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Gilligan v. Governor of Portlaoise Prison [2001] IEHC 72 (12th April, 2001)
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Gilligan v. Governor of Portlaoise Prison [2001] IEHC 72 (12th April, 2001)
THE
HIGH COURT
No.
2001/215 JR
BETWEEN
JOHN
GILLIGAN
APPLICANT
AND
THE
GOVERNOR OF PORTLAOISE PRISON AND THE MINISTER FOR JUSTICE, EQUALITY AND LAW
REFORM, IRELAND AND THE ATTORNEY GENERAL
RESPONDENTS
JUDGMENT
of Mr. Justice McKechnie dated the 12th day of April, 2001
.
1.
This
is an application for leave, to apply by way of an application for judicial
review, for certain reliefs and on certain grounds both specified in the
Statement grounding the application. In accordance with Order 84 Rule 20(2) of
the Rules of the Superior Courts this matter, in the first instance, was moved
by way of motion
ex
parte
.
In the exercise of his discretion Kelly J. directed that the Respondents be
put on notice of the making of the application. Having been served with the
required documentation all such Respondents, being represented, fully
participated, by way of evidence and submissions, in the hearing of this, the
leave application.
2.
Mr.
Gilligan, the Applicant in the above entitled judicial review proceedings, has
been detained in Portlaoise Prison since in or about the month of February
2000. Initially, he was so detained following his extradition from England.
Latterly, having been convicted of offences under Sections 21 and 15 of the
Misuse of Drugs Acts, 1977 to 1984 he is serving, in that prison terms of 12
and 28 years respectively, having been so imposed by Order of the Count of
Trial, namely the Special Criminal Court.
3.
The
incident which gives rise to the within proceedings occurred on Sunday 25th
March 2001. On that occasion Mr. John Rice, Solicitor, arrived at Portlaoise
Prison for the purposes of a professional visit to the Applicant and another
prisoner. Whilst in the process of escorting Mr. Gilligan to a visiting area,
where the intended consultation was to take place, it is alleged by an
Assistant Chief Officer that the Applicant, firstly verbally abused him,
secondly, without cause or warning, struck him a violent blow on the jaw and
thirdly, issued serious threats to the safety and health of both him and his
family. These said allegations are supported by Prison Officer O’Reilly
who, at the relevant time was also on escort duty with Officer Ryan. By way of
response, as well as grounding the application, Mr. Gilligan has sworn three
Affidavits. He denies the allegations above recited as he does an averment by
Officer Ryan to the effect that, on seeing Mr. Rice he said “
I
am after been assaulted by these fuckers
.”
Whilst nothing of relevance turns on this, I am satisfied, that if this
comment had been said there is no evidence whatsoever to support or otherwise
corroborate such remarks.
4.
At
the outset of the hearing, having served the necessary notice, an application
was made on behalf of the Respondents to have Mr. Gilligan present in Court,
for the purposes of a cross examination on the Affidavits sworn by him. Having
heard argument I decided, in the exercise of my discretion, to refuse the
order as sought. See
McElhinney
-v- Williams
1994 2 I.L.R.M. 115. I did so, essentially because of the nature of the
application before me. In essence the challenge as mounted is based on the
lack of fair procedures and on the doctrine of
ultra
vires
.
Whilst, therefore knowledge of the surrounding circumstances is essential in
order to establish the background to the challenge, facts beyond that, are not
in my view relevant. This is a claim against the decision making process and
as such, it is neither necessary or desirable that this Court should attempt to
adjudicate on the controversial nature of the incident above mentioned.
If
one was to embark upon such an assessment, even under the guise of testing the
bona
fides
of the Applicant, it would in my view, be close to usurping the jurisdiction
vested in this Court when dealing with an application of this type.
Accordingly, being satisfied that the issue at hand could be deposed of, on
whichever version of events was sustainable, I refused the application.
5.
The
reliefs which the Applicant seek, though several in nature, can broadly be
described as being, an Order of Certiorari quashing the decision made on the
25th March, a declaration that fair procedures and natural and constitutional
justice have not been complied with, a declaration that the punishment imposed,
was in itself,
ultra vires
Rule 69 of the Rules for the Government of Prisons, in turn, a declaration that
such rules themselves were also
ultra
vires
the originating Statute as amended, and finally that the decision complained of
was unconstitutional by virtue of Article 34 or Article 37 or by way of a
combination of both. The grounds relied upon, whilst adequately set forth
elsewhere in this judgment, should, in relation to the alleged breaches of
natural and constitutional justice and fair procedures, be set forth in their
entirety. These are firstly, that prior to the visit hereinafter described Mr.
Gilligan should have been informed of the Governor’s intention to lay
against him the alleged breaches of discipline, secondly that all of the
relevant evidence should have been made available to him, thirdly that he
should have been given a right to consult with his Solicitor and finally that
he should have been afforded an opportunity of making on his own behalf a plea
in mitigation.
6.
