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McCormack v. Minister for Agriculture [1998] IEHC 100 (24th June, 1998)
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[1998] IEHC 100
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McCormack v. Minister for Agriculture [1998] IEHC 100 (24th June, 1998)
THE
HIGH COURT
(JUDICIAL
REVIEW)
No.
1997
176 JR
BETWEEN
LIAM
McCORMACK
APPLICANT
AND
MINISTER
FOR AGRICULTURE
RESPONDENT
JUDGMENT
of Mr. Justice Diarmuid B. O'Donovan delivered on the 24th day of
June
1998
.
1. By
Order of the now President of the High Court, Mr. Justice F.R. Morris, dated
the 14th day of May 1997, the Applicant was given leave to apply by way of
application for Judicial Review for the reliefs set out in the said Order on
the grounds set forth in the Applicant's statement grounding his application
for Judicial Review.
1.
A
declaration that the purported decision of the Respondent removing the
Applicant from his post as Training Officer, as recorded in a letter to the
Applicant dated the 10th April, 1997, is invalid and ineffective to lawfully
vary the Applicant's conditions and/or contract of service.
2.
A
declaration that, on a true construction of the Civil Service Regulations Act,
1956, the Respondent is not entitled to unilaterally vary the Applicant's
conditions of service.
3.
A
declaration that the Applicant is and continues to be the lawful incumbent of
the post of Training Officer in the service of the Respondent pursuant to his
appointment in that regard in or about the month of May 1995.
4.
A
declaration that the Respondent was performing a quasi-judicial function in
purporting to remove the Applicant from his said post as Training Officer as
recorded in the said letter of the 10th April, 1997 and required to act in
accordance with the principles of natural and constitutional justice.
5.
An
Order of Certiorari quashing the Respondent's decision to remove the Applicant
as Training Officer as embodied in the Respondent's letter dated the 10th
April, 1997 to the Applicant.
6.
An
Order of Mandamus compelling the Respondent to restore the Applicant to his
said appointment as Training Officer.
7.
An
injunction (if necessary, an interim injunction) restraining the Respondent,
its servants and agents, from unlawfully interfering with the Applicant's
tenure or from otherwise purporting to modify or vary the Applicant's
conditions of service other than with the Applicant's consent.
8.
An
Order of Quo Warranto directed against the Respondent together with such
further or other Order enjoining the Respondent from appointing any person,
other than the Applicant, to the Applicant's said post as Training Officer.
9.
Further
and other relief.
10.
Costs.
3. The
following are the uncontested or agreed facts:-
1.
On
the 20th day of March 1970, following open competition and interview conducted
by the Local Appointments Commissioners, the Applicant was appointed to a
permanent and pensionable post in the Department of Agriculture as a field
assistant and, in the month of January 1994, was promoted to the grade of
District Superintendent in the said Department. Following the said promotion,
the Applicant executed a form of acceptance thereof on the 16th March, 1994 in
which he acknowledged that, if appointed to the grade of District
Superintendent in the Department of Agriculture, he would be prepared to
perform any duties which may assigned to him from time to time by the direction
of the Minister.
2.
By
a circular letter dated the 15th February, 1995 addressed to each District
Superintendent in the Department of Agriculture, notice was given of the
re-establishment, after a break of some years, of a staff training and
development unit and of an intention to appoint to that unit officers from the
four main staff streams to take charge of the training programme in their area.
In that letter, it was pointed out that a new District Superintendent post was
being created in the training unit to assist in training of technical staff and
existing District Superintendents were being invited to indicate their interest
in that post. In that letter it was emphasised that, as the post in question
would involve special skills and abilities in communication, it might be
necessary to hold interviews for the interested officers to select the most
suitable person for the post.
3.
On
the 21st day of February 1995, the Applicant applied for the said post by
signing the said circular letter of the 15th February, 1995 and submitting the
same to Ms Margaret Barrett, Assistant Principal in the Department of
Agriculture.
4.
In
response to the said application, the Applicant was advised by letter dated
13th March, 1995 signed by Mr. J. Shorthall, Personnel Officer in the
Department of Agriculture, that it was intended to hold interviews to determine
the most suitable officer for the said training post and, in response to an
invitation in that behalf, the Applicant duly attended for interview on the
21st day of March 1995 following which, by letter of even date signed by Mr.
