1. This
is the decision of the Supreme Court on the Reference to it by the President of
the Employment Equality Bill, 1996 (hereinafter referred to as the Bill)
pronounced pursuant to Article 26, Section 2, sub-s 1 of the Constitution of
Ireland.
The
Reference
By
order given under her hand and seal on the 3 April 1997, the President, Mary
Robinson, after consultation with the Council of State, referred, in pursuance
of the provisions of Article 26 of the Constitution, the Bill to the Supreme
Court for a decision on the question as to whether the said Bill or any
provision or provisions thereof is or are repugnant to the Constitution or to
any provision thereof.
Proceedings
on the Reference
Counsel
were assigned by the Court to argue that the Bill is repugnant to the
Constitution.
Prior
to the oral hearing, counsel assigned by the Court presented in writing heads
of the argument intended to be made by them and submissions of law in support
of such arguments.
These
were replied to in writing by and on behalf of the Attorney General together
with submissions of law on his behalf.
The
oral hearing then took place before the Court on the 29 and 30 April 1997 and
on the 1, 2, 6 and 7 May, 1997. During the course of such hearing the Court
heard the oral submissions made by Counsel assigned by the Court and Counsel on
behalf of the Attorney General.
Long
Title to Bill
The
long title of the Bill states that it is:-
"An
Act to make further provision for the promotion of equality between employed
persons; to make further provision with respect to discrimination in, and in
connection with, employment, vocational training and membership of certain
bodies; to make further provision in connection with Council Directive
75/117/EEC on the approximation of the laws of the Member States relating to
the application of the principle of equal pay for men and women and the Council
Directive 76/207/EEC on the implementation of the principle of equal treatment
for men and women as regards access to employment, vocational training and
promotion, and working conditions; to make further provision with respect to
harassment in employment and in the workplace; to change the name and
constitution of the employment equality agency; to repeal The
Anti-Discrimination (Pay) Act, 1974 and to amend the Employment Equality Act,
1977; and to provide for related matters."
As
is apparent therefrom the purpose of the Bill is to make further provision for
the promotion of equality between employed persons, the prohibition of
discrimination between persons, to deal with harassment in employment and in
the workplace and to provide for the implementation of the said Council
Directives. It is a long and detailed Bill containing seventy four sections and
impacting on the thirty three Statutes referred to in the Bill.
Practical
Problems posed by the Reference
The
form of the Reference in this case raises certain practical problems for the
Court. The President has referred for the Court's decision "the question as to
whether the said Bill or any provision or provisions thereof is or are
repugnant to the Constitution . . .". When one considers that the Bill consists
of seventy-four sections and either amends or refers to thirty-three other
statutes one can see that the task confronting the Court is a formidable one.
The task is not made lighter by the fact that the Court is constitutionally
obliged to give its decision on the Bill within sixty days of the date on which
the Bill was referred to the Court by the President. Within this time the Court
must assign Counsel, give them time to prepare their written submissions, hold
an oral hearing at which the issues are debated in open Court, make its
decision and deliver its judgment.
It
would have been possible for the President to specify some specific provision
or provisions of the Bill on which she needed the Court's decision but she was
not obliged to do that. Article 26, Section 1, sub-section 1 of the
Constitution provides that the President may, after consultation with the
Council of State, refer any Bill to which the Article applies to the Supreme
Court for a decision "on the question as to whether such Bill or any specified
provision or provisions of such Bill is or are repugnant to this Constitution".
Article 26, Section 2 provides that the Supreme Court "shall consider every
question referred to it by the President" and that it "shall pronounce its
decision on such question . . .".
Article
26, Section 3 provides that if the Supreme Court decides that "any provision"
of a Bill the subject matter of a reference is repugnant to the Constitution
the President "shall decline to sign the Bill".
If
therefore the Supreme Court finds that any provision of a Bill referred to it
by the President under Article 26 is repugnant to the Constitution that is a
sufficient, and indeed a compelling, reason for the President to refuse to sign
the Bill. But if the President has referred to the Supreme Court "the question
as to whether the said Bill or any provision or provisions thereof is or are
repugnant to the Constitution", the problem remains whether the Supreme Court
by deciding that one provision was repugnant to the Constitution and remaining
silent about the others, would have fulfilled its constitutional duty under
Article 26, Section 2, sub-section 1 to consider "every question referred to it
by the President" and to "pronounce its decision on such question".
This
Court in the case of In re The Housing (Private Rented Dwellings) Bill 1981
(1983) IR 186 and in In re The Matrimonial Home Bill 1993 (1994) IR 305 seems
to have taken the view that if, on such a reference, the Supreme Court found
one provision of the Bill unconstitutional, its proper course was to remain
silent concerning the other provisions of the Bill. A passage which appears at
p 327 of the Report in the latter case reads as follows:-
"The
powers and duty of the Court on the consideration of this reference are
provided by Article 26 s 2, sub-s 1 which reads as follows:-
'The
Supreme Court consisting of not less than five judges shall consider every
question referred to it by the President under this Article for a decision,
and, having heard arguments by or on behalf of the Attorney General and by
counsel assigned by the Court, shall pronounce its decision on such question in
open court as soon as may be, and in any case not later than sixty days after
the date of such reference'.
"The
powers and duty of the President in the event of the Court deciding that any
provision of the Bill is repugnant to the Constitution are provided by Article
26, s 3, sub-s 1 which reads as follows:-
'In
every case in which the Supreme Court decides that any provision of a Bill the
subject of a reference to the Supreme Court under this Article is repugnant to
this Constitution or to any provision thereof, the President shall decline to
sign such Bill'.
"It
was stated in the decision of this Court In re The Housing (Private Rented
Dwellings) Bill, 1981 [1983] IR at p 186 as follows:-
'It
is to be noted that the Court's function under Article 26 is to ascertain and
declare repugnancy if such there be) to the Constitution in the referred bill
or in the specified provision or provisions thereof. It is not the function of
the Court to impress any part of a referred bill with a stamp of
constitutionality. If the Court finds that any provision of the referred bill
or of the referred provisions is repugnant, then the whole bill fails, for the
President is then debarred from signing it, thus preventing it from becoming an
Act. There thus may be areas of a referred bill or of referred provisions of a
bill which may be left untouched by the Court's decision.'
"The
Court accepts this as a correct summary of the legal consequence of the
relevant constitutional provisions. The Constitution does not vest in the Court
any advisory function to the Oireachtas or to the Houses of the Oireachtas in
regard to proposed legislation other than the specific net duty of deciding on
a question referred to it under Article 26.
It
is for this reason that for it "to impress any part of a referred bill with a
stamp of constitutionality" would be for it to act without constitutional
authority and in disregard of the constitutional doctrine of the separation of
powers."
Nevertheless
the fact remains that the function of the Court under Article 26 is to advise
the President in relation to the exercise of her powers. The President can
specify the provisions on which she seeks the Court's advice and the duty of
the Court is to consider "every question referred to it by the President" and
to "pronounce its decision on such question in open Court" (see Article 26, s
2, subs 1). No doubt there will be many cases where it is quite clear that
there is only one provision of the Bill which is causing the President concern.
But in the present case the Court is confronted by a novel and wide ranging
reformist measure which is, apparently, to be followed by other similar
legislation. Another Bill (the Equal Status Bill, 1997) has already been
referred to the Court by the President. In the present case the President has
referred to us the question of whether "the said Bill or any provision or
provisions thereof" is repugnant to the Constitution. If, in the present case,
the Court were to find one provision of the Bill unconstitutional and to say no
more the Court might have not addressed the problem or problems which is or are
causing the President concern. The result, in the event of the legislature
attempting to introduce amending legislation, could be a second reference or
series of references which would be singularly unsatisfactory to the President
and to the legislature. Moreover Counsel assigned by the Court have attacked
several provisions of the Bill. Under these circumstances the Court is obliged
to consider the whole Bill and all its provisions particularly those which have
been impugned by Counsel as being repugnant to the provisions of the
Constitution.
Balancing
of Constitutional Rights
The
scope of the Bill is comprehensive and purports to deal with all employment
related areas from vocational training to access to employment and employment
conditions generally, including training work experience and promotion. Its
purpose is to outlaw discrimination in employment and promote equality between
employed persons and the manner in which this purpose is sought to be achieved
is set out in the Bill.
As
will appear when the terms of the Bill are discussed, the achievement of such
purpose necessitated a balancing by the legislature of different constitutional
rights.
It
was stated by this Court in Tuohy v Courtney [1994] 3 IR 1 at p 47:
"In
a challenge to the constitutional validity of any statute in the enactment of
which the Oireachtas has been engaged in such a balancing function, the role of
the Courts is not to impose their view of the correct or desirable balance in
substitution for the view of the legislature as displayed in their legislation
but rather to determine from an objective stance whether the balance contained
in the impugned legislation is so contrary to reason and fairness as to
constitute an unjust attack on some individual's constitutional rights."
It
is in accordance with these principles that the Court approaches the ultimate
task of deciding upon the question of whether any of the impugned provisions is
repugnant to the Constitution.
Presumption
of constitutionality of the Bill
The
Bill having been passed by both Houses of the Oireachtas is entitled to the
presumption that no provision thereof is repugnant to the Constitution.
This
Court has held in many previous decisions including the Criminal Law
(Jurisdiction) Bill, 1975 [1977] IR 129; the Electoral Amendment Bill, 1983
[1984] IR 268 ; the Adoption (No 2) Bill, 1987 [1989] IR 656); the Matrimonial
Home Bill, 1993 [1994] 1 IR 305 and the Information (Termination of
Pregnancies) Bill, 1995 [1991] IR 1 that there must be applied by the Court, to
a Bill referred to it by the President pursuant to Article 26 a presumption of
constitutionality. In particular, the court accepts the principles laid down by
the former Supreme Court in Re Article 26 and the Offences Against the State
(Amendment) Bill, 1940 that "where any particular law is not expressly
prohibited and it is sought to establish that it is repugnant to the
Constitution by reason of some implied prohibition or repugnancy, we are of
opinion, as a matter of construction, that such repugnancy must be clearly
established".
The
Court has also applied the principle, previously identified by it In re
Information (Termination of Pregnancies) Bill (1995) 1 IR 1 at p 25 of the
Report that:-
"as
between two or more reasonable constructions of the terms of the Bill, the
construction that is in accordance with the provisions of the Constitution
would prevail over any construction that is not in accordance with such
provisions."
The
Court in its consideration of this Bill on this Reference applies the
presumption of constitutionality and if and where relevant to the provisions of
the Bill the principles by way of presumption of constitutionality laid down by
it in East Donegal Co-operative v The Attorney General [1970] IR 317 which are
summarised in the decision of this Court in The Adoption (No 2) Bill, 1987
[1989] IR 656 as follows at p 661:-
"(1)
That it must be presumed that all proceedings, procedures, discretions and
adjudications permitted or prescribed by the Bill are intended to be conducted
in accordance with the principles of constitutional justice, and
(2)
That as between two or more reasonable constructions of the terms of the Bill
the construction that is in accordance with the provisions of the Constitution
would prevail over any construction that is not in accordance with such
provisions."
The
issue which falls to be decided by the Court is the question whether it has
been clearly established that the provisions contained in the Bill or any of
them are or is repugnant to the Constitution or any provision thereof.
Council
Directives 75/117/EEC and Council Directive 76/207/EEC
As
appears from the long title to the Bill, one of the objectives of the Bill was
"to make further provision in connection with Council Directive 75/117/EEC on
the approximation of the laws of the Member States relating to the application
of the principle of equal pay for men and women and Council Directive
76/207/EEC on the implementation of the principles of equal treatment for men
and women as regards to access to employment, vocational training and
promotion, and working conditions."
It
is not necessary to set out in detail the provisions of the said two Directives.
Council
Directive 76/207/EEC deals with the equal treatment for men and women as
regards access to employment, vocational training and promotion, and working
conditions.
Council
Directive 75/117/EEC deals with the approximation of the laws of the Member
States relating to the application of the principle of equal pay for men and
women.
Part
III of the Bill deals with the specific provisions as to equality between women
and men and such provisions were intended to comply with the requirements of
such directives, together with the other objectives set forth in the Bill.
Article
26 and Article 29.4.5 of the Constitution
Article
29.4.5 applies to those provisions of the Bill necessitated by the obligation
on Ireland under the EU Treaties fully to implement the provisions of the Equal
Pay Directive and the Equal Treatment Directive. This provides that --
"5.
No provision of this Constitution invalidates laws enacted, acts done or
measures adopted by the State which are necessitated by the obligations of
membership of the European Union or of the Community or prevents laws enacted,
acts done or measures adopted by the European Union or by the Communities or by
the institutions thereof or by bodies competent under the Treaties establishing
the Communities from having the force of law in the State."
If
the Court were to conclude that any provision of the Bill was necessitated by
the obligations of membership of the European Union or the Community, then such
provision could not be invalidated by any other provision of the Constitution.
In
reaching its decision on the issues raised in connection with the provisions of
the Bill, the Court has not considered it necessary to consider the effects of
Article 29.4.5 of the Constitution as no issue arose thereon.
Discrimination
One
of the objectives of the Bill, as appears from the long title thereto is to
'make further provision with respect to discrimination in, and in connection
with, employment, vocational training and membership of certain bodies'.