In
evaluating this matter it is crucial in my view to realise and fully understand
exactly what occurred in the aftermath of the incident referred to a paragraph
3 above. With regard to Mr. Gilligan, once the legal consultation had
concluded he was taken to an area in the basement which, for geographical
reasons and no other, I will refer to as the bunker area. In the case of
Assistant Chief Officer Ryan, he, having obtained medical assistance, returned
to the prison late in the afternoon or early evening of the 25th. On the
appropriate printed form, P19, he reported on Mr. Gilligan by complaining of
the assault and of the threats and abuse above mentioned. He supported these
complaints by way of statement. Both were given to the Deputy Governor. What
then happened is set out in the Affidavit of the said Deputy and in particular
at paragraphs 6, 7 and 8 thereof. Being fundamental to a core point in this
case it is highly desirable that the relevant averments should be quoted
verbatim. Deputy Governor O’Keeffe, who was accompanied by Officer Ryan,
said:-
“6
.......
I said to John Gilligan “you are on report in respect of threatening and
assaulting an officer”. I then paused and read out in full the charge to
John Gilligan. There could be no ambiguity as to what I was saying as it is
exactly as set out in the report of Martin Ryan which is exhibit JG2. Instead
of acknowledging our presence, or greeting us or otherwise responding in such a
way that indicated that we were even present, John Gilligan simply put his
hands in his pockets and ignored us as if we did not exist. I told him that he
was on a report of:
(1)
Assaulting
an Assistant Chief Officer:
(2)
Threatening
and abusing an Assistant Chief Officer:
I
asked him “do you have any comment”. He continued to ignore me,
with his hands in his pockets, as if I did not exist. I then said to him
“I have the authority to impose sanctions in respect of these charges, do
you want to say anything”. He refused to answer and acted as if I was
not there and was not speaking at all. I then said to him “this is a
serious situation both for you and for everyone else and I think you should
take an interest in this matter”. John Gilligan simply ignored me and
kept his hands thrust in his pockets as if no words were being spoken and we
were not in his presence at all
.
7.
John
Gilligan did not ask for time, did not ask for a copy of the report and did not
take the slightest interest in any of the proceedings before him. If he had
asked for time I would have given him time. If he had asked me to consider a
statement made by him I would have considered it. Instead, he said nothing.
If he had asked me to consider interviewing any other party I would have
considered that request. He now complains about this matters (sic) but at the
time his attitude was one of insolent defiance.
8
Given
the nature of what had occurred, the seriousness of the assault
and the threat to the officers and their families I imposed sanctions of
(a)
Close
confinement for 23 hours a day, over 3 days. This has now ceased:
(b)
I
imposed 14 days loss of remission. He has thus lost 14 days off the statutory
remission of one quater of his sentence:
(c)
I
imposed the loss of privileges, including visits, letters, tuck-shop and phone
calls over two months:”
7.
This
recall of the events which occurred is supported by Assistant Chief Officer
Ryan in his Affidavit and in particular at paragraph 17 thereof. Indeed, in no
section of any of the three Affidavits sworn by the Applicant is this account
in any significant, serious or substantial way challenged. In addition the
Deputy Governor in Form P19, noted the charges as laid, noted the absence of
any response from the prisoner and recited the sanctions as imposed.
Furthermore, in a letter dated the 27th March 2001 the said Deputy informed
Messrs. John J. Rice & Company of what the prisoner had been charged with,
of the prisoners refusal to reply and of the penalty imposed.
1. Given
the above and in particular the lack of any serious challenge to the accuracy
of Governor O’Keeffe’s averments, I am satisfied that, although the
application is moved on Affidavit, I should and I believe with confidence I can
accept this version as representing what occurred on the occasion in question.
8.
In
a judicial review matter when an application for leave is made
ex
parte
,
there is, in my view, no doubt as to the burden of proof required of an
Applicant. Or more accurately the standard to which he must aspire before
leave is granted. Authoritatively the Supreme Court has so decided in
G
-v- DPP
(1994) 1 IR 374. At p. 377/8 of the report Finlay C.J. said:-
“It
is, I am satisfied, desirable before considering the specific issues in this
case to set out in short form what appears to be the necessary ingredients
which an Applicant must satisfy in order to obtain liberty of the Court to
issue judicial review proceedings. An Applicant must satisfy the Court in a
prima facie manner by the facts set out in his Affidavit and submissions made
in support of his application of the following matters:-
(a)
that
he has a sufficient interest in the matter to which the application relates to
comply with Rule 20(4).
(b)
that
the facts averred in the Affidavit would be sufficient, if proved, to support a
stateable ground for the form of relief sought by way of judicial review.
(c)
that
on those facts an arguable case in law can be made that the Applicant is
entitled to the relief which he seeks.
(d)
that
the application has been made promptly.......
(e)
that
the only effective remedy, on the facts established by the Applicant, which the
Applicant could obtain would be an order by way of judicial review or, if there
be an alternative remedy, that the application by way of judicial review is, on
all the facts of the case, a more appropriate method of procedure
.
These
conditions or proofs are not intended to be exclusive and the Court has a
general discretion, since judicial review in many instances is an entirely
discretionary remedy which may well include, amongst other things,
consideration of whether the matter concerned is one of importance or of
triviality and also as to whether the Applicant has shown good faith in the
making of an ex parte application.”
