H112
Judgment
___________________________________________________________________________ | ||||||||||||||||||
Neutral Citation: [2015] IEHC 112 THE HIGH COURT [2014 No. 636 JR] BETWEEN DANIEL McDONNELL APPLICANT AND
THE GOVERNOR OF WHEATFIELD PRISON RESPONDENT JUDGMENT of Mr. Justice CREGAN delivered on the 17th day of February 2015 INTRODUCTION PROCEDURAL HISTORY 3. On 24th October, 2014 the applicant’s solicitor wrote to the respondent indicating that they would bring Article 40 proceedings unless the applicant was placed on a regime allowing for his interaction with other prisoners. 4. On 28th October, 2014 counsel for the applicant moved an ex parte Article 40 application on behalf of the applicant before Barton J. in the High Court. Barton J. indicated that he could not hear the full hearing in the Article 40 proceedings due to pre-existing commitments in his diary. Therefore he directed that the application be moved elsewhere. 5. On 29th October, 2014 counsel moved an ex parte Article 40 application before Kearns P. in the High Court. Kearns P. indicated that the matter should proceed by way of judicial review and granted leave to issue a notice of motion for judicial review returnable to 4th November, 2014. 6. The matter then proceeded by way of judicial review proceedings in the High Court. The statement required to ground the application for judicial review and notice of motion were dated 30th October, 2014. A statement of opposition and replying papers were filed on the 18th December, 2014. 7. In the application for judicial review the main reliefs which the applicant is seeking are
(2) A declaration that the respondent has breached the applicant’s rights under the European Convention for the Protection of Human Rights and Fundamental Freedoms and in particular Article 3, Article 6 and Article 13. (3) An order of certiorari quashing the respondent’s directions made under r. 63 of the Prison Rules 2007. THE RELEVANT FACTS 10. After the applicant was convicted of murder, on 24th January, 2014, he was imprisoned in Mountjoy Prison for about 28 days. However the prison authorities in Mountjoy apparently believed that there was a threat to his safety in that prison and as a result he was transferred to Wheatfield Prison. The applicant has been imprisoned on the west 2 wing of Wheatfield Prison since he arrived in February 2014. 11. Since his arrival in Wheatfield Prison in February, 2014 the applicant has been subject to repeated and continuous directions under r.63 of the Prison Rules 2007. The respondent has made these directions because he is in possession of credible evidence of a threat to the applicant’s safety within the prison from persons connected to Ms. Melanie McCarthy McNamara. However the applicant does not accept that there is a threat to his safety within the prison. 12. Since the applicant arrived in Wheatfield he has received the following r.63 directions:
(ii) 3rd April, 2014 - again no specific end date is apparent. (iii) 22nd April, 2014 - again no end date is recorded. (iv) 26th May, 2014 - again no specific end date is recorded. (v) 11th July, 2014 - again no specific end date is recorded. (vi) 19th August, 2014 - again no specific end date is recorded. (vii) 18th September, 2014 - this r.63 direction contains a review date of 18th October, 2014. (viii) 18th October, 2014 - no end date is set out in this direction. (ix) 21st November, 2014 - again no end date is set for this direction. (x) 14th December, 2014 - no end date is recorded. (xi) 14th January, 2015 - again no end date is recorded. 14. The reason given for all of these r.63 directions is that it is for the applicant’s own protection because he is under threat from other prisoners because of his offence. On a number of the direction statements the applicant has stated that he wishes to mix with the general population and/ or that he does not believe that there is any threat to his life. The affidavit evidence on behalf of the Applicant 16. In addition the applicant complained that he has been denied access to structured activities. 17. The applicant would like access to the psychiatric and psychological medical staff attached to Wheatfield Prison and/or access to a “listener” at Wheatfield Prison - a person with whom prisoners can discuss their problems. 18. Based on affidavit evidence filed in this case, it appears that there are about seventeen cells in the West 2 area of Wheatfield Prison comprising eleven full-time cells and six padded cells. There are four prisoners (including the applicant) on his particular landing. The applicant believes that he is the only prisoner on his landing subject to “23 hour lockup. “ The applicant cannot mix or associate with the other prisoners on his landing. 19. It appears that the applicant has a poor disciplinary record within Wheatfield Prison and he has incurred a large number of P 19’s which are part of the disciplinary regime of the prison. At present he is on the “Basic Regime” which means that he has not earned any additional privileges for good behaviour. It appears that the applicant has been on this “Basic Regime” since he arrived at Wheatfield Prison - although he was apparently once on the “Standard Regime” for a period of seven days. However the applicant states that the only apparent difference between the “Basic Regime” and the “Standard Regime” is that he was taken to the basic gym in the prison once for an hour on his own. 20. The applicant occupies a single cell on the West 2 wing. It is approximately eight feet by twelve feet in size. He has in- cell sanitation facilities - a toilet, sink and shower. He also has a bed and television in his cell. 21. In addition the applicant receives one visit per week from family members of approximately 30 minutes duration. In addition he is allowed three phone calls per week which are six minutes in duration. 22. The applicant is of the view that the main reason he has discipline issues in prison is because he is finding it very difficult to cope with being locked up for 23 hours a day. The applicant’s evidence is that at this stage he feels that the prolonged use of the 23 hour lockup is seriously compromising his general health and well-being and he is finding it difficult to cope with this restricted regime. 23. The applicant’s evidence is that he is frustrated by the lack of physical and mental stimulation in his daily regime and he finds the complete lack of personal interaction with other prisoners very difficult. Moreover the applicant, despite his repeated requests, is not participating in any authorised structured activities such as work, vocational training education or any other programmes intended to rehabilitate prisoners in Wheatfield Prison. The respondent has stated in evidence that on many occasions the applicant has refused to participate in such authorised structured activities. The applicant has expressly stated that he wishes to be involved in these activities now and into the future. 24. The applicant’s evidence is that he has noticed that the restricted regime is beginning to affect his mental health and that in an effort to try to protect his mental health he has requested access to a psychiatrist and a listener but the prison authorities have not taken any steps on foot of these requests. 25. It appears that the applicant was also subjected to previous bouts of solitary confinement in St. Patrick’s Institution (from February 2012 until October 2012.) Moreover in November 2013 he was moved to Cloverhill Prison where he was subjected to r.63 conditions until the conclusion of his trial in January 2014. 26. Thus it appears that in addition to the eleven months in solitary confinement in Wheatfield, the applicant has also endured lengthy periods of solitary confinement in St. Patrick’s Institution, and Cloverhill. 