1. The
consultative case stated arose from an Order made by the District Judge on the
11th day of April 1997. The case stated by the learned District Judge is dated
the 30th day of June 1997 and the matter came on for hearing before me on the
24th day of July 1997. Since the Accused had been remanded in custody pending
the reply of this Court to the questions posed in the case stated, I considered
the matter to be one of urgency. Accordingly in a brief ruling given on the
30th day of July 1997, I provided replies to the questions posed by the learned
District Judge. However, I considered that the matters of law which were set
out by the District Judge and which arise from the case stated by him were of
general importance, reaching beyond the factual situation obtaining in the
trial of the present Accused. I therefore wished to set out in full the
reasoning behind, and the context of, the answers given. Accordingly, I
reserved such fuller consideration of the matter until today.
2. The
facts set out by the learned District Judge in the consultative case stated may
be summarised as follows:
3. At
a sitting of The Children's Court held at District Court No 25, Smithfield, in
the City of Dublin, on the 4th day of April, 1997 the Accused, Peter Thornton,
appeared before Judge Clare Leonard to answer the charge of larceny of a sports
jacket, value £30 from a shop in Henry Street, in the City of Dublin,
contrary to Section 2 of the Larceny Act, 1916 (as amended), and the
alternative charge of handling that property, knowing or believing it to be
stolen property, contrary to Section 33 of the Larceny Act, 1916 (as amended).
The charges were set out on Store Street charge sheet J148 of 1997 and a copy
of that charge sheet was attached to the case stated.
4. At
that hearing Judge Clare Leonard established that the Accused was aged some 15
years of age and was resident in Tabor House, 70 Seville Place, Dublin 1. The
Accused was accompanied by a member of staff of Tabor House, but not by any
member of his family. No member of the Accused's family has been present at
any hearing since that date. Judge Leonard granted legal aid to the Accused
and assigned Mr Michael Staines, Solicitor, to represent the Accused. The
Accused was then remanded upon continuing bail to Court No 25 on the 11th day
of April, 1997.
5. On
11th day of April, 1997 the Accused appeared on the said charges before
District Judge James Paul McDonnell. He was again accompanied by a member of
the staff of Tabor House. The Accused was represented by Ms Caroline Butler of
Messrs Michael Staines & Co, Solicitors. So far as the criminal
proceedings were concerned, it appears that evidence of arrest, charge and
caution was given, but that to date no further steps have been taken in regard
to dealing with the actual charges before the Court.
6. Ms
Sinead Flynn, the member of staff of Tabor House, handed into Court a report
concerning the Accused's placement in Tabor House. The District Judge then
ascertained that the Accused was, under the name of Michael Ward, the subject
of a Fit Person Order made by The Children's Court on the 11th day of January,
1990, when he was committed to the care of the Eastern Health Board. The Fit
Person Order is attached to the case stated. The Order was made pursuant to
the Children Act, 1908 to 1989. (While no section is recited on the face of
the Order, it appears to me from the wording of the Order itself that it is
made pursuant to Section 58(1)(b) of the Children Act 1908 (as amended) - the
ground being that he was found having a parent who did not exercise proper
guardianship.) The Fit Person Order remains in force until 3rd December, 1997,
unless sooner revoked or varied.
7. The
District Judge decided to request the assistance of the Solicitors for the
Eastern Health Board and adjourned the hearing until the afternoon of that day
for the purpose of hearing the said Solicitors.
