1. This
is an appeal from the judgment and order of the High Court (Morris J.) of the
30th May, 1991, holding in favour of the plaintiff in an action for damages for
personal injuries brought on her behalf for the alleged negligence of the
defendant, its servants or agents in regard to matters surrounding a surgical
procedure carried out at Limerick Regional Hospital on or about the 16th March,
1982. The judge assessed damages in the sum of £319,392.93. The defendant
appeals against the finding of negligence and while, originally, the plaintiff
sought to vary the judgment in regard to damages, in the course of the hearing
of the appeal, that aspect of the case was not proceeded with further.
2. The
plaintiff, Beatrice Lindsay, then aged eight years, was admitted to Limerick
Regional Hospital on the 15th March, 1982, with stomach pains. She was
diagnosed as having an acute appendicitis or, as an alternative, mesenteric
adonitis. This latter condition is an inflammation of the lymph glands in the
mesentery. The symptoms of this condition mimic the symptoms of an inflamed
appendix and, indeed, that is what happened in this case because after the
appendix was removed and was subsequently subjected to pathological examination
it was found not to have been the cause of the plaintiff’s original
troubles. No point is made on this as it is accepted that it was reasonable to
operate to remove the appendix in the circumstances of this case.
3. After
the decision to operate was made, Dr. James McDermott, who was a consultant
anaesthetist at the hospital since 1956, was sent for and he arrived from his
home. In the interim, the nursing staff had prepared the patient for the
operation. The anaesthetic was administered by Dr. McDermott with Dr. Pai, who
was attached to the hospital as a senior officer in anaesthetics, also in
attendance. The operation was carried out by Dr. Michael O’Riordan, then
a senior house officer at the hospital under the supervision of Mr. Nur, a
fellow of the Royal College of Surgeons and surgical registrar at the hospital.
4. The
evidence of the anaesthetists was to the effect that the relevant anaesthetic
procedures were put in place and that nothing untoward happened in the course
of the operation. The plaintiff was removed to the recovery room when she was
described by Dr. McDermott as being absolutely normal. Although she appeared to
be commencing to regain consciousness she did not do so and then she developed
seizures which proved extremely difficult to control. She eventually became
comatose and unresponsive. This was at about 2 a.m. on the morning of the 16th
March, the anaesthetic having been administered at about 12.35 a.m. Later, on
neurological examination, a C.T. scan showed generalised brain oedema. E.E.G.
showed bilateral diffuse symmetrical slow activity, in keeping with a diffuse
form of neuronal dysfunction. The plaintiff has irreversible brain damage, is
in a coma and will not come out of it. At the date of the trial she had a life
expectancy of about 15 years.
5. No
complaint is made about the actual surgical operation. The essential case made
on behalf of the plaintiff is that she went to the hospital with a very common
complaint, appearing to be an acute appendicitis that she was then a normal,
healthy girl; that she was put through a routine anaesthetic reducing her to a
state of unconsciousness and that her situation is that she has never been
brought back to a state of consciousness. It is, therefore, submitted that this
prima
facie
shows
that something irregular took place in the course of the administration of the
anaesthetic and that it is, in those circumstances, for the defendants to
disprove negligence:
res
ipsa loquitur.
6. The
defendant says that unless one can point to a
negligent
act,
as
opposed to an unusual occurrence, then
res
ipsa loquitur
has
no place. It says, in any event, that it proved that everything that could be
done was done in this case; that nothing has been shown to have been done
negligently but, on the contrary, that while this was regarded as a routine
procedure the plaintiff was attended by two anaesthetists during the course of
a significant but routine surgical procedure and that nothing untoward took
place; that, in those circumstances, to repose liability on it would be to hold
doctors responsible for pure accidents which can occur and for which no full
explanation is forthcoming; that neither doctors nor hospitals can be
guarantors of the success of every procedure that is undertaken; and that
provided they exercise reasonable care, carrying out procedures in accordance
with what is established practice, to repose liability on them in such
circumstances would be to produce a very unjust result.
7. In
my judgment, the submission that
res
ipsa loquitur does
not
apply in the circumstances of this case should be rejected. It is true that a
precise circumstance of negligence cannot be pointed to - such as in the
classical cases of bags of sugar falling on a passing pedestrian
(Scott
v. London and St. Katherine Docks Co.
(1865)
3
H. & C. 596) or a motor car driven onto a footpath
(Murray
v. Gilmore,
Unreported,
Supreme Court, 20th December, 1973) - but it seems to me that if a person goes
in for a routine medical procedure, is subject to an anaesthetic without any
special features, and there is a failure to return the patient to
consciousness, to say that that does not call for an explanation from
defendants would be in defiance of reason and justice. Equally, however, it
seems to me that in this case the most that the defendants should be required
to do is to show that they exercised all reasonable care and that they were not
negligent, and that they should not be required to take the further step of
proving, on a balance of probabilities, what did cause the plaintiff’s
brain damage. The distinction between a negligent act and causation requires to
be emphasised.
