1. This
is a consultative case stated and signed by His Honour Judge Patrick Moran
pursuant to the provisions of s. 16 of the Courts of Justice Act, 1947,
submitting to this Court certain questions of law which the learned judge is
satisfied are necessary for the determination by him of an appeal brought to
the Circuit Court against the order of Judge John P. Clifford of the District
Court, District Court Area of Cork City, District No. 19 made on the 3rd
November, 1993, refusing the applicant guardianship of his children, V.H. and
W.H., pursuant to s. 6A of the Guardianship of Infants Act, 1964.
2. The
facts proved or admitted before the learned trial judge as necessary for the
determination of the issues of law involved are set forth in the case stated
and are as follows:-
3. The
learned Circuit Court Judge has submitted for the determination the Supreme
Court the following questions:-
4. As
the case stated, and the questions raised thereby for determination by this
Court, arose out of proceedings before the Circuit Court on the hearing of an
appeal from the District Court, where the natural father sought an order,
pursuant to the provisions of s. 6A of the Guardianship of Infants Act, 1964,
as inserted by s. 12 of the Status of Children Act, 1987, it is desirable to
set forth the statutory provisions relevant to the determination of such
application.
5. The
aforesaid sub-section was amended by s. 11 of the Status of Children Act, 1987,
by the substitution therefor of:-
6. By
virtue of the provisions of s. 12 of the Status of Children Act, 1987, s. 6 of
the Act of 1964 was further amended by the insertion after s. 5 of the
following section –
7. Prior
to the enactment of the Status of Children Act, 1987, the natural father of an
illegitimate infant was not a guardian of the infant though the mother was, by
virtue of the provisions of s. 6, sub-s. 4 of the Act of 1964, recognised as
the guardian of the infant, and in that capacity enjoyed the rights of a
guardian as set forth in the Act of 1964.
8. The
only right which the natural father had in regard to the infant was to make an
application pursuant to the provisions of s. 11, sub-s. 4 of the Act of 1964
regarding the custody of the infant and the right of access thereto, and for
the purposes of s. 11 of the Act of 1964 references to the father or parent of
an infant were to be construed as including the natural father. All other
rights in respect of the infant were vested in the mother as guardian of the
infant and the natural father had no right to apply to be appointed guardian of
the infant or to be so appointed.
9. The
natural father’s rights were extended by the provisions of ss. 12 and 13
of the Status of Children Act, 1987, and the natural mother’s sole right
to guardianship was restricted by s. 11 of the Status of Children Act, 1987.
10. The
natural father’s rights under the Act of 1964 as amended consist of:-
11. The
court, in the consideration of applications made by the natural father in the
exercise of such rights, must, as in all proceedings before the court where the
custody, guardianship or upbringing of an infant is in question, regard the
welfare of the infant as the first and paramount consideration.
12. Because
of the particular circumstances of this case, as outlined in the case stated,
and in particular the application of the natural mother of the infants and her
husband for an adoption order in respect of the infants, it is necessary to
refer to a number of the provisions of the Adoption Acts, 1952 to 1991.
13. The
power of the notice party to dispense with such consent is confined to cases
where the notice party is satisfied that the parent, guardian or person in
charge so concerned is incapable by reason of mental infirmity of giving
consent or cannot be found.
14. The
effect of an adoption order, if made, is dealt with in s. 24 of the Adoption
Act, 1952, which provides that:-
16. The
circumstances in this care are rather unusual. It appears from the findings set
forth in the case stated that the natural father, the applicant herein, and the
respondent had enjoyed a relationship between 1981 and June, 1992; that during
this period two children were born, namely a daughter V. who was born on the
31st May, 1982, and a son, W. who was born on the 2nd July, 1991; that the
parties resided together as a family for six years prior to April, 1992; that
they separated in or about the month of April, 1992; that the respondent
married J.H. on the 25th June, 1993; that it is she and her husband who have
applied for the adoption of the two children; that the applicant enjoys a
reasonable relationship with the respondent and her husband, who do not seek to
deprive him of access to the children and he, on his part, does not seek
custody of the children; that pursuant to an application made to the District
Court on the 3rd November, 1993, he was granted liberal access to the children
and has continued to exercise his right in that regard, which right the
respondent and her husband wish to have continued.
17. There
is no suggestion that this exercise by him of his right of access to the
children was not of benefit to the children.
18. The
real purpose of the applicant’s application for guardianship is to
prevent any alteration in the existing arrangements because he wishes to
maintain his ties and relationships with his infant children.
19. It
is submitted by Mr. Rogers on behalf of the applicant that having regard to the
particular circumstances of this case that he has a right to be appointed
guardian, being a fit person to be appointed guardian, and that there are no
circumstances involving the welfare of the children which require that he
should not be so appointed.
20. The
effect and interpretation of s. 6A of the Act of 1964 on a natural
father’s rights in this regard was considered by this Court in the case of
J.K.
v. V.W.
[1990] 2 I.R. 437.
21. In
this case, the learned trial judge, Barron J. stated his view of the
interpretation of s. 6A as follows:-
23. The
learned trial judge then submitted the following questions of law for the
determination of the Supreme Court:-
24. In
delivering his judgment, with which Walsh, Griffin and Hederman JJ, agreed,
Finlay C.J. stated at pp. 446 and 447 of the report that:-
25. From
a consideration of this judgment, it appears that the following principles were
established thereby:-
26. In
spite of the decision of this Court in
J.K.
v. V.W.
