1. The
Applicant is awaiting trial in the Central Criminal Court on fifteen counts of
rape and sixteen counts of sexual assault. He was extradited to this State in
respect of other and unrelated charges. Because of the rule of specialty it
would not have been possible to prosecute these sexual offences unless an
appropriate waiver was forthcoming from the relevant authority in the requested
state. On 29th July 1997 the third named respondent, Her Majesty's Secretary
of State for the Home Department (and not as described in the title) hereafter
'The Home Secretary' issued a certificate of waiver in that regard.
2. On
7th February 2000 an application was made to O'Neill J. for leave to commence
these proceedings. They seek to prohibit the Director of Public Prosecutions
from continuing the prosecution of the sexual offences pending before the
Central Criminal Court. An order of
certiorari
is also sought seeking to quash the District Judge's order returning the
applicant for trial. The reliefs sought against the Home Secretary are as
follows:-
3. The
Applicant was granted leave to apply for these reliefs and the order of O'Neill
J. then went on to give directions as to service. Insofar as service on the
Director of Public Prosecutions was concerned he directed service on the Chief
State Solicitor; insofar as the District Judge was concerned he directed
service of the order and grounding papers on the relevant Court Clerk.
Insofar as the Home Secretary was concerned he directed service on
"the
British Ambassador in Ireland or such other person authorised to except (sic)
service on behalf of Her Majesty's Secretary of State for Home Affairs"
.
4. This
application is brought by the Home Secretary to set aside the order of O'Neill
J. and dismiss these proceedings as against him.
5. The
application is grounded upon an affidavit sworn by Christopher Radley Ashford a
solicitor to the Home Secretary. The affidavit makes it clear that three
grounds are relied upon. First, he seeks to set aside the service of the
proceedings. They were, in the first instance, sought to be served at the
premises of the British Embassy in Dublin. Such service would not have been
in accordance with law, it is said. Secondly, the proceedings were then
served at the Foreign and Commonwealth Office in London in circumstances where
no order granting leave to serve out of the jurisdiction was either sought or
obtained. Finally, in any event, the Home Secretary is, it is contended,
entitled to sovereign immunity and cannot be impleaded in these proceedings.
6. Following
the making of the order by O'Neill J. the solicitors for the Applicant
attempted to deliver the relevant documents to the British Embassy at Merrion
Road,
7. Dublin
4. An official at the Embassy indicated that they should deliver the papers
to the Foreign and Commonwealth Office in London. The documents were
delivered by hand by an official of the Irish Embassy in London to an official
of the Foreign and Commonwealth Office and also to the chambers of H.M.
Attorney General in London. Mr. Ashford avers, as is clearly the case, that
delivery of the documents to these London addresses does not constitute service
within the jurisdiction of this Court. He also avers that no leave was
sought from this Court to effect service of the proceedings out of the
jurisdiction pursuant to Order 11 of the Rules of the Superior Courts (R.S.C.)
and furthermore says that such proceedings do not fall within the terms of
Order 11, Rule 1 or Order 11a of the R.S.C. He goes on to say that the
Respondent is sought to be impleaded in circumstances in which he enjoys and
invokes sovereign immunity in connection with the subject of this claim.
8. The
response to this affidavit is provided by an affidavit of the solicitor for the
Applicant. He says that these judicial review proceedings are to be
consolidated with an Article 40.4/Habeas Corpus application which has been
mounted by the Applicant. He says that the Applicant seeks
inter
alia
to challenge a certificate given by the Home Secretary in the context of the
Extradition (Rule of Specialty and Re-Extradition for purposes of Part III of
Extradition Act 1965) Order 1994. He says that the Home Secretary by his
certificate purported to waive the specialty requirement contained in Part III
of the Extradition Act 1965 as amended. In order to comply with the
"fundamentals of procedural fairness" he suggests that it was proper to
endeavour to make the Home Secretary a Respondent. He goes on to say that if
the Home Secretary chooses not to participate and defend his certificate then
perhaps the certificate can be challenged and that officer can make no
complaint about his absence from the proceedings. The other Respondents may
be adequate
"legitimate
contradicters"
(sic) according to the Applicant's solicitor.
9. The
affidavit then goes on to accept that Order 11 of the RSC does not apply to
judicial review where the remedy being sought is
certiorari.
He furthermore accepts that judicial review is governed by R.S.C. Order 84,
which makes no provision for service outside the jurisdiction. He also
accepts that there is no precedent for judicial review proceedings being served
pursuant to the provisions of Order 11.