John McCarthy, Assistant Principal in the Personnel Division of the Department
of Agriculture, the Applicant was advised that his application for the post of
District Superintendent in the training unit of the Department had been
successful and that he would be permanently head-quartered at Agriculture
House, Kildare Street, Dublin 2.
5.
Following
upon his appointment to the post of District Superintendent in the said
training unit as aforesaid, the Applicant assumed all the duties and
responsibilities of that post and, from that time, has executed such duties and
honoured such responsibilities to the satisfaction of the Respondent.
6. Following
protracted negotiations which extended over a period of years between the
Applicant's trade union, IMPACT and representatives of the Department of
Agriculture, a decision was taken in or about the year 1997 to assign an Area
Superintendent to the said training unit.
7. During
the currency of the negotiations aforesaid, the Applicant, who, incidentally,
during a period of secondment from the Department of Agriculture between the
2nd March, 1987 and the 20th January, 1994 had successively occupied the
positions of Branch Secretary and Assistant General Secretary of the said Trade
Union, became aware of proposals for the restructuring of agricultural officer
grades in the Department of Agriculture whereupon he sought details from the
said Trade Union of any proposals in respect of his position in the said
training unit. In response to the said query, the Applicant was advised by a
memorandum in writing dated the
29th
November, 1995 from the IMPACT Trade Union that there were no proposals in
relation to his post.
8. Following
the assurance aforesaid that there were no proposals in respect of his post in
the said training unit, the Applicant entered into correspondence and exchanged
memoranda with Mr. Joseph Shorthall, Personnel Officer in the Department of
Agriculture and with the IMPACT Trade Union with regard to the possibility of
allocating an Area Superintendent post to the said training unit and with
regard to the status of the officer who might be appointed to that position.
In course of such correspondence and memoranda, the Applicant enquired as to
whether or not, in the event of the allocation of an Area Superintendent to the
said training unit, his existing role and functions in the unit would be
altered and was assured by Mr. Shorthall that, in that event, his function in
the unit would remain unchanged. Ultimately as hereinbefore appears, a
decision was taken to assign an Area Superintendent to the said training unit.
9. In
the month of February 1997, a notice of a competition for the post of Area
Superintendent in the said training unit was circulated by the Respondent and
the Applicant made application for appointment to that post. In response to an
invitation in that behalf, the Applicant attended for interview with regard to
the appointment of an Area Superintendent on the 18th March, 1997 following
which, by letter dated 3rd April, 1997 signed by Mr. John McCarthy of the
Personnel Division of the Department of Agriculture, he was advised that his
application had been unsuccessful.
10. By
letter dated the 4th April, 1997 addressed to Mr. McCarthy aforesaid, the
Applicant acknowledged that, as he had been unsuccessful in obtaining the post
of Area Superintendent and, as an Area Superintendent was to be allocated to
the said training unit, he would be replaced by that Area Superintendent as the
technical officer with responsibility for technical training in the said unit.
Accordingly, the Applicant indicated in that letter that his preferred option
would be to fill the District Superintendent post in the DVO, Agricultural
House, which he then believed to be vacant.
11. By
letter dated the 10th April, 1997 addressed to the Applicant by Mr. John
McCarthy aforesaid, it was confirmed to the Applicant that, as an Area
Superintendent would be assigned to the said training unit, it would not be
necessary to have a District Superintendent assigned to that unit. Moreover,
in that letter, the Applicant was advised that the post of District
Superintendent which he had indicated was his preferred option was not, in fact
vacant.