[1990] 2 I.R. 437 and the principles enunciated therein, Mr. Rogers, on behalf
of the applicant, contends and submits that:-
27. In
the course of delivering the judgment of the Court in that case Walsh J. stated
at pp. 642 and 643:-
28. Mr.
Rogers submitted that the applicant has rights in regard to the children
arising from the nature of the relationship which he had enjoyed with them and
the respondent, a relationship which he described as in the nature of a
de
facto
family.
29. The
statutory changes which have been affected since the enactment of the Act of
1964, were set forth and considered by this Court in the case of
J.K.
v. V. W.
[1990] 2 I.R. 437 and regard was had to the effect of such statutory changes in
the decision of the Court and the majority of the Court held that neither the
provisions of such enactments nor the Constitution gave to the natural father
the right to be appointed guardian of the infants in this case.
30. In
view of the decision of this Court in
J.K.
v. V. W.
[1990] 2 I.R. 437 I do not consider it necessary for the purpose of answering
the questions posed in the case stated, which is the function of this Court, to
refer to or purport to deal in any way with the decision of this Court in the
case of
The
State (Nicolaou) v. An Bord Uchtála
[1966]
I.R.
567
other than to
state
that the view of the Court that it had not been established that the father of
an illegitimate child has any natural right, as distinct from legal rights to
either the custody of that child would appear to be reinforced by the statement
made by Finlay C.J. in the course of his judgment in
J.K.
v.
V. W.
where
he stated that ‘no constitutional right to guardianship in the father
exists’.
31. It
is important to emphasise that the applicant has no right
per
se
to
be appointed guardian of the children. He has the right to apply to the Court
to be appointed guardian, the right to have such application considered and
adjudicated upon by the Court in the context of and subject to the requirement
that the welfare of the children be the first and paramount consideration in
the determination of such application. The Oireachtas, in granting to a natural
father the right to apply to the Court for an order appointing him guardian of
the infants, obviously envisaged circumstances in which the Court would grant
such application, if the welfare of the infants so required.
32. In
the course of his judgment in G.
v.
An Bord Uchtála
[1980] I.R. 32, Walsh J., dealing with the provisions of s. 3 of the Act of
1964 stated at p. 76:-
33. In
this case, the natural father has no constitutional right to be appointed
guardian of his infant children. Such rights as he has in this regard are
granted by statute
viz.,
the
right to apply to be appointed guardian and in the consideration of such
application, the welfare of the children is to be the superior consideration.
34. Mr.
Rogers, on behalf of the applicant, submitted that the rights and concerns
referred to by Finlay C.J. in the course of his judgment in
J.K
v. V.W.
[1990] 2 I.R. 437 as arising from the blood link between the father and the
child and described as varying greatly depending on the circumstances of each
individual case were constitutional rights and that in the situation where the
children were, as appears to be the situation in this case, born as a result of
a stable and established relationship and nurtured at the commencement of their
lives by their father and mother in a situation bearing nearly all the
characteristics of a constitutionally protected family, the rights would be
very extensive indeed.
35. I
do not accept Mr. Rogers’ submission that the rights and concerns
referred to in the said judgment constituted constitutional rights in the
natural father. They are matters to be taken into account in determining the
welfare of the children when the natural father avails of his statutory right
to apply to the court for guardianship or custody of the children or access
thereto.
36. The
responsibility for determining what is required by the welfare of the children
is a matter for the learned trial judge.
37. In
this case, the learned Circuit Court Judge had, prior to stating the case, made
no finding with regard to the question whether the welfare of the children
would best be served by the continuance of the existing arrangements whereby
the children were in the custody of the respondent, the applicant had access to
them and they had the benefit of the society and protection of both parents, or
by the making of an adoption order which would alter such arrangements.
38. It
is understandable that he did not
do
so but it is difficult, if not impossible, to determine the rights of a natural
father, which are subordinate to the requirements of the welfare of the
children, in
regard
to his application to be appointed their guardian in the absence of such a
finding.
39. The
application by the applicant for appointment as guardian of the children in
this case is not linked to an application for custody of the children, as was
the situation in
J.K.
v.
V.
W.
[1990] 2 I.R. 437, and to that extent differs therefrom. He has no wish or
intention to seek to alter the present custodial arrangements with regard to
the children, who are with the respondent, but wishes to enjoy the right to
access to the said children which would be affected by the making of an
adoption order. He wishes to be appointed guardian of the children because if
he were so appointed, an adoption order could not be made without his consent.
40. Before
considering his wishes in this regard, the Court must first consider whether
the welfare of the children would be to an important extent better if an
adoption order were made in respect of them than by a continuance of the
existing arrangement.
41. In
the consideration of this matter, the learned trial judge is entitled to take
account of all of the relevant circumstances pertaining to the welfare of the
children.
42. He
is entitled to take into account the circumstances which have existed since the
date of birth of the children, the fact that they were born as a result of a
stable relationship that existed between the applicant and the respondent, the
fact that the children in their early years enjoyed the benefit of such
relationship, the fact that despite the separation and the respondent’s
subsequent marriage, the applicant has enjoyed with her consent and by order of
the District Court access to the children, the relationship which the applicant
has with the children, the benefits which have accrued to the children
therefrom and the effect that the termination of such relationship would have
on them and on their welfare. The welfare of the children may require that they
continue to enjoy the society and protection of the applicant which they have
enjoyed since their birth or may require that their welfare would be better
served by the making of the adoption order sought by the respondent and her
husband.
43. In
either event the question of adoption is a crucial factor in determining this
issue and the teamed trial judge is not only entitled but obliged to have
regard thereto.
