Judgment Title: Mulligan -v- Governor of Portlaoise Prison & Anor Composition of Court: Judgment by: Mac Menamin J. Status of Judgment: Approved |
Neutral Citation Number: [2010] IEHC 269 THE HIGH COURT 2004 636 JR BETWEEN/ SEAN MULLIGAN APPLICANT AND THE GOVERNOR OF PORTLAOISE PRISON, MINISTER FOR JUSTICE, EQUALITY AND LAW REFORM, THE IRISH PRISON SERVICE, IRELAND AND THE ATTORNEY GENERAL RESPONDENTS JUDGMENT of Mr. Justice John MacMenamin delivered the 14th day of July, 2010. 1. On 29th July, 2001, the applicant was arrested and charged with membership of the Real IRA. He was convicted in the Special Criminal Court of that offence on 20th December, 2002, and was sentenced to a period of five years imprisonment, back-dated to the date of his arrest and subsequent detention. The applicant was ultimately released on 27th April, 2005. He served his sentence on the E Wing in Portlaoise Prison. 2. In 2004 the applicant was appointed as a spokesman for the Real IRA group of prisoners. An issue arose as to whether a fellow prisoner should have been extended compassionate leave so as to attend the funeral of a family member. The group considered that there had been a breach of an understanding with the authorities on such questions and engaged in a campaign of protest. 3. As a result of this campaign, on 20th May, 2004, the applicant was subjected to disciplinary proceedings. It was determined that he was to lose a series of privileges, be placed in closed confinement for 28 days, and be denied phone calls or visits, save for legal visits. The applicant claimed that, during this period, he was confined in his cell for a total of 22 hours a day, and denied free association with other prisoners. He asserted that these conditions were particularly onerous on him by reason of a pre-existing susceptibility to colorectal medical complaints described later. 4. These judicial review proceedings were originally initiated by the applicant on 26th July, 2004. The “close confinement” issue was resolved without a full hearing in 2005. 5. The remaining and central issue now, is the applicant’s contention that the absence of in-cell sanitation, alleged unhygienic conditions and the necessity to engage in “slopping-out procedures” gave rise to a violation of his constitutional or ECHR rights. He says the prison regimen caused or rendered symptomatic his pre-existing susceptibility to colorectal complaints. He seeks declarations that the respondents’ breaches of duty give rise to remedies by way of declaration and damages.
The general headings of the case 7 The applicant claims alternatively that the prison conditions gave rise to violations of his Article 3 and Article 8 rights under the European Convention on Human Rights (ECHR) engaging respectively, questions of inhuman and degrading treatment, and the right to private life. 8. The fact that the applicant had no in-cell sanitation is not in dispute. But as will be explained, an assessment of the issues necessitates an analysis, not only of this one fact, but also the overall conditions to which the applicant was exposed during his term of detention.
Background 10. In the 1990’s various committees formed under the aegis of the respondents, accepted the need for in-cell sanitation in prison accommodation. One such committee formed by the Department of Justice noted that the installation of in-cell sanitation in all places of detention was planned to be completed by 1999. 11. Organisations such as the CPT investigated prison conditions in many European States. A number of such cases were brought before the European Court of Human Rights (“ECHR”) in Strasbourg. Case histories there involved conditions which could only be described as being near to sub-human. The Strasbourg jurisprudence, considered later in this judgment, outlines the circumstances in which such detention and conditions have been held to constitute violations of Articles 3 and 8 ECHR. 12. United States courts have had to consider whether prison conditions constituted cruel and unusual punishment prohibited under the Eighth Amendment. United States jurisprudence has involved a consideration of an “objective” component (was there a sufficiently serious deprivation of rights); and a subjective element (was the deprivation brought about in wanton disregard of the inmate’s rights). The purpose of such criteria were to measure the impugned conditions of confinement against “the evolving standards of decency that mark the progress of a maturing society” (Rhodes v. Chapman 452 U.S. 337 (1981). To show deliberate indifference, the subjective aspect of the Eighth Amendment test, plaintiffs must also show that the officials had actual knowledge of impending harm which was easily preventable (DesRosiers v. Moran 949 F. 2d. 15, 19 (1st Cir. 1991). 13. As will be seen many of the same themes resonate through cases brought under our Constitution, the ECHR and the United States Constitution. The jurisprudence often considers both the “specific” issues referable to an individual and those more generally referring to a group or class of prisoners.
Features of the claim
(ii) The applicant’s case is both “general” and “specific”; he seeks to impugn aspects of the general prison regime and also refers to their alleged particular physical and psychological consequences upon him. (iii) This is a single, inter-partes claim; not a form of class action. Such a concept is not recognised in Irish law. (iv) The causes of action upon which the applicant relies in the first part of the judgment are alleged constitutional “wrongs” having a “vertical” effect, that is, in the context of an action by a citizen against state authorities. The judgment will therefore consider the applicability of defences available under the general law of torts. (v) The applicant’s pre-existing medical history is relevant. He received colorectal treatment for an anal fissure condition as far back as 1988. His disposition to haemorrhoidal symptoms dated as far back as the 1970s. Indeed these medical issues continued to trouble him even after he left prison in 2005, and ultimately necessitated yet further treatment. (vi) The constitutional and legal issues in question are closely connected to the values of privacy and dignity. The applicant here was in the relatively privileged situation of at all times having a cell to himself, as did all the other Real IRA prisoners on the E2 landing. (vii) The sanitation, hygiene and ventilation in Portlaoise Prison are also the main focus of the claim. In fact, the applicant favourably contrasted other aspects of the prison regime to that which had obtained in Portlaoise Prison when he served a previous sentence from 25th June, 1977 to 6th November, 1984 for a variety of paramilitary offences, including shooting with intent to murder. (viii) By its very nature, imprisonment must give rise to a deprivation of certain rights. But any attenuation of rights must be proportionate; the diminution must not fall below the standards of reasonable human dignity and what is to be expected in a mature society. Insofar as practicable, a prison authority must vindicate the individual rights and dignity of each prisoner. As a citizen, a prisoner is entitled to protection of his right to bodily integrity, an unenumerated right established under Article 40.3 the Constitution. He or she is entitled not to have their health placed at risk. As a matter of general principle he or she must be protected against inhuman or degrading treatment. (ix) Consideration of the material evidence is largely confined to the period prior to, and during the applicant’s period in Portlaoise Prison. To reiterate; subsequent events do not have a direct bearing on the issues the Court must decide. The nature of the constitutional wrong alleged 16. A number of the rights asserted here are identified and found only within the parameters of the Constitution. Privacy is one example. On the other hand, certain of the rights may be seen as being “sub-constitutional” i.e. such rights (or their correlative duties) while embodying constitutional values, may also be expressed within the framework of the common law, or under Statute. The issues of this case predate the introduction of the Prisons Act 2007 and the inception of the office of Inspector of Prisons. 17. Clearly the respondents owed the applicant a duty of care under the law of tort during detention. The right of bodily integrity is extensively protected in the law of torts also. Prison authorities must not act negligently or in breach of duty to a prisoner or cause him injury by negligence. However there may also be infringements of constitutional rights, not regulated by law, and for which no protection exists other than within the boundaries of the Constitution. Then, as found in Meskell, a right of action and remedy is to be found within the Constitution itself.