4. In
an Affidavit sworn herein on the 9th May, 1997, the Applicant asserts that he
had applied for the post of District Superintendent in the said training unit
in the month of February 1995 because he wished to advance his career as he
believed that, while his grade as District Superintendent would remain
unchanged were he appointed to the training post, the challenge of the post; in
particular the fact that it involved taking charge of twelve hundred staff
members in the training area, would enhance his standing in the Civil Service
if he met the demands of that challenge. I do not doubt that assertion. In
the said Affidavit, the Applicant also maintained that, when he was appointed
to the post of District Superintendent in the said training unit, he believed
that such appointment was a tacit acknowledgement that his application and
commitment to his work in the past was being recognised; if for no other reason
than that the said circular of the 15th February, 1995 emphasised that the post
of District Superintendent in the training unit involved special skills and
abilities. Not only do I not doubt that this was the Applicant's belief but I
think that, having regard to all the circumstances surrounding the creation of
the post of District Superintendent in the said training unit, he was entitled
to that belief. In this regard, it is relevant to note that it is accepted by
the Respondent that the requirement that the Applicant be interviewed to
establish whether or not he was suitable to be transferred to the post of
District Superintendent in the said training unit was an unusual, although not
a unique, requirement. The Applicant further maintains that, in the
circumstance that, in the said letter of the
21st
March, 1995 advising him that his application for the post of District
Superintendent in the said training unit had been successful, it was stated
that he would be permanently headquartered at Agricultural House, it was
implicit therein that his appointment to the said post was permanent and that
he was only susceptible to removal therefrom on the grounds of misconduct or
deficient performance. In this regard, the Respondent protests that, by virtue
of the form of acceptance executed by the Applicant on the 16th March, 1994
following his promotion to the grade of District Superintendent, he is always
susceptible to assignment to any duties appropriate to that grade and,
accordingly, his appointment to the post of District Superintendent in the said
training unit was not permanent in the sense suggested by the Applicant.
Furthermore, the Respondent protests that the use of the words "permanently
headquartered" in the said letter of the 21st March, 1995 merely indicated to
the Applicant where his normal place of work would be following his appointment
as District Superintendent to the said training unit and was neither intended
to nor did it convey the impression that his appointment to the said unit was
permanent in the sense that he contends for, in that, as the Applicant well
knew, it is a phrase which was invariably used when notifying staff in the
Agricultural Officer structure of a transfer to different duties. In this
regard, while, as I have already indicated, I do not doubt the Applicant's
stated motive for applying for the post of District Superintendent in the said
training unit, nor his stated belief that his appointment to that post would
enhance his standing in the Civil Service and reflect a recognition of
satisfaction with his work performance up to that time, I am not persuaded that
the circumstances surrounding his appointment to that post nor, indeed, the
manner of his appointment was such that it was implicit therein that the
appointment was permanent in the sense that, in the absence of misconduct or
deficient performance, the Applicant could not be removed therefrom, unless
with his consent. Not only am I not persuaded that the Applicant's appointment
to that post was permanent in the sense contended for by him, but I do not
think that he had any reasonable grounds for believing otherwise. Indeed, he
acknowledged as much when, in a letter dated the 4th April, 1997 addressed to
5. Mr.
John McCarthy of the Personnel Division of the Department of Agriculture
following his unsuccessful application for the post of Area Superintendent in
the said training unit, the Applicant recognised that he would be replaced as
Technical Officer with responsibility for technical training and indicated his
preferred option with regard to the alternative post to which he might be
transferred. In this connection, the Applicant purports to negative the
implications of the contents of that letter of the 4th April, 1997 to Mr.
McCarthy aforesaid on the grounds that it was written by him without the
benefit of independent legal advice and that, therefore, in the absence of such
advice, he did not appreciate the significance of the concessions made therein.
While I do not doubt the assertion that that letter was written without the
benefit of independent legal advice and I accept that, had the Applicant sought
such advice before he wrote it, the likelihood is that he would not have
written a letter in those terms, nevertheless, it seems to me that the contents
of that letter reflects the Applicant's state of mind with regard to the
permanency of his post as District Superintendent in the said training unit; a
state of mind which recognised that that post was no more permanent than any
other post to which a District Superintendent might be appointed. In any
event, while it is a fact that the post of District Superintendent in the said
training unit to which the Applicant was appointed on the 21st March, 1995 was,
at the time of that appointment, a newly created post and was expressed to
involve special skills and abilities and that, contrary to the usual practice,
Applicants for transfer to that post were required to submit to interview, it
is also a fact that the successful Applicant for appointment to that post would
retain the grade of District Superintendent in the Department of Agriculture,
in other words, his status in the Department would not change. It follows, in
my view, that, in the absence of any express proviso to the contrary, the
successful Applicant for the post of District Superintendent in the said
training unit would continue to be subject to the conditions of service which
were applicable to that grade of officer. Accordingly, in the absence of any
express stipulation that, following his appointment as District Superintendent
in the said training unit, the Applicant would be subject to or would enjoy any
different conditions of service from those which obtained on his appointment to
the grade of District Superintendent in the month of January 1994, it seems to
me that even after his transfer to the post of District Superintendent in the
said training unit, the Applicant continued to be subject to the limitations
imposed on him by the form of acceptance which he executed following his
promotion to the grade of District Superintendent whereby he is obliged to
perform any duties, appropriate to that grade which may, from time to time, be
assigned to him by the Respondent. In these circumstances, I do not consider
that the said letter to the Applicant of the 10th April, 1997 either purports
to or in fact varies the Applicant's conditions and/or contract of service. On
the contrary I think that it reflects the entitlement of the Respondent to
assign to the Applicant any duties appropriate to the grade of District
Superintendent which, from time to time, are deemed expedient as acknowledged
by the Applicant in the form of acceptance which he executed on the 16th March,
1994 following his promotion to the grade of District Superintendent in the
Department of Agriculture.