27. The applicant’s solicitors arranged for a psychologist - Mr. Glanville - to visit the applicant and to prepare a report on his behalf setting out how his current mode of imprisonment has affected him. In his first report Mr. Glanville outlines an extensive literature on the psychological and psychiatric effects of solitary confinement and isolation which generally describes the effects of prolonged (usually defined as fifteen continuous days or more) solitary confinement/isolation. Some of the consequences of solitary confinement are anxiety disorders, depression, anger, cognitive disturbances, perceptual disturbances (including hallucinations), paranoid disorders, psychosis and suicidal intent. Mr. Glanville in his report also outlined the general view that a significant proportion of prisoners who are psychologically or emotionally damaged by solitary confinement may never recover and that the suicide rate amongst such prisoners is very significantly higher than that of other prisoners. 28. Moreover Mr. Glanville stated that the applicant’s anxiety levels “were elevated to a level suggestive of a clinical disorder” and his “scores on scales measuring depressive symptomatology were also significantly raised”. Mr. Glanville was of the view that “there must be considerable concern for his psychological and emotional well-being arising from the circumstances under which he is currently detained”. He also attributed “boredom and the absence of constructive stimulation” as likely factors in many of the applicant’s disciplinary problems in prison. 29. In Mr. Glanville’s report he states as follows in his Summary and Opinion:
“In my opinion if Daniel continues to be held under the present regime of isolation/solitary confinement with minimal stimulation, the likelihood is that these outbursts of anger and aggression would become more frequent and more violent with a consequent risk to both himself and others. Over the course of a ‘life sentence’ this is likely to have a very damaging effect on his personality development, his mental health and the prospects of his successful resettlement in the community whenever he is released from custody”. 32. The applicant’s solicitor, (Ms Deborah Cody of Fahy Bambury McGeever Solicitors) stated in an affidavit that she believes that “at this stage the prison authorities have demonstrated a deliberate and conscious disregard for the applicant’s general well-being. His repeated requests for assistance in the form of access to education and training as well as access to a psychiatrist/psychologist and a listener have been effectively ignored”. 33. She also says at para.26 of her first affidavit
35. In para.31 of her affidavit Ms Deborah Cody states that “the applicant has instructed me that the prospect of remaining on a r.63 direction for a further indefinite period fills him with a sense of hopelessness”. She also states that “the applicant instructs that the prospect of serving a life sentence on 23 hour lockup is very difficult to take. He does not want to be substantially deprived of the society of other people for an indefinite period. He does not want to sit in a prison cell for 23 hours a day without having any activities to occupy his body and mind. He does not want his mental health further deteriorated whilst in custody and to have his requests for professional help continue to fall on deaf ears”. The Respondent’s affidavits
In relation to a request from your client and yourself that he should be granted free association I wish to advise you of the following. A review was conducted into your client’s status and it has been determined that there is a viable and substantive threat to your client if he was permitted to have free association due to the nature of his crime and the connections of his victim that are within the prison system. As a result of this review your client will be remaining on r.63 for his own protection. Your client has been at a level of access to services and the governor would hope to continue to expand this as he is very aware of the age and the length of the sentence that your client is doing. The governor must take into account the threat level to your client when making any decision. Regards” 38. In his replying affidavit, Mr. Sean O’Reilly, Assistant Governor of Wheatfield stated that the prison authorities were in possession of confidential information that the applicant was, and continues to be, at significant risk of being seriously harmed from other inmates and that there were a large number of inmates in Wheatfield who had connections to the grouping to which the deceased person Miss Melanie McCarthy McNamara was connected and related. Mr. O’Reilly also gave evidence that the applicant was a troublesome prisoner, that he had on one occasion attacked another prisoner on the West 2 landing, that he declined the offer to be brought out for exercise on many dates over a six month period, that on a number of occasions he declined to attend school lessons, etc. In addition Mr. O’Reilly noted that the applicant had also declined to see the prison psychiatric team on a number of occasions recently. 39. However in reply, the applicant stated that he had resolved his difficulties with this other prisoner, that he usually wanted to exercise one hour per day, that (in relation to the prison psychologist), by the time the respondent had organised these attendances with the psychiatric team, he had already been visited by the psychologist arranged for him by his own solicitors and because of that he did not feel the need to engage with a prison- organised psychiatric team at that stage. However he also stated that this should not be taken as an unwillingness on his part to engage with such services now or in the future. 40. It is also important to put this issue of solitary confinement in context. Mr. Sean O’Reilly in his affidavit stated that the average prisoner spends approximately seven to eight hours per day out of his cell. By contrast a prisoner who is on r.63 spends somewhere between two to six hours per day out of his cell. The amount of time depends on whether a prisoner’s status has been enhanced, whether he is attending gym class or other activities and/or whether he has a job (for example as a cleaner). 41. It appears to be an agreed fact that the applicant is either on 22 or 23 hour lockup per day. Thus he has between one and two hours a day when he is out of his cell. Of this time one hour is given to exercise in the yard. Therefore there can be certain days on which the applicant might have no further time out of his cell where he can engage in meaningful association with other persons. 42. The respondent also states
44. Mr. O’Reilly also states
Mr. O’Reilly also states that ‘at any given time there is usually a minimum of five to six prisoners detained under r. 63’. 46. The respondent also indicated that the prison operates a system of incentivised regimes which adds to the ability of the respondent to maintain good order within the prison. Within the scheme there are three levels - “basic,” “standard” and “enhanced.” The applicant is on the “basic” level at the moment but the respondent stated that he would move to “standard” regime which means that he would get further privileges including access to the gym on Wednesday, Friday and Sunday. 47. Thus the respondent was of the view that the applicant is partially responsible for his own situation. 48. However, the applicant, in a replying affidavit, said that he was anxious to begin to associate with other prisoners again. Indeed the applicant has said that he is willing to associate with all prisoners on the West 2 landing. 49. Moreover the applicant has suggested that consideration be given to allowing him to attend group education sessions once again. 50. In addition the applicant states that he would like to attend as many educational classes as possible and he would also like to work as a cleaner in the prison and to take part in group activities and work activities. He also states that he would be interested in participating in the kitchen and cookery classes and also to learn woodwork and other metalwork skills. PRISON RULES - (S.I. 252/2007)