The interaction of the Constitution with Statute and common law 19. In Hanrahan v. Merck Sharpe and Dohme [1988] ILRM 629, Henchy J. clearly envisaged that a defendant in a “horizontal” inter partes constitutional tort claim should be entitled to a “tort” defence. He pointed out:
20. In McDonnell, the plaintiff claimed that he had been dismissed from his employment and suffered loss under legislation held subsequently to be constitutionally invalid. He had not been reinstated. This claim was rejected on the basis that it had been defeated by the Statute of Limitations 1957. 21. Keane J. observed that for a variety of reasons damage which at first sight might seem to have been wrongfully inflicted may not be properly remediable in tort. He observed that even where so remediable, the proceedings may still require to be brought within the constraints of a different form of action. 22. He held that the finding in Meskell to the effect that constitutional rights carried with them their own entitlement to a remedy for enforcement was consistent with their being protected “by a new form of action in tort”. But then he added that this should be “Provided of course, the form of action thus fashioned sufficiently protected that constitutional right in question” (at p. 158 of the report). Keane J.’s view was supported by O’Flaherty J. and Hamilton C.J. 23. Barrington J. (at p. 148 of the report) did not dissent from the outcome but adopted a different approach. He did not think it necessary to decide whether all breaches of constitutional rights were torts within the meaning of the Statute of Limitations. But one passage from his judgment is particularly relevant reflecting as it does the views of the Court as a whole on the question of the parameters of such a constitutional claim:
But at the same time constitutional rights should not be regarded as wild cards which can be played at any time to defeat all existing rules. If the general law provides an adequate cause of action to vindicate a constitutional right it appears to me that the injured party cannot ask the court to devise a new and different cause of action. Thus the Constitution guarantees the citizen a right to his or her good name but the cause of action to defend his or her good name is the action for defamation. The injured party, it appears to me, has to accept the action for defamation with all its incidents including the time limit within which the action must be commence.” (Emphasis added)
The evidence 26. Throughout his five year term the applicant was imprisoned in cell No. 38 on the second landing of E Block in Portlaoise Prison (hereinafter “E2”). This Block contained prisoners who belonged to various factions of paramilitary organisations. The “E2” landing was occupied by Real IRA members who had been convicted of various offences. When the applicant arrived in Portlaoise Prison in 2001 there were 16 or 17 prisoners sharing that landing. The number gradually increased until it was necessary to deploy a number of further cells in the previously vacant E3 landing above. 27. On admission to prison, a number of questions were put to the applicant with regard to his medical condition and history. He made no mention of any relevant pre-existing medical problem, nor, specifically, to the prior medical conditions described earlier. His medical records disclosed that he made complaints to the doctor with regard to haemorrhoids on one occasion only, the 16th October, 2001, two and a half months after he was detained and placed in custody.
Accommodation and furnishing
Ventilation 30. There were two aluminium sliding sections in the aperture which could be slid open and shut to control ventilation. The aperture and the missing window pane were the only means of ventilation in the cell. 31. The applicant’s complaint was that the ventilation in this cell was inadequate. In itself it gave rise to situations where, on occasion, the cell was either too hot or too cold. This problem could be particularly acute in the context of the absence of in-cell sanitation.
Sanitary facilities 33. The applicant described defecation as being often extremely painful. He described the process of using the pot in the cell as being awkward. It was necessary to squat and to endeavour not to defecate on the floor, or on the pot itself. The longer he engaged in defecation, the greater the risk that he was exposed either to stomach cramps or diarrhoea. He stated this problem was aggravated if one were to defecate and urinate simultaneously. He said this inherently awkward process was aggravated by his own condition; his embarrassment was increased if he accidentally knocked over the pot. He described the physical and psychological effects on him of using this pot. He felt humiliated as a result of the process. Because of his particular medical problem he found it particularly degrading. The issue became magnified in his own mind to the extent where it “got in on him”. 34. As will be explained later, a particular feature in Article 3 and Article 8 ECHR decisions elsewhere on the absence of in-cell sanitation coupled with other features such as multiple cell occupancy arises. Such profound invasion of privacy or incursions into human dignity does not arise here because of the single cell arrangement.