8. On
the afternoon of 11th April, at the adjourned hearing, Ms Anna Crossan, of
Messrs Roger Greene & Sons, Solicitors, appeared on behalf of the Eastern
Health Board. She was accompanied by Sinead Flynn of Tabor House and John
Rynne both of whom are Eastern Health Board Social Workers. With the consent
of the parties the District Judge adjourned the proceedings into chambers as he
stated that he did not wish the Accused to be present while his medical and
psychiatric condition was discussed. In the course of the conference in
chambers, the District Judge was furnished with three further documents in
addition to the one already furnished to him by Sinead Flynn. The four
documents are attached to the case stated and are as follows:
9. With
the consent of the defence Solicitors the contents of the four reports was
considered by the Court and the District Judge sets out in the case stated the
general conclusions he drew from them as to the psychiatric condition of the
Accused. He also sets out his opinion of the assessment and general care of
the Accused by the Eastern Health Board. The Accused was then remanded in
custody to Oberstown Boys Centre until 18th day of April, 1997 when he was to
appear again at Court No 25. The Court also made the following Order:-
10. In
conformity with the requirements of Section 123 of the Children Act 1908 the
Court established, upon sworn testimony, that the date of birth of the Accused
was 4th December, 1981. No determination has yet been made either by the
election of the Accused or by the Court as to whether the charges against the
Accused should be tried upon indictment or summarily.
11. At
the adjourned hearing on 18th April, 1997 the District Judge states that
Counsel on behalf of the Eastern Health Board made a number of submissions to
him which are set out in the case stated. Since the same matters arose before
this Court there is no need to detail the submissions at this point. Suffice
it to say that Counsel for the Eastern Health Board submitted that the District
Court did not possess the jurisdiction to make child-care directions in the
course of a criminal prosecution of a juvenile, that the Eastern Health Board
was already dealing with the special needs of the Accused, and that the Eastern
Health Board was not prepared to submit to the Order of the District Court made
on the 11th April, 1997.
14. The
learned District Judge then himself raised the question of the Accused's
fitness to plead. (This question had apparently not been raised by the
Accused's own Solicitor.)
15. In
the case stated the learned District Judge then sets out the legal background
to the power of the District Court to conduct an enquiry into the fitness to
plead of an Accused - to which I shall refer at a later stage. He then sets
out his decision to state a case to this Court as follows "In the light of the
fundamental challenge by the Eastern Health Board to the discharge of its
constitutional obligation to take all necessary steps for the conduct of a
sworn enquiry as to the condition and capacity of this Accused - and having
regard to the refusal by the Eastern Health Board to submit to the Order made
by this Court on the 11th day of April, 1997, - I determined to submit a
consultative case stated for the opinion of the High Court on the following
questions of law: (a) whether I was entitled in law to make the Order of the
11th day of April, 1997? and (b) whether the Eastern Health Board was obliged,
in law, to comply with the Order of the 11th day of April, 1997.
At
the hearing before me on the 24th July, 1997 submissions were made by Counsel
for the Accused, Counsel for the Eastern Health Board and Counsel for the
Director of Public Prosecutions. The submissions dealt with the jurisdiction
of the District Court to require the attendance of the Eastern Health Board and
to make Orders binding on the Eastern Health Board in the course of criminal
proceedings against the Accused. More broadly they dealt with the extent to
which, in the course of criminal proceedings against the Accused, the District
Court could embark upon an enquiry into the general welfare of the Accused, the
quality of his care by the Eastern Health Board and the plans for his care by
the Eastern Health Board until he reached the age of 16 years.
16. Senior
Counsel for the Accused, Mr Durcan submitted that under the terms of the Fit
Person Order made on the 11th January, 1990 the Eastern Health Board came
within the definition of "guardian" set out in Section 131 of the Children Act
1908 and that accordingly the District Judge had power under Section 98 of that
Act to require the attendance of the Eastern Health Board before the Court
hearing and determining the criminal charges. The District Judge also had
power under Section 98(3) of the 1908 Act to make Orders against the Eastern
Health Board as guardian.
17. He
submitted that the District Judge was clearly correct in law in raising the
question of the Accused's fitness to plead and in embarking upon an enquiry as
to his fitness to plead or his fitness to elect as to whether he should be
tried summarily or on indictment.