2. In
the same case, at p. 381 of the report, Denham J. in her Judgment discreetly
summarises what is required. She said:-
“The
burden of proof on an Applicant to obtain liberty to apply for judicial review
under the Rules of the Superior Courts Order 84 Rule 20 is light. The
Applicant is required to establish that he has made out a stateable case, an
arguable case in law. The application is made ex parte to a Judge of the High
Court as a judicial screening process, a preliminary hearing to determine if
the Applicant has such a stateable case
”.
3. Hence,
in the circumstances of an
ex
parte
application the threshold is one of establishing a stateable or arguable case
and is no higher.
9.
In
the instant case, as in others, the application of course is not
ex
parte
but on notice. In such circumstance some judges in England have suggested the
existence of a higher standard. In
Mass
Energy Limited -v- Birmingham City Council
(1994) ENV. L.R. 298 at 307 Glidewell L.J. said:-
“First,
we have had the benefit of detailed inter partes argument of such depth and in
such detail that, in my view, if leave were granted, it is unlikely that the
points would be canvassed in much greater depth or detail at the substantive
hearing. In particular, we have had all the relevant documents put in front of
us...... Thirdly, as I have already said, we have most, if not all, of the
documents in front of us: we have gone through the relevant ones in detail -
indeed in really quite minute detail in some instances - in a way that a Court
dealing with an application for leave to move rarely does, and we are thus in
as good a position as would be the Court at the substantive hearing to construe
the various documents.
For
those reasons taken together, in my view, the proper approach of this Court, in
this particular case, ought to be - and the approach I intend to adopt will be
- that we should grant leave only if we are satisfied that
Mass
Energy’s
case
is not merely arguable but is strong: that it is say, is likely to
succeed.”
In
R
-v- Cotswold District Council ex parte Barrington Parish Council
75 P. and C.R. 515, Keene J., at p. 530 of the report, when dealing with this
issue said:-
“For
my part, I would prefer to put it on the basis that where the Courts seems to
have all the relevant material and have heard full argument at the leave stage
on an inter partes hearing, the Court is in a better position to judge the
merits than is usual on a leave application. It may then require an Applicant
to show a reasonably good chance of success if he is to given leave.”
10.
These cases were referred to by Mr. Justice Kelly in his Judgment in
Gorman
and Others -v- The Minister for Environment and Local Government and Others
H/C, U/R, 7th December 2000. However, and notwithstanding what appears to be
an endorsement of the higher standard, whether it be that postulated in
Mass
Energy
or by Keene J. in
R
-v- Cotswold District Council
,
the learned Judge was not in a position to formulate what the appropriate test
might be in this jurisdiction, as the issue had not been properly or fully
debated before him.
4. This
point was also raised in
Halpin
-v- Wicklow County Council
,
H/C, U/R, 15th March 2001. At p. 11 of his Judgment Mr. Justice
O’Sullivan, having in the proceeding passages referred to
Gorman
and
G
-v- the Director of Public Prosecutions
,
continued by stating
“I
accept in this application that the standard laid down by the Supreme Court in
G
-v- the Director of Public Prosecutions
should apply but in applying that standard I agree that I cannot shut my mind
to the case now made by the Respondents who are a Notice Party to this
application”.
5. So,
whilst the threshold as specified in
G
-v- the Director of Public Prosecutions
was applied nevertheless, as is clear from this passage, the learned Trial
Judge did not reject the case, presumably to include both evidence and
submissions, as made by the Respondent and at least to some degree must have
had regard to it.
11.
If
when a leave application is moved, the aforesaid practice of putting a
Respondent on notice should continue or expand, clearly in my view, it would be
desirable to have a test formulated which would find Judicial acceptance and
general approval in this jurisdiction. As of now one could not conclude, on
the authorities above mentioned, that the point has in any way been settled.
In many respects a state of uncertainty exists which evidently is
unsatisfactory. Unfortunately the instant case will not contribute to a
solution. This because at no time during the currency of the hearing was it
urged upon me that any standard, different from that as set out in
G
-v- the DPP
should be applied. Therefore as the Court has not had the benefit of any
submissions on this point from the Respondents, I would not feel comfortable in
attempting a definitive formulation of what such a test might be. That must
await another occasion which perhaps is not too distant. I know from my own
knowledge that the High Court’s judgments in the cases of
PLB
-v- the Minister for Justice
Smyth J. U/R 2/1/2001 are presently listed before the Supreme Court for its
adjudication on certain specified issues, one of which relates directly to this
question of threshold on an
inter
partes
leave application. What I propose to do therefore is to apply the threshold of
argueability but in the resulting process of evaluation to take into account
those parts of the Respondent’s evidence which I can confidently accept
as being accurate and also the submissions made thereon.
12.