(1) Subject to Rule 32 (Exercise) a prisoner shall not, for such period as is specified in a direction under this paragraph, be permitted to - (a) engage in authorised structured activities generally or particular authorised structured activities, (b) participate in communal recreation, (c) associate with other prisoners, where the Governor so directs. (2) The Governor shall not give a direction under paragraph (1) unless information has been supplied to the Governor, or the prisoner's behaviour has been such as to cause the Governor to believe, upon reasonable grounds, that to permit the prisoner to so engage, participate or associate would result in there being a significant threat to the maintenance of good order or safe or secure custody. (3) A period specified in a direction under paragraph (1) shall not continue for longer than is necessary to ensure the maintenance of good order or safe or secure custody (4) Where the direction under paragraph (1) is still in force, the Governor shall review not less than once in every seven days a direction under paragraph (1) for the purposes of determining whether, having regard to all the circumstances, the direction might be revoked. (5) A prisoner in respect of whom a direction under this Rule is given shall be informed in writing of the reasons therefor either before the direction is given or immediately upon its being given, and shall further be informed of the outcome of any review as soon as may be after the Governor has made a decision in relation thereto. (6) The Governor shall make and keep a record of - (a) any direction given under this Rule, (b) the period in respect of which the direction remains in force, (c) the grounds upon which the direction is given, (d) the views, if any, of the prisoner, and (e) the decision made in relation to any review under paragraph (4). (7) The Governor shall, as soon as may be after giving a direction under paragraph (1) (c), inform the prison doctor, and the prison doctor shall, as soon as may be, visit the prisoner and, thereafter, keep under regular review, and keep the Governor advised of, any medical condition of the prisoner relevant to the direction. (8) The Governor shall, as soon as may be after giving a direction under paragraph (1) (c), inform a chaplain of the religious denomination, if any, to which the prisoner belongs of such a direction and a chaplain may, subject to any restrictions under a local order, visit the prisoner at any time. (9) The Governor shall, as soon as may be, submit a report to the Director General including the views of the prisoner, if any, explaining the need for the continued removal of the prisoner from structured activity or association under this Rule on grounds of order where the period of such removal will exceed 21 days under paragraph (4). Thereafter, any continuation of the extension of the period of removal must be authorised, in writing, by the Director General. Regulation 63 (63) Protection of vulnerable prisoners (1) A prisoner may, either at his or her own request or when the Governor considers it necessary, in so far as is practicable and subject to the maintenance of good order and safe and secure custody, be kept separate from other prisoners who are reasonably likely to cause significant harm to him or her. (2) A prisoner to whom paragraph (1) applies may participate with other prisoners of the same category in authorised structured activity if the Governor considers that such participation in authorised structured activity is reasonably likely to be beneficial to the welfare of the prisoner concerned, and such activity shall be supervised in such manner as the Governor directs. (3) The Governor shall make and keep in the manner prescribed by the Director General, a record of any direction given under this Rule and in particular (a) the names of each prisoner to whom this rule applies, (b) the date and time of commencement of his or her separation, (c) the grounds upon which each prisoner is deemed vulnerable, (d) the views, if any, of the prisoner, (e) the date and time when the separation ceases” 52. Solitary confinement is not defined either in the Prisons Act 2007 or in the Prison Rules (S.I. No. 252/ 2007). (I) The Istanbul Statement 53. In a document entitled “The Istanbul Statement on the Use and Effects of Solitary Confinement” (adopted on 9th December, 2007 at the International Psychological Trauma Symposium, Istanbul, an international symposium of psychologists) the following definition of solitary confinement is given;
It has been convincingly documented on numerous occasions that solitary confinement may cause serious psychological and sometimes physiological ill effects. Research suggests that between one third and as many as 90 per cent of prisoners experience adverse symptoms in solitary confinement. A long list of symptoms ranging from insomnia and confusion to hallucinations and psychosis has been documented. Negative health effects can occur after only a few days in solitary confinement and the health risks rise with each additional day spent in such conditions. Individuals may react to solitary confinement differently. Still, a significant number of individuals will experience serious health problems regardless of the specific conditions, regardless of time and place and regardless of pre-existing personal factors. The central harmful feature of solitary confinement is that it reduces meaningful social contact to a level of social and psychological stimulus that many will experience as insufficient to sustain health and well-being. 55. In the interim report of the Special Rapporteur of the UN Human Rights Council on torture and other cruel, inhuman or degrading treatment or punishment prepared for the United Nations General Assembly on 5th August, 2011 (submitted pursuant to General Assembly Resolution 65/205/), the Special Rapporteur drew the attention of the General Assembly to his assessment that solitary confinement can amount to cruel, inhuman or degrading treatment or punishment or even torture. The report highlights a number of general principles to help to guide States to re-evaluate and minimise its use and in certain cases to abolish the practice of solitary confinement. The report is of the view that “the practice should be used only in very exceptional circumstances, as a last resort, for as short a time as possible.” It also emphasises “the need for minimum procedural safeguards, internal and external, to ensure that all persons deprived of their liberty are treated with humanity and respect for the inherent dignity of the human person.” 56. At page 8 of the report under the heading “definition of solitary confinement” the report refers to the Istanbul Statement declarations and states as follows:
58. The Special Rapporteur then considered the legal framework within which this issue occurs. 59. The Special Rapporteur reviewed the decisions of the European Court of Human Rights on solitary confinement. He stated;
35. Through its jurisprudence, the European Court of Human Rights emphasizes that certain procedural safeguards must be in place during the imposition of solitary confinement, for example, monitoring a prisoner’s physical well-being, particularly where the individual is not in good health and having access to judicial review. 36. The level of isolation imposed on an individual is essential to the European Court of Human Rights’ assessment of whether instances of physical and mental isolation constitute torture or cruel, inhuman or degrading treatment or punishment. A prolonged absolute prohibition of visits from individuals from outside the prison causes suffering “clearly exceeding the unavoidable level inherent in detention”. See Onoufriou v. Cyprus European Court of Human Rights, (2010) para. 80. However, where the individual can receive visitors and write letters, have access to television, books and newspapers and regular contact with prison staff or visit with clergy or lawyers on a regular basis, isolation is “partial”, and the minimum threshold of severity — which the European Court of Human Rights considers necessary to find a violation of article 3 of the European Convention on Human Rights — is not met. Nevertheless, the Court has emphasized that solitary confinement, even where the isolation is only partial, cannot be imposed on a prisoner indefinitely. ( Ramírez Sanchez v. France European Court of Human Rights (2006) para. 145).