8. I
believe that in this case the plaintiff’s advisers would have been
perfectly entitled to set out the broad facts of the case and, without more,
require the defendants to adduce evidence as to what took place in the course
of the operation. The plaintiff’s advisers approached the case in a
different way, as of course they were entitled to do, because they were in a
position to call an expert witness, Professor Pádraig Keane, Professor
of Anaesthetics at University College, Galway, who gave evidence that the
likely cause of the plaintiff’s condition was a hypoxic insult which she
sustained in the course of the administration of the anaesthetic. Hypoxia is a
withdrawal or reduction of oxygen to a dangerous degree. That such happened was
refuted by the two anaesthetists on duty. It was not in controversy that if
there was a hypoxic occurrence an anaesthetist should have seen it. It was put
as follows at the start of the cross-examination of Dr. McDermott (at volume 6
of the transcript):-
9. In
addition, the defence expert witnesses said that the symptoms were not present
that one would expect if there had been an hypoxic occurrence. The learned
trial judge accepted the expert testimony proffered on behalf of the
defendants. He said, in the course of his judgment at p. 166 above:-
10. The
learned trial judge, having held that the effect of the application of the maxim
res
ipsa loquitur
was
to throw the burden of proof onto the defendant to prove, on the balance of
probabilities, what caused the plaintiff’s brain damage, and it having
failed to do so – having propounded possibilities only of what caused her
condition – that that would amount to the court adopting a theory based
on pure speculation; that was not sufficient for the defendant to meet the case
and, therefore, he held that negligence was to be inferred. On that basis, he
found for the plaintiff.
11. As
I have set out, the trial judge rejected hypoxia as a cause of the
plaintiff’s condition. Mr. Sutton S.C. for the plaintiff has submitted,
however, that the trial judge did so only in regard to the assertion made on
behalf of the plaintiff that hypoxia was the cause of the plaintiff’s
brain damage; that, however, it remains as something that could still be in the
case and something that the defendant has not disproved as it is required to do
once the maxim
res
ipsa loquitur
comes
into play. I would reject this submission as being at variance with the
judge’s findings. He had before him the clear evidence of all the defence
witnesses, especially the two anaesthetists, that no hypoxic occurrence took
place in the course of the anaesthetic procedures and he also accepted the
evidence of the expert defence witnesses in this regard. The only conclusion
that can be drawn is that hypoxia is out of the case. While the
plaintiff’s advisers did not have to assert any particular cause for the
plaintiff’s condition, it is the case, I believe, that hypoxia as a
possible cause would have had to be disproved in any event. So nothing turns on
the fact that the plaintiff’s advisers propounded it as a cause in the
first instance.
12. With
hypoxia out of the case, it follows inexorably that the anaesthetists must be
acquitted of any blame because the only thing that could have resulted if
anything had been remiss with the way the anaesthetic was administered was
hypoxia: nothing else.
13. I
believe that the trial judge was, however, correct in regarding this as a
res ipsa loquitur
case.
Disparity between the situation of the respective parties is crucial in this
regard. As Ó Dálaigh C.J. said in
Dowd
v. Kerry County Council
[1970]
I.R. 27 at p.41 of the report:-
14. In
the decision of the British Columbia Supreme Court (Andrews J.)
Girard
v. Royal Columbian Hospital et al
(1976)
66 D.L.R. (3d) 676 which was cited to the learned High Court Judge as well as
to us, Andrews J. agreed with the description
of
res ipsa loquitur
contained
in Fleming,
The
Law of Torts
(See
now 7th edition at p. 291):-
18. I
believe at the end of all the evidence in this case the situation was that the
plaintiff had clearly established a
prima
facie
case
on two different bases. One was the evidence of Professor Keane that postulated
the probability that there had been an hypoxic occurrence. This, as I have
said, was rejected by the trial judge. Further, for the reasons I have
suggested as regards how unique and unusual this occurrence was, and because of
the respective positions of the litigants, clearly an answer was required from
the defendant. That answer could be provided in two ways. It could have proved,
on the balance of probabilities, that the plaintiff met her injuries in a
particular manner that caused her condition but which was not connected with
the administration of the anaesthetic. This it failed to do. The furthest the
defendant got was to suggest as possibilities other means by which the
plaintiff sustained her injuries. I believe this evidence is not, however, to
be regarded as totally inadmissible. It was legitimate, I believe, for the
defendant to adduce evidence of possibilities, remote though they might be, as
an explanation; in contradistinction to saying that it could not offer
any
explanation
of any description whatsoever. It went to provide some corroboration, as well,
that there was no negligence on its part in the administration of the
anaesthetic. The other course was for the defendant to establish that from
beginning to end of this anaesthetic procedure there was no negligence on its
part. This it did decisively and, in those circumstances, it appears to me that
it rebutted the burden of proof that rested on it to displace the maxim
res
ipsa loquitur
and
so the case returned to the plaintiff’s bailiwick to prove negligence.
19. I
believe that it is necessary to ensure that the rule embodied in the maxim does
not put a burden on defendants which is so onerous as to produce an unjust
result. Each case must, of course, be dealt with in accordance with its own
particular facts but, as I have said, I believe that in the circumstances here
the defendant has met the
prima
facie
case
made against it as fully as could be expected. It would be an unjustifiable
extension of the law to say that in the absence of an explanation that could be
proved, on the balance of probabilities, negligence on the part of the
defendant must be inferred. It has often been said that medical science is not
an exact one and it is safe to prophesy that medical science and its technology
will advance past frontiers which are not within anyone’s contemplation
at this time and so matters at present not amenable to explanation will be
capable of resolution.