This
debate about the standard of proof, particularly where
G -v- the DPP
is being applied, should not obscure the very limited deductions which can be
made if leave is granted. Such success means that the standard has being
attained, nothing more. Such an Order should not be taken as reflecting what
ultimately might happen, or whether, on the application itself success or
failure might follow. It is simply a screening process which, if passed,
permits the onward movement of that case.
13.
Before dealing with the fundamental principles of law which apply to an
application of this nature, could I say the following in relation to the
identity of the Applicant. Mr. Gilligan is well known to the public in this
jurisdiction, not only since his extradition from England in February 2000, but
indeed for many years prior to that. He gained widespread publicity, not only
on account of or by reason of the charges upon which he was found guilty in the
Special Criminal Court, but also on account of and by reason of the charges
upon which he was acquitted. I should immediately say, that to me it matters
not, who he is, or what he is or what is or has been said or written or spoken
about him. These are matters of utter indifference to this Court. As are the
convicted charges and the acquitted charges. The trial in the Special Criminal
Court is over. The Applicant in these review proceedings could be Joe Bloggs,
or a person heretofore, of total anonymity. The identification in the person
of Mr. Gilligan is wholly immaterial. His present status is of relevance only,
in that, post conviction he stands lawfully detained in Portlaoise Prison.
14.
Many cases were cited in support of the reliefs sought on behalf of the
Applicant. The famous passage of Henchy J. in
Kiely
-v- Minister for Social Welfare
1977 IR 267 at p. 281 was first mentioned. Having referred to the guarantee of
basic fairness of procedures, which is available to every citizen under and by
virtue of Article 40.3 of the Constitution, and having stated that the rules of
natural justice must be construed accordingly, the learned Judge continued:-
“Tribunals
exercising quasi judicial functions are frequently allowed to act informally -
to receive unsworn evidence, to act in hearsay, to depart from the rules of
evidence, to ignore Courtroom procedures, and the like - but they may not act
in such a way as to imperil a fair hearing or a fair result
I
do not attempt an exposition of what they may not do for, to quote the
frequently
cited dictum of Tucker L.J. in
Russell
-v- Duke of Norfolk
:-
“There
are, in my view, no words which are of universal application to every kind of
enquiry and every kind of domestic tribunal. The requirements of natural
justice must depend on the circumstances of the case, the nature of the
enquiry, the rules under which the tribunal is acting, the subject matter that
is being dealt with and so forth
”.
Flanagan
-v- University College Dublin
,
1988 IR 724, in response to the passage above mentioned, contained a more
detailed elaboration of the principles therein recited. At p. 730 Barron J.
said:-
“Once
the lay tribunal is required to act judicially, the procedures to be adopted by
it must be reasonable having regard to this requirement and to the consequences
for the person concerned in the event of an adverse decision. Accordingly,
procedures which might afford a sufficient protection to the person concerned
in one case, and so be acceptable, might not be acceptable in a more serious
case. In the present case, the principles of natural justice involved related
to the requirement that the person involved should be made aware of the
complaint against them and should have an opportunity both to prepare and to
present their defence. Matters to be considered are the form in which the
complaint should be made, the time to be allowed to the person concerned to
prepare a defence, and the nature of the hearing at which that defence may be
presented. In addition, depending upon the gravity of the matter, the person
concerned may be entitled to be represented and may also be entitled to be
informed of their rights. Clearly, matters of a criminal nature must be
treated more seriously than matters of a civil nature but ultimately the
criterion must be the consequences for the person concerned of an adverse verdict
.”
6. It
will be recalled that the circumstances in
Kiely’s
case
related to an appeal before a Social Welfare Appeals Officer and how, during
the course of that hearing, medical evidence should be assessed and evaluated.
In
Flanagan’s
case
the Applicant, a postgraduate student, submitted an essay in respect of which
the College, initially through the Applicant’s lecturer but later through
different organs of that institution, alleged had been plagiarised.
15.
Reference has also been made to certain passages from Professor de
Smith’s book on Judicial Review of Administrative Actions 4th Edition at
p. 199 where he says:-
“Where
an act or proposal is only the first step in a sequence of measures which may
culminate in a decision detrimental to a person’s interest, the Courts
will generally decline to accede to that persons submission that he is entitled
to be heard in opposition to this initial act, particularly if he is entitled
to be heard at a later stage”.
7. A
slightly different method of treating the same point is contained at p. 570 of
Wade in Administrative Law 6th Edition 1998 where it is said:-
“Natural
justice is concerned with the exercise of power that is to say, with acts or
orders which produce legal results and in some way alter someone's legal
position to his disadvantage. But preliminary steps, which in themselves may
not involve immediate legal consequences, may lead to acts or orders which do
so. In this case the protection of fair procedures may be needed throughout,
and the successive steps must be considered not only separately but also as a
whole. The question must always be whether, looking at the statutory procedure
as a whole, each separate step is fair to the persons affected”.
See also
O’Ceallaigh
-v- An Bord Altranais
S.C. U/R 17/5/2000.
8. At
the end, whatever analysis may be appropriate, could I respectfully agree with
and adopt what Professor Wade has said, where with my emphasis he states:-
“The
question must be always whether, in looking at the statutory procedure as a
whole, each separate step is fair to the persons effect
.”