62. Negative health effects can occur after only a few days in solitary confinement, and the health risks rise with each additional day spent in such conditions. Experts who have examined the impact of solitary confinement have found three common elements that are inherently present in solitary confinement — social isolation, minimal environmental stimulation and “minimal opportunity for social interaction”. Research further shows that solitary confinement appears to cause “psychotic disturbances,” a syndrome that has been described as “prison psychoses”. Symptoms can include anxiety, depression, anger, cognitive disturbances, perceptual distortions, paranoia and psychosis and self-harm. 63. Some individuals experience discrete symptoms while others experience a “severe exacerbation of a previously existing mental condition or the appearance of a mental illness where none had been observed before”. Still, a significant number of individuals will experience serious health problems regardless of the specific conditions, regardless of time and place, and regardless of pre-existing personal factors.
At para. 88 he recommends 88. It is clear that short-term solitary confinement can amount to torture or cruel, inhuman or degrading treatment or punishment; it can, however, be a legitimate device in other circumstances, provided that adequate safeguards are in place. In the opinion of the Special Rapporteur, prolonged solitary confinement, in excess of 15 days, should be subject to an absolute prohibition. 89. The Special Rapporteur reiterates that solitary confinement should be used only in very exceptional circumstances, as a last resort, for as short a time as possible. He emphasizes that when solitary confinement is used in exceptional circumstances, minimum procedural safeguards must be followed. These safeguards reduce the chances that the use of solitary confinement will be arbitrary or excessive, as in the case of prolonged or indefinite confinement… Minimum procedural safeguards should be interpreted in a manner that provides the greatest possible protection of the rights of detained individuals.”
65. The Irish Prison Service statistics unit commenced the collation of a quarterly census of restricted regime prisoners. The most recent census survey was carried out on 1st July, 2014. The results of the July 2014 census shows that the number of persons on a restricted regime for protection reasons (r.63) was 232 of which 224 were there at their own request. The number of prisoners on 22 and 23 hour lockup was 42. (However the census also noted that since the commencement of the census in July 2013, number of prisoners on 22/23 hour lockup has decreased by 169 or 80% from 211 to 42). 66. The key statistics are as follows:
- 232 (5.7% of the prison population 4,003) were prisoners on protection (r.63) of which 224 were there at their own request. - 14 prisoners restricted on grounds of r.62. - 5 prisoners restricted due to discipline (r.67 part 3 of the Prisons Act 2007). 67. It is now a well- established principle of constitutional law that convicted prisoners still retain many constitutional rights. 68. The status of prisoners’ rights has been addressed in a number of cases including The State (Richardson) v. The Governor of Mountjoy Prison [1980] ILRM 82. In this case the Court held that although a convicted person undergoes a recognised form of punishment which involves the loss of liberty, the prisoner retains constitutional rights such as the right to life, the free profession and practice of religion and the right of access to the courts. The Court also held that the prison rules must be interpreted in a manner consistent with a prisoner’s constitutional rights whilst allowing the prison authorities a wide area of discretion in the administration of prisons. In that case Barrington J. referring to a passage of Corwin's Constitution of the United States of America stated as follows:
‘But though his rights may be diminished by the needs and exigencies of the institutional environment, a prisoner is not wholly stripped of constitutional protection when he is imprisoned for crime. There is no iron curtain between the Constitution and the prisoners of this country’ There is no iron curtain between the constitution and the prisons in this Republic either. The right of access to the courts has been accepted as one of the unspecified rights guaranteed by Article 40.3 of the Constitution, and this right is available to prisoners as well as to other rights: see Macauley v. Minister for Posts and Telegraphs [1966] I.R. 345.”
When the Executive, in exercise of what I take to be its constitutional right and duty, imprisons an individual in pursuance of a lawful warrant of a court, then it seems to me to be a logical extension of the principle laid down in Ryan’s case that it may not, without justification or necessity, expose the health of that person to risk or danger. To state, as Mr. McEntee submits, that the Executive has a duty to protect the health of persons held in custody as well as is reasonably possible in all the circumstances of the case seems to me no more than to state in a positive manner the negative proposition which I have above accepted. Therefore I am satisfied that such a proposition is sound in law.”
72. In Holland v. Governor of Portlaoise Prison [2004] 2 IR 573 the High Court held that the prison rules must be construed and applied in a manner which respected and vindicated the constitutional rights of the prisoner and which upheld the principles of natural justice. The Court also held that any infringement or restriction in the exercise of the constitutional right of a prisoner must be not more than was necessary for the protection of the interest or objective which grounded the justification for such interference or restriction in the first place. The Court also held that a test of proportionality was applied when considering constitutional rights. 73. The issue in that case was that the applicant sought access to members of the media by way of correspondence and visits in the hope of encouraging them to investigate what he alleged was a miscarriage of justice. The respondent refused to permit any such communication. In considering this issue McKechnie J. stated at page 594 of his Judgment:
‘In considering whether a restriction on the exercise of rights is permitted by the Constitution, the courts in this country and elsewhere have found it helpful to apply the test of proportionality, a test which contains the notions of minimal restraint on the exercise of protected rights and of the exigencies of the common good in a democratic society. This is a test frequently adopted by the European Court of Human Rights… Therefore, in my opinion, it is quite appropriate to consider in this case whether the aforesaid policy of the policy of the Prison Service and the operation of rr. 59 and 63, as these have been applied to the applicant are proportionate to the objectives of the respondent, namely the maintenance of security and good order.” (Emphasis added).