18. As
regards the matter of the broader question of the enquiry by the District Judge
into the Accused's general welfare and the giving of Orders covering the
Eastern Health Board's future care plan for the Accused, Counsel for the
Accused submitted that the Court had a constitutional duty to vindicate the
Accused's right to have his welfare promoted. He referred to the definition of
the constitutional rights of the child as set out by O'Higgins C.J. in the case
of
G
-v- An Bord Uachtala
[1980] IR32 at page 55 to 56 and to the discussion of the duty of the Court to
care for the welfare of the child in proceedings under the Children Act 1908
which was contained in the judgment of the Supreme Court (O'Flaherty J.) in the
case of
F
-v- Superintendent of Ballymun Garda Station and Others
19. Counsel
for the Eastern Health Board, Mr McEnroy, submitted that in the instant case,
as in all cases involving children in their care, the Eastern Health Board was
perfectly willing to make all necessary and relevant information available to
the District Court - and indeed that the Board had done so by 11th April, 1997.
He submitted that the distinction between criminal cases and child care cases
should not be overly blurred and that "child care type Orders" should not be
made in the course of criminal proceedings. He accepted that the Court had a
duty to vindicate the constitutional rights of the child but submitted that the
issue before the Court in the instant case was the guilt or innocence of the
Accused and that the Accused had a constitutional right to a reasonably
expeditious trial in due course of law. There was a danger that the course
embarked upon by the District Judge would result in an indefinite stay on the
criminal proceedings with lengthy remands of the Accused in custody, while the
Court carried out a child care enquiry. He suggested that the criminal
proceedings were not the focus of the District Judge's concern in his conduct
of the instant case. Mr McEnroy also stressed the role of the Probation
Officer as a source of reports, information and assessments in The Children's
Court when criminal charges were brought against children.
20. Counsel
for the Director of Public Prosecutions, Mr McDonagh, stressed the fact that
the issue before the District Court was that of the Accused's fitness to plead
or to elect whether he would be tried summarily or on indictment. He accepted
that the Probation Officer could well have a role in providing the Court with
information as to whether the Accused was fit to plead, but he felt that the
District Judge was entitled to seek information from other sources.
21. From
the case stated and from the submissions made by Counsel, a number of matters
emerge very clearly.
22. Firstly,
while it may well be more usual for the issue of fitness to plead to be raised
by the Defence in criminal proceedings, it was clearly open to the District
Judge to raise this issue of his own Motion. Given the information which had
been put before him by both Tabor House and by the Eastern Health Board it
seems to me that he had in fact a duty to do so and was acting perfectly
correctly in so doing.
23. As
is set out by the learned District Judge himself in the case stated, the power
of the District Court to carry out an enquiry into an Accused's fitness to
plead is fully established in the cases of
State
(C) -v- The Minister for Justice
[1967] IR 106 and
O'C
-v- Judges of the Dublin Metropolitan District
[1994] 3IR 246.
24. The
learned Walsh J. said (at page 120 to 121)
"it
appears to me that if a District Justice, whether conducting a preliminary
investigation or the summary trial of any criminal matter, comes to the
conclusion upon proper evidence that the Accused person is by reason of
unsoundness of mind in a condition which may be described shortly as 'unfit to
plead,' he cannot proceed with the hearing of the matter while the Accused is
in that condition and that if he did so, in a case where the evidence was such
that no other reasonable view was open save that the Accused was unfit to
plead, the proceedings would be quashed. It is furthermore quite clear that if
the Justice is satisfied that the Accused person is in that condition, then the
Accused is not in a condition to consent to the proceedings going on or to
consent to the summary trial of an indictable offence under the provisions of
the Criminal Justice Act, 1951.......
25. It
also appears to me that Mr Durcan is quite correct in his submissions in regard
to Sections 131 and 98 of the Children Act, 1908. These sections form part of
Part V of that Act, which is entitled Juvenile Offenders, and deals with
criminal proceedings against children. What might be described as the child
care provisions of the 1908 Act are contained in part II, entitled Prevention
of Cruelty to Children and Young Persons, and it is these part II provisions
which have now been replaced by the Child Care Act 1991. As yet the Oireachtas
has not enacted a modern statute codifying the treatment of young offenders.
It is to be hoped that such legislation will not be too long delayed, but for
the present Part V of the 1908 Act as amended from time to time, continues to
apply.
