters of ships, pilots, drivers etc.
when leaving or entering the State and giving powers of arrest and detention to
the Minister’s officers, Customs and Excise officers and, the Defence
Forces and the Gardaí.
113. Subsection
(4) provides that an aliens order is not to apply, in general, to members of
diplomatic or consular missions. Subsection
(5)
provides
that, subject to certain qualifications, an alien who has been ordinarily
resident in the State for not less than five years and is either employed or
engaged in a business or profession is not to be deported under an aliens order.
114. Subsection
(8) provides that
“Every
aliens order and every order revoking or amending an aliens order shall be laid
before each House of the Oireachtas as soon as may be after it is made, and, if
a resolution is passed by either House of the Oireachtas within the next
subsequent twenty-one days on which such House has sat after such order is laid
before it annulling such order, such order shall be annulled accordingly, but
without prejudice to the validity of anything previously done under such
order.”
-8-
115. Section
10 of the Act should also be noted. It empowers the Executive Council (now the
Government) to exempt by order nationals of any specified country from the
provisions of the Act. It appears that the power has been exercised in respect
of one country only, the United Kingdom. Our accession to the ECC, as it then
was, in 1972 also led to the making of the European Communities (Aliens)
Regulations 1977 (SI No. 393 of 1977) which established a different regime for
aliens who were nationals of a member state.
116. In
purported exercise of the power conferred by the
1935
Act,
the Minister made the Aliens Order 1946 (SRO No.
395
of
1946) (hereafter “the 1946 Order”). Article 13 provides
inter
alia
as
follows:-
“(1)
Subject to the restrictions imposed by the
Aliens Act, 1935 (No. 14 of 1935),
the Minister may, if he deems it to be conducive to the public good so to do
make an Order (in this order referred to as a deportation order) requiring an
alien to leave and to remain thereafter out of the State.
(2) An
order made under this Article may be made subject to any conditions which the
Minister may think proper.
-9-
(3)
An alien with respect to whom q deportation order is made shall leave the State
in accordance with the order, and shall thereafter so long as the Order is in
force remain out of the State.”
117. The
provisions of the
1935
Act
and the 1946 Order have been considered in a number of cases in the context of
the Constitution. In
Tang
v. Minister for Justice
High Court, unreported, Flood J, 11 October 1994, the High Court declared
Article 13(1) of the Aliens Order 1946 to be
ultra
vires
the
powers conferred on the Minister by the 1935 Act because the parent Act did not
expressly authorise the Minister to make a deportation order where he deemed it
“conducive to the public good”. That decision was reversed by this
court, which found the 1946 Order to be
intra
vires
the
powers conferred on the Minister by s.1 1 of the 1935 Act (
Tang
v. Minister for Justice
[1996] 2 ILRM 46) In the course of his judgment in that case, Hamilton C.J.
cited with approval the following passage from the judgment of Gannon J. in
Osheku
v. Ireland
[1986]
IR 733, 746:-
“The
control of aliens which is the purpose of the
Aliens Act, 1935, is an aspect of
the common good related to the definition, recognition, and the protection of
the boundaries of the State. That it is in the interests of the common good of
a State that it
-10-
should
have control of the entry of aliens, their departure, and their activities and
duration of stay within the State is and has been recognised universally and
from earliest times. There are fundamental rights of the State itself as well
as fundamental rights of the individual citizens, and the protection of the
former may involve restrictions in circumstances of necessity on the latter.
The integrity of the State constituted as it is of the collective body of its
citizens within the national territory must be defended and vindicated by the
organs of the State and by the citizens so that there may be true social order
within the territory and concorde maintained with other nations in accordance
with the objectives declared in the preamble to the Constitution.”
118. In
the constitutionality of the 1935 Act was upheld, but it had not been
challenged on the ground advanced in this case. That decision was followed by
Barrington J as a High Court judge in
Fajujonu
v. Minister for Justice
[1990] 2 IR 151, but again the ground relied on by the plaintiff was not the same as
that advanced in the present case. The claim that the Act was unconstitutional
was abandoned in the Supreme Court.
119. A
similar view to that expressed by Gannon J. as to the inherent power of
sovereign states to exclude and deport aliens has been taken in at least two
-
11
-
other
common law jurisdictions, the United Kingdom and the United States. In
R.
v. Brixton Prison (Governor) Ex Parte Soblen
[1963] 2 QB 243 Lord Denning, MR said (at p.3 00):-
‘Although
every alien, as soon as he lawfully sets foot in this country, is free,
nevertheless the Crown is entitled at any time to send him home to his own
country if, in its opinion his presence here is not conducive to the public
good; and it may for this purpose arrest him and put him on board a ship or
aircraft bound for his home country. That was clearly the law under the Aliens
Order, 1916.... It is unnecessary to go into the state of the law before the
Aliens Orders. I always understood that the Crown had a Royal Prerogative to
expel an alien and send him home, whenever it considered that his presence here
was not conducive to the public good.”