The
general provisions designed to achieve this objective are set forth in Part II
of the Bill.
Part
II of the Bill
Section
6 provides that:-
"6.
(1) For the purposes of this Act, discrimination shall be taken to occur where,
on any of the grounds in sub-s (2) (in this Act referred to as 'the
discriminatory grounds'), one person is treated less favourably than another
is, has been or would be treated.
(2)
As between any two persons, the discriminatory grounds (and the descriptions of
those grounds for the purposes of this Act) are --
(a)
that one is a woman and the other is a man ("the gender ground");
(b)
that they are of different marital status ("the marital status ground");
(c)
that one has family status and the other does not ("the family status ground");
(d)
that they are of different sexual orientation ("the sexual orientation ground");
(e)
that one has a different religious belief from the other, or that one has a
religious belief and the other has not ("the religion ground");
(f)
that they are of different ages, but subject to subsection (3) ("the age
ground");
(g)
that one is a person with a disability and the other either is not or is a
person with a different disability ("the disability ground");
(h)
that they are of different race, colour, nationality or ethnic or national
origins ("the ground of race");
(i)
that one is a member of the travelling community and the other is not ("the
travelling community ground").
(3)
Where --
(a)
a person is 65 or over, or
(b)
a person is under 18, then subject to section 12(3), treating that person more
favourably or less favourably than another (whatever that other person's age)
shall not be regarded as discrimination on the age ground.
(4)
The Minister shall review the operation of the Act, within two years of the
date of the coming into operation of this section, with a view to assessing
whether there is a need to add to the discriminatory grounds set out in this
section."
This
section purports to define discrimination for the purposes of the Bill.
Subject
to the provisions of the Bill and the exceptions therein contained, the
discriminatory grounds set forth in the Bill are 'gender ground', 'marital
status ground', 'family status ground', 'sexual orientation ground', 'religion
ground', 'the age ground', 'the disability ground' and 'the ground of race'.
Section
8 provides that:-
"(1)
In relation to --
(a)
access to employment,
(b)
conditions of employment,
(c)
training or experience for or in relation to employment,
(d)
promotion or re-grading, or
(e)
classification of posts,
an
employer shall not discriminate against an employee or prospective employee and
a provider of agency work shall not discriminate against an agency worker."
While
the Bill prohibits discrimination on the grounds set forth in the Bill, the
Bill however contains many exemptions from such prohibition, such as the
exemption on age grounds contained in Section 6(3), and the exemptions set
forth in Section 17 of the Bill and on the grounds of religion contained in
Sections 12 and 37 of the Bill. Some of these exemptions have been challenged
as being repugnant to the Constitution.
Exemptions
The
exemptions contained in the Bill which are challenged as being repugnant to the
Constitution are those contained in the following provisions of the Bill:-
1.
Sections 6(3), Section 33 and Section 37(6)
Sections
6(3) provides that:-
"(3)
Where --
(a)
a person is 65 or over, or
(b)
a person is under 18,
then
subject to section 12(3), treating that person more favourably or less
favourably than another (whatever that other person's age) shall not be
regarded as discrimination on the age ground."
Section
33 provides that:-
"(1)
Nothing in this Part or Part II shall prevent the taking of such measures as
are specified in subsection (2) in order to facilitate the integration into
employment, either generally or in particular areas or a particular workplace,
of --
(a)
persons over the age of 50;
(b)
persons with a disability or any class or description of such persons; or
(c)
members of the travelling community.
(2)
The measures mentioned in subsection (1) are those intended to reduce or
eliminate the effects of discrimination against any of the persons referred to
in paragraphs (a) to (c) of that subsection.
(3)
Nothing in this Part or Part II shall render unlawful the provision, by or on
behalf of the State, of training or work experience for a disadvantaged group
of persons if the Minister certifies that, in the absence of the provision in
question, it is unlikely that that disadvantaged group would receive similar
training or work experience.
Section
37(6) provides that:-
"(6)
In relation to discrimination on the age ground or the disability ground,
nothing in this Part or Part II applies to employment --
(a)
in the Defence Forces;
(b)
in the Garda Siochana; or
(c)
in the prison service."
The
provisions as to the 'age ground' are challenged as being discriminatory,
without rational justification and a violation of Article 40.1 of the
Constitution.
2.
Section 12, (1)-(6) and Section 37(1) and (2)
Section
12 provides that:-
"(1)
Any person, including an educational or training body, who offers a course of
vocational training shall not, in respect of any such course offered to persons
over the age at which those persons are statutorily obliged to attend school,
discriminate against a person (whether at the request of an employer, a trade
union or a group of employers or trade unions or otherwise) --
(a)
in the terms on which any such course or related facility is offered;
(b)
by refusing or omitting to afford access to any such course or facility; or
(c)
in the manner in which any such course or facility is provided.
(2)
In this Act "vocational training" means any system of instruction which enables
a person being instructed to acquire, maintain, bring up to date or perfect the
knowledge or technical capacity required for the carrying on of an occupational
activity and which may be considered as exclusively concerned with training for
such an activity.
(3)
For the purposes of this section, Section 6(3)(b) shall have effect as if the
reference to the age of 18 were a reference to the age referred to in
subsection (1).
(4)
For the purposes of ensuring the availability of nurses to hospitals and
teachers to primary schools which are under the direction or control of a body
established for religious purposes or whose objectives include the provision of
services in an environment which promotes certain religious values, and in
order to maintain the religious ethos of the hospitals or primary schools, the
prohibition of discrimination in subsection (1), in so ar as it relates to
discrimination on the religion ground, shall not apply in respect of --
(a)
the nomination of persons for admission to the School of Nursing pursuant to
clause 24(4)(a) or (c) of the Adelaide Hospital Charter as substituted by
paragraph 5(s) of the Health Act, 1970 (Section 76) (Adelaide and Meath
Hospital, Dublin, incorporating the National Children's Hospital) Order, 1996,
or
(b)
places in a vocational training course specified in an order made under
subsection (5).
(5)
Where an educational or training body applies to the Minister for Health, in
the case of hospitals, or to the Minister for Education, in the case of primary
schools, for an order permitting the body concerned to reserve places in a
vocational training course offered by the body, the Minister for Health or the
Minister for Education, as the case may be, may, with the consent of the
Minister, by order allow the body to reserve places in such numbers as seem
reasonably necessary to the Minister for Health or the Minister for Education,
as the case may be, to meet the purposes set out in subsection (4).
(6)
Without prejudice to section 3(1), an order under subsection (5) may be revoked
by a further order made by the Minister for Health, or the Minister for
Education, as the case may be, with the like consent; but any such revocation
order shall contain transitional provisions safeguarding any person who took
advantage of the effect of the order when it was in force."
Section
37(1) and (2) provides that:-
"(1)
A religious, educational or medical institution which is under the direction or
control of a body established for religious purposes or whose objectives
include the provision of services in an environment which promotes certain
religious values shall not be taken to discriminate against a person for the
purposes of this Part or Part II if --
(a)
it gives more favourable treatment, on the religious ground, to an employee or
a prospective employee over that person where it is reasonable to do so in
order to maintain the religious ethos of the institution; or
(b)
it takes action which is reasonably necessary to prevent an employee or a
prospective employee from undermining the religious ethos of the institution.
(2)
Nothing in this Part or Part II applies to discrimination against C in respect
of employment in a particular post if the discrimination results from
preferring D on the ground that the relevant characteristic of D is or amounts
to an occupational qualification for the post in question."
These
provisions are challenged as being repugnant to the Constitution on the grounds
that they would, if enacted into law, purport to legalise religious
discrimination contrary to the provisions of Article 40.1 and Article 44.2 of
the Constitution and endow certain religions contrary to the provisions of
Article 40.2.2.
The
Court considers it desirable at this stage to deal with these two issues, viz
"the age ground" and "the religion ground".
THE
AGE GROUND
Under
the heading "personal rights", Article 40.1 of the Constitution provides that --
"all
citizens shall, as human persons, be held equal before the law. This shall not
be held to mean that the State shall not in its enactments have due regard to
differences of capacity, physical and moral, and of social function."
The
nature of the guarantee provided in this Article was explained as follows by
Walsh J, speaking for the majority of this court, in Quinns Supermarket v
Attorney General [1972] IR 1 at p 13.
"The
provisions of Article 40, s 1, of the Constitution were discussed in the
decision of this court in the State (Nicolaou) v An Bord Uachtala [1966] IR
567. As was there decided, this provision is not a guarantee of absolute
equality for all citizens in all circumstances but it is a guarantee of
equality as human persons and (as the Irish text of the Constitution makes
quite clear) is a guarantee related to their dignity as human beings and a
guarantee against any inequality grounded upon an assumption, or indeed a
belief, that some individual or individual or classes of individuals, by reason
of their human attributes or their ethnic or racial, social or religious
background, are to be treated as the inferior or superior of other individuals
in the community."
The
enactment by the Oireachtas of a measure which discriminates between groups of
persons in the community is, accordingly, not of itself a violation of the
guarantee of equality contained in Article 40.1: see the observations of Finlay
CJ giving the judgment of this court in DPP v Quilligan (No 3) [1993] 2 IR 305
at p 321. The Article itself expressly allows for the recognition in
legislation of differences of capacity, physical and moral, and of social
function.
Article
40.3 provides that:
"(1)
The State guarantees in its laws to respect, and, as far as practicable, by its
laws to defend and vindicate the personal rights of the citizen.
(2)
The State shall, in particular, by its laws protect as best it may from unjust
attack and, in the case of injustice done, vindicate the life, person, good
name, and property rights of every citizen."
It
has been held in several cases in the High Court and in this Court that, among
the unenumerated personal rights guaranteed by this article, is the right to
work and the right to earn a livelihood. (See Murtagh Properties v Cleary
[1972] IR 330; Murphy v Stewart [1973] IR 97.) It is also clear that certain
rights associated with these rights, such as the right to a pension, gratuity
or other emolument or the right to the advantages of a subsisting contract of
employment are property rights which the State is obliged to protect, so far as
practicable, from unjust attack: see the decision of this Court in Cox v
Ireland [1992] 2 IR 503.
These
rights are not absolute rights: the State in its laws may impose restrictions
on their exercise where that is required by the exigencies of the common good.
(See the observations of Finlay CJ in Cox v Ireland at p 522).
It
will be clear from the foregoing summary of the relevant constitutional
provisions that the enactment by the Oireachtas of legislation such as that now
under consideration intended to promote equality between employed persons
necessitates the balancing by the legislature of different constitutional
values, specifically, the guarantee of equality and the protection of the
citizen's right to work and earn a livelihood and of his or her property
rights. That difficult exercise is peculiarly within the province of the
Oireachtas, but as was made clear by the judgment of this Court in Tuohy v
Courtney [1994] 3 IR 1 at p 47:-
"In
a challenge to the constitutional validity of any statute in the enactment of
which the Oireachtas has been engaged in such a balancing function, the role of
the courts is not to impose their view of the correct or desirable balance in
substitution for the view of the legislature as displayed in their legislation
but rather to determine from an objective stance whether the balance contained
in the impugned legislation is so contrary to reason and fairness as to
constitute an unjust attack on some individuals constitutional rights.
It
is in accordance with these principles that the court approaches the ultimate
task of deciding upon the constitutional validity of those impugned statutory
provisions."
It
is clear from the judgment of this Court in Re: Article 26 of the Constitution
and the Regulation of Information (Termination of Pregnancies) Bill 1995 [1995] 1 IR 1 that precisely similar considerations apply where a Bill is referred to
the Supreme Court in accordance with the provisions of Article 26 of the
Constitution for a decision as to whether it or any provision thereof is
repugnant to the Constitution.
Counsel
assigned by the court submitted that s 6(3) of the Bill -- which provides that
treating a person who is aged 65 or over or under 18 more favourably or less
favourably than another is not to be regarded as discrimination on the age
ground -- was itself a discriminatory provision without rational justification
which was accordingly a violation of Article 40.1. Where the Oireachtas elected
to enshrine an existing constitutional right not to be subjected to unfair or
irrational discrimination on the ground of age in statutory form, such a
statutory provision would fall to be condemned if it itself was inconsistent
with Article 40.1. It was submitted that the same frailty attached to s 33(1)
which provided that the anti-discrimination sections of the Bill were not to
prevent the taking of measures to facilitate the integration into employment of
persons over the age of 50. While it was acknowledged that this provision was
clearly intended to ensure that the Bill would not affect the desirable social
objective of reducing long-term unemployment, it was submitted that this did
not provide an objectively justifiable ground for discriminating between
persons aged 18 and 50 on the one hand and those aged between 50 and 65 on the
other. The objective could have been more reasonably achieved, it was
submitted, by using the length of time for which a person was registered as
unemployed as a more appropriate ground for exempting him or her from the
effects of the anti-discrimination provisions rather than the arbitrary cut off
effected by the Bill at the age of 50.
It
was further submitted that s 37(6) which exempted employment in the Defence
Forces, the Garda Siochana and the Prison Service from the application of the
provisions of the Bill outlawing discrimination on the age ground itself
constituted an objectively unjustifiable discrimination between employees in
the public and private sectors (such as, for example, employees of security
firms) which was itself in breach of Article 40.1.