27. Given
the existence of the fit person order of 11th January, 1990, the Eastern Health
Board certainly comes in with this definition of "guardian" and will continue
to do so until the expiry of the fit person on 3rd December,1997, when the
Accused reaches the age of sixteen.
29. From
this Section it is clear that the District Judge has power to require the
attendance of the Eastern Health Board at the Court before which the Accused is
charged with the offences set out in the charge sheet. The attendance of the
Eastern Health Board may be required at all stages of the proceedings and the
Court has the power to make Orders binding on the Board. Such Orders, however,
must be Orders which arise in the course of and relevant to the actual
proceedings before the District Court.
31. The
question put to this Court, however, goes somewhat further. The Order made by
the District Judge on the 11th April, 1997 was not limited to the issue of the
Accused's fitness to plead - and on the facts set out in the case stated that
particular issue was not raised by the District Judge until the 18th April,
1997. What the Order actually directs the Eastern Health Board to do is to
32. Apart
from the actual making of the Order it is clear from the history of the matter
as set out in by the District Judge in the case stated that on 11th April he
had embarked on what amounted to a general enquiry as to the medical and
psychiatric condition of the Accused and as to the quality of the care being
provided for him by the Eastern Health Board. At paragraph 6 of the case
stated the learned District Judge sets out the reports which he studied in
regard to the Accused and goes on to state:
33. I
would accept the submission of Mr. McEnroy that this amounts to a finding by
the District Judge against the Eastern Health Board in regard to the general
care and welfare of the Accused. I also believe that an Order directing the
Eastern Health Board to submit proposals "
for
a secure residential assessment"
and
"thereafter
a care programme for this boy while he continues in the care of the Eastern
Health Board"
goes
considerably beyond what would be required to enable the Court to carry out an
enquiry into the Accused's fitness to plead.
34. Mr.
Durcan submits that such a general enquiry is justified by the Court's duty to
vindicate the constitutional rights of a child in any case, whether civil or
criminal. In submitting this he has relied on both statute law and on decided
cases. This Court would of course accept that all Courts have constitutional
duties to any child who appears before it, but there is, I feel, a certain
danger in calling in aid sections of statutes and dicta contained in earlier
judgments without carefully considering the context in which they are set.
35. Mr.
Durcan refers me to Section 3 of the Guardianship of Infants Act, 1964, which,
he says, establishes the well known principle of the paramountcy of the welfare
of the child. It is indeed a well known and well established principle and it
is explicitly carried over into other statutes such as the adoption Act, 1974
Section 2, the Family Law Act, 1995 Section 6 and 10, the Family Law (Divorce)
Act, 1996 Section 5(2) and more particularly, the Child Care Act, 1991 Section
3(1) and (2).
36. The
actual wording of Section 3 of the Guardianship of Infants Act, 1964 is as
follows:
37. Where
the principle underlying the Section, the parmountcy of the welfare of the
child, is carried over into legislation dealing with adoption, with judicial
separation, with divorce or with child care, it is clearly being applied in
proceedings dealing with "the custody, guardianship or upbringing of an infant".
38. On
the wording of the Section, however, I very much doubt whether it can be
directly carried over to apply to criminal proceedings against an Accused who
is a fifteen year old minor.
39. Again,
Counsel for the Accused has referred the Court to the classic statement of the
constitutional rights of the child set out in the judgment of O'Higgins C.J. in
G.
-v- An Bord Uachtala
[1980]
IR 32 at 55-56:-
40. This
statement of the child's constitutional rights is binding on me, as it is on
the District Judge in this case. But these rights are set out by the learned
O'Higgins C.J. in the context of the possible adoption of an unrepresented one
year old child. It is open to the Accused to assert these rights in
proceedings pursuant to the Child Care Act, 1991 or, for example, in judicial
review proceedings against the Eastern Health Board. The legislature has
responded to the establishment of these constitutional rights of the child by
the enactment of the various adoption acts, by the provisions as to child
custody in the various Family Law Acts, and above all by the enactment of the
Child Care Act, 1991. Can these constitutional rights, however, be asserted so
as to negative or interfere with other constitutional rights which are an
inherent and crucial part of the criminal jurisdiction such as for example the
right to liberty, the right to a trial in due course of law or the right to a
reasonably expeditious trial?