120. It
should also be noted that, although it was made clear in
Oshekii
that the vindication of the rights of the State itself could have as its
consequence the restriction of the exercise of personal rights, circumstances
may also arise in which the exercise by the Minister of his powers, or at least
the manner in which they are exercised by him, must yield to the necessity to
protect such
-
12
-
personal
rights guaranteed by the Constitution. Thus, in
Fajujonu
v. Minister for Justice
,
it was held that, while the parents who were the subject of the deportation
order at issue in the case had no particular constitutional right to remain in
Ireland, they were entitled to assert a choice of residence on behalf of their
infant children, who were Irish citizens, in the interests of the children. It
followed, accordingly, that the Minister could not make a deportation order in
respect of the parents, unless he was satisfied, after due and proper
consideration, that the interests of the common good and the protection of the
State and its society justified an interference with the constitutional right
of the children to remain within the family unit. (See in particular the
observations of Finlay C.J., at p.162.)
121. In
that case, Walsh J. (at page 166) said
“The
Act of 1935 did not in any way contemplate a situation in which infant citizens
of this State could in effect be deprived of the benefit and protection of the
laws and Constitution of this State. In my view, therefore,
the Act is not
inconsistent with the Constitution...”
122. Since
the challenge to the constitutionality of the
1935
Act
was not pursued in this court, that observation was clearly
obiter
but,
in any event, I do
-
13 -
not
think that the learned judge was saying anything more than that
the Act was not
inconsistent with the Constitution by reason of any conflict with Article 41,
guaranteeing the integrity of the family. It follows that the issue raised in
this case as to whether the Act is inconsistent with the Constitution in
trespassing on the exclusive law making role of the Oireachtas is
res
integra.
Delegated
legislation
123. The
increasing recourse to delegated legislation throughout this century in this
and the neighbouring jurisdictions has given rise to an understandable concern
that parliamentary democracy is being stealthily subverted and crucial decision
making powers vested in unelected officials.
124. The
exclusive law making role of the national parliament under the Constitution is
set out in emphatic language in Article 15.2. 1 :-
“The
sole and exclusive power of making laws for the State is hereby vested in the
Oireachtas: no other legislative authority has power to make laws for the
State.”
125. Historically,
this Article can be seen as an uncompromising reassertion of the freedom from
legislative control by the Imperial Parliament at Westminster of the new State.
But it is also an essential component in the
-14-
tripartite
separation of powers which is the most important feature of our constitutional
architecture and which is enshrined in general terms in Article 6. At an early
stage in the history of the Constitution, however, it was recognised that the
practice of delegated legislation then well established had not been outlawed
by this Article, provided it was exercised within certain defined limits. As
Hanna J. put it, in one of the earliest decisions on the Constitution,
Pigs
Marketing Board v. Donnelly
[1939] IR 413 (at page 421):-
"
... the Legislature may, it has always been conceded, delegate to subordinate
bodies or departments, not only the making of administrative rules and
regulations, but the power to exercise, within the principles laid down by the
Legislature, the power so delegated and the manner in which the statutory
provisions shall be carried out. The functions of every Government are now so
numerous and complex that of necessity a wider sphere has been recognised for
subordinate agencies, such as boards and commissions. This has been especially
so in this State in matters of industry and commerce. Such bodies are not law
makers; they put into execution the law as made by the governing authority and
strictly in pursuance therewith, so as to bring about, not their own views, but
the result directed by the Government.”
-15-
126. The
reference to “the Government” in the last sentence might, I think,
more appropriately have been to “the Oireachtas”. Subject to that
qualification, that passage still clearly represents the law and has been
endorsed on more than one occasion by this court. In one such decision,
Cityview
Press & Anor. v. An Chomhairle Oiliúna & Ors.
[1980]
IR 381, O’Higgins C.J., speaking for the court, explained the criteria
for determining whether the delegation of powers is permissible in somewhat
more detail (at page 399):-
“In
the view of this court, the test is whether that which is challenged as an
unauthorised delegation of parliamentary power is more than a mere giving
effect to principles and policies which are contained in the statute itself If
it be, then it is not authorised:
for
such would constitute a purported exercise of legislative power by an authority
which is not permitted to do so under the Constitution. On the other hand, if
it be within the permitted limits
-
if the law is laid down in the statute and details only filled in or completed
by the designated Minister or subordinate body - there is no unauthorised
delegation of legislative power.”
127. The
learned Chief Justice pointed out that the statute being considered in that
case contained a provision for the annulment of the regulations or orders
-16-
by
either House, as does the 1935 Act. While recognising that this was a
safeguard, he added:-
“Nevertheless,
the ultimate responsibility rests with the Courts to ensure that constitutional
safeguards remain, and that the exclusive authority of the National Parliament
in the field of law making is not eroded by a delegation of power which is
neither contemplated nor permitted by the Constitution.
A
subsequent decision of this court,
Harvey
v. Minister for Social Welfare
[1990] 2 IR 232
,
was strongly relied on by Mr. John Finlay, SC on behalf of the
appellants/respondents in support of his general submission that s.5(1)(e) of
the 1935 Act was consistent with Article
15(1)
of
the Constitution. While he did not go so far as to say that it overruled
Pigs
Marketing Board v. Donnelly
and
Cityview
Press & Anor. v. An Chomairle Oiliúna
either expressly or by implication, he urged that it required the courts to
adopt what he called a new “methodology” in assessing
constitutional challenges grounded on Article
15.1.