Toilet facilities
No running water or adequate ventilation in cells
Slopping-out procedure 38. On his way to the sluice the applicant had to pass five other cells. He said that prisoners on the landing above could look down on him and that he was exposed to the gaze of other prisoners and prison staff. 39. But the evidence did not establish that E landing was ever overcrowded. There was no real evidence that there was a rush to use the sluice. Prisoners were not subject to a time constraint for slopping-out. They could choose any point in the day for this. All prisoners did not have to slop-out on any one day. I accept the evidence of Chief Prisoner Officer Connolly who testified that he had never noted a queue forming in the E 2 landing sluice area during many years in the prison. It was not established that time-constraints such as meal times created additional problems at the sluice. This was not a situation where each prisoner had a short period of time available to use the sluice.
The sluice 41. However, a consultant microbiologist, Ms. Ann Storey, testified that the use of a sluice of this nature could, potentially, give rise to health risks. Such risks could derive from defecation via the faecal-oral route, when diseases were passed from faeces to the mouth by contaminated hands, food, or water. 42. The applicant complained that when emptying the chamber pot some splashing might occur. He said human waste matter might strike his hands, arms, chest or face. At the time he would normally be wearing a pair of shorts and tee-shirt. After using the sluice or the toilets, prisoners had access to a number of sinks so as to wash their hands. At the north end of the landing there were two stainless sinks for hot and cold water outside each of the sluice rooms. These, too, were provided with bleach, disinfectant and hand soap. Two further sinks were available at the south end of the landing. Two further sinks were in the servery area but used for washing utensils only. I accept the evidence that the only way to minimise the risk of such disease is to reduce the possibility of such contact. Such contact may be prevented by the provision of adequate washing facilities; but, clearly, in-cell sanitation would better achieve the objective. 43. I must conclude that the ventilation, sanitation and hygiene regime fell significantly below the standard one would expect at the time.
The medical and psychological evidence concerning the applicant a) The medical evidence 46. The case made by the applicant was that he felt himself under significant time pressure when using the toilet facilities when out of the cell. He says that this created a sense of straining and pressure on defecation. He said that this was exacerbated by anxiety at the possibility of having to use the chamber pot at night time, while in his cell. 47. I accept, too, Professor Gorey’s evidence, that in 20% to 30% of all cases, “straining” or anxiety are responsible as a cause of haemorrhoids. The same factors are said to be causative of 70% of cases of anal fissure. However the witness emphasised that these were not causative factors in themselves, but rather factors which gave rise to exacerbation or promotion of a condition to which a patient might already be prone. I regard this caveat as a particularly important piece of evidence as will be explained. 48. The evidence established that the conditions with which the applicant presented were not that unusual; and that perhaps 30% to 50% of the population suffered from bleeding from haemorrhoids at some stage in their lives. 49. Professor Gorey concluded that a regime of detention in a cell over a 12 hour period would as a matter of probability render symptomatic a haemorrhoid or anal fissure condition. He noted that a history of forcible emptying of the bowel as given by the applicant, pointed to a susceptibility to abnormal straining on defecation. He indicated that, if presented with such symptoms, he would have prescribed a high fibre diet of fluids and unrestricted access to toilet facilities whenever necessary as being an appropriate manner in which a competent doctor would recommend that the condition be treated. 50. I do not consider that there was a substantial differentiation between the evidence of Professor Gorey and Mr. Stevens. What is important however, are the contingencies on which this evidence was based. As outside prison: successful treatment is contingent on a patient presenting for treatment, and describing his symptoms fully and in a timely fashion. b) Psychological and psychiatric evidence 52. Dr. McClean examined the applicant on the 24th March, 2005 while he was still serving his sentence. He concluded that the applicant had experienced mild and brief episodes of anxiety relating to perceived humiliation and invasion of privacy arising from his complaints. He did not consider these symptoms were clinically significant. He found no evidence of phobia or any generalised anxiety disorder. 53. Dr. McClean’s evidence established that the applicant’s anxiety had generally been mild although it had escalated to being moderate during the 28-day period of close confinement. He described the applicant’s concerns in relation to the issue of in-cell sanitation as being one of mild indignation and clear logical analysis. 54. Professor Harry Kennedy, Clinical Psychiatrist, testified to similar effect. He had the advantage of exploring the applicant’s psychiatric history. He established the applicant had been treated both in 1997 and 1999 for some form of depression. His conclusion was the applicant’s response to having to slop-out was mild, but significant. Professor Kennedy testified for the petitioner in Napier v. The Scottish Ministers 2004, Scots C.S. 100, [2004] SCLR 558; [2005] 1 SC 229 referred to below. Both witnesses commented on the applicant’s stoical and non-complaining personality.
Other aspects of the overall regime in the prison Day to day routine; leisure and education; recreations 56. On a typical day the cells were unlocked at 8.30 a.m. After breakfast, prisoners on the E2 landing might participate in either educational or recreational facilities. There was a range of classes available. They were permitted to use the laundry, exercise, take a shower, or go to the gym. At 12.45 p.m., prisoners had the option either of having lunch in a communal area on the landing, or taking lunch to their cell. If they went to their cells they were locked there until approximately 2.00 p.m. when they were released again until 4.00 p.m. In this afternoon period, prisoners were again able to engage in the same activities as in the morning. At 4.00 p.m. prisoners could then take tea either communally or in their cells. From 5.15 p.m. prisoners had access to the same range of facilities as earlier in the day; they might attend night classes, watch television or play pool. 57. In summary, therefore, a prisoner on the E2 landing serving a sentence for paramilitary offences could, if he so chose, spend the entire day outside his cell between 8.30 a.m. in the morning and 8.25 p.m. in the evening. 58. Prisoners had the option to go to the exercise yard on each day. However this right must be seen as being subject to a very significant proviso. It is clear that prisoners from other landings, perhaps as a form of protest, habitually threw human waste human matter in newspapers down into the exercise yard. This was a problem which the prison officers had to address on an ongoing basis. There was no suggestion that prisoners on E 2 landing engaged in this process. 59. There was a prison tuck shop. This allowed the prisoners to place orders in a book. A prison officer brought such ordered items to the landing and gave it to the prisoner. 60. There was a kitchen on the landing where prisoners engaged in cooking and cookery classes. Prisoners were allowed to cook themselves in the kitchen area provided, using ingredients which they had purchased in the tuck shop. The prison kitchen itself, in fact, obtained a “Q mark” for its food.