16.
In
the context of natural and constitutional justice it therefore seems to me:-
- That
the applicability of the principles will depend on the circumstances of each
case, the nature of the enquiry, the rules under which the decision maker is
operating and the subject matter at hand,
- That
when applicable, the extent and scope of the requirements necessary, to comply
with the underlining value of such principles, will likewise depend on the
facts as above outlined and on any other factor, individual to particular
circumstances,
- That
when applicable, the adaptability of and the flexibility within these concepts,
are such, that though a sufficient safeguard in one case may not be adequate in
another, nevertheless every subject matter is readily accessible within the
remit of these principles and,
- In
the ultimate analysis what must be achieved is that, by whatever means are
necessary, the person in question is treated fairly and justly.
17.
The
above cases, of course, mentioned at paragraphs 14 and 15 do not deal with
detainees at all and particularly not with prisoners who have been convicted in
accordance with due process and who stand legally incarcerated in a closed and
restricted environment. The latter circumstances constitute the matrix which
surrounds this application. Accordingly in the instant case, in order to
particularise what safeguards are needed to ensure due compliance with the
aforesaid principles, it is necessary, in addition to identifying the status of
the Applicant, to look at and consider, both the prison rules and such relevant
case law as may be applicable.
18.
The 1947 Rules are material as to two in number
.
These
are Rules 67 and 69 which, respectively, read as follows:-
“67.
Before a report of misconduct against a prisoner is dealt with he shall be
informed of the precise nature of the offence for which he has been reported
and shall not be punished until he has had an opportunity of hearing the
evidence against him and of being heard in his defence.
69
(i) For any breach of prison discipline with which the Governor is
competent
to deal, he may order a prisoner to be punished by any one or
more
of the following;-
- Close
confinement for any period not exceeding 3 days.
- .......
- Forfeiture
of remission of sentence for a period not exceeding 14 days.
- Suspension
of any privileges for a period not exceeding two months.
(ii).............”
19.
Though
fifty years or more in existence, Rule 67 incorporates within it, an uncanny
resemblance to many of the rights which nowadays, depending on the
circumstances, are taken for granted as being required of a body to comply with
natural and constitutional justice. Indeed, in this case as I understand them,
the submissions advanced on behalf of Mr. Gilligan incorporate all of these
elements with one addition, albeit significant, namely an alleged right to
consult a solicitor. Secondly whilst any punishment or sanction has the
capacity of inflicting itself in different ways on different people,
nonetheless from any reading of Rule 69 it is clear that the punishments
therein provided, are in scope and in consequence, both limited and restricted.
20.
In
approaching the decision of what is or is not in compliance with natural and
constitutional justice and fair procedures, it is necessary and instructive to
look at a number of decisions which dealt with or intended to deal with,
persons who at the relevant time, had or were capable of having a variety of
different legal restrictions placed upon them. In
Re The Emergency Powers Bill,
1976 (1977) I.R. 159, Section 2 of the Emergency Powers Bill was considered by
the Supreme Court. That Section proposed to give to a member of An Garda
Siochana, in certain circumstances, what, at the time, were described as
drastic powers of arrest and detention. Thereunder a person could be arrested
and detained for 48 hours and in some circumstances up to 7 days. Whilst
holding that the Bill was not repugnant to the Constitution the Supreme Court
however, through the judgment of the Chief Justice, did hold that a person
affected thereby retained several rights, many constitutional in origin, such
as the right to communicate, a right to have legal and medical assistance and a
right of access to the Courts. The
State
(McDonagh) -v- Frawley
(1978) I.R. 131 dealt with a person, not arrested and detained under Section 2,
but one nevertheless suffering from a legal disability, albeit different,
namely that of a convicted prisoner. Whilst a large portion of the judgment
concerned itself with the appropriateness or otherwise of invoking the
Habeas Corpus
procedure under Article 40.4 of the Constitution, the Court, when dealing with
the actual complaint advanced, namely one of inadequate facilities, also went
on to point out that its decision on the
Emergency
Powers Bill
was not intended to and did not apply to a convicted prisoner. At p. 136 of
the Report the Court said that “the position of a person duly convicted
and properly sentenced is quite different”. Hence the recognition and
declaration of the distinctive position of a prisoner so found.
21.