The
first task of the court, he said, was to determine whether the making of
ministerial regulations apparently authorised by the impugned legislation
necessarily
invaded the exclusive legislative function of the Oireachtas. In determining
whether they did, the court was obliged to assume
-17-
that
the Minister would exercise his powers only in accordance with the
Constitution. Hence, if they were capable of being exercised in a manner which
did not invade the domain of the Oireachtas, they must survive the challenge to
their constitutionality. Thus, in the present case, the impugned section
empowers the Minister, not merely to prohibit the entry into Ireland of
particular aliens or to order their deportation, but also, for example, to
prohibit the arrival of all Romanian nationals or the deportation of any
Romanian nationals already here. Such a determination might seem, at first
sight, to go far beyond an administrative or regulatory measure and to
constitute, not merely a policy decision, but one of a particularly unusual and
startling nature. Mr. Finlay’s submission, however, as I understood it,
was that, if that was to be regarded as a policy decision it would be beyond
the Minister’s power in the light of Article 15.1, to make a regulation
in that form and that, so construed, s.1
5(1)(e)
was
consistent with the Constitution.
The
circumstances under consideration by this court in
Harvey
v. The Minister for Social Welfare
are particularly relevant in coming to a conclusion as to whether that
submission is well founded. The applicant had been awarded a widow’s
non-contributory pension on the death of her husband and was subsequently
awarded a blind pension. The blind pension was withdrawn from her when she
arrived at the age of 66 on the ground that the blind pension was a form of old
age pension paid in advance of a person reaching a pensionable age
-
18 -
and,
accordingly, did not continue after she had reached the pensionable age.
In
the High Court, the plaintiffs claim was dismissed on the ground that the
Minister for Social Welfare had correctly construed the regulations in arriving
at what was accepted to be a harsh result. However, in this court, for the
first time, the constitutionality of
s.75 of the
Social Welfare Act, 1952,
under which the relevant regulation was purportedly made, was challenged on the
ground that it permitted the Minister to legislate, contrary to Article
15.1.
An
alternative submission was advanced that the regulation under which the blind
pension had been withdrawn was
ultra
vires
s.75
of
the 1952 Act.
This
latter argument succeeded, because the effect of the regulation was to deprive
the applicant of her entitlement to two pensions, although the social welfare
code in general, and
s.7 of the
Social Welfare Act 1979 in particular,
expressly envisaged that persons could be entitled to two pensions at the one
time. The effect of the impugned regulation was, accordingly, to amend, at
least by implication, specific provisions contained in the parent legislation.
In
considering the challenge to the constitutionality of the parent legislation -
which was dealt with first - Finlay CJ, delivering the judgment of the court,
said:-
“The
impugned section having been enacted in 1952 is entitled to the presumption
with regard to constitutional validity which has
-
19
-
been
laid down by this Court, and in particular falls to be construed in accordance
with the principles laid down in the decision of this Court pronounced in
East
Donegal Co-operative Livestock Mart Limited v. Attorney General
[1970]
IR 317. This means that it must be construed so that as between two or more
reasonable constructions of its terms that which is in accordance with the
provisions of the Constitution will prevail over any construction not in
accordance with such provisions. Secondly, it must be implied that the making
of regulations by the Minister as is permitted or prescribed by s.75 of the Act
of 1952 is intended by the Oireachtas to be conducted in accordance with the
principles of constitutional justice and, therefore, that it is to be implied
that the Minister shall not in exercising the power of making regulations
pursuant to that section contravene the provisions of Article 15, s.2 of the
Constitution. The Court is satisfied that the terms of s.75 of the Act of 1952
do not make it necessary or inevitable that a Minister for Social Welfare
making regulations pursuant to the power therein created must invade the
function of the Oireachtas in a manner which would constitute a breach of the
provisions of Article 15.2 of the Constitution. The wide scope and unfettered
discretion contained in the section can clearly be
-20
-
exercised
by a Minister making regulations so as to ensure that what is done is truly
regulatory or administrative only and does not constitute the making, repealing
or amending of law in a manner which would be invalid having regard to the
provisions of the Constitution.
The
court in that case was, accordingly, not concerned with the judicial
construction of Article 15.2 adopted in
Pigs
Marketing Board v. Donnelly
or
Cityview
Press
.
It was dealing with an entirely distinct issue, although one which obviously
arose in the context of Article 15.2, i.e. as to whether, in the light of the
presumption of constitutionality, it can be assumed that a Minister will not
exercise a power of delegated legislation so as to repeal or amend existing
law. Notwithstanding the general nature of the language used by the learned
Chief Justice, I am satisfied that he was not addressing the “principles
and policies” test adopted in the earlier decisions: those decisions are
not referred to at any point in the judgment. It follows that the submission
that the decision in
Harvey
v. The Minister for Social Welfare
modifies in any sense the statement of the law in
Pigs
Marketing Board v. Donnelly
and
Cityview
Press
is unsustainable.