Education
Prisoner – staff relations 63. The applicant stated he had no complaint whatever against the prison staff or as to the manner in which they conducted themselves during the period of his sentence. There was no evidence that any prison officer or official passed any remark or made any comment with regard to the “slopping-out” procedure. 64. In this aspect the situation was different from the “impoverished” or poor general regime described in some of the international jurisprudence outlined later.
The respondents’ duty to the applicant 66. This evidence is to be seen in the context of a number of other fairly trivial medical complaints which the applicant did make while imprisoned. At various times he complained of a sore shoulder, a sore throat, sore gums and an ache in one of his arms. There is no record of any complaint which might be directly connected to the sanitation or hygiene conditions. 67. Remarkably the records do not show any other complaint as to the physical (or psychological) complaints which lie at the centre of this case. 68. The applicant claimed he had spoken to a medical orderly about his haemorrhoid condition. He said he asked that creams be ordered to deal with this condition. There was no record of this. Nonetheless, I accept Professor Gorey’s evidence. 69. However, the lack of complaint raises serious questions as to the extent to which the respondents could be “fixed with”, or on “notice” of the applicant’s prior history. The onus was on him to apprise the prison medical authorities. The applicant is clearly an intelligent man. He suffered from no disability in describing his symptoms in Court. He never told the prison doctor about his pre-existing condition. 70. I find the applicant did not raise complaints with the Governor or any other prison officer about this condition either. He indicated that he would have been embarrassed to speak to the Governor. However, this does not explain why the applicant made no complaint to the medical authorities. If he was prepared to seek treatment on 16th October, 2001, it is surprising that he did not do so on other occasions. I must conclude the respondents were never adequately apprised as to his prior condition.
Prisoner complaints regarding in-cell sanitation 72. These recollections must be seen in the context of the prison records. Complaints were, for various reasons, meticulously documented. Their accuracy and admissibility as evidence was not seriously in issues. A sole entry recorded a complaint by the applicant about the sanitation situation. This complaint was made on 20th June, 2003. 73. It is true that the applicant was not the spokesman for other periods during his term of imprisonment. However, no other former prisoner was called to testify. Very many other grievances were aired and recorded. There was never any formal protest to the authorities or the Prison Visiting Committee. That Committee had, of course, repeatedly voiced its concerns, as described earlier.
The respondents’ knowledge of the sanitation issue
Efforts to address the sanitation question in E block 76. I accept Mr. Purcell’s testimony that this was seen as not being an economic proposition and, that in fact, there was nowhere else within the State prison system where such high security prisoners could safely be accommodated. It was not established that there was such alternative accommodation actually available within the time frame of this case. A further possible inhibition on the re-development project was the fact that at one point Laois County Council expressed a desire to declare the entire prison as a listed building. This, too, had the effect of placing any projected works further back in the overall priorities. Ultimately the result was that, quite simply, the project was not carried out incrementally, and the authorities were not prepared even to countenance the removal of such high security prisoners to any lesser security facility for an entire refurbishment. However, I am not convinced the respondents ever examined thoroughly the possibility of providing an automatic visual unlock facility. Other possible remedies are considered later in the judgment. 77. One is left with a picture of the issues in question sometimes being the focus of attention, but then gradually slipping down the order of priorities as some new issue arose – often the priority of accommodation of other categories of prisoners. Addressing prison accommodation had many of the aspects of trying to reach an ever receding horizon.
Prioritisation
Prison renovation and construction from 1994 onwards In-cell sanitation in other facilities 79. The respondent’s position as to E Block must in fairness be seen in the context of work carried out elsewhere on prison construction prior to, and during the relevant period of the applicant’s incarceration. 80. Mr. Michael Rigney, Director of Estates Management and Information Communication Technology in the Prison Service, testified that, for example, in 1994, just 40% of the 2,138 prisoners in the State had access to in-cell sanitation. By way of contrast, in 2005 of the 3,205 prisoners then held, 74% had access to such sanitation. His evidence must, of course, be seen in the context of the fact that very many prisoners within the prison system did not enjoy the facility of single cells or the extent of privacy which the applicant enjoyed. Clearly even this increase in numbers had necessary consequences in the allocation and prioritisation of State revenues. While all this was true, the E block situation remained unaddressed. Prison construction 81. That evidence established that from the late 1990s onwards, the Prison Service engaged in an extensive prison construction programme. Castlerea Prison was completed in 1998 providing 152 new cells, all with in-cell sanitation. In the same year the new wing in Limerick Prison was completed which added another 50 cells to the stock. By 1999 Cloverhill Prison had been completed. This provided 194 cells all with sanitation. In the year 2000 the Midlands Prison which had been constructed on the same campus as Portlaoise Prison provided an additional 440 cells, later increased to 500. 82. Within the boundary of the Portlaoise Prison Campus there were also extensive construction works. Mr. Purcell pointed out that two new blocks were added to Portlaoise Prison in the period up to 2004. None of these, however, would have been suitable for the accommodation of Republican prisoners, with their particular high security requirements. 83. Prior to a consideration of the evidence in light of the authorities I should deal briefly with the issue of close confinement imposed as a punishment on the applicant and other prisoners.