These
matters were again traversed in the
State
(Richardson) -v- The Governor of Mountjoy Prison,
(1980) I.L.R.M. 82,
Cahill
-v- The Governor of the Military Detention Barracks Curragh Camp
(1980) I.L.R.M. 191,
The
State (Comerford) -v- Governor of Mountjoy
(1981) I.L.R.M. 86 and in the more recent decision of Mr. Justice Budd in
Brennan
-v- Governor of Portlaoise Prison
(1999) I I.L.R.M.190. Many of the cases just cited, deal with allegations made
by convicted prisoners of conditions or the existence of regimes, which in
their submission amounted to a breach of one or more of their constitutional
rights. The individual facts of such cases need not necessarily detain us in
this judgment but a brief recital of some of the general principles identified
therein would I think be helpful. These can be described as follows:-
- A
convicted person differs from a person untouched by the legal process,
- A
convicted person differs from a person arrested and detained, simpliciter,
- A
convicted person:-
- Must
accept discipline and accommodate himself to prison life,
- Must
accommodate himself to a reasonable organisation of that life,
- Must
understand that prison life is a recognised form of punishment and he, as such,
is part of that,
- Must
understand that his loss of personal liberty, legally provided for, inevitably
attaches to it, the abolition, albeit temporary, of some rights and the
curtailment or restriction of others,
- Must
recognise that such rights, diminished or otherwise, have their legitimacy
interfered with by reason of and pursuant to the needs and exigencies of the
institutional environment in which that person is detained - See
Wolff -v- McDonnell
(1974) 418 U.S. 539.
9. However,
but subject to the above, it should be clearly understood, acknowledged and
respected by all that
“there
is no iron curtain between the constitution and the prisons in this Republic
either. The right of access to the courts has been accepted as one of the
unspecified rights guaranteed by Article 40.3 of the Constitution and this
right is available to prisoners as well as to other citizens”.
See p.90 of the report in the
State
(Richardson).
In identifying by name this right I have no doubt but that Mr. Justice
Barrington was not in any way being exhaustive or exclusive but rather was
giving an example of a right, the exercise of which, transcends a prisoners
immediate incarceration. There are of course other such rights which equally
continue. See also the
State
(Healy) -v- O’Donoghue
(1976) I.R. 325. .
22.
The
State
(Richardson)
is also important for the observations of the learned Trial Judge when dealing
with the 1947 Prison Rules. At p.91 of the Report he said:-
“It
appears to me that the purpose of the Prison Rules is to reconcile the need for
security and good order in the prison with the prisoners subsisting
constitutional rights. Clearly the prison authorities must be allowed a wide
area of discretion in the administration of the prisons in the interests of
security and good order. Clearly also the rules, being made by an executive
authority established under the constitution, must be presumed to have
respected the prisoners subsisting constitutional rights. For the same reason
they should be interpreted in a manner consistent with these rights. In the
normal case it would be possible to ascertain the correlative rights and duties
of the prison authorities and the prisoners respectively from the Rules
themselves and it would not be necessary to look any further”
.
10. It
seems necessarily to follow from this passage
that
whilst a prisoner is entitled to the benefit and protection of such rules he is
also evidently bound by them.
23.
Finally on this aspect of the application I have been referred to the
Supreme Court’s decision in
Rock
-v- The Governor of St. Patrick's Institution
,
S.C. U/R 22/3/93, a decision which in my view does not add appreciable to the
principles above mentioned. The second case was
McCormack
-v- The Assistant Governor of Mountjoy Prison
a ruling delivered on the 3rd May, 1996 by Carney J. That ruling emerged from
the facility which is available to a prisoner, whereby, on written application
he or she can seek a decision from the High Court on the legality of his or her
detention. With such a procedure there is no representation on behalf of the
Applicant and no
legitimus
contradictor
,
either via the Governor or otherwise. Therefore, whilst the resulting ruling
is, of course, of importance, nevertheless for the reasons mentioned, it may
not perhaps carry the same weight as would a judgment which is preceded by
representation and submission. In any event Carney J held
inter alia
that
an alleged denial of access to legal advise, in the context of an
administrative disciplinary hearing, did not render the Applicants’
detention unlawful.
11. In
the light of the foregoing and in accordance with the principles above recited,
could I now revert to and deal with the particular relief's as sought and do so
in the sequence following:-
24.
ISSUE
NO 1
:
- whether the decision of the 25th March is unconstitutional: this by virtue of
Article 34 of the Constitution, it being a decision not covered by Article 37
thereof.
12. In
my view there is no question of the impugned decision being invalidated by a
combination of Article 34 and 37 of the Constitution. There is high authority
for this conclusion. The precise point at issue was considered by Finlay P, as
he then was, in the
State (Murray) -v- McRann and Others
(1979) I.R. 133. In that case the Respondent Governor of Limerick Prison,
under the Prison Rules above mentioned, embarked upon a determination as to
whether or not the prosecutrix had committed a breach of discipline. If he so
decided he then had available to him the sanctions specified in Rule 69.
Having set this out as the background to his judgment the learned judge at p.
135 of the report said:-
“These
penalties are strictly limited in scope and nature and they can only be applied
to a person so long as he/she is in lawful custody of the Governor. In
performing both of these powers and functions, it is in my view quite clear
that the Governor was performing a limited function. Assuming (without so
deciding) that that limited function must be considered to be of a judicial
nature, a statutory regulation permitting its exercise by the Governor of a
Prison would be valid under Article 37 of the Constitution, unless the function
he was performing was performed in a criminal matter”.