6. While,
as I have indicated, I am not persuaded that the said letter of the
4th
April, 1997 purports to vary the Applicant's conditions of service and,
therefore, it is not, in my view, invalid on that account, Counsel for the
Applicant has submitted that, even in that event, his purported removal from
the post of District Superintendent in the said training unit was arbitrary and
capricious, unfair and unreasonable and contrary to principles of natural
justice because it amounted to demotion of the Applicant, in that, he would
suffer a loss of status (he would no longer be a head of a department) and loss
of job satisfaction, without any complaint with regard to his performance as
head of the training unit and without his being consulted or given any
opportunity to challenge the basis for his removal. In this regard, Counsel
for the Applicant pointed to the fact that the only reason advanced by the
Respondent for removing the Applicant from his post as District Superintendent
in the said training unit was that, following the negotiations aforesaid, it
had been agreed between the Trade Union, IMPACT and representatives of the
Department of Agriculture that an Area Superintendent would be assigned to the
said unit. He argued that that was not a sufficient reason, in that, the Trade
Union were not entitled to bargain away the Applicant's job without consulting
him; particularly, as the Applicant had been advised by the Trade Union in the
aforesaid memorandum of the 29th November, 1995 that the negotiations aforesaid
did not include any proposals in relation to the Applicant's post in the said
training unit and, in response to a memorandum in writing dated the 2nd
December, 1996 from the Applicant to Mr. Joseph Shorthall, Personnel Officer,
in the Department of Agriculture, Mr. Shorthall had assured the Applicant that,
following the negotiations aforesaid, his function in the said training unit
would remain unchanged. Mr. Horan, for the Applicant, further argued that,
irrespective of whether or not the Applicant's contract of service entitled the
Respondent to assign different duties to him from time to time, he (the
Applicant) had a legitimate expectation, based on the circumstances attending
and the manner of his appointment to the post of District Superintendent in the
said training unit and on the assurances that he had received thereafter from
both the Trade Union and Mr. Shorthall, that he would not be removed from the
said post save for misconduct, or inadequate performance, or following
consultation with his superiors.
7. For
the Respondent, Mr. Butler, submitted that the Applicant's removal from the
post of District Superintendent in the training unit was not a demotion, in
that, he still retained his grade as a District Superintendent in the
Department of Agriculture and that any loss of job satisfaction resulting from
that removal was irrelevant. While contending that the Applicant's conditions
of service entitled the Respondent to transfer him to duties appropriate to his
grade, Mr. Butler conceded that that right was not an arbitrary one and could
only be exercised with reason. In this regard, however, Mr. Butler maintained
that the agreement between the Trade Union, IMPACT and the Department of
Agriculture whereby an Area Superintendent, who would carry out the functions
theretofore carried out by the District Superintendent, would be appointed to
the said training unit was a sufficient reason for the Applicant's removal from
his position as District Superintendent in the said training unit and he
suggested that the Applicant's real grievance was not so much that he had been
demoted but that he had failed to secure promotion to the grade of Area
Superintendent. In those circumstances, Mr. Butler submitted that the removal
of the Applicant from his post as District Superintendent in the said training
unit was neither arbitrary nor capricious, and he rejected the suggestion that
any assurances given to the Applicant by either the Trade Union or by Mr.