45. On
hearing an application by a natural father to be appointed guardian under s. 6A
of the Guardianship of Infants Act, 1964, is it proper for the Court to take
into account a specific pending application for adoption of the children of the
natural parents by the natural mother’s husband when deciding whether or
not to appoint the natural father as a guardian of the children, in particular,
in circumstances where the natural father is not seeking to change the
custodial status of the children?
46. The
Courts first and paramount consideration is the welfare of the child (ss. 2 and
3 of the Guardianship of Infants Act, 1964). All factors relevant to the
child’s welfare should be before the Court for consideration. In an
application by a natural father to be appointed guardian under s. 6A of the
Guardianship of Infants Act, 1964, it is proper for the Court to take into
account the factor of a specific pending application for adoption of the
children of the natural parents by the natural mother’s husband when
deciding whether or not to appoint the natural father as guardian to his
children. The fact that the natural father was not seeking at that time to
change the custodial status of the children is a matter for the trial judge to
consider in all the circumstances of the case. The trial judge must, however,
make his own decision based on his own independent assessment of the whole case
as presented to him and should not regard his decision as merely a means of
predetermining the outcome of the adoption proceedings.
47. If
the answer to question No. 1 is in the affirmative, is it proper for the court
to take into account the natural father’s intention to oppose the
adoption application?
48. It
is proper for the court to take into account the natural father’s
intention to oppose the adoption. That is a factor relevant to the welfare of
the children. The trial judge must, however, make his own decision based on his
own independent assessment of the whole case as presented to him and should not
regard his decision as merely a means of predetermining the outcome of the
adoption proceedings in favour of any party.
49. If
the answer to question 1 is in the affirmative is it proper for the court to
have regard to this specific adoption application pending?
50. The
issue is the welfare of the particular children, not children in a general
sense, and thus the specific circumstances of the pending adoption proceedings
are relevant to the welfare of the children.
51. What
are the character and extent of the rights of interest or concern of a natural
father (referred to by the Supreme Court in the decision in
J.K.
v. V.W.
[1990] 2 I.R. 437) and when do same arise in the context of a guardianship
application and are such matters within the sole discretion of the trial judge?
52. The
rights of interest or concern in the context of the guardianship application
arise on the making of the application. However, the basic issue for the trial
judge is the welfare of the children. In so determining, consideration must be
given to all relevant factors. The blood link between the natural father and
the children will be one of the many factors for the judge to consider, and the
weight it will be given will depend on the circumstances as a whole. Thus, the
link, if it is only a blood link in the absence of other factors beneficial to
the children, and in the presence of factors negative to the children’s
welfare, is of small weight and would not be a determining factor. But where
the children are born as a result of a stable and established relationship and
nurtured at the commencement of life by father and mother in a
de
facto
family
as opposed to a constitutional family, then the natural father, on application
to the Court under s. 6A of the Guardianship of Infants Act, 1964, has
extensive rights of interest and concern. However, they are subordinate to the
paramount concern of the court which is the welfare of the children.
53. Is
the concept of
de
facto
family
ties as referred to in the European Court of Human Rights decision of
Keegan
v. Ireland
(1994) 18 EHRR 342 afforded recognition under the Constitution and what rights, if
any, accrued to the applicant arising from same?
54. The
decision of the European Court is not part of the domestic law of Ireland. The
family referred to in Articles 41 and 42 of the Constitution is the family
based on marriage. The concept of a
“de
facto”
family
is unknown to the Irish Constitution. The Irish Supreme Court, however, in its
decision in
J.K.
v. V. W.
[1990] 2 I.R. 437 recognised the existence of
“de
facto
families”
and also the fact that a natural father who lived in such a family might have
extensive rights of interest and concern of the kind referred to in the reply
to the previous question.
55. Is
a natural father’s right to apply for guardianship and/or access, or an
order for access already made, extinguished on the making of an adoption order?
56. It
is clear from s. 24 of the Adoption Act, 1952, and from the Status of Children
Act, 1987, that an adopted person is from the date of the adoption to be
regarded as the child of the adopters and not the child of anyone else. A
natural consequence of such a law is that the right to apply is extinguished on
the making of the adoption order.
57. If
the answer to question No. 6 is in the negative, does the Adoption Board have
the right to direct that an access order already made be vacated before making
an adoption order?
58. The
answer to question No. 6 being in the affirmative, this question does not arise
to be considered.
60. The
consultative case stated has been set out in full in the judgment of the Chief
Justice. The function of the Supreme Court is to accept the facts and to answer
the questions of law submitted.
61. This
is not a case where there is an application to have a statute declared invalid
under the Constitution. The action is neither in the appropriate form, nor is
the Attorney General joined. Rather, it is a consultation on the law as it now
exists.
62. The
rights of interest or concern of a natural father were referred to in
J.K.
v. V W.
[1990] 2 I.R. 437 by Finlay C.J. at p. 447:-
63. It
is unnecessary to analyse the rights and interests in general of a natural
father. The question raised in this case relates to the guardianship
application. Therefore, any reference to other rights or interests that might
exist would be extraneous.
64. Counsel
referred to
Keegan
v. Ireland
(1994) 18 EHRR 342. The concept of
de
facto
family
ties as referred to in
Keegan
v. Ireland
are
not afforded explicit recognition under the Constitution. The basic difference
between that case and
J.K.
v. V.W.
[1990] 2 I.R. 437 arises from the wording of the Constitution which founds a
family on marriage whereas Article 8 of the European Convention on Human Rights
does not so define a family.