(i) Must be rationally connected to the said objective and must not be arbitrary, unfair or based on irrational considerations (ii) Must be necessary or essential in order to achieve the legitimate aim to which it is addressed; (iii) Must be not more extensive than the minimum required to achieve its intended aim, and (iv) Must otherwise be proportionate to that objective.” (Emphasis added).
76. Given that the applicant has a constitutional right to bodily integrity and psychological integrity, the next issue which arises is whether there has been a breach of these constitutional rights, as a result of the actions of the Respondent. In assessing this issue, I have had regard to recent decisions of the High Court set out below. 77. In Devoy Edwards J. stated:
Moreover, even in the absence of specific expert evidence on the question, it is easy to appreciate as a matter of common sense that total or substantial isolation from the society of one’s fellow man, may over time amount to a form of sensory deprivation and be inhumane and abusive of the prisoner’s psychological welfare and constitute a breach of his right to bodily integrity. Again recognition of this is reflected in the Prisons Act 2007, and the Prison Rules. Although the disciplinary provisions of the code allow (inter alia) for solitary confinement as a penalty for breach of discipline such a penalty can only be applied “for a period not exceeding 3 days”. Moreover, among the penalties expressly outlawed are penalties consisting of any form of sensory deprivation, penalties of indeterminate duration and penalties which amount to cruel, inhumane or degrading treatment.” 79. In that case the applicant was serving a prison sentence for theft while awaiting trial on an indictment for murder. However concerns for the applicant’s safety, coupled with a shortage of single cells in the prison resulted in the applicant being detained in a small padded cell for eleven days. Having been confined in this cell for eleven days the applicant applied for his release pursuant to Article 40.4.2 of the Constitution contending that his detention had become unlawful by reason of the prison conditions which he was required to endure. 80. In that case Hogan J. held
(2) That although the detention of the applicant in an observation cell for such a continuous period amounted to a breach of his constitutional rights it could not be said that the breach was so serious as to vitiate the lawfulness of his detention. (3) That the release of sentenced prisoners pursuant to Article 40.4.2 could only be ordered in exceptional cases.
9. By solemnly committing the State to protecting the person, Article 40.3.2 of the Constitution of Ireland 1937 protects not simply the integrity of the human body, but also the integrity of the human mind and personality. Counsel for the respondent observed in argument that no expert evidence had been led by the applicant with regard to the psychological harm which he might suffer. That is true, but it must be recalled that this application is one which of necessity was made as a matter of considerable urgency so that the possibility of commissioning such an expert report, within the short time period, was probably not a realistic possibility. Moreover, one does not need to be a psychologist to envisage the mental anguish which would be entailed by a more or less permanent lockup under such conditions for an eleven day period. Nor, for that matter, does one need to be a psychiatrist to recognise that extended detention over weeks under such conditions could expose the prisoner to the risk of psychiatric disturbance. 10. While making all due allowances for the exigencies of prison life and the difficult and unenviable task of the Prison Service in making complex arrangements for a wide variety of different prisoners with different needs and who often must be protected from one another, it is nonetheless impossible to avoid the conclusion that a situation where a prisoner has been detained continuously in a padded cell with merely a mattress and a cardboard box, for eleven days compromises the essence and substance of this constitutional guarantee, irrespective of the crimes he has committed or the offences with which he is charged. This is not to suggest that such a cell might never be used. Clearly somewhat different considerations may well arise in the case of disturbed prisoners or where other prisoners need to be accommodated on a temporary emergency basis for perhaps a day or two. But detention in such conditions for well over a week fails to meet the minimum standards of confinement presupposed by the constitutional guarantee in relation to the protection of the person contained in Article 40.3.2 of the Constitution of Ireland, 1937. I accordingly find that the conditions under which the Applicant has been detained constitute a violation of his constitutional right to the protection of the person and that the State has failed to vindicate that right in the manner required by Article 40.3.2 of the Constitution.” 83. In that case the applicant was serving a sentence of seven years imprisonment (with the final two years suspended) following his conviction in June 2010 for causing serious harm and of offences of assault causing harm. The sentences were back- dated to March 2010 in order to take into account time spent in custody. As of the date of judgment (16th July 2013) the applicant was scheduled for release in December 2013. On 24th September, 2011, while detained in Mountjoy Prison the applicant maintained he was the victim of a violent rape by a cell mate. In addition the attacker then slashed the applicant with a knife and warned him against making any complaint in respect of it. Hogan J. noted that, although the DPP decided not to press charges in respect of the incident, there was no suggestion at all that the event did not occur in the manner described by the applicant and the Court therefore proceeded on the basis that the applicant was raped in the manner alleged. Following the incident, the applicant was transferred to Wheatfield Prison in February 2012. However, because his own personal experiences made him wary of sharing a cell, he was moved to a single occupancy cell at the end of April 2013. The applicant sought protection from the general prison population as he feared he would be subjected to homophobic victimisation. The respondent prison governor took the view that his safety was not threatened if he were placed within the general prison community. However, at his own request, Mr. Connolly was detained in a 23 hour lockup regime pursuant to r.63 of the Prison Rules 2007. 84. Therefore in the Connolly case the applicant was in a 23 hour lockup or solitary confinement at his own request because of his own personal concerns for his own safety. This distinguishes that case from the present case where the applicant in the present case is subject to a s.63 lockup against his wishes and based on the view of the Governor that he is a vulnerable prisoner. Moreover in Connolly, the applicant was only in solitary confinement for a period of two and a half months as opposed to eleven months in the present case. 85. In his judgment Hogan J. considered the Article 40.3.2 and the protection of the person and stated as follows:
14. Here it must also be recalled that the Preamble to the Constitution seeks to ensure that ‘the dignity and freedom of the individual may be assured.’ While prisoners in the position of Mr. Connolly have lost their freedom following a trial and sentence in due course of law, they are still entitled to be treated by the State in a manner by which their essential dignity as human beings may be assured. The obligation to ensure that the dignity of the individual is maintained and the guarantees in respect of the protection of the person upheld is, perhaps, even more acute in the case of those who are vulnerable, marginalised and stigmatised. 15. While due and realistic recognition must accordingly be accorded by the judicial branch to the difficulties inherent in the running of a complex prison system and the detention of individuals, many of whom are difficult and even dangerous, for its part the judicial branch must nevertheless exercise a supervisory function to ensure that the essence of these core constitutional values and rights - the dignity of the individual and the protection of the person - are not compromised: See Creighton v. Ireland [2010] IESC 50 per Fennelly J. 16. The obligation to treat all with dignity appropriate to the human condition is not dispensed with simply because those who claim that the essence of their human dignity has been compromised happen to be prisoners. That, in essence, is the basis for the decision of Barrington J. in The State (Richardson) v. Governor of Mountjoy Prison [1980] ILRM 82 where the judge found that the presence of human excrement in the basin in which prisoners were expected to wash and clean their teeth. Barrington J. found that the applicants ‘rights under the Constitution and the law had been violated’. This would, I think, now be classified as a case where the substance of the applicant’s right to the protection of the person in Article 40.3.2 had been violated certainly as read in conjunction [with] the Preamble’s guarantees in respect of the protection of the dignity of the individual. What could be more undignified- indeed, degrading- than the obligation to wash in the presence of human excrement? 17. For even though prisoners may have strayed from the path of righteousness and even though - as with the case of Mr. Connolly - they may have severely and wantonly injured other persons, the protection of the dignity of all is still a vital constitutional desideratum. This is because the Constitution commits the State to the protection of these standards since it presupposes the existence of a civilised and humane society, committed to democracy and the rule of law and the safeguarding of fundamental rights. Anyone who doubts these fundamental precepts need only look at the preamble, Article 5, Article 15, Article 34, Article 38 and the Fundamental Rights provisions generally. 18. All of us are, of course sadly aware of the great failures of the past and the present where these rights seemed and seem like hollow platitudes. But this is not quite the point, since it is by upholding these values and rights that we can all aspire to the better realisation of the promise which these noble provisions of the Constitution hold out for us as a society.