10. He
then turns to the question of sovereign immunity. He says that this very
issue will shortly be ruled upon by the European Court of Human Rights at
Strasbourg in three named cases. He says that if that court finds in favour
of the Applicants in those cases and endorses the principle that member states
of the Council of Europe can no longer, in the light of Articles 6(1) and 13 of
the European Convention on Human Rights and Fundamental Freedoms, claim
sovereign immunity, then the Home Secretary would no longer be entitled to such
immunity in these proceedings. He therefore requests an adjournment of this
aspect of the matter until that court decides those cases.
11. The
affidavit then goes on to make a further series of points. He says that by
issuing the specialty certificate the Home Secretary waived any sovereign
immunity which he might have. He then contends that the only judge who
should hear this application is O'Neill J. Finally he submits that the
present R.S.C.:-
13. The
Diplomatic Relations and Immunities Act, 1967 provides at section 5 thereof
that the provisions of the Vienna Convention on Diplomatic Relations done at
Vienna on 18th April 1961 has the force of law in the State.
14. Pursuant
to the provisions of Article 22 of that Convention the premises of the United
Kingdom mission to this State
"shall
be inviolable"
.
The Article expressly prohibits the agents of this State from entering those
premises except with the consent of the head of the mission. Furthermore
this State is placed under a special duty to take all appropriate steps to
protect the premises of the mission against any intrusion or damage and to
prevent any disturbance of the peace of the mission or impairment of its dignity.
15. Article
29 of the Convention provides that the person of a diplomatic agent shall be
inviolable. He is not liable to any form of arrest or detention. This State
is obliged to treat him with due respect and to take all appropriate steps to
prevent any attack on his person, freedom or dignity.
16. Article
31 of the Convention provides that a diplomatic agent shall enjoy immunity from
the criminal jurisdiction of the receiving State. He is also given immunity
from its civil and administrative jurisdiction save in three circumstances none
of which are relevant to this case.
17. These
provisions which have the force of law in this jurisdiction satisfy me that it
was inappropriate for this Court to grant leave to effect service of these
judicial review proceedings upon the United Kingdom Ambassador to this State.
My view in that regard is fortified by a decision of the United States Court of
Appeals, District of Columbia Circuit, called
Hellenic
Lines Limited v. Moore.
120 U.S. App. D.C. 288. That Court there held that diplomatic immunity forbids
personal service of proceedings upon an ambassador of a foreign state. The
Court approved of the statement that:-
19. The
first judgment in the case, delivered by Bazelon C.J., considered the
provisions of the Vienna Convention and said:-
21. In
my view the order permitting service of these judicial review proceedings upon
the British Ambassador to Ireland was in direct conflict with the statutory
provisions affording immunity to him from the civil and administrative
jurisdiction of this State and on this ground alone the order ought to be set
aside.
22. It
is a matter of considerable regret that these statutory provisions were not
drawn to the attention of O'Neill J. by Mr. Forde S.C., when he moved the
ex parte
application before that judge. I will return to this aspect of the matter
later in the judgment. I am quite satisfied that had the judge had his
attention drawn to these statutory provisions when the application was made to
him
ex
parte
he would not have made the order in question.
23. It
is accepted that the proceedings which were served on both the Foreign and
Commonwealth Office and the chambers of H.M. Attorney General in London were
not authorised for such service outside the jurisdiction by any order of this
Court. It is furthermore conceded that the provisions of Order 11 and 11a,
R.S.C. do not encompass judicial review proceedings.
24. Whilst
the first of these concessions makes it clear that the purported service of the
proceedings in London was ineffective the Applicant contends that he could now
apply for such leave from the Court on foot of what is described as its
inherent jurisdiction.
25. Counsel
argues that notwithstanding the absence of judicial review from the purview of
Order 11 the Court can still order the service of proceedings out of the
jurisdiction under this alleged inherent jurisdiction. He was unable to cite
a single decision from any common law country to support this contention.
Indeed the submission is clearly in conflict with decisions of the Supreme
Court.
27. Kennedy
C.J. then goes on to consider what must be done in order for an Applicant to
bring himself within one or other of the enumerated cases. He points out
that if the affidavit grounding the
ex parte
application fails to show the necessary facts then it is the duty of the Court
to refuse the order. Later in the judgment (at p. 107)he says:-
28. Mr.
Forde S.C., argues that that case concerned itself with civil proceedings and
therefore cannot be regarded as authority for the proposition which he seeks to
advance concerning an inherent jurisdiction relating to judicial review
proceedings.