It
must be remembered in this context that, in the course of his judgment in
East
Donegal Co-operative v. Attorney General
.
Walsh J said (at page 34.1):-
-21-
“...
interpretation or construction of an Act or any provision thereof in conformity
with the Constitution cannot be pushed to the point where the interpretation
would result in the substitution of the legislative provision by another
provision with a different context, as that would be to usurp the functions of
the Oireachtas. In seeking to reach an interpretation or construction in
accordance with the Constitution, a statutory provision which is clear and
unambiguous cannot be given an opposite meaning.”
128. Whatever
else may be said of the legislation under consideration in the present case, it
can hardly be suggested, in the context with which we are concerned, that it is
in the slightest degree unclear or ambiguous. In the plainest of language it
empowers the Minister to exclude and deport, not merely particular aliens, but
whole categories of aliens determined by their nationality or
“class”. Yet, if Mr. Finlay’s submissions are well founded,
the Minister would be precluded from doing precisely what the Act says he can
do, assuming such a determination could be regarded as a “policy”
decision. There would, moreover, be little left of the decisions in
Pigs
Marketing Board v. Donnelly
and
Cityview
Press
on that view of the law, since it is difficult to imagine a case in which it
could not be said that the Minister would, in any
-22
-
event,
be offending the Constitution in purporting to make use of policy making powers.
129. Since
a judgment I gave as a High Court judge (
Carrigaline
Company Limited v. Minister for Transport
[1997] 1 ILRM 241) was also relied on by Mr. Finlay, I should refer to the
passage in it from which he sought to draw support. That was a case concerned
inter
alia
with
the validity of regulations made under the Wireless and Telegraphy Act
1926-1988 in connection with the granting of licences. It was submitted that
s.5
of
the 1926 Act which conferred the licensing power was invalid having regard to
Article
15.2.1.
Having
referred to
Cityview
Press Limited
.
I went on (at page 289):-
“While
it is true that the 1926 Act allows much latitude to the minister in making the
regulations under the Act and gives no express guidance - other than what can
be gleaned from the long title - as to the criteria, if any, to be set out in
such regulations for the granting and refusing of such licences, that does not
mean that the minister in making the regulations is necessarily making use of
illicit legislative powers.
-23
-
Having
gone on to cite part of the passage from the judgment of Finlay CJ in
Harvey
v. Minister for Social Welfare
already referred to, I added (at page 290):-
“The
same considerations are applicable to the powers conferred by the 1926 Act. I
am satisfied that this ground for challenging the validity of the legislation
having regard to the provisions of the Constitution has not been made out.
It
appears to me that the case in question might well have been determined solely
by reference to the “policies and principles” approach adopted in
Cityview
Press Limited
.
To the extent that my judgment in the
Carrigaline
Company Limited
case suggests that the decision in
Harvey
v. Minister for Social Welfare
is universally applicable to such cases, it was clearly wrong, and should not,
in my view, be followed. I should add that the judgment was manifestly not
delivered following a uniquely elaborate scrutiny in two separate hearings of
the relevant constitutional provisions, as has happened in this case.
-24-
Applying
the principles set out in the earlier decisions, Blayney J. as a High Court
judge, held in
McDaid
v. Sheehy & Ors.
[1991] 1 IR 1 that the power given by the
Imposition of Duties Act
1957
to
the Government to impose customs and excise duties, and to terminate and vary
them in any manner, constituted an impermissible delegation of the legislative
power of the Oireachtas. He pointed out that the Government were left entirely
free to determine what imported goods were to have a duty imposed on them and
to determine the amount of the duty: there were no principles or policies
contained in
the Act itself. Clearly, Blayney J. did not regard the conferring
by the Oireachtas on the Government of an unrestricted power to determine what
goods were to be subject to duty and the amounts of the duty as of itself
constituting a “policy”: it was rather the delegation of the
relevant policy decisions to another agency, in that instance the Government.
The
learned judge also found in that case that an order made in purported exercise
of the provision which he had found to be unconstitutional had been confirmed
by subsequent legislation and, for that reason, he refused the order of
certiorari
sought
in respect of the order. That conclusion was upheld by this court, but a
majority of the court also found that, having regard to the subsequent
validation of the order in question, a pronouncement on the constitutionality
of the legislation had not been necessary. In those circumstances, the appeal
against the finding of unconstitutionality was
-25-
allowed,
but solely on the ground that the issue was moot and the view of Blayney J.
technically
obiter.
The
continuing vitality of the
Cityview
doctrine is further evidenced by one of the judgments in this court in
O’Neill
v. Minister for Agriculture and Food
[1997] 2 ILRM 435
.