It
was finally submitted in relation to the age ground by counsel assigned by the
court that, considered from the employers' perspective, these provisions
constituted an unjust and disproportionate interference with the rights of
citizens to earn their livelihood and with their property rights in preventing
them from taking into account in recruiting employees their suitability for the
work in question having regard to their age.
Counsel
on behalf of the Attorney General submitted that it should be borne in mind in
construing this and other provisions of the Bill that its overriding objective,
as was apparent from the long title, was to promote equality between employed
persons.
While
there might be differing views as to how that goal might be achieved, it was
for the Oireachtas, it was said, to adopt the measures which seem to it most
likely to achieve the desired result. The Court, it was said, in accordance
with the authorities, should not interfere with the resolution by the
Oireachtas of the competing constitutional rights implicated unless,
objectively judged, that resolution was so contrary to reason and fairness as
to constitute an unjust attack on the constitutional rights of the citizen. The
impugned provisions, it was submitted, met those criteria.
It
was further submitted that the Court should take into account the fact that
what this Bill did was to enhance the legal remedies of, inter alia, employees
or potential employees who were the victims of age related discrimination. It
did not purport to limit in any way the rights of employees or prospective
employees as they now existed: the provisions under attack did no more than
spell out the qualifications subject to which the rights capable for the first
time of being statutorily enforced were to be so enforced. The rights enjoyed
by employees or potential employees before the Bill became law, derived from
statutes such as the Unfair Dismissals Act, 1977, were entirely unaffected.
The
qualifications subject to which the rights of persons not to be discriminated
against on the age ground were given statutory vesture were, objectively
considered, necessary and reasonable. It was beyond argument that not to permit
employers to make any discrimination on the ground of age would be wholly
unjust and impracticable and the fixing of the relevant ages at 18, in the case
of young people and at 65 in the case of older citizens, simply reflected a
choice by the Oireachtas of generally accepted median age limits for entry into
and departure from the work place. Similarly, the modification of the Bill's
provisions where they might otherwise have an adverse effect on measures being
adopted to reduce long-term unemployment represented a rational and objectively
justifiable attempt by the Oireachtas to meet the competing needs of different
age groups in the area of work.
It
was further submitted on behalf of the Attorney General that, while the
legislation undoubtedly imposed new obligations on employers, it also contained
measures expressly designed to ensure that their legitimate interests were
reasonably safeguarded. Thus, s 16(1) ensured that an employer would not be
under an obligation to employ a person who was not competent, by reason of his
or her age, to perform the duties of a particular position and s 34(3), (4) and
(5) provided additional protection where matters such as increased costs were
involved, while at the same time enabling employers to fix different ages for
the retirement of employees or any class of employees. In these circumstances,
it was submitted, it could not reasonably be said that the provisions
constituted an unjust attack on the constitutional rights of employers to earn
their livelihood or on their property rights.
The
submission by counsel assigned by the Court that these provisions discriminate
against employees or potential employees on the ground of age in violation of
their rights under Article 40.1 of the Constitution must first be considered.
Article
40.1, as has been frequently pointed out, does not require the State to treat
all citizens equally in all circumstances. Even in the absence of the
qualification contained in the second sentence, to interpret the Article in
that manner would defeat its objectives. In the present context, it would mean
that the State could not legislate so as to prevent the exploitation of young
people in the work place or, at the other end of the spectrum, to make special
provision in the social welfare code for the elderly. The wide ranging nature
of the qualification which follows the general guarantee of equality before the
law puts beyond doubt the legitimacy of measures which place individuals in
different categories for the purposes of the relevant legislation. In
particular, classifications based on age cannot be regarded as, of themselves,
constitutionally invalid. They must, however, be capable of justification on
the grounds set out by Barrington J in Brennan v AG [1983] ILRM 449 as follows:-
"The
classification must be for a legislative purpose . . . it must be relevant to
that purpose, and . . . each class must be treated fairly."
The
provisions of the Bill now under consideration have, of course, as their
objective the elimination, so far as practicable, of discrimination on the
ground of age in employment. It is urged on behalf of the Attorney General
that, since the Bill thus affords statutory protection against discrimination
on the ground of age which is not otherwise available, it necessarily follows
that the qualifying provisions, which are impugned as being themselves
discriminatory, do not in fact encroach on any existing rights of the citizen.
In
support of that proposition, it was suggested that the requirements in Article
40.1 that all citizens be held "equal before the law" was essentially a
prohibition against unjustifiable discrimination in legislation. It followed,
it was said, that a Bill which, far from introducing any form of discrimination
was expressly designed to prohibit such, could not be said to violate Article
40.1, because (as was argued by counsel assigned by the court) its
qualifications were themselves seen to be impermissibly discriminatory.
The
Court is satisfied that this submission goes too far. The guarantee of
"equality before the law" is in its terms not confined to the State in its
legislative role. It is unnecessary, in the context of the present case, to
consider to what extent, if any, the provisions of the Article may be
applicable in the area of private law. It is sufficient to say that the
Article, in common with the other Articles of the Constitution which are
concerned with fundamental rights, does not confer a right on any person which,
in the absence of the Constitution he would not in any event enjoy as a human
being. As Walsh J said, speaking for this court in The State (Nicolaou) v An
Bord Uchtala, Article 40.1 is:
"An
acknowledgement of the human equality of all citizens and that such equality
will be recognised in the laws of the State."
The
forms of discrimination which are, presumptively at least, prescribed by
Article 40.1 are not particularised: manifestly, they would extend to
classifications based on sex, race, language, religious or political opinions.
Discrimination
based on age would not seem, at first sight, so clearly within the ambit of
Article 40.1. It is noteworthy, in this context, that the Supreme Court of the
United States in Massachusetts Board of Retirement Et Al v Murgia [427 US 307]
declined to treat a classification based on age as "suspect" within the terms
of its then jurisprudence. However, the comments of Marshall J in the course of
his dissenting opinion in that case are also of relevance to the present
enquiry:
"Whether
older workers constitute a "suspect" class or not, it cannot be disputed that
they constitute a class subject to repeated and arbitrary discrimination in
employment . . .
Of
course, the court is quite right in suggesting that distinctions exist between
the elderly and traditional suspect classes such as Negroes, and between the
elderly and "quasi-suspect" classes such as women or illegitimates. The elderly
are protected not only by certain anti-discrimination legislation, but by
legislation that provides them with positive benefits not enjoyed by the public
at large. Moreover, the elderly are not isolated in society, and discrimination
against them is not pervasive but is centred primarily in employment. The
advantage of a flexible equal protection standard, however, is that it can
readily accommodate such variables. The elderly are undoubtedly discriminated
against, and when legislation denies them an important benefit -- employment --
I conclude that to sustain the legislation appellants must show a reasonably
substantial interest and a scheme reasonably closely tailored to achieving that
interest . . ."
It
will be seen that the test adopted by Marshall J in the closing paragraph is
not in essence different from that adopted by Barrington J in Brennan v
Attorney General.
The
aged are thus entitled as human beings to protection against laws which
discriminate against them, unless the differentiation is related to a
legitimate objective and is not arbitrary or irrational. The young are also so
entitled, although the need for protection may be less obvious and pressing in
their case. There is no question but that the Bill under consideration in
seeking to eliminate such discrimination from the work place so far as
practicable is designed to meet an important objective which is enshrined in
the Constitution itself.
In
precisely the same manner, however, as the wide ranging constitutional
guarantee of equality necessarily envisages the recognition by the State in
many contexts of inequality, so too must legislation of the nature now under
scrutiny. The law cannot require an airline company to employ a child or a
nonagenarian as an airline pilot. The Bill attempts to meet this difficulty by
the various provisions already referred to, which relieve employers from the
obligation not to discriminate on grounds of age in a number of different
circumstances. No criticism has been advanced in argument of those provisions
since they clearly envisage that the employer will not be able to escape
responsibility, unless on an objective assessment he or she can be regarded as
coming within the exemption in question. It was, however, urged, that, where
the exemptions are based on specific age thresholds, they are inescapably
discriminatory and in breach of Article 40.1.
It
may, of course, be argued that, in the case of s 6(3), the age limit could have
been fixed at a higher age than 65 or a lower age than 18. Once, however, it
was conceded that the protection against discrimination on the grounds of age
cannot be unqualified, it becomes a matter for the Oireachtas to determine at
what level the exemptions should begin to operate. Since the age limits chosen,
of 18 and 65 respectively, reflect the thresholds at which a significant number
of the population enter or leave the working place, their choice could not
plausibly be characterised in the view of the court, as irrational or arbitrary.
The
Bill, in seeking to ensure that its objective of reducing discrimination on the
ground of age does not adversely affect measures intended to alleviate the
problem of the long-term unemployed, has, as already noted, removed such
measures from the ambit of the Bill where they are designed to facilitate the
integration into employment of persons over the age of 50. No doubt in this
instance the age limit chosen does not correspond to any recognised threshold.
Where, however, as here, the Oireachtas was dealing with a specific problem in
ensuring that its legislative goal of equality of employment did not
unnecessarily frustrate another objective of eliminating or reducing long-term
unemployment, it was entitled, as a matter of social policy, to choose between
fixing the relevant age at what was an appropriate level or employing another
and more flexible, but it may be a less practicable, yardstick, such as the
length of time an individual is registered as being one of the long-term
unemployed. While it is possible to argue that the Oireachtas has made the
wrong choice, that cannot amount to a finding that the classification for which
they have adopted is irrelevant to the objective intended to be achieved or
unfair or irrational.
It
might be, at first sight, more difficult to defend on constitutional grounds
the wide-ranging exclusion from the Bill's provisions of employment in the
Defence Forces, the Garda Siochana or the Prison Service. Once, however, it is
accepted that discrimination on the grounds of age falls into a different
constitutional category from distinction on grounds such as sex or race, the
decision of the Oireachtas not to apply the provisions of the Bill to a
relatively narrowly defined class of employees in the public service whose
duties are of a particular character becomes more understandable. It must be
emphasised again at this point that a provision of this nature in this
particular Bill does not have as its consequence a shielding from judicial
scrutiny on constitutional grounds of legislation fixing age limits for any of
the employments in question. The right of persons affected by such legislation
to advance a challenge to compulsory retirement at a specified age without any
testing to determine individual fitness for the post in question, such as was
unsuccessfully advanced in the United States case of Murgia, remains. Given the
distinctive requirements associated with these branches of the public service
and the particular importance of ensuring a high level of physical and mental
fitness, it can hardly be said, in the court's view, that the decision of the
Oireachtas to remove them from the am bit of this particular measure, whether
correct or not, is unrelated to a permissible legislative objective or
irrational or unfair.
There
remains to be considered the submission that these provisions are an unfair and
disproportionate interference with the rights of employers to earn their
livelihood and with their property rights. The court is conscious of the
difficulties which legislation of this nature creates for employers in the
private sector. Thus clearly, the smaller the firm, the correspondingly more
onerous will be the burden of this form of regulation. At the same time, it
must also be recognised that, in the various provisions already referred to,
the legislature has sought to ease the burden to the extent that it deemed
practicable. Once it is accepted that the Oireachtas was entitled to enact
measures intended to eliminate so far as practicable unjust discrimination in
employment on the grounds of age, the manner in which it sought to balance the
conflicting interests of the employees and potential employees on the one hand
and employers on the other was a matter for them. Where, as here, the result,
objectively viewed, cannot be regarded as arbitrary or irrational, they must be
upheld as constitutionally valid.
The
Court is satisfied that it has not been established that the provisions
relating to the age ground are repugnant to the provisions of the Constitution.
THE
RELIGION GROUND
The
Sections of the Bill relevant to this issue viz Sections 12 and 37 have already
been set forth in the course of this decision and it is unnecessary to repeat
them.
Summary
of Submissions of Counsel Assigned by the Court
Counsel
assigned by the Court submit that the provisions quoted are repugnant to the
Constitution in that they would, if enacted into law, purport to legalise
religious discrimination contrary to the provisions of Article 40 s 1 and
Article 44 s 2 of the Constitution and to endow certain religions contrary to
the provisions of Article 44 s 2 subsection 2. They say that the sections, if
enacted into law, would have the effect of making religion a criterion for
employing people, for dismissing them from their employment or for admitting
them to vocational training.
Moreover
they submit that the form of religious discrimination which the section
purports to permit is far wider than anything necessitated by any provision of
Article 44 of the Constitution and is totally disproportionate. The reference
to religious "ethos" is so vague as not to be justiciable. Each of the
religious institutions referred to in Article 37 will therefore be entitled to
define its own ethos and thereby to dictate the circumstances in which its
staff can be appointed, promoted or dismissed. The result will be to undermine,
in an unconstitutional way, the right of citizens who are members of a minority
religious denomination or who have no religion to earn their livelihood.
Moreover they submit that the Bill refers to "institutions" and is therefore
broad enough to cover private hospitals and other institutions which are not
institutions maintained by a religious denomination for religious or charitable
purposes of the kind contemplated by Article 44 s 2 subsection 5 of the
Constitution.
Summary
of Submissions of Counsel for the Attorney General
Counsel
for the Attorney General submit that insofar as the Bill purports to authorise
a religious discrimination or distinction the discrimination or distinction
authorised is a form of positive discrimination necessary (and no more than is
necessary), to give effect to the provisions of Article 44 of the Constitution.