65. The
jurisprudence of the Irish courts has been that the constitutional family is
the family based on marriage. While the Constitution does not define “the
family”, the wording of Article 41 is clear. The construction placed on
it by the courts may be epitomised by the words of Walsh J. in
The
State (Nicolaou) v. An Bord Uchtála
[1966] I.R. 567 where he stated at p. 643 that it was:-
66. The
effect of the Constitution grounding the family for the purposes of Article 41
on marriage was to exclude natural fathers from that institution.
67. The
kernel issue, in this case, is the welfare of the children. That is the
paramount consideration for the Court. The rights of interest and concern of
the applicant are directly in proportion to the circumstances that exist in the
case between the applicant and the children. The greater the beneficial contact
for the children there has been, the more important it is to the welfare of the
children and so the higher the rights of interest and concern of the applicant.
Thus, variable degrees of interest and concern of the father arise on the
making of the guardianship application.
68. The
natural father’s right to apply for guardianship is currently stated in
s. 6A of the Guardianship of Infants Act, 1964. The rights of interest or
concern of the natural father arise on the initiation of the application
process. It is essential that the law protects his right to apply within
appropriate time so that all his rights may be exercised.
69. There
is no issue in this case of delay in the procedure. There has been no prejudice
to the applicant. He has not been barred
de
jure
or
de
facto
from
developing his bond with the children. The parties agree that access shall
continue for the children to the applicant. Thus, there is no question that he
is not getting a hearing of the issues at the appropriate time.
70. The
basic issue for the trial judge is the welfare of the children. In so
determining, consideration must be given to all relevant factors. The blood
link will be one of many factors for the judge to consider, and the weight it
will be given will depend on the circumstances as a whole. Thus, the link, if
it is only of blood with the absence of other factors beneficial to the
children, or in the presence of factors negative to the children’s
welfare, is of small weight and would not be a determining factor. But, where
the children are born as a result of a stable and established relationship and
nurtured at the commencement of life by father and mother in a
de
facto
family
as opposed to a constitutional family, then the natural father on application
to the court under s. 6A of the Guardianship of Infants Act, 1964, has
extensive rights of interest or concern. However, they are subordinate to the
paramount concern of the court which is the welfare of the child.
71. The
issues in this case are determined by the trial judge with the welfare of the
child as the paramount consideration. A natural father’s rights arising
on application to court on foot of constitutional procedures are proportionate
to the circumstances of the case. It is assumed that the procedures provided by
statute will be conducted in accordance with the principles of constitutional
justice:
East
Donegal Co-Operative v. Attorney General
[1970] I.R. 317.
72. It
is not for this Court to legislate, that is a matter for the Oireachtas. In so
doing, it is open to that body to consider the European Convention on Human
Rights and cases arising thereunder insofar as they are not inconsistent with
the Constitution. In the circumstances of this case, there is no issue of any
deprivation of any constitutional right of the applicant.
73. It
is clear that procedures must provide adequate protection for the welfare of
the child. This includes an appropriate process to enable a natural father to
make application for guardianship at a time within which the scales concerning
the child’s welfare have not been tilted inevitably in another’s
favour. There is no such issue in this case.
74. In
light of the above, I agree with the answers given by the Chief Justice to the
questions posed by the Circuit Court Judge.
75. The
applicant is the father, and the respondent the mother, of two children born
out of wedlock. The elder child is a girl and is now aged 14. The younger child
is a boy and is now aged 5.
76. The
applicant and the respondent are no longer living together and the mother is
now married to another man.
77. Despite
their difficult situation, however, the respondent and applicant remain on good
terms. The applicant does not object to the respondent having custody of the
children and the respondent does not object to the applicant having liberal
access.
78. Judges
who have seen the anger and heartbreak which this kind of situation can give
rise to cannot but admire the good will and common sense shown by both parties
and the way they have co-operated in the best interests of the children.
79. Unfortunately,
the situation is threatened by the understandable desire of the respondent to
have the two children adopted by herself and her husband.
80. The
respondent and her husband applied for adoption of the two children in July,
1993. The applicant responded by applying in the District Court to be appointed
guardian of the infant children pursuant to the provisions of s. 6A of the
Guardianship of Infants Act, 1964, as inserted by s. 12 of the Status of
Children Act, 1987. The applicant’s application to be appointed a
guardian was refused in the District Court but he was granted liberal access.
81. The
respondent and her husband are happy that he should have this access and the
applicant has exercised it.
82. The
respondent and her husband wish, however, to proceed with the application for
adoption. The applicant has accordingly appealed against the order refusing to
appoint him a guardian because, if he is appointed a guardian, his consent to
the making of an adoption order will be required under s. 14 of the Adoption
Act, 1952. The applicant’s appeal is now pending before the learned
Circuit Court Judge and the learned judge has stated a case to this Court
seeking guidance as to the factors he should take into consideration in
exercising his discretions under s. 6A of the Guardianship of Infants Act, 1964.
83. The
problem is complicated by the policy of the notice party. On the 22nd December,
1993, the Registrar of the notice party wrote to the solicitor for the
applicant pointing out that the making of an adoption order terminates all
existing parental rights and duties in relation to the child given in adoption
and transfers these absolutely and permanently to the adopters, so that the
child becomes as one born to them in lawful wedlock. He pointed out that an
adoption order could not be made subject to conditions; that the notice party
had no power to limit the effects of an adoption order, and that it
“cannot incorporate a right to access into same”. He concluded by
writing:-
85. However
by a letter dated the 27th March, 1996, a different Registrar wrote to the
applicant’s solicitor seeking to correct the impression conveyed by the
letters of the earlier Registrar and stating: “I wish to clarify that the
Board does not seek to set aside access orders which have been made on consent
in
consideration of the making of an adoption order.