23. In view of the acute difficulties involved in prison management, the judicial branch can but rarely be prescriptive in terms of specific conditions of prison conditions, not least given that this is ultimately the responsibility of the Executive branch. In these circumstances, it would be generally inappropriate to lay down any ex ante rules regarding solitary confinement. In this regard, the supervisory function which the Constitution ascribes to the courts must therefore often be confined, in the first instance, to prompting, guiding and warning the Executive branch lest these precious values of human dignity (in the Preamble) and the protection of the person (in Article 40.3.2) might inadvertently be jeopardised in any given case. Even as in cases such as Richardson and Kinsella, where a specific finding of constitutional violation is called for, absent compelling circumstances, it will generally be appropriate as an initial step to give the Executive branch (and, by extension, the Prison Service) an opportunity to remedy this breach in early course. (Emphasis added). 24. In these circumstances, it is sufficient to say that the placing of prisoners in solitary confinement (or, as here, something approaching solitary confinement) must generally be regarded as an exceptional measure which requires monitoring and regular review by the prison authorities. As illustrated by Kinsella, complete sensory deprivation - such as, has happened in that case, by placing the prisoner in a padded cell with no access to any facilities whatsoever or to any natural light - will generally be held to compromise the essence of the prisoner’s Article 40.3.2 rights if this were to continue beyond a matter of days. (Emphasis Added). 25. As we have already noted, the applicant’s own personal conditions are immeasurably better than those of the applicant in Kinsella. In that respect, he has not suffered anything like the almost complete sensory deprivation which was a feature of the latter case. It is also clear that Mr. Connolly’s case is kept under regular review and that the prison authorities are anxious that he would leave the prison’s restricted regime and re-enter the general prison population. It is also clear from the extensive clinical notes that the professional psychologists attached to the various prisons have shown him considerable care and attention and seem totally devoted to his welfare.” 89. The respondent sought to rely on Foy v. Governor of Cloverhill [2010] IEHC 529 where the Court dealt with family rights in the context of screened visits. Charleton J. stated as follows “the fact of imprisonment, of necessity, curtails the exercise of the rights guaranteed to the family under Article 41 of the Constitution. One of the entitlements of a married couple is to beget children. Imprisonment, however, undermines that right, since conjugal visits are not provided for in the Prison Rules, and since the passage of time will lead to aging and increased infertility. Nonetheless this restriction, or even destruction, of a fundamental family right can be lawful within the context of a harmonious interpretation of the Constitution;” (Murray v. Ireland [1985] I.R. 532). 90. However in my view that decision deals with an entirely different point and is not intended to deal with issues such as arise in the present case. 91. The respondents also place some reliance on another decision of Charleton J. - Walsh v. Governor of the Midlands Prison [2012] IEHC 229 in which Charleton J. warned that continual review by the courts of the ordinary day to day decision of prison authorities carries a significant danger. Whilst I accept that this is so, nevertheless the Courts must be vigilant in ensuring that the constitutional rights of prisoners are not infringed or if they have to be infringed that they are only infringed in a necessary and proportionate manner. 92. It is of course a commendable fact that the respondent is acting to protect the physical health and safety of the applicant by holding him under r.63. However where a prison governor seeks to protect the physical health of a prisoner he cannot then subject that prisoner to a regime of solitary confinement which could significantly affect his mental health. It is clear - based on the evidence, based on international experience and based on common sense - that where a prisoner is kept in solitary confinement for a protracted period of time - and in particular in this case over 11 months - that there is a real and substantial risk that his mental health will be seriously affected. Indeed counsel for the applicant submitted that although the applicant had not reached a psychotic stage as yet, there was a grave risk that he would do so. 93. Fundamentally a prisoner who has committed certain crimes and is therefore imprisoned has many of his constitutional rights of necessity reduced. However his right to humane treatment within a prison must always be regarded as an important constitutional right which is not abrogated by the fact that he is a prisoner. The right to humane treatment is of necessity one which will depend on the facts of each case. Clearly however the fact that a prisoner can be detained in solitary confinement for over a period of almost a year cannot be regarded as humane treatment. Conclusion 95. In my view, keeping the applicant in conditions of solitary confinement for a period of over eleven months is clearly a breach of his constitutional right to bodily and psychological integrity. It is also a breach of his constitutional right to humane treatment. It follows inexorably from the decisions in Kinsella and Connollly. Indeed given the express statements by Hogan J., it is difficult to see on what basis the respondent has sought to justify detaining the applicant in solitary confinement for a period of over eleven months. It is clear that the longer a person is held in solitary confinement against his will - (even for his own protection) the greater the risk of damage being caused. This is such a clear and sustained violation of the applicant’s constitutional rights that it requires a clear and sustained response by the prison authorities to adopt a more proportionate response, to improve his situation and to take immediate steps to allow the applicant access to more social interaction with other prisoners (if only on his own landing), to partake in structured activities, to have access to a gym and to have regular access to the psychological services in the prison. 96. I accordingly find that the conditions under which the applicant has been detained constitute a violation of his constitutional rights and that the State has failed to vindicate that right in the manner required in Article 40.3.2 of the Constitution. IS THE BREACH OF CONSTITUTIONAL RIGHTS LAWFUL? (I) The end- date of Regulation 63 directives