The close confinement period of 28 days 85. However it appears that during this confined regime prisoners were locked in their cell for a period of 22 hours a day. On E 2 landing this necessarily involved being confined without a toilet or running water as there were no such facilities. Instead a facility was put in place whereby prisoners could ring a bell and seek to be unlocked in order to use a toilet. 86. The applicant testified that prisoners were unlocked two or three times a day in groups of two at a time to empty the contents of their chamber pots. However, the availability of this facility depended on a number of circumstances, such as whether other prisoners were out of their cells at any given time. The evidence was that it was not a “given” that such a request would be granted immediately. The applicant said these requests would typically be only of use in order to empty the chamber pot and, he said, it was not possible to synchronise the granting of a request with one’s personal needs. He explained it would be necessary to use the pot all the time in the cell because the time of requirement to use the toilet facilities and the time of release did not necessarily coincide. 87. There was no possibility of using any request system at night time during this period of close confinement. In fact during this period, prisoners were locked up for the night one hour earlier than usual at 7.30 p.m. rather than 8.30 p.m. There is no evidence that the applicant took any step to inform the authorities of his prior condition at this period. 88. I now move to consider the judicial authorities under the Constitution and to analyse the evidence in the light of such authorities. Many, but not all of the decisions arise in the context of Article 40.4 inquiring as to the legality of detention. As will be seen such analysis results in a conclusion that the applicant is seeking to make “new law”. No prior decision of our courts found that any rights violation was such as to render an applicant’s detention illegal. It is necessary to assess why this is so.
The constitutional claim - A prisoner’s right to bodily integrity and not to have his health placed at risk or danger
90. However, as Finlay P. pointed out in The State (C) the duty which devolves upon the State is not an absolute. It is not the function of the courts to recommend to the Executive what is desirable or to fix the priorities of its health and welfare policy. The function of the courts is confined to identifying, and if necessary enforcing, the legal and constitutional duties of the Executive. This conscious limitation of rights is found in many of the decisions. The two identified constitutional rights of bodily integrity and health protection in C must, ultimately, be subject to a limitation of practicability. 91. There also arises a further balancing ingredient in assessing a third identified constitutional right established in C and later cases – the “negative” right not to be exposed to inhuman or degrading treatment. For a violation of that third protection it would be necessary to establish an “evil purpose”. In C Finlay P. went on to say at p. 374:
I am quite satisfied that the purpose and intention of the restrictions and privations surrounding the prosecutor’s detention are neither punitive nor malicious …. I must construe the entire concept of torture, inhuman and degrading treatment and punishment as being not only evil in its consequences but evil in its purpose as well. It is most commonly inspired by revenge, retaliation, the creation of fear or improper interrogation. It is to me inconceivable to associate it with the necessary discharge of a duty to prevent self injury or self destruction.” 93. The restrictions on him were both significant, but intent was absent. To the contrary, the authorities’ intention was to protect the prisoner. Finlay P. held that the detention was lawful. This finding, of course, does not derogate from the constitutional rights to which a prisoner is entitled, but rather demonstrated the limitation of such rights by considerations of practicality, the common good or protection of the prisoner himself. The rights in question are not absolute rights.
Rights to be considered objectively: McDonagh v. Frawley
The State (Richardson) v. Governor of Mountjoy: overcrowding, insanitary conditions, and slopping-out 96. The prosecutrix was a convicted prisoner who applied for an inquiry under Article 40.4 of the Constitution into the conditions relating to toilet facilities in the women’s section of Mountjoy Prison. She alleged the prison authorities had failed to have proper regard to her rights to health, privacy and human dignity. Evidence was given that each morning women prisoners, whose number averaged 16, engaged in a slopping-out procedure. The prisoners used a cold water tap over the sink to rinse the chamber pot, clean it with steel wool and then empty the water into the toilet bowl. However the prosecutrix claimed that due to pressure of time to finish slopping-out before breakfast, some prisoners emptied chamber pots into the sink in which they were to wash themselves and that she had seen the remains of human waste in the sink. She had made a verbal, though not a written, complaint to the prison officers and members of the Visiting Committee regarding these conditions. She also complained that the toilet doors consisted of opaque glass and could not be locked from the inside. In evidence, the prison medical officer stated that he would be concerned if each prisoner had to undergo the slopping-out procedure in an average of two minutes and were human waste to be poured into the sink. 97. Barrington J. held that only in the most exceptional circumstances would a court accede to an application by a convicted prisoner for an inquiry under Article 40.4 of the Constitution where this related to conditions of confinement. He observed that such exceptional circumstances would exist if the authorities intended to do nothing, or were unable to rectify the conditions of detention which were a serious danger to a prisoner’s life or health. He held that a convicted person undergoes a recognised form of punishment while in prison, one of the incidents of which, in addition to the loss of personal liberty, is that the prisoner must submit to, and is entitled to, the protection of the applicable Prison Rules; but the prisoner retains some constitutional rights. He found that while a prisoner had a constitutional right to privacy, this was circumscribed and limited by the institutional environment in which a prisoner must live, and that the requirements of security would justify the construction of toilet doors in such a way that they could not be locked from the inside. Finally, he held that, as a prisoner, the prosecutrix was not in a position to take the steps necessary to protect her health; therefore, the State was obliged to take such steps; that the 1947 Prison Rules recognised the link between hygiene and health; that the slopping-out process made it inherently probable that human waste would appear in the toilet sink; that this procedure failed to respect the prosecutrix’s health; and that she would be entitled to relief by way of mandamus; but since the authorities were willing to alter the regime the necessity for making an order did not arise. 98. Barrington J. quoted with approval the dictum of White J. in the United States Supreme Court of Wolff v. McDonnell [1974] 418 U.S. 539 that there is no “iron curtain between the Constitution and the prisoners of this country”. The judge specifically criticised the way that the slopping-out procedure was implemented as unhygienic and a health hazard. He noted that there was no technical problem to putting the hygiene issues right. He drew attention to the fact that those practices had continued for at least nine years. Insofar as a prisoner had a right to privacy, he held that such a right was circumscribed and limited by the institutional environment in which a prisoner must live and by considerations of security and good order. Relying on the dicta of Finlay P. in The State (C.) v. Frawley, he re-emphasised that there is an obligation on the State to protect the health of a prisoner. The evidence established that the Governor had taken steps to remedy the complaints when they were brought to his attention. 99. I interpret passages from the judgment as recognising that in an appropriate case a court has jurisdiction to actually direct improvements in prison conditions where warranted to vindicate a constitutional right, and where the vindication of such right is not constrained by boundaries such as practicability. Thus, for example, were it to be established that there was an ongoing and serious threat to a prisoner applicant’s health, the vindication of that constitutional right could warrant a court in intervening by way of mandamus. The protection and vindication of that right might then have to be balanced against other constitutional provisions.