Moreover they submit that the Bill would offend Article 44 of the Constitution
if the ban on religious discrimination contained in s 6 of the Bill stood alone
without the exception contained in s 37. They deny that the Bill in any way
authorises the endowment of any religion. They say moreover that State aid to
religious and charitable institutions maintained by various religious
denominations is authorised by the Constitution and the kind of distinctions
made by the Bill are also authorised by necessary implication. Moreover they
say that the institutions referred to in the distinctions under discussion are
religious, educational or medical institutions under the direction or control
of a body established for religious purposes or whose objectives include the
provision of services in an environment which promotes certain religious
values. These bodies will invariably be boards of governors, trustees or
guardians under the control or influence of the various religious denominations
and are the "institutions for religious or charitable purposes" referred to in
Article 44 s 2 subsection 5 of the Constitution. Counsel admit that a tension
does exist between the right to equality guaranteed by Article 40 s 1, the
right to free profession and practice of religion guaranteed by Article 44 s 2
and the right to earn a livelihood guaranteed by Article 40 s 3 of the
Constitution, but they submit that the sections under discussion represent a
balanced attempt by the Oireachtas to resolve these tensions.
Relevant
Constitutional Provisions
Article
40 s 1 of the Constitution provides as follows:-
"1.
All citizens shall, as human persons, be held equal before the law.
This
shall not be held to mean that the State shall not in its enactments have due
regard to differences of capacity, physical and moral, and of social function."
Article
44 is entitled "Religion" and reads as follows:-
"1.
The State acknowledges that the homage of public worship is due to Almighty
God. It shall hold His Name in reverence, and shall respect and honour religion.
2.
1o Freedom of conscience and the free profession and practice of religion are,
subject to public order and morality, guaranteed to every citizen.
2o
The State guarantees not to endow any religion.
3o
The State shall not impose any disabilities or make any discrimination on the
ground of religious profession, belief or status.
4o
Legislation providing State aid for schools shall not discriminate between
schools under the management of different religious denominations, nor be such
as to affect prejudicially the right of any child to attend a school receiving
public money without attending religious instruction at that school.
5o
Every religious denomination shall have the right to manage its own affairs,
own, acquire and administer property, movable and immovable, and maintain
institutions for religious or charitable purposes.
6o
The property of any religious denomination or any educational institution shall
not be diverted save for necessary works of public utility and on payment of
compensation."
Some
of the provisions of Article 42 (dealing with education) may also be relevant
to the present discussion. Article 42 provides, inter alia, as follows:-
"1.
The State acknowledges that the primary and natural educator of the child is
the Family and guarantees to respect the inalienable right and duty of parents
to provide, according to their means, for the religious and moral,
intellectual, physical and social education of their children.
2.
Parents shall be free to provide this education in their homes or in private
schools or in schools recognised or established by the State.
3.
10 The State shall not oblige parents in violation of their conscience and
lawful preference to send their children to schools established by the State,
or to any particular type of school designated by the State.
2o
The State shall, however, as guardian of the common good, require in view of
actual conditions that the children receive a certain minimum education, moral,
intellectual and social.
4.
The State shall provide for free primary education and shall endeavour to
supplement and give reasonable aid to private and corporate educational
initiative, and, when the public good requires it, provide other educational
facilities or institutions with due regard, however, for the rights of parents,
especially in the matter of religious and moral formation . . ."
Conclusions
of Court on Religion Ground
It
will be noted that while, in the preamble the "People of Eire" humbly
acknowledge their obligations to our Divine Lord Jesus Christ, Article 44
imposes certain duties upon the "State". These duties are more general and less
specific than the obligations acknowledged by the People in the preamble. The
duty of the State is to respect and honour religion though no specific religion
is identified. The Constitution then goes on to guarantee freedom of conscience
and free profession and practice of religion "subject to public order and
morality" to every citizen.
It
is clear from Article 42 that the State acknowledges that the primary and
natural educator of the child is the family. The State accordingly guarantees
to respect the inalienable right and duty of parents to provide, according to
their means, for the religious and moral, intellectual, physical and social
education of their children. The State may, as guardian of the common good,
require that children receive a certain minimum education, moral intellectual
and social. The clear implication is that the religious education of the
children is primarily a matter for the parents and parents are free to provide
this education in their homes or in private schools or in schools recognised or
established by the State. The State shall however endeavour to supplement and
give reasonable aid to private and corperative educational initiative and, when
the public good requires it, provide other educational facilities or
institutions with due regard for the rights of parents especially in the matter
of religious and moral formation. Legislation, however, providing State aid for
schools, must not discriminate between schools under the management of
different religious denominations and every religious denomination is to have
the right to manage its own affairs and to maintain institutions for religious
or charitable purposes.
It
is quite clear therefore that the State is entitled to support denominational
schools though it is forbidden to discriminate between schools under the
management of different religious denominations. It is also clear that Articles
42 and 44 of the Constitution reflect the system of denominational education
which in fact existed in Ireland at the date of the coming into operation of
the Constitution.
This
system does not involve the endowment of any religion. The endowment of a
religion implies the selection of a favoured State religion for which permanent
financial provision is made out of taxation or otherwise. This kind of
endowment is outlawed by Article 44 s 2 subsection 2 of the Constitution. The
Constitution does however expressly authorise State aid for schools but forbids
the State to discriminate between the schools under the management of different
religious denominations or to pass any legislation which would affect
prejudicially the right of any child to attend a school receiving public money
without attending religious instruction at that school. The provision of such
State aid across the board to schools maintained by the various religious
denominations cannot be regarded as the endowment of any one religion.
Institutions
for Religious or Charitable Purposes
Article
44 s 2 subsection 5 provides that every religious denomination is to have the
right to maintain institutions for religious or charitable purposes. One can
get a clearer picture of what is meant by "religious denomination" if one looks
at two subsections of the Constitution which were deleted by the fifth
amendment to the Constitution in 1972. Section 1 subsection 2 (now deleted) of
Article 44 referred to the special position of the Holy Catholic Apostolic and
Roman Church as Guardian of the faith professed by the great majority of the
citizens. Subsection 3 (also deleted) went on to provide as follows:-
"The
State also recognises the Church of Ireland, the Presbyterian Church in
Ireland, the Methodist Church in Ireland, the Religious Society of Friends in
Ireland, as well as the Jewish congregations and the other religious
denominations existing in Ireland at the date of the coming into operation of
this Constitution."
The
term "religious denomination", was therefore intended to be a generic term wide
enough to cover the various churches, religious societies or religious
congregations under whatever name they wished to describe themselves.
These
various religious denominations may control religious, educational or medical
institutions, whether directly or through a board of guardians or trustees and
it appears to the Court that these are the religious educational and medical
institutions referred to in subsection 1 of Section 37 of the Bill and that
they are also governed by the phrase "institutions for religious or charitable
purposes" referred to in Article 44 s 2 subsection 5 of the Constitution.
The
Court rejects the submission that a private hospital could be a medical
institution within the meaning of s 37 subsection 1 of the Bill without being
an institution for charitable purposes referred to in Article 44 s 2 subsection
5 of the Constitution. The Court accepts the submission of Counsel for the
Attorney General that the term "institutions for religious or charitable
purposes" is at least broad enough to cover the four categories of legal
charities adopted by Lord Macnaghten in Commissioners of Income Tax v Pemsel
[1891] AC 531 and approved by the former Supreme Court in Barringtons Hospital
the Commissioners of Valuation [1957] IR 299 and by Keane J in In re Worth
Library [1995] 2 IR 301. At p 583 of the report Lord Macnaghten stated that:-
"How
far then, it may be asked, does the popular meaning of the word "charity"
correspond with its legal meaning? "Charity" in its legal sense comprises four
principal divisions: Trusts for the relief of poverty; trusts for the
advancement of education; trusts for the advancement of religion; and trusts
for other purposes beneficial to the community, not falling under any of the
preceding heads. The Trusts last referred to are not less charitable in the eye
of the law, because incidentally they benefit the rich as well as the poor, as
indeed every charity that deserves the name must do either directly or
indirectly."
Religious
Discrimination
The
central submission of Counsel assigned by the Court in relation to the religion
ground is that Article 37 contravenes the guarantees of freedom of conscience
and the free profession and practice of religion contained in Article 44 s 2
subsection (1) and the ban on imposing any disabilities or making any
discrimination on the ground of religious profession, belief or status
contained in Article 44 s 2 subsection (3). Alternatively, they maintain that
the Oireachtas has failed to preserve a proper balance between the rights of
members of the various religious denominations to manage their own affairs and
maintain institutions for religious and charitable purposes and the rights of
other citizens to equality before the law and to earn their livelihood.
Consequently they allege the relevant provisions of the Bill, if enacted into
law, would constitute an unjust and disproportionate attack on the rights of
these other citizens.
This
Court accepts that it is not generally permissible to make any discrimination,
or even to make any distinction, between citizens on the grounds of religious
profession, belief or status.
This
Court has also had to accept that occasions may arise when it is necessary to
make distinctions in order to give life and reality to the constitutional
guarantee of the free profession and practice of religion. This problem first
arose in Quinn Supermarket Limited v Attorney General [1972] IR p 1 where the
Court had to accept that certain distinctions should be made in favour of the
Jewish congregations arising from the fact that the Jewish Sabbath fell on a
Saturday and not on a Sunday. In the course of his judgment, delivering the
majority opinion of this Court, Walsh J stated (at p 24 of the report) that:-
"Section
2, subsection (1) of Article 44 of the Constitution guarantees freedom of
conscience and the free profession and practice of religion in terms which do
not confine these to Christianity and Judaism. It appears to me, therefore,
that the primary object and aim of Article 44, and in particular the provisions
of section 2 of that Article, was to secure and guarantee freedom of conscience
and the free profession and practice of religion subject to public order and
morality; and to ensure that the practice of religion and the holding of
particular religious beliefs shall not subject the person so practising
religion or holding those beliefs to any disabilities on that account, or
permit distinctions on the ground of religious profession, belief or status
between persons in the State who are free to profess and practice their
religion. If however, the implementation of the guarantee of free religion and
the practice of religion requires that a distinction should be made to make
possible for the persons professing or practising a particular religion their
guaranteed right to do so, then such a distinction is not invalid having regard
to the provisions of the Constitution. It would be completely contrary to the
spirit and intendment of the provisions of Article 44 section 2, to permit the
guarantee against discrimination on the grounds of religious profession or
belief to be made the very means of restricting or preventing the free
profession or practice of religion. The primary purpose of the guarantee
against discrimination is to ensure the freedom of practice of religion. Any
law which by virtue of the generality of its application would by its effect
restrict or prevent the free profession and practice of religion by any person
or persons would be invalid having regard to the provisions of the
Constitution, unless it contained provisions which saved from such restriction
or prevention the practice of religion of the person or persons who would
otherwise be so restricted or prevented."
Walsh
J returned to the same theme in Mulloy v the Minister for Education [1975] IR p
88 where he stated (at p 96 of the report) --
"As
explained in the judgment given in this Court in Quinn Supermarket v the
Attorney General [1972] LR p 1, it is not permissible to create differences
between persons or bodies or to distinguish between them on the ground of
religious profession, belief or status irrespective of whether the difference
is to their benefit or to their disadvantage -- save where it is necessary to
do so for the implementation of the constitutional right to the full and free
practice of religion."
In
McGrath and O'Ruairc v The Trustees of Maynooth College [1979] ILRM 166, Henchy
J expressed similar views at p 187 of the report where he stated:-
"The
constitutional provision invoked here (Article 44.2.30) must be construed in
the terms of its purpose. In proscribing disabilities and discriminations at
the hands of the State on the ground of religious profession belief or status,
the primary aim of the constitutional guarantee is to give vitality,
independence and freedom to religion. To construe the provision literally,
without due regard to its underlying objective, would lead to a sapping and
debilitation of the freedom and independence given by the Constitution to the
doctrinal and organisational requirements and proscriptions which are inherent
in all organised religions. Far from eschewing the internal disabilities and
discriminations which flow from the tenets of a particular religion, the State
must on occasion recognise and buttress them. For such disabilities and
discrimination do not derive from the State; it cannot be said that it is the
State that imposed or made them; they are part of the texture and essence of
the particular religion; so the State, in order to comply with the spirit and
purpose inherent in this constitutional guarantee, may justifiably lend its
weight to what may be thought to be disabilities and discriminations deriving
from within a particular religion."
It
is interesting to note that the American Federal Supreme Court has had to face
a similar problem. The American Civil Rights Act of 1964 outlawed religious
discrimination in employment. But paragraph 702 of the Act exempted religious
organisations from this prohibition. The Plaintiff in the case of the
Corporation of the Presiding Bishop of the Church of Jesus Christ of the
Latter-Day Saints v Amos 4 83 US p 327 was a building engineer employed for
some 16 years by the Mormon church to work in a gymnasium. He was dismissed
because he failed to produce a certificate that he was a member of the Mormon
church and eligible to attend its temples. The Court upheld the
constitutionality of paragraph of 702 as not violating the guarantees of
freedom of religion contained in the first amendment to the American
constitution. The reasoning in the concurring judgment of Brennan J is relevant
to the present discussion. At p 342 of the report he says:-
"For
many individuals, religious activity derives meaning in large measure from
participation in a large religious community. Such a community represents an
ongoing tradition of shared beliefs, an organic entity not reducible to a mere
aggregation of individuals. Determining that certain activities are in
furtherance of an organisations religious mission, and that only those
committed to that mission should conduct them, is thus a means by which a
religious community defines itself Solicitude for a church's ability to do so
reflects the idea that furtherance of the autonomy of religious organisations
often furthers individual religious freedom as well.