99. The respondent sought to argue that this was a mere technical breach. However in my view this submission is unfounded, particularly on the facts of the present case. The applicant has been detained in solitary confinement for almost a year. This has simply been renewed every three or four weeks and on every occasion (except one), the date and time when the separation was due to end has not been recorded on the Regulation 63 direction. If there is no end date, the Regulation 63 direction is a direction that the prisoner be kept in solitary confinement indefinitely - without being informed when that period of solitary confinement ceases. That is a substantive, not a technical breach. It is absolutely essential - particularly when a prisoner is being kept in solitary confinement against his will, that the date on which that r.63 direction ceases is stated clearly on the face of the direction. 100. Counsel for the respondent referred to various cases where he submitted that the breaches were mere technical breaches. However in my view those cases are entirely different to the factual circumstances under review in this case. (See De Roiste v Minister for Defence [2001] 1 IR 190, In Re Stephen Hunter [1989] NIJB 86, Rock v Governor of Arbour Hill [Unreported Kearns P, 6th February 2015]). I would therefore conclude that the breaches are not technical but substantive and on that ground alone the current r.63 direction is unlawful. 101. The previous r.63 directions under which the applicant has been kept separate from other prisoners have also been exhibited with the affidavit evidence. I have reviewed each of them. As counsel for the Irish Human Rights and Equality Commission submitted in her legal submission, almost every direction under which the applicant has been detained in solitary confinement fails to note on the face of the direction the date and time when the separation ceases. They also were therefore unlawful on their face. (II) Involvement of the Governor 103. However there is nothing in any of the affidavit evidence before the Court which establishes that the Governor of Wheatfield Prison has addressed his mind to any of the r.63 directions which were made in the case of this prisoner. The affidavits in this matter are all sworn by the assistant governor; all the r.63 directions are signed by another official in the prison. I would therefore find on the evidence that in relation to the current r. 63 direction, there is no evidence that the Governor has made a decision that he considers it necessary that a prisoner should be kept separate from other prisoners. On that basis also I find that the current direction under r.63 is unlawful. 104. However both of the above defects can clearly be remedied by the making of a fresh r.63 direction in which the Governor himself makes the direction and the date and time on which the separation ceases is stated on the face of the order. These proceedings however are addressed to a much more fundamental issue - namely whether it is constitutionally permissible or proportionate that the applicant should be kept in solitary confinement for a period of eleven months for his own protection. IS THE BREACH OF CONSTITUTIONAL RIGHTS NECESSARY AND/ OR PROPORTIONATE? 106. In the light of the affidavit evidence and legal submissions filed before the court I am of the view that the actions of the respondent in keeping the applicant in what amounts to solitary confinement for a period of eleven months are not only an infringement of his constitutional rights to bodily and psychological integrity but are also entirely disproportionate to the perceived risk to the applicant. I say this for a number of reasons:
(2) Moreover it is also not proportionate to refuse the prisoner access to a reasonable amount of participation with other prisoners of the same category in authorised structured activity that the applicant may wish to attend. It appears that the respondent has denied the applicant reasonable access to authorised structured activity with other prisoners. This is also disproportionate to the objective, i.e. the protection of the applicant. (3) Sections 11 to 16 of the Prisons Act 2007 set out the statutory sections dealing with prison discipline. S.13 of the Act sets out the sanctions available to a governor for breach of prison discipline. Section 13 (1) (c ) provides that one of the sanctions is “confinement in a cell…for a period not exceeding three days”. Moreover s.13 (7) expressly provides that the following sanctions for breach of a prison discipline are prohibited Thus it is clear that the Oireachtas clearly intended that solitary confinement could only be used as a sanction for breach of prison discipline and then only for a finite period and indeed for only a period of three days. A fortiori, the Legislature could not have intended that the prison authorities could impose a regime of solitary confinement on any prisoner for a period in excess of eleven months where he has committed no breach of prison rules. Such a regime is utterly disproportionate to the statutory scheme envisaged and indeed utterly disproportionate to the objective being sought namely to protect the prisoner from certain other prisoners who might harm him. (4) There is a duty on the prison authorities to protect the health of prisoners. In circumstances where there is a positive duty on the State to take appropriate steps to protect the health of a prisoner, then it follows that the prison authorities should not take any steps which would have the effect of harming the health of a prisoner - even if it is for his own protection. Whilst there might be exceptional circumstances in which the prison authorities may have to confine a prisoner to solitary confinement for his own protection, that must be limited to extreme cases and every effort must be made at the first available opportunity to improve the prisoners situation in this regard. Whether r.63 includes a provision for review 108. In my view such a submission is correct for the following reasons
(2) When a r.63 direction is made (and in particular when that results in a prisoner being kept in solitary confinement for a significant period of time e.g. three or four weeks) then in my view such a solitary confinement becomes a “prolonged solitary confinement”. In order to ensure the proper protection of a prisoner’s constitutional rights there would need to be a review when a prisoner moves from a situation of solitary confinement to one of “prolonged solitary confinement”. The question of when a prolonged solitary confinement might arise may depend on the circumstances of the case. However in my view a period of three or four weeks would certainly constitute prolonged solitary confinement. (3) As is stated in Killeen v. Governor of Portlaoise Prison [2014] IEHC 77 Hedigan J. noted (at para. 6.9) that r.62 did not expressly provide for a review where the director general exercised his powers to segregate a prisoner but he held that the rules “must be read in a constitutional manner and therefore it seems to me that some form of review analogous to that provided by r.62(4) must be read into r.62(9) so as to render lawful any authorisation given thereunder. It seems to me that the director general ought to review any removal ordered under this rule at least once every three months or upon request by the prisoner or his legal advisers providing such requests are not made vexatiously. Such review ought to be carefully recorded and should comply mutatis mutandis with the provisions set out in r.62 (6), (7) and (8). The director general should give the prisoner or his legal advisors the opportunity to consider the grounds advanced for further removal prior to authorising any continuation of their removal. The prisoner or his legal advisor should be notified promptly by the director general of his decision together with the reasons therefore. Full, detailed records of this process should be accurately kept so as to assist the court in any further application in considering the lawfulness of continuing segregation.” 