13. Having
made a clear distinction between matters of a criminal nature and other
matters, such as a breach of prison discipline, the then learned President, as
is evident from this passage, went on to hold that the exercise by the Governor
of his functions under Rules 68 and 69 of the 1947 Rules, was an exercise of a
power and function of a limited nature in a matter other than a criminal matter
and was therefore valid by virtue of Article 37 of the Constitution. This
decision is directly on point in the instant case and is clear authority
against the proposition advanced on behalf of Mr. Gilligan. Even therefore if
such a decision was part of the administration of Justice, a point expressly
not so decided in the
State
(Murray),
it was a decision in a non criminal matter and thus protected under Article 37.
Consequently I am satisfied that the threshold identified, at paragraph 11
above, has not been met with regard to this ground of challenge..
25.
ISSUE
NO 2
:
- whether the said rules are
ultra
vires
the Prisons (Ireland) Act, 1877 as amended.
14. This
ground of challenge has it’s basis on a principle of law that subordinate
legislation, in this instance in the form of the Prison rules, is
ultra
vires
the enabling Act if such rules are more than the mere giving effect to the
principles and policies outlined in the Act itself. If the effect is other
than, as so limited, it would be unauthorised
“for such would constitute a purported exercise of legislative power by
an authority which is not permitted to do so under the constitution. On the
other hand, if it be within the permitted limits - if the law is laid down in
the statute and details only filled in or completed by the designated Minister
or subordinate body - there is no unauthorised delegation of legislative
power........ Nevertheless the ultimate responsibility rests with the courts
to ensure that
constitutional
safeguards remain and that the exclusive authority of the national parliament
in the field of lawmaking is not eroded by a delegation of power which is
neither contemplated nor permitted by the Constitution”
See the judgement of O’Higgins C J in
Cityview
Press -v- An Chomhairle Oiliuna and Others
(1980) I.R. 381 at p. 399. In this case it is alleged that the rules are far
more extensive than is necessary in order merely to give effect to the
principles and policies outlined in the 1877 Act and accordingly are
ultra
vires
the underlying enactment.
26.
Section
12 of the 1877 Act is the relevant Section. It reads:-
“The
general Prisons Board may, subject to the approval of the Lord Lieutenant and
Privy Council, from time to time after the commencement of this Act, by rules
to be made in manner hereinafter prescribed, alter or repeal the bylaws in
force for the time being for the regulation of any prison and for the duties
and conduct of the governor and other officers of the said prison, and for the
classification, diet, clothing, maintenance, employment, instruction,
discipline and correction of all persons confined therein, and may repeal rules
so made and may make new rules instead thereof.
No
rule shall.......”
15. In
my respectful view the question of discipline and correction has, by specific
designation, been identified as one topic, or area, or matter or factor in
respect of which rules may be made. Rule 67 and in particular Rule 69
therefore, are but, an enunciation in practice of the principle and policy
content of Section 12. Accordingly, I cannot see how in any circumstances the
submission could succeed. I would therefore have to reject it as failing to
meet the required standard.
27.
ISSUE
NO 3
:
- whether the “bunker area”, is, as a place of detention, in itself
ultra
vires
Rule 69.
16. On
behalf of the Applicant it is suggested that by housing Mr. Gilligan in this
area, the Governor is in effect incrementally increasing the punishment in
excess of what is available to him, namely that specified under Rule 69. It is
in truth, the argument goes, an additive part of this punishment. In response
it is claimed, and supported by Affidavit, that in order to ensure that the
sanctions imposed under Rule 69 are capable of effective implementation, it is
necessary for Mr. Gilligan to remain, for the specified period in this area. In
my view the punishment available for imposition under Rule 69 is clear-cut and
is confined to that as mentioned in any one or more of the subparagraphs
therein contained. Consequently, if the area in question was designed or used
predominately as such, then that element of the punishment would be legally
suspect. However I don’t believe that this is so and in this context I
accept the submission made on behalf of the Governor. I believe, as averred to
on his behalf, that in order to implement the punishment given under sub rule
(a), (c) and (d) it is necessary to house Mr. Gilligan in the bunker area.
Such housing is purely as a consequence of such a punishment and is not, in its
own right, any part of that punishment.
28.
On
a more general point, in my view, it must be for the Governor to decide where,
within his prison he should house any prisoner. It must be for the Governor to
organise the prison and the areas within it, in whatever is the most suitable
and satisfactory way, from his point of view, to run, in an organised and
coherent manner, his prison. Subject to the following caveat, in my view it
would be entirely inappropriate for the Court to intervene in such internal
organisation. Having thus accepted that the bunker area, by virtue of its
location and nothing else, is not part of the punishment, it must follow in my
view therefore, that unless the conditions of the cell or its immediately
surrounding area are such, as would give rise to the type of claim as mounted in
the
State (Richardson
)
I do not believe that such designation, as such, should attract the reviewable
jurisdiction of this court.
29.
Originally the Applicant identified a number of omissions, with regard to
his present accommodation, in respect of which he expressed grave concern.
These matters have been addressed by the Respondent and from the Affidavit
evidence of the Deputy Governor, I am satisfied that these have been dealt with
in a satisfactory and appropriate manner. Consequently one cannot now say that
this area, either in terms of its conditions or facilities, is such that the
surviving rights of the Applicant are in any way interfered with.