The
authority to engage in this process of self-definition inevitably involves what
we normally regard as infringement on free exercise rights, since a religious
organization is able to condition employment in certain activities on a
subscription to particular religious tenets. We are willing to countenance the
imposition of such a condition because we deem it vital, that, if certain
activities constitute part of a religious community's practice, then a
religious organization should be able to require that only members of its
community perform those activities."
It
would therefore appear that it is constitutionally permissible to make
distinctions or discriminations on grounds of religious profession belief or
status insofar -- but only insofar -- as this may be necessary to give life and
reality to the guarantee of the free profession and practice of religion
contained in the Constitution.
Proportionality
Section
37, subsections (1) and (2) and section 2 of the Bill are an exception to the
general rule against discrimination on the religious ground set out in s 6. It
is admittedly a balancing between the right of free profession and practice of
religion on one hand and the right to equality before the law and the right to
earn one's livelihood on the other. Counsel assigned by the Court however
submit that the Oireachtas has got the balance wrong in that section 37, in
particular, unduly favours the right to free profession and practice of
religion at the expense of the other rights named.
No
serious criticism can however be advanced against section 37 subsection (2)
which entitles an institution to prefer a particular candidate on the grounds
of his or her religion if in fact being of that religion is an occupational
qualification for the post in question. The attack has been directed more
against subsection (1) which entitles an institution to give more favourable
treatment, on the religion ground, to an employee or a prospective employee
"where it is reasonable to do so in order to maintain the religious ethos of
the institution" or to take action "which is reasonably necessary to prevent an
employee or a prospective employee from undermining the religious ethos of the
institution".
The
use of the words "reasonable" and "reasonably necessary" implies that the test
is to be an objective one and that the matter is to be resolved on a case to
case basis.
Counsel
assigned by the Court point to the use of the word "ethos" in subsection (1)
and submit that the religious institution or denomination will state in each
case what its "ethos" is and that the test will in fact become subjective. It
is true that "ethos" is a vague term and is nowhere defined in the Bill.
Chambers English Dictionary gives, inter alia, the following meaning to the
word "the distinctive habitual character and disposition of an individual
group". It is probably true to say that the respect for religion which the
Constitution requires the State to show implies that each religious
denomination should be respected when it says what its ethos is. However the
final decision on this question as well as the final decision on what is
reasonable or reasonably necessary to protect the ethos will rest with the
Court and the Court in making its overall decision will be conscious of the
need to reconcile the various constitutional rights involved.
Section
12
This
deals with vocational training and is justified in the same manner as section
37 subsection (1). It first outlaws discrimination and then for the purpose of
ensuring the availability of nurses for hospitals and teachers for primary
schools which are under the direction or control of a body established for
religious purposes or whose objectives include the provision of services in an
environment which promotes certain religious values, and in order to maintain
the religious ethos of the hospitals or primary schools provides that the
prohibition of discrimination on the religion ground is not to apply in respect
of:-
"(a)
The nomination of persons for admission to the school of nursing pursuant to
clause 24(4)(a) or (c) of the Adelaide Hospital Charter as substituted by
paragraph 5(s) of the Health Act, 1970, (section 76) (Adelaide and Meath
Hospital, Dublin incorporating the National Childrens Hospital) Order 1996 or
(b)
Places in a vocational training course specified in an order made under
subsection (5)."
Subsection
5 provides that:-
"Where
an educational or training body applies to the Minister for Health, in the case
of hospitals, or to the Minister for Education, in the case of primary schools,
for an order permitting the body concerned to reserve places in a vocational
training course offered by the body, the Minister for Health or the Minister
for Education, as the case may be, may, with the consent of the Minister, by
order allow the body to reserve places in such numbers as seem reasonably
necessary to the Minister for Health or the Minister for Education, as the case
may be, to meet the purposes set out in subsection (4)."
Again,
and for the reasons already discussed in relation to Article 37 section 1, it
appears to the Court that s 12 represents a reasonable balancing between the
principle of equality before the law on the one hand and the principle of the
free profession and practice of religion on the other hand.
For
these reasons the Court rejects the challenge to the Bill based on the religion
ground.
THE
DISABILITY GROUND
The
provisions of the Bill relevant to the consideration of this issue raised by
Counsel assigned by the Court are Section 6(2)(g), Section 16 and Section 35.
Section
16 provides:-
"(1)
Nothing in this Act shall be construed as requiring any person to recruit or
promote an individual to a position, to retain an individual in a position, or
to provide training or experience to an individual in relation to a position,
of the individual
(a)
will not undertake (or, as the case may be, continue to undertake) the duties
attached to that position or will not accept (or, as the case may be, continue
to accept) the conditions under which those duties are, or may be required to
be, performed; or
(b)
is not (or, as the case may be, is no longer) fully competent and available to
undertake, and fully capable of undertaking, the duties attached to that
position, having regard to the conditions under which those duties are, or may
be required to be, performed.
(2)
In relation to --
(a)
the provision by an employment agency of services or guidance to an individual
in relation to employment in a position,
(b)
the offer to an individual of a course of vocational training or any related
facility directed towards employment in a position, and
(c)
the admission of an individual to membership of a regulatory or into a
profession, vocation or occupation controlled by a regulatory body,
subsection
(1) shall apply, with any necessary modification, as it applies to the
recruitment of an individual to a position.
(3)
For the purposes of this Act, a person who has a disability shall not be
regarded otherwise than as fully competent to undertake, and fully capable of
undertaking, any duties if, with the assistance of special treatment or
facilities, that person would be so fully competent or capable; and, subject to
section 35(4), an employer shall do all that is reasonable to accommodate that
person's needs, in particular, by allowing or, as the case may require, making
provision for, such treatment or facilities or, by providing such treatment or
facilities.
(4)
Nothing in this Act shall be construed as requiring an employer to recruit,
retain in employment or promote an individual if the employer is aware, on the
basis of a criminal conviction of the individual or other reliable information,
that the individual engages, or has a propensity to engage, in any form of
sexual behaviour which is unlawful.
(5)
Without prejudice to the generality of subsection (4), that subsection applies
in particular where the employment concerned involves access to minors or to
other persons who are vulnerable."
Section
35 provides that:-
"(1)
Nothing in this Part or Part II shall make it unlawful for an employer to
provide, for an employee with a disability, a particular rate of remuneration
for work of a particular description if, by reason of that disability, the
employee is restricted in his or her capacity to do the same amount of work (or
to work the same hours) as a person who is employed to do work of that
description but who is without that disability.
(2)
Nothing in this Part or Part II shall make it unlawful for an employer or any
other person to provide, for a person with a disability, special treatment or
facilities where the provision of that treatment or those facilities --
(a)
enables or assists that person to undertake vocational training, to take part
in a selection process or to work; or
(b)
provides that person with a training or working environment suited to the
disability; or
(c)
otherwise assists that person in relation to vocational training or work.
(3)
Where, by virtue of subsection (1) or subsection (2), D as a person with a
disability, receives a particular rate of remuneration or, as the case may be,
special treatment or facilities, C, as a person without a disability, or with a
different disability, shall not be entitled under this Act to that rate of
remuneration, that treatment or those facilities.
(4)
Nothing in this Part or Part II applies to discrimination against a person on
the disability ground in relation to employment of any description if --
(a)
that person needs special treatment or facilities in order satisfactorily to
take part in a selection process or to undertake that employment, and
(b)
the employer does all that is reasonable to accommodate the needs of that
person,
unless,
having regard to all the relevant circumstances, including, without prejudice
to the generality, the matters specified in subsection (5), the cost of the
provision of such treatment or facilities for that person would give rise to
undue hardship to the employer.
(5)
The matters referred to in subsection (4) are --
(a)
the nature of the treatment or facilities that would be required;
(b)
the cost of the treatment or facilities and the number of persons who would
benefit from them;
(c)
the financial circumstances of the employer;
(d)
the disruption that would be caused by the provision of the treatment or
facilities; and
(e)
the nature of any benefit or detriment which would accrue to any persons likely
to be affected by the provision of the treatment or facilities.
(6)
Except in subsection (1), in this section "employer" includes --
(a)
an employment agency;
(b)
any person offering a course of vocational training as mentioned in section
12(1); and
(c)
a regulatory body."
The
meaning of subsection (4) is unclear. The first part -- from "nothing in this
part . . . to ". . . that person" -- simply reflects the wording of s 16(3)
which makes it clear that an employer who makes the specified arrangements for
a disabled person will not be affected by the relevant anti-discrimination
provisions. However, the use of the word "unless" to introduce the remainder of
the subsection can only mean that those provisions will apply to employers to
whom the remaining part is applicable, ie employers who will suffer "undue
hardship" on the specified grounds in complying with the relevant
anti-discrimination provisions. It is obvious that so absurd a result, which
necessarily flows from a literal reading of the subsection, cannot have been
intended by the draftsman.
Counsel
on behalf of the Attorney General accepted that this was a drafting error and
that the words "or where" should have been used instead of "unless". The court,
however, approaches the constitutionality of the Bill on the assumption that a
court, construing a provision of this nature, is entitled to transpose,
interpolate or otherwise alter words in a statute, where the intention of the
legislature is plain on the construction of the statute as a whole, in order to
give effect to the statute and avoid manifest absurdity or injustice (see
Halsbury's Laws of England, 4 edtn vol 44 at para 862). The Court notes,
however, that in a number of areas, of which this is the most conspicuous
example, the draftmanship of the Bill gives rise to some concern.
It
was submitted by counsel assigned by the court that the provisions of the Bill
in this area in their application to employers were invalid having regard to
Article 40.1 acknowledging the equality of all citizens before the law and
Article 40.3 guaranteeing the unenumerated personal rights of the citizen to
earn his or her livelihood and to protect his or her property rights from
unjust attack.
At
the outset, counsel drew attention to the wide ranging definition of
"disability" in s 2(1) of the Bill. In particular, it was suggested, the
inclusion in "disability" of "disabilities which may exist in the future" meant
that virtually the entire population was included in the term "person with a
disability". It followed that, despite the measure of relief intended to be
afforded to employers, particularly those in the private sector, the burdens
imposed on them were extremely onerous and so disproportionate to the results
intended to be achieved, it was said, as to amount to a failure adequately to
protect the rights of employers to earn their livelihood and also amounted to
an unjust attack on their property rights.
In
this context, it was submitted that the fact that employers were required to
bear what could be significant costs involved in providing appropriate
facilities for disabled employees without payment of compensation by the State
constituted an unjust attack on their property rights within the meaning of
Article 40.3.2. This, it was said, would present particular difficulties for
small firms and the concessions envisaged in s 35(4)(5) already referred to
were insufficient to save the impugned provisions. It was pointed out that the
assessment of whether these costs would cause "undue hardship" to the employer
would ultimately be determined by the various agencies on which powers were
conferred by the Bill and that even actual hardship might not be sufficient to
win exemption, since they would be required to establish to the satisfaction of
such bodies that there was "undue hardship", whatever that might be held to
mean.
It
was finally submitted by counsel assigned by the court that the exemption from
these provisions of the Defence Forces, the Garda Siochana and the Prison
Service was in violation of the guarantee of equality in Article 40.1. It was
urged that this exemption was impermissibly wide, since it was obvious that
there were posts in each of the three services, such as desk jobs, which could
be filled without any difficulty by persons suffering from disabilities which
would disqualify them from performing the duties normally associated with these
occupations. All of this, it was said, amounted to a discrimination between the
public and private sectors which, given the extent of the discrimination, was
unrelated to the objectives sought to be achieved and was irrational and
arbitrary.
Counsel
on behalf of the Attorney General submitted that these provisions were a
delimitation of the exercise of the property rights of employers which had
clearly been imposed by the Oireachtas with a view to reconciling the exercise
of those rights with the exigencies of a particular aspect of the common good
ie the promotion of equality between disabled and more fortunate citizens. As
such, it was permissible by virtue of Article 43.2.2 of the Constitution,
unless it could be shown that the abridgement thus effected of property rights
amounted to an unjust attack on those rights within the meaning of Article
40.3.2. Counsel submitted that the absence of provision for compensation did
not amount to such an unjust attack, citing in support the decisions of this
court in Dreher v Irish Land Commission [1984] ILRM 94; O'Callaghan v
Commissioners of Public Works [1985] ILRM 364; and Cafolla v O'Malley [1985] IR
486.
It
was further submitted that, having regard to the well established presumption
that the powers and discretions conferred by the Bill would be exercised by
those to whom they were entrusted in a manner consistent with the provisions of
the Constitution, the court was entitled to assume that, in deciding whether
particular persons had established that they would be occasioned "undue
hardship" by compliance with the provisions of the Bill, the authorities
concerned would be bound to act in a constitutional manner which respected the
property rights of the employers concerned and if they failed so to act could
be restrained by the courts.