In
that case, Murphy J, without determining the issue, expressed doubts as to
whether the power given by the Livestock Artificial Insemination Act 1947 to
the Minister for Agriculture and Food to make regulations for controlling the
practice of artificial insemination of animals was constitutional, observing
that:-
“The
difficulty of applying to the present case the tests enunciated by the former
Chief Justice [in
Cityview]
is that the 1947 Act provides little guidance as to the policy or principles to
be implemented by the minister or the regulations contemplated by the
Oireachtas. It is not merely that the lack of policy or principles deprives the
minister of suitable guidance but it also fails to provide any significant
restriction on the ministerial power. This would be a reason for giving a wide
construction to the power conferred on the minister and a consequential doubt
as to the constitutionality of the statutory delegation.”
-26
-
130. The
importance of the principles set out in these authorities in a jurisdiction
with a written constitution founded on the separation of powers is confirmed by
the jurisprudence of the United States Supreme Court which is considered in
detail by Denham J in her judgment.
The
Constitutionality of the 1935 Act
131. Since
it was not enacted by the Oireachtas, the 1935 Act does not enjoy the
presumption of constitutionality, although it was not, I think, seriously
disputed that the onus was on the applicant to demonstrate that the impugned
provision was inconsistent with Article 15.1. Moreover, as pointed out by the
High Court of Saorstát Éireann in
The
State (Kennedy) v. Little
[1931] IR 39 and O’Higgins C.J. in
Norris
v. Attorney General
[1984] IR 36
,
it is to be assumed, in the case of the transitory provisions of both
Constitutions, that it was intended that the existing body of law should be
carried forward with as little dislocation as possible.
132. I
am also prepared to assume, for the purposes of this case, that the power
vested in the Minister by
s.5(1)(e)
will
be exercised by him in accordance with the Constitution and that he will, where
appropriate, apply fair procedures. While the presumption identified by Walsh
J. in the
East
Donegal
case
is no doubt a corollary of the presumption of constitutionality itself, which,
at least in the formal sense, does not arise in this case, the Minister, as a
member of the Government established under the Constitution, is an office
-27-
holder
under the Constitution. It would create an anomalous situation if the holder of
such an office would be presumed to act in a constitutional manner when
discharging his duties under an Act of the Oireachtas, but not where the duty
arose under a law which, although it predated the Constitution, continued to be
the law, because of its consistency with the Constitution.
133. The
central issue in the case, however, is as to whether
s.5(l)(e)
of
the 1935 Act infringes Article 15.1 because the principles and policies, if
any, which are to be given effect to by orders made by the Minister in exercise
of his powers under the provision are not set out in the statute itself.
134. In
considering that question, it is helpful to examine more closely the expression
“principles and policies”. The “policy” of a particular
legislative provision is presumably an objective of some sort which parliament
wishes to achieve by effecting an alteration in the law. To take a clear cut
example, the policy of legislation concerning rented property was initially to
prevent the exploitation of tenants by drastically abridging freedom of
contract. In more recent times, the Oireachtas took the view, prompted by the
courts (see
Blake
v. Attorney General.
[1982] IR 117) that the law was, in some areas at least, unduly weighted in
favour of the tenants. Accordingly, the pre-existing law was altered so as to
give effect to a different objective. However, as the use of the expression
“principles and policies” in the plural by O’Higgins C.J.
indicates and the example I have given illustrates, one can have different
-28-
policies
underlying various provisions in the same legislation or legislative code.
135. In
the present case, accordingly, it is necessary to identify first the
alterations in the law, if any, effected by the relevant provisions and,
secondly, the objective which was intended to be thereby achieved.
136. In
considering what was the state of the law when the
1935
Act
was enacted, I shall leave out of account, for reasons which will become
apparent later, the legislation which was then in force and which was repealed
by the
1935
Act
itself. It is clear that, altogether apart from the provisions of the
1935
Act
and any preceding legislation, Saorstát Éireann as a sovereign
state enjoyed the power to expel or deport aliens from the State for the
reasons set out in the judgment of Gannon J. in
Osheku
v. Ireland
.
It is, of course, the case that in modern times, both here and in other common
law jurisdictions, the exercise of the power is regulated by statute, but that
does not affect the general principle that the right to expel or deport aliens
inheres in the State by virtue of its nature and not because it has been
conferred on particular organs of the State by statute.
137. An
explanation of the manner in which the principle was applicable in the case of
member states of the former British Commonwealth is to be found in the judgment
of Lord Atkinson giving the advice of the Judicial Committee
-29
-
of
the Privy Council in
Attorney
General for Canada v. Cain & Gilhula
[1906] AC 542
at
p.
546,
viz.
“One
of the rights possessed by the supreme power in every State is the right to
refuse to permit an alien to enter that State, to annex what conditions it
pleases to the permission to enter it, and to expel or deport from the State,
at pleasure, even a friendly alien, especially if it considers his presence in
the State opposed to its peace, order, and good government or to its social or
material interest: Vattel, Law of the Nations Book 1, s. 231; Book 2 s.125. The
Imperial Government might delegate these powers to the governor or the
Government of one of the colonies, either by royal proclaimation which has the
force of the statute -
Campbell
v. Hall
[1774]
1 Cowper, 204 - or by a statute of the Imperial Parliament, or by a statute of
a local Parliament to which the Crown has assented. If this delegation has
taken place, the depositary or depositaries of the executive and legislative
powers and authority of the Crown can exercise those powers and that authority
to the extent delegated as effectively as the Crown could itself have exercised
them.”