29. The
answer to that is to be found in
Fusco
v. O'Dea
[1994]
2 I.R. 93. That case involved applications under Part III of the Extradition
Act 1965. In the course of delivering the principal judgment in the Supreme
Court, Egan J. said:-
30. These
authorities, the latter of which is binding upon me, make it clear that the
only circumstances in which this Court may exercise an exorbitant jurisdiction
permitting service of its process outside the State are those contemplated by
Order 11.
31. A
further argument was addressed on the basis that the R.S.C. do not adequately
address what was called the
"emerging
phenomenon in many countries of transnational public law of which this case is
an example."
No authority was cited demonstrative of this alleged emerging phenomenon.
Indeed such authority as there is suggests the contrary. In an interesting
article published in the 1997 Judicial Review Journal authored by the
Honourable Michael J. Beloff Q.C. and Helen Mountfield intituled "The
Territorial Limits of J.R.", those authors, after a most interesting survey of
the position, conclude as follows:-
34. That
case concerned a claim of unfair dismissal brought by a chauffeur at the
Canadian Embassy. The Government of Canada successfully maintained a plea of
sovereign immunity in respect of that claim. O'Flaherty J. said at page 500:-
35. It
is not necessary for me to consider further the application of this doctrine to
the instant case because it was conceded by the Applicant's counsel that on the
present state of the law, the Home Secretary is entitled to sovereign immunity
in respect of the certificate which is sought to be quashed.
36. Counsel
seeks to adjourn a consideration of this aspect of the matter until such time
as the European Court of Human Rights decides three cases in which the United
Kingdom is the Respondent. He says that if those cases are decided in favour
of the Applicants and the European Court endorses the principle that Member
States of the Council of Europe can no longer claim sovereign immunity, then
the Home Secretary would not be entitled to immunity in respect of this
certificate.
37. There
might be something to be said for this proposition if the European Convention
on Human Rights and Fundamental Freedoms had the force of law in this State and
decisions of the European Court of Human Rights had direct effect. It had
always been my understanding that the Convention does not form part of the
domestic law of this State. To my surprise Mr. Forde S.C. contended
otherwise. He asserted that as a result of a decision of Geoghegan J. in the
case of
Murphy
v. I. R. T. C.
[1997] 2 ILRM 467 the Convention could now be considered to be part of the
domestic law of this jurisdiction.
38. I
can find nothing in the judgment of Geoghegan J. to support this contention.
It is also important to bear in mind what was said by the Supreme Court on
appeal from Geoghegan J. Barrington J. at [1999] 1 IR 12 at 27 said:-
39.
There
can be no doubt but that the European Convention is not part of Irish domestic
law having regard to the decision of the Supreme Court in
Doyle
v. Commissioner of An Garda Siochana
[1999] 1 IR 249 at 263. This decision of the Supreme Court post-dates the
Murphy
decision. In the course of his judgment Barrington J., with whom the other
four judges agreed, said as follows (at page 268):-
40. Later
in the judgment Barrington J. said (at page 269)that in the case of a state
such as Ireland which had not made the Convention part of its domestic law the
duty imposed by it
"is
merely an external treaty obligation of the State which the domestic courts are
not in a position to enforce".
41. It
follows therefore that in circumstances such as this where there is binding
authority of the Supreme Court acknowledging the existence of the doctrine of
sovereign immunity and where it is conceded that such immunity exists in
respect of the certificate in suit, there could be no question of adjourning a
decision on this topic with a view to awaiting a determination of the European
Court of Human Rights whose decision, even if favourable, has no direct effect
in this state and cannot be seen to supplant the binding authority of the
Supreme Court upon me.
43. As
the Applicant concedes that the Home Secretary is entitled to sovereign
immunity it follows, subject only to the considerations which I must next
consider in this judgment, that the Home Secretary's application must succeed.
44. The
next argument made by Mr. Forde S.C. is to the effect that once the Home
Secretary granted the waiver of specialty which enabled the Applicant to be
dealt with in this jurisdiction for the offences upon which he is now indicted
before the Central Criminal Court, he also waived his entitlement to claim
sovereign immunity.
45. It
is conceded that the issue of the certificate was not an express waiver of
sovereign immunity. Rather I am asked to imply that by issuing such a
certificate for the purposes of the statutory instrument in question the Home
Secretary waived his entitlement to claim such immunity.
46. No
authority was cited in support of this contention. In my view this is a
submission without merit. I cannot see any basis upon which it can be said
that by issuing the certificate the Home Secretary implicedly waived his
entitlement to sovereign immunity. I therefore dismiss this argument.
47. The
next argument made was that it was not open to the Home Secretary to make an
application to set aside the order of O'Neill J. It was contended that the
only remedy available was by way of appeal to the Supreme Court.