As
to the non-applicability of the provisions to the Defence Forces, the Garda
Siochana and the Prison Service, it was submitted that the distinctive and
unique requirements as to physical and mental fitness of these particular
branches of the public service rendered their removal from the scope of the
Bill perfectly reasonable. While it was conceded that there were positions in
each of the branches concerned which could more easily be occupied by persons
with physical disabilities, it was said that these posts were in the main of a
clerical nature and, as a matter of administration, those who held them were
not regarded as being members of the Defence Forces, the Gardai or the Prison
Service as the case might be.
Counsel
also drew attention to corresponding provisions in the legislation of other
jurisdictions, such as the Americans with Disabilities Act of 1996 (United
States), the Disability Discrimination Act 1996 (United Kingdom), the
Anti-Discrimination Act 1991, (Queensland), the Human Rights Code (Ontario) and
the Human Rights Act 1984, (British Columbia). These contained somewhat similar
provisions relating to disability without any corresponding right to
compensation and, in the case of the United Kingdom, exempted the Armed Forces,
the Police and the Prison Service. In the case of the United States
legislation, the exemption extended to the entire public service. While it was
accepted that the existence of such legislation in other jurisdictions was not
in any sense determinative of the issue, it was submitted that it was of some
assistance in enabling the court to determine whether the provisions in
question were, as claimed by counsel assigned by the court, so arbitrary and
irrational as to be declared invalid.
In
considering these submissions, the court considers it necessary to set out in
extenso the provisions of Article 43 of the Constitution. It provides that:
"1.
1o The State acknowledges that man, in virtue of his rational being, has the
natural right, antecedent to positive law, to the private ownership of external
goods.
2o
The State accordingly guarantees to pass no law attempting to abolish the right
of private ownership or the general right to transfer, bequeath, and inherit
property.
2.
1o The State recognises, however, that the exercise of the rights mentioned in
the foregoing provisions of this Article ought, in civil society, to be
regulated by the principles of social justice.
2o
The State, accordingly, may as occasion requires, delimit by law the exercise
of the said rights with a view to reconciling their exercise with the
exigencies of the common good."
It
has been clear since the decision of this court in Blake v Attorney General
[1982] IR 117 that this Article prohibits the abolition of private property as
an institution but at the same time permits, in particular circumstances, the
regulation of the exercise of that right. It does not deal with the citizen's
right to a particular item of property: those items are, however, protected
from unjust attack by the provisions of Article 40.3.1.
The
Court is satisfied that the provisions under consideration constitute a
delimitation of the exercise by employers of a right protected by that Article,
ie the right to carry on a business and earn a livelihood. It is also satisfied
that these limitations have been imposed by the Oireachtas with a view to
reconciling the exercise of the rights in question with a specific aspect of
the common good ie the promotion of equality in the workplace between the
disabled and their more fortunate fellow citizens. The issue which the court
has to resolve is as to whether the abridgement of those rights effected by
these provisions constitutes an "unjust attack" on those rights in the case of
individual employers, having regard to the manner in which it has been effected.
It
is clear that, in determining whether the absence of any provision in the
legislation under consideration for the payment of compensation constitutes
such a "unjust attack", the court may have regard to whether the restriction,
in the form in which it was imposed, is consistent with the requirements of
"social justice" within the meaning of Article 43.2.1.
In
reading Article 43 of the Constitution it is important to stress the
significance of the word "accordingly" which appears in Article 43 S 2 ss 2. It
is because the rights of private property "ought" in civil society to be
regulated by "the principles of social justice" that the State may, as occasion
requires, delimit their exercise with a view to reconciling it with the
"exigencies of the common good". It is because such a delimitation, to be
valid, must be not only reconcilable with the exigencies of the common good but
also with the principles of social justice that it cannot be an unjust attack
on a citizen's private property pursuant to the provisions of Article 40 S 3 of
the Constitution (see judgment of Walsh, J in Dreher v Irish Land Commission
1984 ILRM 94).
Needless
to say what is or is not required by the principles of social justice or by the
exigencies of the common good is primarily a matter for the Oireachtas and this
Court will be slow to interfere with the decision of the Oireachtas in this
area. But it is not exclusively a matter for the Oireachtas. Otherwise, as was
pointed out in the Sinn Fein Funds case, Article 43 would appear, with Article
45, in the section of the Constitution devoted to the directive principles of
social policy the application of which by the Oireachtas in the making of laws
is withdrawn from the consideration of the Courts (see Buckley and Others v
Attorney General and Others [1950] IR 67 at p 83).
The
Bill has the totally laudable aim of making provision for such of our fellow
citizens as are disabled. Clearly it is in accordance with the principles of
social justice that society should do this. But, prima facie, it would also
appear to be just that society should bear the cost of doing it. It is
important to distinguish between the proposed legislation and legislation to
protect the health and safety of workers. It is entirely proper that the State
should insist that those who profit from an industrial process should manage it
as safely, and with as little danger to health, as possible. The cost of doing
the job safely and in a healthy manner is properly regarded as part of the
industrialist's costs of production. Likewise it is proper that he should pay
if he pollutes the air the land or the rivers. It would be unjust if he were
allowed to take the profits and let society carry the cost. Likewise it is just
that the State, through its planning agencies, should insist that the public
buildings and private buildings to which the general public are intended to
have access for work or play should be designed in such a way as to be
accessible by the disabled as well as by the able-bodied.
But
the difficulty with the section now under discussion is that it attempts to
transfer the cost of solving one of society's problems on to a particular
group. The difficulty the Court finds with the section is, not that it requires
an employer to employ disabled people, but that it requires him to bear the
cost of all special treatment or facilities which the disabled person may
require to carry out the work unless the cost of the provision of such
treatment or facilities would give rise to "undue hardship" to the employer.
There
is no provision to exempt small firms or firms with a limited number of
employees, from the provisions of the Bill. The wide definition of the term
"disability" in the Bill means that it is impossible to estimate in advance
what the likely cost to an employer would be. The Bill does provide that one of
the matters to be taken into consideration in estimating whether employing the
disabled person would cause undue hardship to the employer is "the financial
circumstances of the employer" but this in turn implies that the employer would
have to disclose his financial circumstances and the problems of his business
to an outside party.
It
therefore appears to the Court that the provisions of the Bill dealing with
disability, despite their laudable intention, are repugnant to the Constitution
for the reasons stated.
In
view of what is said above it is not necessary for the Court to deal with the
exemption of "employment" in the Defence Forces, the Garda Siochana or the
Prison Service from the disability provisions of the Bill. The Court does
however find it difficult to understand why the clerical or civilian members of
these services should be exempt.
VICARIOUS
LIABILITY
Re:
Sections 14 and 15 of the Bill
Coming
to a consideration of sections 14 and 15 of the Bill. They provide:-
"14.
A person who procures or attempts to procure another person to do anything
which --
(a)
constitutes discrimination which is unlawful under this Act
or
(b)
constitutes victimisation for the purpose of Part V,
shall
be guilty of an offence under this section.
15.
(1) Anything done by a person in the course of his or her employment shall be
treated for the purposes of this Act as done also by that person's employer,
whether or not it was done with the employer's knowledge or approval.
(2)
Anything done by a person as agent for another person, with the authority
(whether express or implied and whether precedent or subsequent) of that other
person, shall be treated for the purposes of this Act as done also by that
other person.
(3)
In proceedings brought under this Act against an employer in respect of an act
alleged to have been done by an employee of the employer, it shall be a defence
for the employer to prove that the employer took such steps as were reasonably
practicable to prevent the employee --
(a)
from doing that act; or
(b)
from doing in the course of his or her employment acts of that description"
It
is nowhere provided in the legislation that the actual perpetrator of an act of
discrimination or victimisation is to be guilty of any offence. It is only a
person who procures or attempts to procure another person to do something which
constitutes discrimination or victimisation who can be guilty of an offence: s
14 Such a person must be proved in the ordinary way to have had mens rea ie an
intention to commit the offence. It is strange and anomalous that the chief
perpetrator of the act is guilty of nothing; it is only the person who procures
or attempts to procure the deed who is to be arraigned. But just because a
provision is strange or anomalous does not render it repugnant to the
Constitution. It is, for example, only a civil wrong to trespass on another's
land but if there is a conspiracy to commit a trespass on another's land that
makes the conspirators guilty of a criminal offence. The Court concludes that s
14 is not repugnant to the Constitution.
Coming
to s 15, the first enquiry that has to be made is whether it applies to
criminal as well as to civil proceedings. It should be said that as regards the
fixing of civil responsibility on an employer, s 15 is unexceptional and
accords with well established principles of fixing vicarious responsibility on
employers for the wrongs of their employees. Counsel for the Attorney General
submitted that the section does apply to criminal proceedings and invited the
Court to say that if that submission is wrong, the provision might be saved
under the "double construction" rule. cf Kelly, The Irish Constitution, 3
Edition, p 458 et seq.
In
the opinion of the Court the "double construction" rule can have no application
to this section. The so called rule can only apply where there is an ambiguity
or a choice between two constructions. If on a reading of the section the plain
words are apparent, then the duty of the Court is to give effect to a literal
reading of the section. The section refers to "proceedings brought under this
Act" which must include all forms of proceedings and that, in turn, includes
criminal proceedings.
The
Court has no entitlement to give a statutory provision a construction beyond
its plain meaning. As the Court said in East Donegal Co-operative v Attorney
General [1970] IR 317 at 341:-
"It
must be added, of course, that interpretation or construction of an Act or any
provision thereof in conformity with the Constitution cannot be pushed to the
point where the interpretation would result in the substitution of the
legislative provision by another provision with a different context, as that
would be to usurp the functions of the Oireachtas."
It
is clear that under s 15 while the person procuring or attempting to procure
the deed must have a guilty mind it is not necessary to show that the employer
who is to be made vicariously responsible had any knowledge of the procurer's
actions. While it was submitted, both in the written submissions and in the
oral presentation by counsel for the Attorney General, that sub-s 3 provides an
escape route of some description for an accused, this may not always be so.
While
the debate before the Court was largely occupied by the inter-relation between
Sections 14 and 15, it should be noted that s 15 governs not only s 14 but the
other offence sections, viz s 10(4); s 11(4); s 61(4) and s 63 where the
possibility of applying sub-s 3 is even more problematic.
Further,
it is to be noted that the Court deals here with a question of vicarious
liability: not absolute or strict liability. This distinction is important
because many of the cases which proceeded on the basis that the master was
being rendered liable for the wrong of the servant in a criminal context
involved the failure on the part of the master to perform a personal duty --
that is a duty imposed on a specified person by the relevant statute.
At
common law a master was liable for the crimes of his servant in two
circumstances only. The proprietor of a newspaper was liable criminally as well
as civilly for libels published by his servants in conducting his newspaper
even though he had not authorised their publication; but the Libel Act, 1843,
permitted him to show that the libel was published without his authority and
with no lack of care on his part. (See now s 7 of the Defamation Act, 1961) The
other exception at common law was that of public nuisance. This is an act which
obstructs, or causes inconvenience or damage to, the public in the exercise of
rights common to all the citizens.
Aside
from these exceptions, the master was not liable for the crimes of his servant.
In Huggins [1730] 2 Stra 883 the accused, the warden of the Fleet, was charged
with the murder of a prisoner whose death had been caused by the servant of
Huggins's deputy. It was held that, though the servant was guilty, Huggins was
not, since the acts were done without his knowledge. Raymond CJ said at p 885:-
"It
is a point not to be disputed, but that in criminal cases the principal is not
answerable for the act of the deputy as he is in civil cases: they must each
answer for their own acts, and stand or fall by their own behaviour. All the
authors that treat of criminal proceedings proceed on the foundation of this
distinction; that to affect the superior by the act of his deputy, there must
be the command of the superior which is not found in this case."
There
were many exceptions created by statute over the years but they tend to be
confined to what have been termed "public welfare offences". Many of the
nineteenth century cases turned on the liability of publicans. The reason for
holding a publican liable for the crimes of his servant was that since the
licence was personal to him and involved a commitment by him to run an orderly
house then he should bear the consequences if the servant did anything wrong.
The difficulty in granting any exemption to the licensee in such circumstances
was illustrated in the judgment of Lord Russell of Killowen in Police
Commisoners v Cartman [1896] 1 QB 655 at 658:-
"We
may take as an illustration the case of a sporting publican who attends
race-meetings all over the country, and leaves a manager in charge of his
public-house; is it to be said that there is no remedy under this section if
drink is sold by the manager in charge to any number of drunken persons? It is
clear that there is no machinery by which the person actually selling can be
convicted; a penalty can only be inflicted on the licensee."
The
rationale behind this type of case is captured well in the judgments of the
King's Bench Division in Department of Agriculture and Technical Instruction v
Burke [1915] 2 IR 128.
The
background facts to that case were that by s 5 sub-s 1, of the Weeds and
Agriculture Seeds (Ireland) Act, 1909, an officer of the Department of
Agriculture and Technical Instruction for Ireland was empowered to enter the
shop or other premises of any person who sold agricultural seeds for sowing,
and could examine and take samples of any agricultural seeds on the premises.
By sub-s 2 it was provided that the person on whose premises a sample was taken
should if the officer required, give the name and address of the person from
whom he procured the seeds, and if he refused to give such name and address, or
wilfully gave a false name and address, he should be guilty of an offence under
the Act, and liable on summary conviction to a penalty not exceeding £10.