Brennan v. Governor of Portlaoise Prison
Reasonableness and practicality 102. He observed at p. 542:
Holland v. Governor of Portlaoise Prison: restriction on rights must be proportionate 104. McKechnie J. pointed out that Prisons Rules must be construed and applied in such a manner as respected and vindicated the constitutional rights of a prisoner and which upheld the principles of natural justice. He held that by virtue of a sentence of imprisonment being imposed, and on being served by a prisoner, that person for the duration of his sentence had to suffer not only interference with the exercise of his constitutional right to liberty but to suffer such other restrictions on constitutional rights as were necessary in order to accommodate the serving of that sentence. Subject to this however, he held that all other rights should be capable of exercise by him in the context of his incarceration. Given that the right then in issue, (free communication) was constitutionally based, he concluded that any permissible abolition, even for a limited period, or any interference, restriction or modification on the right in question should be construed, with the onus of proof being on him who asserted any such curtailment. Importantly, McKechnie J. also observed at p. 594:
Identification and analysis of the rights 106. The questions which arise in this case are not simply “tort” concepts they go further into the realm of rights only protected under the Constitution such as those identified. “Slopping-out” is not encompassed in the law of tort, nor are inadequate ventilation or substandard hygiene conditions. 107. Primarily the applicant’s case is reliant on asserting constitutional rights in tort form – but, as a corollary, the defendant is entitled to assert that no such rights have been violated, that such rights are limited, or where appropriate, to rely on defences arising in the law of torts. On the facts of this case, I consider that the invocation of the alleged violation of constitutional rights must entail other incidents; the defences in tort law such as causation, consent and foreseeability. There are, too, other “tort” aspects to this claim; the applicant seeks a redress (including damages) for an alleged past wrong (involving injuries), not the vindication or protection of a right in being (see McDonnell v. Ireland Keane J. at p. 159). 108. The following unenumerated constitutional rights arise: (i) protection against inhuman or degrading treatment; (ii) the right to protect life and health from serious endangerment; (iii) the right to privacy; (iv) and bodily integrity. These are considered below sequentially but as numbered here. To this general identification I would add: (a) The right to bodily integrity necessitates that the Executive should protect the right to health of persons held in custody as well as is reasonably possible in all the circumstances (The State (C) v. Frawley); (b) There is also a right, be it framed negatively or positively not to be exposed to inhuman or degrading treatment. Here a material consideration in determining the constitutional status of the matter complained of is the purpose and intention of the restriction and privations; in particular whether they are punitive, malicious or whether they are evil in purpose (The State (C) v. Frawley); (c) A further relevant consideration is whether there is evidence that State authorities are taking advantage of detention to violate constitutional rights or to subject the applicant to inhuman or degrading treatment (The State (Richardson) v. Governor of Mountjoy Prison); (d) The conditions of detention must not be such as to seriously endanger a prisoner’s life or health (Richardson); (e) If the conditions of detention are potentially life or health threatening, a court should ask whether there is evidence that the authorities are for some legitimate reason unable to rectify the conditions (Richardson); (f) There is a right of privacy subject to limitations imposed by detention; (g) A court must enquire the extent to which considerations of security, including the protection of prisoners themselves, requires a limitation of their rights (Richardson); (h) A court should enquire as to the extent of complaints made by a prisoner or other prisoners (Richardson); (i) A court must assess the extent to which the vindication of a claimed right would be practical (Murray v. Ireland); (j) A court must establish the extent of the burden which might be placed on the authorities in the vindication of the right claimed; whether the burden is in all the circumstances proportionate to the right asserted in the overall context of the prisoner’s conditions of detention (Murray); (k) There is a right of freedom to communicate; the limitation of which is subject to the principle of proportionality as must all such limitations on a constitutional right. Other constitutional rights may also arise in the future (Holland); (l) A court must establish the extent to which, on the facts of this case the nature of the constitutional wrong asserted necessitates the application of other principles applicable to the law of torts (McDonnell).
Application of the legal tests to the evidence
(i) Protection against inhuman or degrading treatment
(ii) Serious endangerment of life or health 112. Such findings must be seen in another context. Clearly, from 1995 if not before, the Prison Service itself recognised the necessity to provide proper in-cell sanitation in E Wing. A number of problems obstructed this project. The first was the engineering consultants report and the costs; the second the remarkable action of the local authority in seeking to declare the entire prison campus as a preserved site. But there was, too, a want of focus on this issue. 113. But the situation which applied in E Wing of Portlaoise Prison was not comparable to that which arose in Richardson’s case. Here, there was no evidence of hazardous overcrowding. There were between sixteen and seventeen prisoners on E landing. They were under no time constraint. It was not suggested that the prisoners were misapplying the sanitary facilities provided. There is no evidence of insanitary practices by the prisoners such as would give rise to a risk of health. Insofar as applicable, the facilities were such as would, within their limitations, permit each prisoner to carry out this procedure in a manner which would not put his health at risk.
Adverse findings on hygiene, ventilation and slopping-out 115. The cell ventilation was substandard and exposed prisoners to odours when the chamber pots were used. Slopping-out was perceived as demeaning, archaic and humiliating; part of a bygone age. To many, including the Visiting Committee, these aspects of incarceration were unacceptable in this century. 116. However, is this sufficient to tilt the balance as a legal question? The Court can only decide on legal issues. The overall finding, despite the substandard aspects, must be that there was no serious threat to life or health. One must look too, to causation. There was no evidence that the “negative” factors adversely affected the applicant’s health other than inducing the re-onset of his condition. He did not complain of any other type of risk or infection to the prison doctor.