17. I
therefore could not grant leave on this ground.
30.
ISSUE
NO 4
:
- fair procedures/natural and constitutional justice.
18. Recapping
for a moment, the grounds of this challenge, it is claimed that prior to the
visitation of the Deputy Governor on the evening of the 25th March the
Applicant should firstly have been informed of Mr. O’Keeffe’s
intention to charge him with breaches of discipline, secondly that all of the
relevant evidence should have been made available to Mr. Gilligan, thirdly that
the latter should have had an opportunity of consulting a solicitor and
fourthly that he should have been afforded an opportunity of making a plea in
mitigation.
19. There
is no doubt but that the matters at issue were serious for Mr. Gilligan, for
Mr. Ryan, for the other prison officer and indeed most serious for the
Governor. This because of the absolute necessity to assert discipline, and by
its control to establish and maintain good order in the prison. Looking at
what actually occurred it seems to me (a) that the Deputy Governor informed Mr.
Gilligan of what he had been reported on, namely, assaulting an Assistant Chief
Officer and threatening and abusing him, (b) that he then read out in full the
charges to Mr. Gilligan, and did so by way of an exact transcription of what
was contained in the report of Assistant Chief Officer Ryan, (c) that Mr.
Gilligan with purpose, completely ignored the process then taking place, (d)
that the Deputy Governor invited the Applicant to make comment, and being
conscious of Mr. Gilligans non response, Mr. O’Keeffe informed him that
he had the authority to impose sanctions in respect of these charges and once
again asked the Applicant did he wish to say anything. However he remained
mute. A further opportunity arose when he was informed that the situation was
serious for him and for everyone else and that he should take an interest in
the matter at hand. Mr. Gilligans position remained as it was. In addition it
is important to recall that he did not seek time, did not look for a copy of
any documentation, did not identify any witness who might be of assistance to
him, did not request any statements be taken from third parties, and of course
at all times refused to participate in the process. It is, in these virtually
unchallenged circumstances that the above alleged breaches of fair procedures
are complained of.
31.
In
my view there is not, and cannot be, any substance to those submissions as
made. The Prison Governor was faced with an immediate situation involving
potentially a serious breach of discipline. In the interest’s of safety
and orderly management it was necessary to deal with the situation as quickly
as possible. In his possession he had charges to be laid against Mr. Gilligan
and the available evidence in support. He both verbalised and read those
charges to Mr. Gilligan who I am satisfied must have understood their nature
and content. He made known to him the supporting evidence. He offered him
several opportunities to comment, speak, give evidence or make representations.
None were availed of. This even when the seriousness of the moment was once
again impressed upon him. In these circumstances, if a prisoner remains
silent, as is his right, he must nevertheless understand that, inescapably
certain consequences will follow. And so they did. I am satisfied that if he
had sought an opportunity to consider his position or to consult with a fellow
prisoner or to identify a possible witness he would have been afforded and
given such an opportunity. I have no doubt therefore that in these
circumstances, the Applicant was fully aware of the charges levelled against
him, fully understood what the Assistant Chief Officer had to say in respect of
these charges, and that he was given an opportunity to hear such evidence and
be heard in response, either evidentially or by way of submission including a
plea in mitigation if he so wished. However he declined. Given these facts
therefore I cannot see any basis upon which he could possibly succeed under
this heading of his challenge.
32.
Finally I have considered again whether or not there might be more
substance than I have acknowledged to the submission that the Applicant should
have been accorded an opportunity of consulting his legal advisor. However
even on this reflection I do not believe that such a right exists in the
circumstances of this case. Such circumstances are in my view totally
distinguishable from those which existed in
Campbell
and Fells -v- United Kingdom
20. E.C.H.R,
28/6/1994 - 7 E.H.R.P. 165. In that case the European Court of Human Rights
was considering the situation of Mr. Campbell who, whilst a prisoner, was
involved with others in a protest which led to a violent disturbance. All with
charged with mutiny and incitement to mutiny. The potential penalties which he
faced were, the forfeiture of all remission of sentence available to him, which
at the relevant time was just under three years, forfeiture of certain
privileges for an unlimited time and exclusion from associated work, stoppage
of earnings and cellular confinement for a maximum of 56 days. In fact he lost
a total of 570 days remission and was subject to the other penalties for an
additional period of 91 days. In regarding these penalties, for Convention
purposes, as criminal in type, the Court was heavily influenced by the nature
and, degree of severity, of such sanctions and the most serious consequences
for the length of the prisoners detention. In this case, the situation, is
entirely different. The sanctions, both available and applied, were nothing of
the magnitude, severity or consequence as existed in the Campbell case.
Therefore one could not in anyway equate one case with the other case.
33.
In deciding, as I have on the point last mentioned, I am not to be taken as
deciding, that in the context of an alleged breach of discipline, particularly
where the facts concurrently disclose a serious criminal offence, a prisoner
can never consult a Solicitor. That decision will have to await a future
judgment. In this case however I am quite satisfied that no such right exists.
34.
In conclusion I refuse leave.
© 2001 Irish High Court