In
such circumstances the Board has made adoption orders in the past where there
was agreement between the parties.”
86. The
notice party’s second or corrected opinion is clearly a humane one.
Unfortunately it is difficult to reconcile with the express wording of the
Adoption Act, 1952, s. 24 of which provides as follows:-
87. Mr.
Rogers, for the applicant, submits therefore that the effect of the making of
an adoption order would be to wipe out all rights of the applicant in respect
of these children. Miss Clissman, for the respondent, does not accept this,
arguing that the natural father is not referred to in section 24. This
argument, however, is not convincing. There is no necessity to refer to the
natural father in s. 24 because he is excluded from the category of
“parent” by s. 3 of the Act which provides that
“parent” does not include the natural father of an illegitimate
child.
88. This
brings Miss Clissman to her second submission which is that the natural father,
as such, is not recognised as having any right in respect of his child under
the Irish Constitution and that the only rights he has got are the right to
make such applications as are accorded to him by statute law. She relies on
The
State (Nicolaou) v. An Bord Uchtála
[1966] I.R. 567. Mr. Rogers seeks to distinguish the present case from that
case because of the fact that for many years the applicant and the respondent
together with their children constituted a
de
facto
family
of the kind recognised by the European Court of Human Rights in
Keegan
v. Ireland
(1994) 18 EHRR 342. His problem is that that judgment, however instructive it may
be to read, is not part of the domestic law of Ireland and not binding on the
Irish courts. He accordingly submits that the time has come to look again at
the reasoning in
The
State (Nicolaou) v. An Bord Uchtála.
89. A
question arose in argument as to whether the provisions of s. 16, sub-s. 4 of
the Adoption Act, 1952, might contain the solution to Mr. Rogers’
problem. Section 16, sub-s. 4 provides as follows:-
90. It
is now the received wisdom of the courts that no final order is ever made in
custody proceedings as all orders may have to be revised if the circumstances
of the parties change. There is also a formal problem that an application under
s. 6A of the Guardianship of Infants Act, 1964, is concerned not with the
question of custody but with the question of guardianship. I note, however,
that the order granting the applicant access to the children was made under s.
11 of the Guardianship of Infants Act, 1964, and these proceedings could be
classified as custody proceedings. However, the real problem is that s. 16,
sub-s. 4 of the Adoption Act, 1952, cannot be construed as referring to ongoing
custody proceedings. It must refer to proceedings which terminate with the
granting of custody to one of the parties. Otherwise it would simply forbid the
making of an adoption order if custody proceedings existed, and would not
merely provide that no order was to be made “. . . until the proceedings
have been disposed of’.
91. I
agree with Mr. Rogers’ submissions that the time has come to reconsider
the reasoning in
The
State (Nicolaou) v. An Bord Uchtála
I.R.
[1966] 567. I do so not only because I think the reasoning in that case is
fundamentally flawed, but also because I do not think it is possible to develop
a coherent code of rights in relation to non-marital children and their parents
while that reasoning stands.
92. Before
proceeding further I should, however, state that I was one of the counsel who
acted for the prosecutor, Mr. Nicolaou, in that case.
93. I
should also like to state that there was never at any time any conflict between
the parties as to the facts of the case. The application was for
certiorari
and
the Adoption Board showed cause against the conditional order by notice. This
was in accordance with O. 84, r. 47 of the Rules of the Superior Courts, 1962,
which provided as follows:-
94. Counsel
for the respondent might still have served notice to cross-examine the
prosecutor or his deponents but, no doubt for very good reason, they did not do
so. The comments made in the judgments of the Divisional Court on the
prosecutor were made of a man who had been neither contradicted in evidence nor
cross-examined. One judge even expressed reservations as to whether the
prosecutor was the father of the child in respect of whom the proceedings were
brought, which allegation he accepted only for the purposes of the argument.
This was despite the fact that the mother had sworn that the prosecutor was the
father of the child; the prosecutor had sworn that he was the father of the
child; the child’s birth had been registered within days of her birth and
showed the prosecutor as the father; the subsequent conduct of the parties was
explicable only in the context that the prosecutor was the father; there was no
evidence to the contrary; and the deponents had not been cross-examined.
96. Teevan
J. therefore had a clear view of the alleged injustice at the theoretical
level, but could not accept the undisputed evidence which was before him. This
was in no way inconsistent with the more elaborate version of the facts set out
in the judgment of Walsh J. in the Supreme Court (see pp. 630-633 of the
report). The part of the judgment of the Supreme Court which is most open to
criticism is that which begins at p. 639 of the report and contains the
following passages:-
98. I
find this reasoning inadequate. The Adoption Act, 1952, does expressly exclude
the natural father from the category of “parent”. Under these
circumstances it is hardly sufficient to say to him that he is not excluded; he
merely fails to come within the category of persons who are included. This was
particularly relevant to
The
State (Nicolaou) v. An Bord Uchtála
[1966] I.R. 567 where the evidence showed that the category of persons included
was not wide enough to catch the prosecutor whom the Court accepted to be a
concerned and caring parent. Moreover, once the Court had accepted that the
prosecutor was a concerned and caring parent
it
was not logical to justify his exclusion by a reference to natural fathers who
had no interest in the welfare of their children. This was to fall into the
logical trap warned against in the opening paragraph of the passage quoted by
treating equally persons who were in different situations, and amounted
therefore to unfair discrimination.