It was held that the owner of the shop in which the sample was taken was guilty
of an offence under the sub-section if such false name and address was wilfully
given by the manager of the business, although without the authority or consent
of the principal.
Cherry
LCJ said, at p 138:-
"There
is no doubt that the general principle of English criminal law is that a man is
responsible only for his own acts, and not for those of his agents or servants
unless he has expressly authorised them. A guilty knowledge or some unlawful
intention is, as a general rule, necessary to constitute a crime. Nemo reus est
nisi mens sit rea. The doctrine of the responsibility of principals for the
acts of their agents does not usually apply in criminal proceedings. But there
are numerous exceptions to this rule. The greater number of these exceptions
grafted upon the general rule are cases in which it has been decided that, upon
the construction put upon the language of particular statutes, criminal
responsibility has been placed upon masters for the acts of their servants.
These statutes are usually Acts, such as the Food and Drugs Act, and the
Merchandise Marks Act, passed with the object of securing fair and honest
dealing in retail trades, by regulations the enforcement of which rests with
inspectors appointed by the Government. Cases under these statutes are very
numerous. I need only refer to one or two as samples. In Pain v Boughtwood 24 QB D 353, decided in 1890, and followed by all courts ever since, it was held
that a shopkeeper might be convicted under the Sale of Food and Drugs Act,
1875, of selling adulterated milk, though he was personally unaware of the
adulteration at the time of the sale, and that it was unnecessary to prove a
mens rea to support the conviction. No question arose in that case as to the
responsibility of a master for the acts of his servant; but in a more recent
case of Commissioners of Police v Cartman [1896] 1 QB 655, it was held that a
licensed publican might be convicted of selling intoxicating liquor to a
drunken person, though the sale was made in his absence by a servant, contrary
to his express directions. The ground of that decision was that in businesses
usually carried on, not by the proprietors themselves but by servants on their
behalf, the object with which the Acts were passed would be defeated unless the
employers were held liable for the acts of their servants done within the scope
of their employment. The reasoning upon which the decision under the Licensing
Acts was based applies with full force to the statute under which the present
proceedings are taken, and the case itself is a strong authority for holding
that the decision of the magistrates in the present case is wrong. The seed
trade, as well as the licensing trade, is carried on usually by salesmen in
shops, and there can be no doubt that a manager giving to a Government
inspector the information which the owner was bound to give on request, is
acting within the scope of his authority. This at once brings the case within
the line of authorities under the various statutes referred to in Coppen v
Moore [1898] 2 QB 306, where, in the words of Lord Russell of Killowen 'the
Court, in fact, came to the conclusion that, having regard to the language,
scope, and object of these Acts, the Legislature intended to fix criminal
responsibility upon the master for acts done by his servant in the course of
his employment, although such acts were not authorised by the master, and might
even have been expressly prohibited by him'.
The
respondent's counsel in this case relied very strongly upon the decision of the
Court in the case of Taylor v Nixon [1910] 2 IR 94, but that case is clearly
distinguishable from the present one. There, the offence charged was that of
obstructing an inspector in taking a sample of whiskey, and the act done by the
manager, for which it was sought to hold the publican liable -- namely,
breaking the bottle -- was clearly one which could not possibly be held to come
within the scope of his authority."
While
the Court is not now called upon to pronounce on the validity of such
provisions, nevertheless, the Court is of the opinion that the conditions by
which they may be held to pass muster under our present constitutional system
is that they were part of the established legal order at the birth of the State
as well as on the coming into operation of the present Constitution; they
should essentially be regulatory in character; apply where a person has a
particular privilege (such as a licence) or a duty to make sure that public
standards as regards health or safety or the environment or the protection of
the consumer, and such like, are upheld, and where it might be difficult,
invidious or redundant to seek to make the employee liable.
However,
what is sought to be done by this provision is that an employer, devoid of any
guilty intent, is liable to be found guilty on indictment of an offence
carrying a fine of £15,000 or a prison sentence of two years, or both such
fine and imprisonment, and to be tainted with guilt for offences which are far
from being regulatory in character but are likely to attract a substantial
measure of opprobrium. The social policy of making the Act more effective does
not, in the opinion of this Court, justify the introduction of so radical a
change to our criminal law. The change appears to the Court to be quite
disproportionate to the mischief with which the section seeks to deal.
In
the course of his speech in Sweet v Parsley (HL(E)) [1970] AC 132 at p 150,
Lord Reid -- the case dealt more with the concept of strict liability as
opposed to vicarious liability, but what he had to say is equally pertinent to
what the Court has to consider -- referred to "the public scandal of convicting
on a serious charge persons who are in no way blameworthy". Of course, the
English courts would have to recognise that if parliament decreed that a person
should be found guilty in those circumstances, then the legislation might be
upheld because parliament in the British system is said to be supreme.
Our
situation, however, is totally different. We are governed by a Constitution
with the separation of powers as its fulcrum and the two houses of the
Oireachtas are precluded from enacting any legislation which is in any respect
repugnant to the Constitution.
The
Court concludes that to render an employer liable to potentially severe
criminal sanctions in circumstances which are so unjust, irrational and
inappropriate would make any purported trial of such a person not one held in
due course of law and, therefore, contrary to Article 38.1 of the Constitution
and also repugnant to the provisions of Article 40.1 of the Constitution.
SECTION
16(4)
Section
16(4) provides that nothing in the legislation shall be construed as:-
".
. . requiring an employer to recruit, retain in employment or promote an
individual if the individual is aware, on the basis of a criminal conviction of
the individual or other reliable information, that the individual engages, or
has a propensity to engage, in any form of sexual behaviour which is unlawful."
It
is clear that the Bill provides that none of its provisions requires an
employer to recruit, or promote an individual if the employee has a past
criminal conviction for unlawful sexual behaviour or it is considered on the
basis of reliable information that he engages in, or has a propensity to engage
in unlawful sexual behaviour.
Counsel
assigned by the Court challenged s 16(4) on the grounds that a person could be
singled out on the basis of "reliable information" and that this is contrary to
the guarantee of equality identified by the Court in King v Attorney General
[1981] IR 233 and that an offence against the requirement that laws should be
certain and that the language used ("reliable information", "propensity") is
inherently uncertain.
It
should be emphasised that the provision provides an exemption of which the
employer is entitled to avail but, as submitted by counsel for the Attorney
General, the Bill leaves unaffected any existing legal or constitutional
remedies which an employee may have against an employer who, for example,
dismisses him or fails to promote him: cf Unfair Dismissals Acts, 1977-1993.
The
legislation impugned in King's case was s 4 of the Vagrancy Act, 1824, as
amended by the Prevention of Crimes Act, 1871, and the Penal Servitude Act,
1891, which provided:-
".
. . every suspected person or reputed thief, frequenting or loitering about or
in any river, canal or navigable stream, dock or basin, or any quay, wharf or
warehouse near or adjoining thereto, or any street, highway or avenue leading
thereto, or any place of public resort, or any avenue leading thereto, or any
highway or any place adjacent to a street or highway, with intent to commit
felony . . . shall be deemed a rogue and vagabond, within the true intent and
meaning of this Act; and it shall be lawful for any Justice of the Peace to
commit such offender (being thereof convicted before him by the confession of
such offender, or by the evidence on oath of one or more credible witness or
witnesses) to the House of Correction, there to be kept to hard labour for any
time not exceeding three calendar months . . . and in providing the intent to
commit a felony it shall not be necessary to show that the person suspected was
guilty of any particular act or acts tending to show his purpose or intent, and
he may be convicted if from the circumstances of the case, and from his known
character as proved to the Justice of the Peace or court before whom or which
he is brought, it appears to such justice or court that his intent was to
commit a felony . . ."
As
Kenny J observed in the course of his judgment (at p 263):-
"It
is a fundamental feature of our system of government by law (and not by decree
or diktat) that citizens may be convicted only of offences which have been
specified with precision by the judges who made the common law, or of offences
which, created by statute, are expressed without ambiguity. But what does
'suspected person' mean? Suspected of what? What does 'reputed thief, mean?
Reputed by whom? It does not mean a person who has been convicted of theft, for
then 'convicted thief, would have been the appropriate words. So one is driven
back to the conclusion that it is impossible to ascertain the meaning of the
expressions. In my opinion, both governing phrases 'suspected person' and
'reputed thief' are so uncertain that they cannot form the foundation for a
criminal offence."
It
will be seen immediately that the point at issue was totally different from
what is in debate in this Reference.
Whether
particular information is "reliable" or whether a person has such a "propensity
to engage in" the conduct to which s 16(4) applies will, in the event of
dispute, fall for resolution by the relevant tribunal or court and it may be
taken as accepted that they will apply the well established standards of
constitutional justice and fair procedures.
No
doubt, the Houses of the Oireachtas conscious of the higher dangers of
recidivism with regard to sexual crimes as well as the addictive character of
certain sexual offences involving minors and so as to avoid a situation where
persons convicted of such offences or with a clear propensity to engage in such
behaviour could secure access to employment on an equal footing with other
types of employees, provided by s 16(5) that:-
"Without
prejudice to the generality of s 16(4) that sub-section applies in particular
where the employment concerned involves access to minors or to other persons
who are vulnerable."
The
Court is of the view that it is concerned here with something that is clearly
one of policy which the Houses of the Oireachtas are entitled to enact so as to
afford employers a certain protection and this is justifiable on the grounds of
prudence and safety. However, it should be observed that it is not every idle
word that should be heeded by an employer. The employer in each case where a
person's suitability is called in question will need to make a proper value
judgment having regard to all the circumstances; but if that judgment is
exercised bona fide the employer should not be faulted just because it turns
out to be wrong.
CERTIFICATE
UNDER S 63
Section
63 states:
"(1)
Any person who --
(a)
obstructs or impedes the Court, the Director or an equality officer in the
exercise of powers under this Part,
or
(b)
fails to comply with a requirement of the Court, the Director or an equality
officer given under this Part, shall be guilty of an offence under this section.
(2)
Any reference in subsection (1) to an equality officer includes a reference to
a person authorised under section 58(1)(a).
(3)
In any proceedings for an offence under this section, a document purporting to
be certified by the Director or to be sealed with the seal of the Court and
relating to the circumstances in which the offence is alleged to have occurred
shall be received as prima facie evidence of the facts stated therein."
Submissions
Counsel
assigned by the Court submitted that the provisions of s 63(3) are unlike any
other provision in a criminal statute where the offence can be proved by a
certificate (potentially based on hearsay of an authorised officer's evidence)
without the requirement that the author of the certificate attend to give
evidence and be cross-examined on the facts stated in the certificate. It was
submitted that s 63(3) envisages the whole of the prosecution's case being on
the certificate, that the certificate would set out the facts of the offence
and that there would be no need for more evidence thereafter. Thus, on the
presentation of the certificate recording the circumstances of the offence to
the Court and on receipt thereof by the Judge there would be no other element
of the offence to be proved by the State. The accused must thereafter give
evidence or suffer the consequences.
Counsel
pointed out that the person making the certificate may not himself have been
the person involved in the events and yet he may certify from information he
has received from others. Counsel submitted that the effect of this process is
to shift the persuasive burden of proof to the accused. As such, it was
submitted, the section is unconstitutional being in violation of the
constitutional right to trial in due course of law.
Counsel
for the Attorney General submitted that s 63(3) provides merely for the
reception of certain evidence and that it remains open to the accused to
counter the effect of such evidence in any number of ways: that the weight (if
any) to be attached to the document rendered admissible by s 63(3) remains at
all times a matter for the trial judge. Counsel submitted that s 63(3) does not
purport to shift the legal burden of proof. Further, it was argued that the
challenge to the validity of the section must fail in view of case law. Unlike
the position in Maher v Attorney General [1973] IR 140, where the statute in
issue s 44 Road Traffic Act, 1968 purported to make a certificate of blood or
urine alcohol concentration "conclusive evidence" that the concentration was as
specified, s 63(3) does not purport to make any document decisive or conclusive
evidence. It was submitted that it was incorrect to suggest that s 63(3) should
not be interpreted as enabling an accused to be convicted without having an
opportunity to cross-examine his accuser. It was submitted that where the
contents of a certificate are put in issue it is clear that the Court in which
the prosecution is being conducted retains the power to require the attendance
of the persons involved to give oral evidence (and be cross-examined) and that
it must be presumed that the Court will adopt this course where it is
appropriate to do so to ensure that the constitutional rights of the accused
are vindicated. Reliance was placed on Hardy v Ireland [1994] 2 IR 550 O'Leary
v Attorney General [1993] 1 IR 102 (High Court), [1995] 1 IR 254 (Supreme
Court); Lennon v District Judge Clifford and Anor (Unreported 23 May 1996);
O'Callaghan v District Judge Clifford and Anor [1993] 3 IR 603. Counsel
concluded that the assertion that s 63(3) is unconstitutional has no substance.
The
Section
Section
63 sub-s (1) creates the offences of obstructing or impeding the Court, the
Director or an equality officer in the exercise of powers under Part V of the
Bill, or failing to comply with a requirement of the Court, Director or an
equality officer. An equality officer includes a person authorised by the
Director or the Chairman under s 58(1)(a). The constitutional issue arises on s
63(3). That subsection refers to "any proceedings for an offence" under the
section; that is a criminal trial. It relates to:
"a
document purporting to be certified by the Director or to be sealed with the
seal of the Court"
and
thus plainly stated includes documents relating to circumstances whether or not
the Director (in the case of his purported certification) had direct knowledge
of the information being certified or not. The subsection defines the content
of the document as:
"relating
to the circumstances in which the offence is alleged to have occurred".