Shorthall with regard to the continuance of his functions in the said training
unit after an Area Superintendent had been appointed thereto superseded the
entitlement of the Respondent to rely on the Applicant's conditions of service
for the purpose of transferring him to another post because neither the Trade
Union nor Mr. Shorthall had any authority to vary the Applicant's conditions of
service. Mr. Butler also asserted that, in the circumstance that the Applicant
was a member of the Trade Union, IMPACT, the Trade Union were presumed to be
representing his interests in the course of the negotiations aforesaid with the
Department of Agriculture and that, therefore, the Applicant had not been
deprived of the opportunity of challenging the decision to remove him from his
post as District Superintendent in the said training unit to the extent that
that decision was arrived at without regard for the Applicant's interests and
did not accord with the principles of natural and constitutional justice. In
this regard, Mr. Butler maintained that, if the Applicant had a legitimate
grievance, it was against his Trade Union rather than the Respondent.
Moreover, Mr. Butler submitted that any relief granted to the Applicant in
these proceedings would seriously prejudice the Respondent with regard to the
agreement arrived at with the Trade Union for the restructuring of Agricultural
Officer grades.
8. In
my view, the decision to remove the Applicant from his post as District
Superintendent in the said training unit was not arbitrary or capricious. It
was a pragmatic decision based on the reality that, following an agreement
lawfully entered into, an Area Superintendent be assigned to the said unit, the
position of a District Superintendent therein was redundant. Moreover, as I
have already indicated, I do not accept that the purported removal of the
Applicant from the said post constituted a variance of his conditions of
service or was, otherwise, invalid. In the circumstance that his removal from
the post of District Superintendent in the said unit did not involve any
alteration in his grade of seniority in the Department of Agriculture, I am
satisfied that that removal did not constitute a demotion and I am not
persuaded that any loss of job satisfaction which the Applicant may experience
as a result of such removal is relevant to any issue which I have to decide.
Moreover, I accept that any assurances which the Applicant may have received
from his Trade Union, IMPACT, or from Mr. Shorthall of the Department of
Agriculture with regard to the continuance of his functions in the said
training unit did not prohibit the Respondent from exercising his right to
remove the Applicant therefrom. Furthermore, for the reasons which I have
already outlined, I do not consider that the Applicant had any legitimate
expectation that he would remain in the post of District Superintendent in the
said training unit unless found guilty of misconduct or inadequate performance.
I also believe that the these proceedings were motivated; more by the
Applicant's failure to secure promotion to the post of Area Superintendent in
the said training unit and the unavailability of his preferred option of the
post of District Superintendent in the DVO at Agricultural House, than by the
fact of his removal from his post in the said training unit. However,
notwithstanding those findings, I think that the fact that it is accepted that
the Applicant had given every satisfaction in the performance of his duties as
District Superintendent in the said training unit and that, before his removal
from that post, he had been given assurances that proposed restructuring of
Agricultural Officer grades would not alter his functions in the unit (I am
satisfied that those assurances were given), I think that, before a final
decision was taken to remove him from that post, he was entitled; firstly, to
be notified that there was a real possibility that he would lose his position
as District Superintendent in the said training unit and, secondly, to be given
the opportunity to argue against that possibility. In fact, he was never given
the opportunity to challenge the propriety of the decision to remove him from
his post as District Superintendent in the said training unit but I do not
accept that his membership of the Trade Union, IMPACT, disentitled him to that
opportunity.
9. The
Department of Agriculture is an administrative body to whom certain functions
are entrusted; in particular and in the context of this case, those functions
include the right to assign duties to personnel employed in the Department. In
The
State (Crowley) -v- The Irish Land Commission
(1951 I.R. at page 250) the Supreme Court considered the tests to be applied in
determining whether in respect of any particular function entrusted to it, an
administrative body is bound to act judicially. In the light of the tests laid
down by that case, I am of the opinion that, when considering whether or not to
remove the Applicant from his post as District Superintendent in the said
training unit, the Respondent was required to act judicially and to observe
fair procedures because the decision arising from that consideration affected
the Applicant's rights. In my view, by failing to advise the Applicant that
his post as District Superintendent in the said training unit was in jeopardy
and by failing to afford him the opportunity to argue against his removal from
that post, the Respondent did not act judicially and failed to comply with the
requirements of natural justice.
© 1998 Irish High Court