100. With
regard to the prosecutor’s delay in bringing his proceedings the Supreme
Court had the following comment to make (see page 639
of
the report):-
101. This
being so, the prosecutor’s sole protection against his daughter being
given in adoption was the letter from his solicitor to the Adoption Board dated
the 7th October, 1960, informing them of the prosecutor’s opposition to
adoption. On the 17th October, 1960, the Adoption Board had acknowledged
receipt of this letter and had stated that “the matter has been
noted”. Under these circumstances, for the Adoption Board to have given
his child in adoption without further reference to him was quite extraordinary
and merited an adjective somewhat stronger than the word
“impolitic” used by the Supreme Court to describe it (see p. 639 of
the report).
102. But
if this is so, would not one expect the Constitution to provide a remedy for
the “cruel injustice” which Teevan J. was able to envisage, if only
on a hypothetical basis, in his judgment in
The
State (Nicolaou) v. An Bord Uchtála
[1966] I.R. 567?
103. The
second important development in our case law which I would wish to refer to is
East
Donegal Co-Operative v. Attorney General
[1970] I.R. 317. In particular, I should like to refer to the famous passage in
which Walsh J., giving the judgment of the Supreme Court, states that the
presumption of constitutionality of an Act of the Oireachtas carries with it
the necessary implication that all proceedings, procedures, discretions and
adjudications which were permitted and prescribed by the Act were intended by
the Oireachtas to be conducted in accordance with the principles of
constitutional justice and not otherwise.
104. Again
it is difficult to believe that a modern court, in the light of the principles
set out in that case, would regard the decision of the Adoption Board to give
Nicolaou’s child in adoption without reference to him as merely
“impolitic”.
105. But
both suggestions which I have made could be wrong if the natural father has no
rights. It therefore becomes necessary to analyse the problem more thoroughly.
106. Article
42 of the Constitution is an extension of Article 41 and refers to parents and
children within a family context. It refers to the inalienable rights and
duties of parents and to the imprescriptible rights of the child. In other
words it refers to a relationship between three people which carries with it
reciprocal rights and duties which the positive law is enjoined to respect. The
rights of the child are clearly predominant. They alone are described as being
imprescriptible, but the parents also have rights. The positive law has
accordingly prescribed (in s. 3 of the Guardianship of Infants Act, 1964) that
a court, in deciding any question concerning custody or guardianship of an
infant shall regard the welfare of the infant “as the first and paramount
consideration”. The clear implication of this phrase is that the welfare
of the infant is to be the most important consideration, but also that it is
not the only consideration. Otherwise the statute would not choose the
adjective “first”. The welfare of the infant, while paramount, has
to be reconciled so far as practicable with the rights of both parents.
107. Article
42 of the Constitution is concerned primarily with the relative rights and
duties of parents and children, though it also defines the role of the State in
the event of the parents failing in their duties to their children.
108. Article
41, by contrast, is concerned with the family as a group or institution and
with its rights
vis-à-vis
other
groups or institutions in society.
109. Article
41 and Article 42 both refer to the family based on marriage. But Article 42 is
helpful in describing the relationship between parent and child.
110. One
cannot derive them from positive law because what the positive law gives the
positive law can take away. Moreover, at common law an illegitimate child was
nullius
filius
and
was regarded as a charge on the parish. To have held otherwise would have
threatened the system of primogeniture and the whole system of feudal
landholding. As pointed out by Gavan Duffy P. in
In
re M, an infant
[1946] I.R. 334, the common law judges were, at a later stage, driven to the
expedient of justifying the natural mother’s right to the custody of her
child by reference to the fact that she was under a statutory duty to maintain
it. Other judges refer to the “blood tie” between mother and child
or to the bonds of nature between them. Finally the courts of equity were
prepared to listen to anyone – be he or she natural parent or not –
who could offer anything touching the welfare of the child.
111. None
of the matters referred to in the previous paragraph amounts, in itself, to a
proper approach to this problem under the Irish Constitution because they all
proceed on the approach of severing the relationship between parent and child.
The Irish Constitution, by contrast, stresses the relationship between parent
and child and derives from that relationship a system of moral rights and
duties which the law is enjoined to respect.
112. These
reciprocal rights and duties may derive from the blood tie between parents and
child but they are not the same thing as that blood tie. Rather do they amount
to a moral code based upon it. It appears to me that they can be referred to as
natural rights or duties or constitutional rights and duties and that, in the
context of Articles 41 and 42, the two terms are indistinguishable. In so far
as Kenny J. suggests the contrary in
G.
v. An Bord Uchtála
[1980] I.R. 32 at p. 97, I respectfully disagree with him.
113. The
relationship between natural parents and their child can be compared with that
existing between married parents and their children under Article 42 of the
Constitution but the group does not form a unit group or institution within the
meaning of Article 41. The relationship will give rise to reciprocal duties and
rights but the manner in which these will, or can, be expressed will vary
greatly with the circumstances. On the one hand the parents may be living
together in what could be described as a
de
facto
family.
On the other hand the circumstances attending the child’s conception or
birth may be so horrific as to make it undesirable, or unthinkable, that the
parents should live together.