(iii) The right to privacy
(iv) The right to bodily integrity 119. The applicant did not apprise the prison authorities of his medical history. He did not tell them his susceptibility gave rise even to a potential problem. The fact that he had one occurrence of haemorrhoids on 16th October, 2001, did not constitute sufficient “notice” to the respondents. Indeed, the applicant appears not to have recollected this incident. The applicant took no step to otherwise alleviate his own individual situation; whether by apprising the Prison Governor, or the medical authorities of his condition; by seeking special arrangements to be unlocked at night, or by seeking a transfer to another prison facility. Some of these were possible options, in the case of an individual prisoner. Some were actually adopted in the case of other prisoners who made known their problems to the prison medical authorities. 120. Some other potential “remedial” measures which were proposed at the hearing are noteworthy in that none of them were proposed at the time and are post hoc. I cannot now accept the proposition advanced at the hearing in 2010 that chemical toilets were a viable proposition. There is some evidence that the chemical compounds contained in them could have posed a safety hazard. The proposition that “individual” arrangements could have been made for the applicant is reliant on a chain of evidence which is broken. Remedial measures (of whatever type) were not adopted simply because the “special” impact of the conditions on the applicant (which I am prepared to accept) were not foreseeable. Individual arrangements to release the applicant from his cell must be seen in the context of security arrangements as a whole in Portlaoise Prison. Such matters must always be a consideration though they cannot provide an “all purpose” excuse for inaction. An automatic unlocking system was surely a viable and less costly option. No individual arrangements were requested. The point becomes hypothetical therefore. 121. It is difficult to avoid the conclusion that the right of bodily integrity which is sought to be asserted here and the duty sought to be imposed on the respondents was very specifically framed to the particular circumstances of the applicant in his role both as spokesman and member of a political group. He was not an “ordinary” prisoner, who might well have acted very differently. 122. Ultimately, one must conclude that the evidence in fact established that the only likely method in which the general situation in this particular block could be remedied would be by a total evacuation by the prisoners and extensive reconstruction. This was postponed more than once. But the applicant did not avail of any effective method of remediation of his own issues. The right to bodily integrity must be subject to the defences in tort of foreseeability. Even accepting that the conditions caused the applicant’s condition, as I do, this does not establish the applicant’s case. The respondents did not know or could not reasonably have known as to the applicant’s prior medical history. He was under a duty to inform them and put them on notice. He consented to a situation not otherwise reasonably foreseeable. I do not consider the respondents can be held to have committed a constitutional wrong or violation of bodily integrity on these facts. Even if they had, I must conclude they have established a clear and total defence. Seen generally I conclude that the complaints, while real, were not sufficient to satisfy the criteria necessary to constitute causes of action.
Separation of powers 124. The principle that a court should be slow to become involved in this issue is well established (O’Reilly v. Limerick Corporation [1989] ILRM 181). (See also Sinnott v. Minister for Education [2001] 2 IR 545 and T.D. v Minister for Education [2001] 4 IR 259. 125. I must find, therefore, that the applicant’s constitutional claims fail. The issue of remedies does not then arise.
The claim under the European Convention on Human Rights Act 2003. 127. By way of preface, however, it is necessary to point out that with regard to Article 3 claims, in all cases where there has been held to be a violation of which this Court should take notice, the ECHR has been presented not only with specific allegations but with a range of combined or multiple complaints about prison conditions. In no case has the practice of “slopping-out” or the absence of in-cell sanitation, been found, per se, to be a violation of Convention rights. While the terms of Article 3 are absolute there is a high threshold. The actual text is not couched in terms recognised in the common law but refers to factual circumstances. The threshold of seriousness is part of the substantive right rather than a procedural pre-condition. The complaint must attain a minimum level of severity if it is to constitute a violation (Ireland v. U.K. [1979] 80 L.E.H.R.R. 25.) 128. What follows therefore is an analysis of the jurisprudence in accordance with s. 3 of the European Convention on Human Rights Act 2003. It is necessary to analyse whether the relevant organ of the State, viz. the respondents, have performed their function in accordance with this State’s obligations under the Convention by reference to the standards identified in the established jurisprudence and not by some form of impermissible “direct” application of the ECHR. Here again it will be seen the applicant seeks to make new law. It is necessary to survey a number of authorities briefly to identify the ingredients of an Article 3 infringement.
Bakhmutsky v. Russia – For violation of Article 3 Rights the applicant must show a minimum level of severity, dignity and undermining of the issues of, cumulative effects and specific allegations
DeLazarus v. United Kingdom - a single cell reduce the impact of lack of in-cell sanitation 131. The European Commission on Human Rights dismissed the complaint as manifestly un-founded. This was so even though the Commission accepted that the conditions in the prison had been found by the CPT and the domestic inspection authorities as involving each of these aspects and were extremely unsatisfactory and in urgent need of improvement. However, the Commission specifically noted that the applicant could not complain of overcrowding because he was held in a single cell. More directly the Commission noted that: “this fact must have reduced the difficulties created by the lack of integral sanitation in the cell”.
N.H. v. United Kingdom – Punishment cell with no toilet or running water – slopping-out three times a day
Valasinas v. Lithuania – Absence of privacy, balanced by other factors 134. The Court examined other aspects of his detention including the wide freedom of movement for the prisoner during the day and recreational facilities including television, library books, a recreation yard, listening to music and attending concerts and cinema screenings. 135. This case again demonstrates that the Court will look to the totality of the conditions of detention and that although some aspect of the regime may be sub-optimal, other facets of the prison regime may introduce a balancing element resulting in a situation where the conditions overall do not attain the minimum level of severity for Article 3.