109. In the present case, counsel for the applicant has not sought to argue that the continued solitary confinement of the applicant amounts to torture, or cruel, inhuman, or degrading treatment. In my view counsel was correct to do so. It is clear that the motivation of the prison authorities is to seek to protect the prisoner from coming to further harm in the prison. Therefore the only question which arises is whether keeping the applicant in solitary confinement continuously is a necessary and/or a proportionate response to the threat to his safety. 110. I have considered the submissions and the case law relied on by the applicant in relation to the cases of the European Court of Human Rights in respect of Article 3 of the European Convention of Human Rights. However, in the light of my conclusions in relation to the breach of his Irish constitutional rights, and in the light of the substantial overlap between the jurisprudence of the Irish courts and the European Court of Human Rights, I do not believe it is necessary for me to elaborate on this further. Correspondence with solicitors 112. I also note the applicant’s solicitors complaint that at a time when they were corresponding with the respondent the respondent made a number of additional r.63 orders without informing the applicants solicitors in advance of these new orders and giving the applicant an opportunity to made meaningful submissions in respect of them. 113. There is considerable merit in the applicant’s complaints in this regard and it is important to note that where there are solicitors corresponding with the prison authorities, it is important that the prison authorities respond to such correspondence as best they can and on the basis of their own legal advice. In this regard I note the words of Hedigan J. in Killeen in which he noted at para. 6.9 of his decision
114. I would therefore conclude as follows:
(2) Among these rights is the right to bodily integrity (Ryan v. The Attorney General; State (C) v. Frawley) and indeed the right to psychological and/or mental integrity (Kinsella v. Governor of Mountjoy Prison; Connolly v. Governor of Wheatfield Prison). (3) The applicant has been detained for at least eleven months - but almost certainly longer - in solitary confinement. (Although the regime is described as “22 or 23 hour lockup” it is to all intents and purposes solitary confinement.) (4) The applicant has been detained in solitary confinement pursuant to an r.63 direction made by the governor of the prison because there is a credible threat to the safety of the applicant according to the governor. However the applicant does not accept that there is such a threat to his person and it is the case that he has been detained in solitary confinement against his will. He has not requested it. (5) The Prison Rules must be interpreted and applied in a manner consistent with the Constitution and the constitutional rights of prisoners. Moreover any infringement or restriction of such constitutional rights must be proportionate. (see Holland v. Governor of Portlaoise Prison; Heaney v. Ireland). (6) It is a strict requirement of regulation 63 (3) (e) that the end date for such directions be stated on their face. In almost every r.63 direction made in respect of the applicant in this case, stretching back over a period of eleven months, no such end- date has been stated on any of the directions (with one exception). On that ground alone the r.63 directions are unlawful on their face. Thus the latest r.63 direction dated 14th January, 2015 has no end date and on that ground alone it is unlawful on its face. (7) Moreover r.63 requires that the Governor of the prison must make such a direction. There is no evidence before the Court that the Governor in this case has made such a direction. On that basis alone also the current r.63 direction is unlawful. (8) The fact that the applicant has been kept in solitary confinement for a period of eleven months is a clear and sustained violation of his constitutional right to bodily and psychological integrity. (9) It is clear beyond doubt that if these conditions were to continue there is a real and substantial risk to the mental and psychological health of the applicant. Indeed there is evidence before the court that the applicant’s psychological and mental health is beginning to suffer. (10) It is also a principle of constitutional interpretation that any steps taken to infringe the constitutional rights of persons must be proportionate to the objective being pursued by the person seeking to infringe such a right. See Holland; Devoy; Killeen. (11) The r.63 directions are justified by the governor on the basis of the applicant’s own protection. Whilst I accept that this may be the intention, the keeping of a prisoner in solitary confinement for over eleven months is wholly disproportionate to the risk to the applicant. There are many other steps which could be taken to protect the applicant from harm whilst at the same time not keeping him in solitary confinement. (12) Under the Prison Rules no prisoner can be punished with solitary confinement for more than three days by the governor. In this case the prisoner has been kept in solitary confinement for a period of over eleven months against his will - not as a punishment - but ostensibly for his own protection. In my view such treatment of the prisoner whilst not intended to be a punishment quite clearly has an effect similar to a punishment. It is a de facto punishment if not a de jure one. (13) Whilst I am acutely conscious of the difficulties which arise in running a prison, the courts must be vigilant to ensure that the constitutional rights of all prisoners are protected. Prisoners are citizens of the Republic, and after making due allowances for the necessary infringement of their constitutional rights, (which must follow because of the crimes which they have committed,) they are nevertheless entitled to the full protection of the constitutional rights which remain to them. (14) It is clear from the international perspective, the European perspective and the Irish constitutional perspective, that solitary confinement can cause significant mental and psychological harm to prisoners. It is only to be used in exceptional circumstances and then - most critically - for a limited period of time. Indeed the UN study describes solitary confinement in excess of fifteen days as “prolonged solitary confinement”. Whilst one could take issue with a period of fifteen days and whilst it is impossible at this point to lay down precise periods, I would have thought that any period of solitary confinement longer than three or four weeks is certainly “prolonged solitary confinement”. After this period of time there should be an intensive review of such cases and more intensive management of such prisoners to ensure that such conditions can come to an end at the earliest possible time. (15) In the circumstances I would conclude (1) That the applicant has a constitutional right to bodily and psychological integrity. (2) That there has been a breach of these constitutional rights. (3) That such a breach is unlawful and neither necessary nor proportionate to the perceived threat to his person.
|