-
30
-
138. Article
51 of the Constitution of the Saorstát Éireann declared that the
executive authority of the State was to be vested in the King, but the wording
of the Article made it clear that, in effect, it was to be vested in the
Executive Council which was to “aid and advise” the Crown in its
exercise. In English constitutional theory, the executive power of the State,
to the extent that it was not expressly delegated by legislation to other
bodies, such as Ministers, was regarded as being vested in the Crown in the
form of the royal prerogative. It was accepted by counsel in the present case
that the power of the State to deport aliens independently of any statutory
power was part of the prerogative power. It is unnecessary, in the context of
the present case, to consider in any detail the vexed question as to the extent
to which, and the form in which, the royal prerogative survived the enactment
of the 1922 Constitution which was considered by this court in
Webb
v. Ireland
[1988] IR 353
and
Howard
v. Commissioners of Public Works
[1993]
ILRM 665
.
It
is sufficient to say that, in the light of the authorities to which I have
referred, it is clear that, at the time the 1935 Act was enacted, the power of
Saorstát Éireann to expel or deport aliens was, in the absence of
legislation, vested in the Crown acting on the advice of the Executive Council.
139. The
change, accordingly, effected in the law by s.5(1)(e) was not the conferring on
the State of an absolute and unrestricted power to deport aliens: that power
was already vested in the State. But it was now to be exercised by
-31-
the
Minister in whatever manner he chose, subject only to the restrictions imposed
elsewhere in the Act in the case of diplomatic and consular representatives and
aliens who had been resident in the State for at least five years. In short,
the objective of
s.5(l)(e)
was
to enable the Minister to exercise, at his absolute and uncontrolled
discretion, the power of deporting individual aliens or categories of aliens
or, if he considered it a preferable course, to spell out himself in the form
of regulations the restrictions or qualifications which should be imposed on
the exercise of the power. The Minister in effect opted for the first course in
making the 1946 Order and his exercise of the power was found by this court in
Tang
to be
intra
vires
the
powers conferred by s.11.
140. That
was certainly an alteration in the law; but to describe it as a
“policy” begs the question, since it assumes that such an
alteration can properly be so described. The
policy
of the legislation was not to enable the State to deport aliens at its
pleasure, subject only to whatever qualification, by legislation or otherwise,
it elected to impose on the exercise of the power: that power was already
vested in the State. The effect of the alteration was to enable the Minister,
and not the Oireachtas, to determine, not merely the aliens or classes of
aliens who should be deported, but also the modifications, if any, to which the
exercise of the power should be subjected. Undoubtedly, the designation of
categories of aliens as being either immune from, or subject to, deportation at
the discretion of the State and the delineation in legislative form of
-32
-
modifications
on the exercise by the State of its powers in the area of deportation were
policy decisions; but they were decisions which could henceforth be taken by
the Minister. The Oireachtas had, in effect, determined that policy in this
area should be the responsibility of the Minister, subject only to the
restrictions to which I have already referred and, of course, to the power of
annulment vested in either House. As Geoghegan J. succinctly put it:-
“The
Oireachtas of Saorstát Éireann did not legislate for deportation.
It merely permitted the Minister for Justice to legislate for deportation.”
141. The
situation in this case is in some ways analogous to that which arose in
McDaid v. Sheehy & Ors
.
The central role in the raising of revenue allotted to Dáil
Éireann under Article 17 of the Constitution had been effectively
delegated in that case to the Government and, as Blayney J. found, such a
delegation could not of itself be properly described as a “policy”.
It is difficult to see how the similar assignment in this case of the
State’s power to deport aliens to a minister could properly be regarded
as a “policy”.
142. It
is quite usual to find that the exercise of the rule making power is subject to
annulment by either House and I do not underestimate the value of such a
provision. However, even in the hands of a vigilant deputy or senator, it
-33
-
is
something of a blunt instrument, since it necessarily involves the annulment of
the entire instrument, although parts only of it may be regarded as
objectional. In any event, I do not think that it could be seriously suggested
that a provision of this nature was sufficient, of itself, to save an enactment
which was otherwise clearly in breach of Article
15.1.
143. It
cannot be too strongly emphasised that no issue arises in this case as to
whether the sovereign power of the State to deport aliens is executive or
legislative in its nature: it is clearly a power of an executive nature, since
it can be exercised by the executive even in the absence of legislation. But
that is not to say that its exercise cannot be controlled by legislation and
today is invariably so controlled: any other view would be inconsistent with
the exclusive law making power vested in the Oireachtas. The Oireachtas may
properly decide as a matter of policy to impose specific restrictions on the
manner in which the executive power in question is to be exercised: what they
cannot do, in my judgment, is to assign their policy making role to a specified
person or body, such as a Minister.