114. As
Kenny J. has pointed out, illegitimate children are not mentioned in the
Constitution. Yet the case law acknowledges that they have the same rights as
other children. These rights must include, where practicable, the right to the
society and support of their parents. These rights are determined by analogy to
Article 42 and are captured by the general provisions of Article 40, s. 3 which
places justice above the law. Likewise a natural mother who has honoured her
obligation to her child will normally have a right to its custody and to its
care. No one doubts that a natural father has the duty to support his child
and, I suggest, that a natural father who has observed his duties towards his
child has, so far as practicable, some rights in relation to it, if only the
right to carry out these duties. To say that the child has rights protected by
Article 40, s. 3 and that the mother, who has stood by the child, has rights
under Article 40, s. 3 but that the father, who has stood by the child has no
rights under Article 40, s. 3 is illogical, denies the relationship of parent
and child and may, upon occasion, work a cruel injustice.
115. In
these circumstances I would accept the
dictum
of
Finlay C.J. in
J.K.
v. V. W.
[1990] 2 I.R. 437 at p. 447 where he says:-
116. As
the rights of the child would be the same in all the circumstances discussed by
the learned Chief Justice in the passage quoted, I can only assume that the
variation in the strength of the rights of which the Chief Justice speaks
refers to variations in the rights of the father.
117. I
am reinforced in this opinion by the provisions of s. 13 of the Status of
Children Act, 1987. This inserts a new sub-section into s. 11 of the
Guardianship of Infants Act, 1964. The new sub-section, (to be known as sub-s.
4) reads as follows:-
118. While
I have arrived at my conclusions by a route somewhat different to that followed
by the Chief Justice I agree with all of the answers which he has given to the
questions posed by the learned Circuit Court Judge.
119. As
the history of this matter has been set out in the judgments already delivered
it is unnecessary for me to repeat it. Instead I would gratefully adopt the
recital by the Chief Justice in his judgment of the material facts and the
legislation relevant to the issues before this Court. I am in agreement too
with the answers proposed by the Chief Justice to the questions raised by the
consultative case to advise herein, but in deference to the argument presented
to the Court I feel I should express my own views thereon.
120. The
submission by counsel on behalf of the applicant in his argument before this
Court reduced the substantive issue to a net point which could be encapsulated
in the question following:-
121. Counsel
for the applicant, Mr. Rogers, contended that a natural father did have such a
right. In making that argument he recognised that it ran counter to the
decision of the Supreme Court in
The
State (Nicolaou) v. An Bord Uchtála
[1966] I.R. 567. In that case it was held by the Supreme Court – as had
been found by each of the three judges of the Divisional Court – that the
fact that the consent of the natural father (unlike that of the natural mother)
to an order for adoption was not required by the Adoption Act, 1952, or that he
had no opportunity of being heard in relation to the making of an adoption
order, did not constitute an infringement of his constitutional rights.
122. It
was pointed out on behalf of the applicant that social and moral attitudes have
altered significantly in the thirty years since
The
State (Nicolaou) v. An Bord Uchtála
[1966] I.R. 567 was decided. No doubt that is so. For better or for worse, it
is clearly the fact that long term relationships having many of the
characteristics of a family based on marriage have become commonplace.
Relationships which would have been the cause of grave embarrassment a
generation ago are now widely accepted. In relation to changing circumstances
it may be also noted that there have been medical and scientific changes which
may likewise affect, and certainly complicate, any analysis of the relationship
between a child and the male and female whose genes it inherits. The question
of the rights of a natural father has heretofore involved the acceptance of the
fact that the natural (or illegitimate) fathers may comprise a range of males
extending from having and caring fathers participating in an enduring
relationship with the mother and children, to the psychopathic rapist whose
only purpose was to do violence and bring humiliation to the mother. In more
recent times one has to recognise a category of biological parenthood within
which the male contributes sperm which is provided by means of artificial
insemination in a female recipient unknown to the donor. This must be the case
by which can be tested the basic proposition whether the mere donation of sperm
confers on the donor any natural or constitutional right over any child that
may subsequently be identified as having been conceived as a result of such a
procedure. In my view that cold and clinical scenario would do much to
strengthen the view expressed in
The
State (Nicolaou) v. An Bord Uchtála
[1966] I.R. 567 that the mere fact of fatherhood does not give rise to natural
or constitutional rights.
123. Scientific
advances may pose even greater problems in relation to the rights of mothers.
If it is possible - as I understand it to be – to transplant a fertilised
ovum in a woman who in due course gives birth to a child, who is the mother for
the purposes of Article 40 of the Constitution? The woman who provided the ovum
or the woman who gave birth to the child?
124. These
very questions illustrate the fundamental distinction between the line which
may have to be drawn between the provision of the genetic material on which
life depends and the nurturing of the being, not merely from the time of birth,
but from the moment of conception.
125. The
applicant placed some reliance on the majority decision of this Court in
J.K
v. V.W.
[1990] 2 I.R. 437. That case had many features in common with the present one.
It was an application for guardianship by the natural father of an infant and
one of the respondents was the natural mother. Whilst the parents had not
married, they had a relationship which endured for some two years. Furthermore,
the pregnancy of the mother
128. The
then Chief Justice, Finlay C.J., delivering a judgment in which Walsh, Griffin
and Hederman JJ. concurred, held that the opinion expressed by the learned
trial judge in the case stated as to the manner in which s. 6A should be
construed was not correct in law. Finlay C.J. explained (at pp. 446 and 447):-
130. What
the majority judgment unquestionably held was that s. 6A aforesaid created
merely a right to apply for guardianship: it did not presume its existence.