48. The
first thing to be said about this argument is that it is directly contrary to
the views expressed by McCracken J. in
Voluntary
Purchasing v. Insurco Ltd.
[1995] 2 I.L.R.M. 145.
50. I
have no hesitation in following that line of reasoning. It is in my view both
good law and good sense. It would be most unjust to deny a party against
whom an
ex
parte
order had been made the opportunity of applying to the Court to set it aside
and instead to insist that the only remedy was one of appeal to the Supreme
Court.
51. It
is furthermore the established practice of this Court to regularly entertain
applications to set aside orders made
ex
parte
(see
Voluntary
Purchasing v.
Insurco
Ltd.
and
Schmidt
v. The Home Secretary of the Government of the United
Kingdom
and Others
,
unreported High Court, Murphy J., 19th January 1994).
52. In
addition the R.S.C. provide in certain specified instances an entitlement to
make such an application.
54. The
next argument made by Mr. Forde S.C. was to the effect that the only judge who
could hear the Home Secretary's application to set aside the order was O'Neill
J. He argued that because the Home Secretary contended that there was no
jurisdiction to make the ex parte order no other judge of the High Court was
competent to hear such an application.
55. I
reject this argument. First, it is completely inconsistent with the
established practice of the court. Secondly, insofar as the R.S.C. permits
applications to set aside, for example, under Order 52, Rule 3 or Order 12,
Rule 26, the rules do not provide that the application has to be made to the
judge who made the original order.
56. A
moment's consideration of this proposition would demonstrate the absurd results
that could flow from it. What if the judge who made the order was engaged in
other business of the Court which could not be interrupted e.g. presiding over
criminal business in the Central Criminal Court; what if the judge was on
circuit?; what if the judge had retired?; what if the judge had died?: In
the latter two circumstances the order, on Mr. Forde's thesis, could never be
set aside. In the former two it could be done (in an urgent case) only by
interrupting a criminal trial or following the judge to the country venue at
which he might be presiding.
57. When
asked if there was any authority to support the proposition I was referred to a
decision of the Court of Appeal in England in
St.
George's Healthcare NHS Trust v. S.
[1998] 3 W.L.R.936. Having carefully read the relevant parts of that
judgment I do not find in it any authority for the proposition now being
mooted. I reject the proposition and hold that there is jurisdiction in any
judge of this Court to entertain an application brought by a party affected to
set aside an order made
ex
parte.
58. Reference
is there made to the duty of full and frank disclosure. That is reminiscent
of the statement made by Kennedy C.J. in
Brennan
v. Lockyer
[1932] I.R. 100 at 107,where he said in relation to the order in question there:-
59. On
any application made
ex
parte
the
utmost good faith must be observed, and the Applicant is under a duty to make a
full and fair disclosure of all of the relevant facts of which he knows, and
where the supporting evidence contains material misstatements of fact or the
Applicant has failed to make sufficient or candid disclosure, the
ex
parte
order may be set aside on that very ground. One such fact which ought to have
been disclosed was that the Applicant had unsuccessfully sought judicial review
of the certificate in suit in the High Court of Northern Ireland. That was
made known only during the course of this hearing.
60. The
obligation extends to counsel. There is an obligation on the part of counsel
to draw the judge's attention to the relevant Rules, Acts or case law which
might be germane to his consideration. That is particularly so where such
material would suggest that an order of the type sought ought not to be made.
61. In
the present case Mr. Forde informed me that on the
ex
parte
application which he moved before O'Neill J., neither the Rules, the
legislation or the case law on sovereign immunity were drawn to the attention
of that judge. When asked why he did not do so he told me that he did not
consider them to be relevant. Of all of the propositions with which I have
had to deal in this judgment that is the most astonishing.
62. It
is difficult to conceive how any responsible counsel could so conclude given
the novel features of this application and the attempt to expand the judicial
review jurisdiction of this Court into the affairs of another sovereign state
to say nothing of the diplomatic sensitivity of service of process on an
ambassador.
63. I
have not the slightest doubt but that had O'Neill J.'s attention been drawn to
the relevant material he would never have granted the order which he did. It
was in my view wholly wrong for the judge's attention not to have been drawn to
the appropriate material. It was a serious departure from the norms governing
the duties of counsel to the Court on
ex
parte
applications. The Court is entitled to expect better.
64. This
application succeeds. The order of O'Neill J. granting leave to bring the
proceedings against the Home Secretary is set aside. It follows that the
direction authorising service upon the British Ambassador in Dublin likewise
falls. The purported service of the proceedings in London was null and void
and of no effect.