144. It
is instructive, in this context, to consider the manner in which the Minister
actually exercised his powers under
s.5
when
he came to make the 1946 Order. I have already cited in part Article 13 which
relates to deportation: its remaining provisions are purely regulatory or
administrative in nature.
-34
-
145. However,
the provisions of Article
5(3)
provide
an interesting contrast. They are as follows:-
“Leave
to land in the State shall not be given to an alien coming from any place
outside the State other than Great Britain or Northern Ireland, and leave to
remain in the State for more than one month shall not be given to an alien who
has come from Great Britain or Northern Ireland, unless the alien complies with
the following conditions, that is to say.-
(a) he
is in a position to support himself and his dependents;
(b) if
desirous of entering the service of an employer in the State, he produces a
permit in writing for his engagement issued to the employer by the Minister for
Industry and Commerce,
(c) he
is not a lunatic, idiot, or mentally deficient,
(d) he
is not the subject of a certificate given to the immigration officer by a
medical inspector that for medical reasons it is undesirable that the alien
should be permitted to land;
-
35
-
(e) he
has not been sentenced in a foreign country for any extradition crime within
the meaning of the Extradition Acts 1870 to 1906,
(f) he
is not the subject of a deportation order;
(g) he
has not been prohibited from landing by the Minister;
(h) he
fulfills such other requirements as may be directed from time to time by any
general or special instructions of the Minister.”
146. These
provisions, which were subsequently replaced by the Aliens Order,
1975,
were
clearly
intra
vires
the
wide-ranging powers given by s.5(1) of the
1935
Act.
They also replicate to some extent provisions which were at one stage
applicable to Ireland when part of the United Kingdom but which were contained
in s.1 of the Aliens Act
1905
and
not in any regulation or order made under that Act. Section 3 of the same Act
provided for the deportation of “undesirable aliens” but only in
specified circumstances, e.g. where an offence had been committed. The
restrictions on the deportation power were to be found, accordingly, in the Act
itself and not in delegated legislation.
-36-
147. It
is convenient at this
juncture
to continue the account of the pre-1935 legislation. On the 5th August 1914,
within hours of the beginning of the Great War, the Imperial Parliament at
Westminister enacted the Aliens Restrictions Act, 1914. It enabled the Crown to
make wide-ranging Orders in Council dealing with the admission and deportation
of aliens
“when
a state of war exists ... or when it appears that an occasion of imminent
national danger or great emergency has arisen...
The
hope was no doubt entertained that these draconian powers would be available
only for so long as the war lasted, but that was to prove as illusory as the
expectation that the tax on income introduced by Pitt during the Napoleonic
Wars would be equally short lived. In 1919, the same parliament enacted the
Aliens Restrictions (Amendment) Act 1919 which provided in s.1 that the powers
to which I have referred could now be exercised “at any time”. It
also provided for the repeal of the 1905 Act. The 1935 Act, while repealing
both the 1914 and the 1919 Act, replaced them with legislation of similarly
draconian severity.
It
is doubtful whether the 1914 and 1919 Acts survived the enactment of the
Constitution of the Irish Free State, Article 12 of which provided that:-
-37-
“The
sole and exclusive power of making laws for the peace, order and good
government of the Irish Free State (Saorstát Éireann) is vested
in the Oireachtas.”
148. While
the wording is somewhat different from Article
15.1,
it
would seem to follow inevitably that, if
s.5(1)(e)
was
inconsistent with the provisions of Article
15.1,
of
the present Constitution, the corresponding provisions in the 1914 and 1919
Acts were similarly inconsistent with the provisions of Article 12 of the
Constitution of the Irish Free State, which contained transitory provisions
similar to those contained in the present Constitution.
149. That,
however, is of academic interest only, as is the question as to whether the
1935 Act itself survived at least until the enactment of the present
Constitution. Pursuant to the provisions of Article
50
of
the 1922 Constitution, as interpreted by the courts, the Oireachtas were
entitled to amend the Constitution by ordinary legislation at the time the 1935
Act was enacted.
(See
The
State (Ryan) v. Lennon
[1935]
IR 170.) A difficult question has arisen in other cases as to whether the
undoubted power of the Oireachtas to amend the 1922 Constitution by ordinary
legislation extended to enactments which, although inconsistent with its
provisions, did not purport in express terms to amend that Constitution. It had
been held by the Court of Appeal of
-38-
150. Southern
Ireland in
R.
(Cooney) v. Clinton
[1935] IR 245
(actually
decided in 1924) that the Constitution could be so amended, but that view
appeared to have been rejected by this court in
Conroy
v. Attorney General and Another
[1965] 41
1
where it was said at page 443 that
“...The
court rejects the submission that the Constitution of Saorstát
Éireann was amended by the
Road Traffic Act 1933...”