131. However,
Finlay C.J. having rejected the contention that a natural father had a
constitutional or natural right to the guardianship of his child commented as
follows:-
132. Clearly
the word “rights” as used in that quotation from the then Chief
Justice do not refer to any constitutional right or any natural right
recognised by the Constitution. The learned judge had expressly negatived the
existence of any such right. It seems to me that he was identifying what might
be described as a “right” deriving from the involvement of the
father with his child and that a right or interest which would be coextensive
with the involvement with, and above all the benefit which it conferred on, the
child. Where an application is made by a person, other than a parent, to be
appointed guardian of a child, the judge to whom the application is made would
necessarily and properly consider the circumstances in which the application
was made; the familiarity of the applicant with the child; the frequency of
their meetings; and the reaction of each to the other. Clearly in a case where
the applicant had custody, for whatever reason, of the child and provided
generously and successfully for its material, moral and social welfare, these
are factors which the court would take into account. Not only that; it could be
said on behalf of the applicant that he had the “right” to have
these matters taken into account on the basis that the court owed a duty to him
so to do.
133. The
nature and the status of the rights of parents – even married parents
– seeking custody of their child as against third parties was very fully
considered by the House of Lords in J.
v.
C.
[1970] AC 668. In that case the married Spanish parents sought custody of
their son who had been left with English foster parents from four days after
his birth for the greater part of his young life. When he was five years of age
his parents sought custody of him and the foster parents responded by having
him made a ward of court in England. Unfortunately, another five years were to
elapse before the issue was fully heard in the High Court. Whilst the Spanish
parents had experienced serious financial problems and there were difficulties
arising from the health of both the child and its true mother, these problems
had been resolved before the matter came on for hearing by the English court.
It was recognised at that stage that the Spanish parents were in a position to
provide adequately for the welfare of the child. The argument in the Chancery
Division was virtually identical with that presented to this Court. That
argument was summarised by Lord Guest in his speech (at p. 692) in the
following terms:-
134. That
argument was rejected in the High Court and again in the Court of Appeal. What
the speeches in the House of Lords demonstrated was the evolution away from the
“rights” of the parents and towards the welfare of the child. The
common law position had been identified by Knight Bruce V.C. in
In
re Fynn
(1848)
2 De G. & Sm. 457 where he said (at page 474):-
135. The
principle upon which the Chancery courts acted was summarised by Lord Cranworth
in
Hope
v. Hope
(1854)
4 De G.M. & G. 328 (at p. 344) in the following terms:-
136. What
is described as “the more enlightened view” appears to have found
its expression - though not without some qualifications – in the judgment
of the Irish Court of Appeal in
In
re O’Hara
[1900] 2 I.R. 232. At pp. 239 and 240 of that report FitzGibbon L.J. summarised
his views as follows:-
137. In
his speech in
J.
v. C.
[1970] AC 668 Lord MacDermott reviewed the foregoing among other cases and
passed to the U.K. Guardianship of Infants Act, 1925, s. 1, which imposed upon
every court dealing with matters touching upon infants the obligation to have
“regard to the welfare of the infant as the first and paramount
consideration” and expressly provided that the court should not
“take into consideration whether from any other point of view the claim
of the father, or any right of common law possessed by the father, in respect
of such custody, upbringing, administration or application is superior to that
of the mother, or the claim of the mother is superior to that of the
father”. Like FitzGibbon L.J. before him, Lord MacDermott at the
conclusion of his speech summarised his conclusions in numbered paragraphs as
follows:-
138. I
will quote also a passage from the speech of Lord Guest in
J.
v. C.
[1970] AC 668 both for the principle which it enunciates and the terminology
in which that principle is expressed. I quote from p. 697 as follows:-
139. Lord
Donovan demoted still further the “rights” of the natural parent.
He expressed his views at p. 727 in the following terms:-
140. In
those circumstances the House of Lords rejected the appeal and upheld the
decision of the judge of the High Court in exercising his discretion to refuse
custody of the child to his true parents. In reaching their conclusion the
House of Lords designated the alleged right of the natural parents to custody
as a word encased in inverted commas and at best as one of the many factors to
which the court would properly have regard in determining where the best
interest of the infant lay in an issue with regard to its custody or
guardianship.
141. Clearly
these English cases have little direct application to any right which is
elevated to constitutional status by Bunreacht na hÉireann. The value of
those judgments, as I see it, is the distinction which they have drawn between
the rights of parties applying to be appointed as guardian and the factors
which must be taken into account by the judge hearing the application. It does
seem to me that in fact a similar distinction was made by Finlay C.J. in
J.K
v. V.W.
[1990] 2 I.R, 437 when he chose the word “factors” rather than the
word “rights” to describe the totality of the matters to be
reviewed in a guardianship case. He summarised the position in the final
paragraphs of his judgment (at p. 447) as follows:-
142. I
do not think it is necessary to reach a final conclusion as to whether there is
some residual right in a father in equity to custody of or guardianship over
his child. That right, if it does exist, and deriving solely from the
biological relationship between the father and the son is unlikely to be a
factor of serious significance in determining whether an order for guardianship
should be granted or withheld. On the other hand fatherhood, in conjunction
with a long standing and active commitment to the welfare of the child is a
factor to which the trial judge would be bound to give serious consideration
and indeed might well be of decisive importance.
143. However,
the factors to be considered by a judge hearing an application by a natural
father (or any other person) to be appointed guardian of an infant child may be
very extensive indeed. They will extend to any matter which could impinge upon
the present or future welfare of the infant concerned.
144. In
my view the legal principles applicable to the general issue debated before
this Court may be summarised as follows:-
145. As
I have already indicated, I believe that in these circumstances the particular
questions posed by the learned judge of the Circuit Court should be answered in
the manner suggested by the Chief Justice.