The
words are clear and all-embracing. They do not refer to peripheral matters.
They do not refer to scientific or technical issues. On the face of the section
and in the plain meaning of the words they refer to all the circumstances in
which the offence is alleged to have occurred, the whole case.
Article
38.1
Article
38.1 of the Constitution states:-
"No
person shall be tried on any criminal charge save in due course of law".
Trial
in due course of law includes the constitutionally protected concept of the
right to have a fair trial. A trial in due course of law is one wherein the
rights of the individual are protected and yet they may be limited in a fair
and just way for the benefit of society. In Re the Criminal Law (Jurisdiction)
Bill v 1975, [1977] IR 129 O'Higgins CJ said of Article 38.1:
"The
phrase "due course of law" requires a fair and just balance between the
exercise of individual freedoms and the requirements of an ordered society".
The
subsection raises a fundamental matter wider than either the presumption of
innocence or the shifting of an evidential burden of proof. It concerns the
essence of a constitutional criminal trial. Historically trials, whether in
summary form or on indictment, have proceeded viva voce although documentary
evidence and inferences therefrom may be part and parcel of the trial. It is a
fundamental principle in our system that, in general, criminal trials are
conducted on viva voce evidence. In In Re Haughey [1971] IR 217 at p 261
O'Dalaigh CJ stated:-
"In
a criminal trial, evidence must be given orally; a statute may authorise
otherwise . . ."
Whereas
viva voce evidence is the norm in the majority of cases, proof by written
statement is allowed in certain circumstances but with the consent of the
accused, and, in other cases, certificates may provide prima facie evidence of
specific issues of a scientific or technical nature. Such limitation of viva
voce evidence is reasonable in circumstances where the nature of the evidence
is, for example, technical and by its form appropriate in a certificate, as
such form means that, for example, many technicians and officials are not
required to be called to Court in each case. A reasonable balance is obtained.
Counsel
for the Attorney General relied on case law for their proposition that the
section is constitutional. However, the cases they relied upon may be
distinguished from the issues in this case.
Precedent
In
Hardy v Ireland at issue was section 4 sub-s 1 of the Explosive Substances Act,
1883, which provides that any person who
".
. . knowingly has in his possession or under his control any explosive
substance, under such circumstances as to give rise to a reasonable suspicion
that he . . . does not have it in his possession or under his control for a
lawful object, shall, unless he can show that he . . . had it in his possession
or under his control for a lawful object, be guilty of felony . . ."
In
analysing section 4, sub-s 1 of the Explosive Substances Act, 1883, Hederman J
stated at p 564:
"In
my judgment, in a trial alleging an offence under the section the prosecution
has to prove beyond reasonable doubt (I take the basic ingredients contained in
the section and I leave aside alternate wording):-
(1)
That the accused knowingly had in his possession a substance which it proves is
an explosive substance;
(2)
that he had it under such circumstances as to give rise to a reasonable
suspicion that he did not have it in his possession for a lawful object and
that, in turn, means that there is an onus on the prosecution to prove that the
accused could not show that he had it in his possession for a lawful object.
Once
these ingredients are in place, it is still open to the accused to demonstrate
in any one of a number of ways, such as by cross-examination, submissions or by
giving evidence, that a prima facie situation pointing to his guilt should not
be allowed to prevail.
I
believe that this analysis complies with our well-established criminal law
jurisprudence in regard to having trials in due course of law. That
constitutional requirement applies whether the offence is made an offence under
a pre-or post-constitutional enactment. It protects the presumption of
innocence; it requires that the prosecution should prove its case beyond all
reasonable doubt; but it does not prohibit that, in the course of the case,
once certain facts are established, inferences may not be drawn from those
facts and I include in that the entitlement to do this by way even of
documentary evidence. What is kept in place, however, is the essential
requirement that at the end of the trial and before a verdict can be entered
the prosecution must show that it has proved its case beyond all reasonable
doubt."
This
case is distinguishable from the situation under the proposed section 63 sub-s
(3). The evidential burden of proof did shift to the accused. But the elements
of "knowingly" in his "possession", the proof of an explosive substance, the
circumstances giving rise to a reasonable suspicion of it not being in
possession by the accused for a lawful object, were highlighted by Hederman J
and have not comparable components in the proposed situation under s 63(3).
Also, the very nature of the offence of possession of explosives places it in a
special category.
The
conclusion that once certain facts are established that inferences may be drawn
from documentary evidence does not provide a precedent for the proposition
where it is proposed that an entire case be proved by way of a certificate. To
hold that there may be documentary evidence from which inferences may be drawn
is not to say that the proof of a case may be by certificate.
In
O'Leary v Attorney General at issue was the constitutionality of s 24 of the
Offences Against the State Act, 1939 which states:-
"On
the trial of a person charged with the offence of being a member of an unlawful
organisation, proof to the satisfaction of the court that an incriminating
document relating to the said organisation was found on such person or in his
possession or on lands or premises owned or occupied by him or under his
control shall, without more, be evidence until the contrary is proved that such
person was a member of the said organisation at the time alleged in the said
charge".
The
Plaintiff claimed in that case that since he, like every other person accused
of a criminal charge, had a right to the presumption of innocence which right
was constitutionally protected, the section infringed that right and was
unconstitutional. The Supreme Court recognised that in certain instances the
evidential burden of proof shifts to the accused. However, O'Flaherty J stated
at p 226:
"Courts,
whether comprising a judge sitting with a jury or a judge or judges only, will
not act as automatons in the assessment of evidence. With a statutory provision
setting out what is to be regarded as evidence -- and whether it is called a
presumption or not is of no moment -- the Court must always approach its task
in a responsible manner and have proper regard to the paramount place that the
presumption of innocence occupies in any criminal trial".
The
above case is an authority on the shifting of the evidential burden of proof.
However, it does not address the issue raised by s 63 of an entire case, the
circumstances of the offence, being proved on a single certificate where the
certifying person may have been informed of the incident only and not have been
a party thereto. Indeed, it speaks to the very antithesis of such a
circumstance in its reference to "automatons".
Counsel
also submitted that O'Callaghan v District Judge Clifford was an authority for
their argument. This is not so. In the O'Callaghan case the sole issue was the
adjournment of the case: there was no decision on the constitutionality of
offences prosecuted by way of certificate. Finlay CJ stated at p 614:-
"Having
regard to that decision and to the fact that the appeal before this Court was
determined on the issue indicated in the judgment which has just been delivered
by Mrs Justice Denham, it does not become necessary for this Court to enter
upon any consideration of the constitutional validity of s 94, sub-s 9 of the
Finance Act, 1983. It has not done so. It does not give any decision on that
question".
Consequently,
contrary to the argument of Counsel for the Attorney General, the cited case
law is no aid to their submissions.
Due
Process
The
essential question posed is whether it is constitutionally valid to have a case
of the nature proposed conducted and concluded on the basis as provided in s
63(3). It is proposed to apply the certification process to a criminal trial on
issues of obstructing or impeding named bodies as well as to the matter of
failing to comply with a requirement of named bodies. The question of whether
there has been an obstruction or an impeding of a body or whether there has
been a failure to comply with a requirement of a named body are issues likely
to give rise to sharp conflict of evidence. They are also matters totally
distinct from issues either scientific or technical or other such capable of or
amenable to prima facie proof by certification.
These
issues of "circumstances" are not amenable to resolution by certificate, much
less a certificate in the purported form. The idea that a criminal trial could
proceed from beginning to end concluding with a verdict of guilty on the
production of a document is inconsistent with the concept of trial in due
course of law. The use of a certificate as proposed in s 63(3) is to do more
than prove evidence of certain technical matters by certificate. It is a
document which may be certified by a person with no personal knowledge of or
involvement in the events in issue. It purports to relate to all the facts of
the offence. No other evidence may be anticipated.
Proof
by way of certification is an interference with the norm of a trial viva voce.
A certificate is an appropriate form of proof when it is proportionate to the
ends to be achieved. It is a justifiable method of proof when the process is,
for example, of a technical nature and there are other issues before the Court.
It
is a question of whether the constitutionally guaranteed right to trial in due
course of law has been interfered with and if so whether it has been limited in
a reasonable and justifiable manner appropriate to the circumstances. It is
clear that in s 63(3) there is an interference with the right to a trial in due
course of law. The issue is whether the intrusion is constitutional.
The
objective of the legislation is a laudable social policy. However, nothing
inherent in that policy or in the nature of the legal rights granted by the
legislation renders it necessary to have the remedy in the form proposed. It is
neither rational nor necessary to so limit the right of due process to achieve
the objective of the legislation.
In
effect a form of proportionality test must be applied to the proposed section.
(a) Is it rationally designed to meet the objective of the legislation? (b)
Does it intrude into constitutional rights as little as is reasonably possible?
(c) Is there a proportionality between the section and the right to trial in
due course of law and the objective of the legislation? A similar test was used
by the Canadian Supreme Court in R v Oakes [1986] 1 SCR 103 and Chaulk v R
[1990] 3 SCR 1303. Applying this test to s 63(3) it is clear that s 63(3) is
not specifically designed to meet the objectives of the Bill. The process is
not rationally connected to the objective. The process of certification is an
intrusion into the constitutional rights of an accused, yet there is no
rational reason why trial by certification process is necessary in this type of
case. Thus, there is no proportionality between the process of trial by
certification and the objective of the Bill and the limitations of the right to
trial in due course of law. The objective of equality in employment does not
require that the offence in issue be tried by the method set out in s 63(3).
The intrusion, the interference in the due course of law, is not limited in a
rational way. Or to put it a slightly different way, s 63(3) when read in the
context of the Bill is a failure to protect the constitutional rights of the
citizen and not warranted by the objectives which it is sought to secure: See
Cox v Ireland [1992] 2 IR 503 at p 523.
The
use of such a certificate is so contrary to the concept of affording a person a
trial in due course of law as to render the provision contrary to Article 38.1
of the Constitution. Accordingly, on this ground, the Court finds the provision
repugnant to the Constitution.
INVIOLABILITY
OF THE DWELLING
It
was submitted by counsel assigned by the court that s 58 of the Bill was
repugnant to Article 40.5 of the Constitution which provides that:
"The
dwelling of every citizen is inviolable and shall not be forcibly entered save
in accordance with law."
Section
58(2)(a) empowers a "designated officer" ie the Director of Equality
Investigations, the chairman of the Labour Court, an Equality Officer or a
person authorised in that behalf by the Director or the Chairman
"at
all reasonable times, peaceably [to] enter premises."
This
may only be done for the purpose of enabling information to be obtained which
the Director or the Labour Court may require to enable them to exercise their
functions under Part V of the Bill. The power may only be exercised in the case
of a dwelling where, under s 58(4), either the Minister (or an authorised
officer of the Minister) certifies in writing that there are reasonable grounds
for believing that there is in the dwelling information which is material to
the investigation of a case or a consideration of an appeal under Part V or the
Circuit Court makes an order to the same effect. These provisions do not
authorise any search to be made of the premises so entered.
The
only provision for a forcible entry of any premises, including a dwelling, is
where a judge of the District Court is satisfied by information on oath of a
designated officer that there is reasonable cause for suspecting that any
records, books, documents or other things containing material information are
to be found on the premises and the judge issues a search warrant.
The
Court is satisfied that these provisions confer powers on the Director, the
Labour Court and the Minister which are reasonably necessary to enable them to
carry out investigations for the purpose of enforcing the relevant provisions
of the Bill and, authorising as they do the forcible entry of a dwelling house
only where a court issues a search warrant on the basis of sworn evidence, are
not repugnant to Article 40.5 of the Constitution.
THE
RIGHT TO SILENCE
It
was further submitted by counsel assigned by the court that s 59(3) of the Bill
which imposes a duty on persons required to attend before the Director or the
Chairman of the Labour Court,
"(a)
to answer fully and truthfully any questions put to them by the Director or the
Chairman (other than any question tending to incriminate the person asked);
(b)
if so requested by the Director or the Chairman to sign a declaration of the
truth of their answers to any such questions"
was
repugnant to Article 40.3 of the Constitution as failing to protect an
unenumerated right of the citizen, ie the privilege against self incrimination.
As
is clear from the opening words of s 59(1), the powers given to the Director or
the Labour Court under this Section are conferred on them so as to enable them
to exercise their functions under Part V of the Bill.
The
Court is satisfied that they are reasonably necessary in order to enable the
Director and the Labour Court to exercise those functions and, having regard to
the express saver contained in subsection 3(a), do not in any way encroach on
any privilege of the citizen against self incrimination. The court is
accordingly satisfied that the provisions in question are not repugnant to the
Constitution.
Remaining
Provisions of the Bill
The
Court has considered the remaining provisions of the Bill and is not satisfied
that it has been established that any of them is repugnant to the Constitution
or to any provision thereof.
Conclusions
The
decision of the Court, therefore, is that the provisions of the Bill
hereinbefore indicated are for the reasons stated herein repugnant to the
Constitution.
The
President will be so informed.
I
certify this to be the judgment and decision of the Supreme Court pronounced on
the 15 May 1997.