151. However,
in that case the court had already found that the corresponding provisions in
the Road Traffic Act 1961 were constitutional and, accordingly, it necessarily
followed that the 1933 Act was not in conflict with the provisions of the 1922
Constitution which were in similar terms to those under consideration in
Conroy’s
case. A more complete statement of the position is to be found in the judgment
of Ó Dálaigh C.J. in the subsequent case of
McMahon
v. Attorney General
[1972] IR 69 where he said (at page 10 1):-
“[The
Electoral Act 1923] was passed within the initial eight years during which,
pursuant to Article 50 of the Constitution of Saorstát Éireann,
1922, that Constitution could be amended by ordinary legislation. Moreover, in
order that ordinary legislation should prevail over the Constitution, it was
not necessary that it
-39
-
should
specify in what respect or in respect of what Articles it amended the
Constitution of 1922. see the judgment of Hanna J in
Attorney
General v. McBride
[1928]
IR 451, 456. Subsequently, the Constitution (Amendment No. 16) Act 1929,
extended the period of eight years (mentioned in Article 50) to sixteen years,
with the effect that, during the existence of Saorstát Éireann it
was at no time possible to challenge, as being unconstitutional, any ordinary
legislation passed by the Oireachtas of Saorstát Éireann.”
[See
also
Shanley
v. Commissioners of Public Works
[1992] 2 IR 477.]
152. Since,
however, this particular issue was not fully argued in the present case and is
in any event unnecessary to its disposition, I would not, for myself, express
any concluded view as to whether, assuming its lack of conformity with the 1922
Constitution, the
1935
Act
should be held to have amended that instrument.
Conclusion
153. Accordingly,
one returns finally to the initial question, i.e. as to whether
s.5(1)(e)
was
inconsistent with Article
15(1)
of
the Constitution. I am satisfied that the power which it gave to the Minister
to determine the policies and principles by reference to which the power
already vested in the State to deport
-40
-
aliens
should be exercised was inconsistent with the exclusive role in legislation
conferred on the Oireachtas by Article 15.2.10. I would dismiss the appeal.
JUDGMENT
delivered the 20th day of May, 1999 by Lynch, J.
-2-
154. The
relevant facts of this case have been fully set out in the Judgments just
delivered and it is unnecessary for me to repeat them here. I had an
opportunity of carefully reading and considering the Judgments in advance of
today’s sitting and I find myself in agreement with the Judgment of
Barrington, J. I’ll just add a few words of what I hope are practical
considerations.
155. The
State has virtually absolute power regarding the granting or withholding of the
right of aliens to come into and remain within the territory of the State.
Article
5
of
the Constitution and
Osheku
v. Ireland
[1986]
IR 733. The organ of Government to exercise this power on behalf of the State
is logically the executive organ (the Government). The legislative organ of
Government (the Oireachtas) can nominate a member or members of the executive
organ to exercise the power on behalf of the Government and the State. This the
Oireachtas has done by the Aliens Act,
1935
nominating
the Minister to fulfil that role.
156. It
could be advantageous to
“the
people of Éire”
as
referred to in the preamble to the Constitution to provide that only aliens of
a certain class could land in or enter into or remain in the State - for
example only persons who have the benefit of third level education and
possessed a degree from a reputable University. It could hardly be gain said
that such a regulation was seeking to
-3-
promote
the common good in accordance with the preamble to the Constitution: the good
of the Irish Nation (Article 1): the good of the Irish State (Article 4): and
the good of the Irish Citizens (Article 9). This may appear a little far
fetched but there have been examples in the past of aliens contributing greatly
to the commercial and cultural life of the nation to such an extent that they
were subsequently granted honorary Irish citizenship.
157. Conversely
it would not promote the common good of the people of Éire to admit into
the State aliens of dubious character likely to engage in telephone, credit
card, or computer frauds or any other criminal activity. That is obvious, but
one could also say that to admit aliens from a place of illiteracy and absence
of the skills required for modem industrial and commercial life would not
promote the common good of the Irish Nation either although pushed too far this
might conflict with the concept of charity and concord with other Nations also
referred to in the preamble to the Constitution. The circumstances of aliens
vary to such an extent depending on what part of the world they come from and
on the ethos of each succeeding generation that to be effective the powers of
control to be given to the executive by the Oireachtas must necessarily be very
wide and very widely defined. This is why the powers given to the Minister by
the Aliens Act, 1935 are so widely drawn. They confer on the Minister a very
wide ranging discretion in the exercise of the
-4-
158. State
and the Nation’s right to grant or refuse entry to the national
territory. Read in the light of the Constitution the Minister must exercise
these powers
bonafide
in
the interests of the common good of the people of Éire and of concord
with other Nations, a formula which allows for discrimination between aliens of
a particular nationality or otherwise of a particular class or of particular
aliens. See
Tang
v. The Minister for Justice
[1996]
2 ILRM 46. The Constitution would also of course require that the Minister
exercise his wide ranging powers in accordance with natural justice and fair
procedures.
159. By
making the Aliens Order, 1946 the Minister has not changed the law in any way.
He has merely applied the law arising from the sovereignty of the State and as
nominated so to do by the Aliens Act, 1935 to various aliens and categories of
aliens in the interests of the common good of the citizens of this State.
In
my view the
Aliens Act, 1935 and in particular Section
5
thereof
is not inconsistent with the Constitution and I would accordingly allow this
appeal.
© 1999 Irish Supreme Court