Peers v. Greece – Article 3 violation found – no in-cell sanitation, shared cell room, prison regime 137. The overall conditions in Peers fell very much below those which arose in the instant case Portlaoise Prison. Peers involved a denial of sheets, pillows, toilet paper, toiletries, privacy in using the toilet, shared cell and absence of communication with prison staff. That decision case is simply not comparable to the instant case.
Nurmagomodoff v. Russia – Poor sanitation but comparable to conditions in rural Russia
Novoselov v. Russia – Overcrowding violation found
The Georgian cases: very low hygiene standards, shared cells
Orchowski v. Poland – overcrowding, insufficient space
Rainen v. Finland - Objective balancing of all conditions cumulatively 143. Illustrative Convention jurisprudence is not confined to Strasbourg decisions alone. The applicant places particular reliance on the following cases as being important persuasive authorities from Scotland and Northern Ireland. These arose under United Kingdom Human Rights legislation.
Napier v. The Scottish Ministers 145. The petitioner was held for a period of 40 days and while on remand suffered a severe flaring up of an eczema condition which he attributed to the conditions of his detention. The petitioner relied on three principle features of these conditions characterised at para. 6 of the judgment as: “The triple vices of overcrowding, slopping-out and impoverished regime.” Lord Bonomy observed at para 6:
147. In that context Lord Bonomy then considered the risk of infection posed to the petitioner by reason of the eczema condition from which he suffered. This was manifest to any observer, and identified with blisters and yellow pus over a wide area of his face. 148. By way of contrast to the instant case, it was noted by a prison doctor within two days of the outbreak. A fax was sent by the petitioner’s solicitor to the Governor of the prison two days later requesting a transfer. Lord Bonomy considered that the actual cause for the outbreak of eczema was the anxiety and stress caused by the circumstances of the detention. He stated at para 76:
Napier contrasted with the applicant’s case 151. Relevant too in Napier were Lord Bonomy’s findings that the respondents could “easily” have installed integrated sanitation facilities and that it had not been suggested that the refurbishment in the detention area could not have been carried out at a significantly earlier date. Lord Bonomy commented at para 89 that: “the respondents took a deliberate decision not to address [the cell conditions] when they had both the resources and the capacity to do so.” In my view this circumstance too is in contrast with the present case where the evidence on the issue of resources and prioritising of particular prisons did not demonstrate a policy tantamount to making a “deliberate decision to ignore the situation”. Napier was of course decided by reference to the United Kingdom Human Rights Act 1998 different in form to the European Convention of Human Rights Act 2003. The distinctions from the instant case do not require repetition.
The Northern Ireland authorities
In Re Karen Carson 154. A critical feature of that decision was that the Northern Ireland High Court, having considered a number of ECtHR cases and the decision in Napier, found that there had been no breach of Article 3 in circumstances where the applicant occupied a cell on her own and: “…thus had a much higher degree of privacy than in the case of Napier or any of the other cases referred to”. The overall regime in the prison was also significantly more liberal than that to be found in Napier. Girvan J. concluded that the fact that sanitation arrangements may not be ideal did not necessarily give rise to a finding that they are degrading. I would respectfully agree. The judge also found there to be no breach of Article 8. He observed at para. 18:
Martin v. Northern Ireland Prison Service 156. In Martin, the plaintiff occupied a cell on his own; if he had to use a pot he would have done so in privacy. For a significant part of the day he was allowed out of his cell and had access to ordinary toileting and hand washing facilities. Finally there was an overnight unlock system which, while imperfectly administered on some occasions, in the main enabled most prisoners most of the time to have access to toilets overnight. 157. Girvan J. adopted a different view in relation to Article 8 and concluded that there had been a violation, in particular because of the hostile and uncaring attitude of staff and the Governor of the prison to the manner in which hygiene stipulations were observed and breaches investigated. There was strong evidence of an insensitive and uncaring regime; the authority’s evidence was not reliable. 158. The Court made clear that it was not the lack of in-cell sanitation per se which violated Article 8 rights but rather the manner in which the practice was managed. Girvan J. observed at para. 35:
If not properly managed and handled with care the practice has the potential to be significantly demeaning to a prisoner in an intimate aspect of his private life.” (at para. 35)
The relevant principles for Art 3 and/or Art 8 breach (a) The size of the cell or the amount of personal space available to a prisoner; (b) The sharing of cells by two or more prisoners; (c) The sharing of the same bed by prisoners within a cell; (d) Low standards of hygiene generally within a prison; (e) The length of time spent in a cell on a daily basis; (f) Availability of exercise facilities outside the cell; (g) The unavailability of recreation and education in the prison generally; (h) Poor arrangements for washing and toileting; (i) Toileting which had to be done in the presence of others; (j) Poor ventilation and lighting in the cell; (k) The particular physical impact of the conditions of a prisoner;
(m) Whether the prisoner had to eat in a cell with his or another prisoner’s waste products.
Consideration 162. Napier is distinct from the instant case because of:
(b) notice was given to the authorities of these problems; (c) the petitioner was constrained to use a chamber pot in the presence of other cell occupants; and (d) the slopping-out process was found to be “chaotic”; (e) the overall regime was found to be poor. 164. Turning then to Article 8 (privacy) the applicant in the present proceedings did not have to share a cell at any stage. He did not make significant complaints as to the manner which the staff dealt with the sanitation issues on a day by day basis – to the contrary. He accepted that even during a punishment period the authorities, insofar as possible, accommodated requests to go to the toilet. He accepted that when necessary a second chamber pot would have been provided. However, there was an adequate supply of soap, disinfectant and bleach for use by all the prisoners, and he was able to purchase air fresheners from the prison tuck shop had he wished. Taking the issues individually and cumulatively I am unable to find there is a breach of Article 3 or in conjunction with Article 8 by reference to any established Strasbourg decision. There is thus no successful point of reference for the applicant. This aspect of the claim also fails and must be dismissed.
Decision
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