41. I
have also been referred to the judgment of the supreme Court (O'Flaherty J.)
in the case of
F.-v-
Superintendent of Ballymun Garda Station and Others
.
In that judgment the learned O'Flaherty J. deals with the provisions of part
II of the Children Act 1908 at page 772 of the judgment he states:-
42. The
learned Supreme Court Judge goes on to deal with the context of adoption and of
the right and duty of the State to intervene upon the failure of parents to
discharge their duty to a child. He also refers to the Guardianship of Infants
Act, 1964 and to
G
-v- An Bord Uachtala
.
He
goes on to say:-
43. The
learned O'Flaherty J. states clearly in this judgment that he is speaking of
'cases concerning the care and custody of children' which are 'possibly unique
in that the fundamental rights of persons are an issue in litigation in which
they are not represented.' This is simply not the position in proceedings
where a child is charged with a criminal offence. It is not the situation in
the instant case, where the Accused has been granted legal and has at all times
been represented by a very well known and experienced firm of criminal
Solicitors who have now instructed both Junior and Senior Counsel.
44. The
learned Judge goes on to deal with the context of adoption and of guardianship
and the constitutional and legislative setting of 'the s
ections
in question'
of the Children Act, 1908 and how they are to be construed. (My emphasis).
The 'sections in question' in that case were Sections 20, 21 and 24, all of
which are contained in part II of the Act and deal with 'Place of Safety' and
'Fit Person' orders. The learned Judge does not purport to deal with the Act
in general, still less with criminal proceedings under part IV of the Act.
45. I
have no difficulty in accepting that the District Court has, under the
constitution, a general duty to consider and to promote the welfare of a child
who appears before it on a criminal charge. This duty will probably be most
urgent and most relevant when, if the Accused either pleads guilty or is found
guilty of the charges laid against him, the Court comes to the point of
pronouncing sentence. However, this constitutional duty must be balanced and
harmonised, if possible, with the other constitutional rights which pertain to
the Accused in a criminal trial.
46. It
is noteworthy that Bunreacht na hEireann deals with 'Trial of Offences' in a
special section (Articles 38 to 39) thus differentiating this form of
proceedings from all others and setting out the particular rights that pertain
to criminal proceedings. Article 38.1 provides that 'no person shall be tried
on any criminal charge save in due course of law'. While Article 38.2 provides
that minor offences may be tried by Courts of Summary Jurisdiction and Articles
38.3 and 38.4 deal with Special Courts and Military Tribunals, Article 38.5
provides that 'save in the case of the trial of offences under Section 2,
Section 3 or Section 4 of this Article no person shall be tried on any criminal
charge without a jury.'
47. As
is well known the Courts have over the years delineated many of the
unenumerated rights which are inherent in a trial 'in due course of law'. A
far from exhaustive list would include the presumption of innocence, the
privilege against self incrimination, the right to an expeditious trial, and
the right to legal aid where is it needed. It is also well established that
even if the Accused is convicted as charged he may not be subjected to
preventative detention.
48. It
seems to me that the real and primary issue before the District Court in this
case, as in all criminal proceedings, is the guilt or innocence of the Accused.
I accept that, in considering the general future care of the Accused by the
Eastern Health Board, the Court is engaged in a bona fide effort to promote the
welfare of Peter Thornton. However, there is a danger that in so doing the
constitutional parameters relevant to a criminal trial may be ignored or
unjustly postponed. In addition the pursuit of general assessments and wide
ranging reports may well result in evidence being presented to the Court which
would in the normal course of a trial be inadmissible.
49. It
may be instructive to compare the situation in the instant case with the trial
of an adult accused on similar charges. If a doubt arose of the accused's
fitness to plead it would be open to the District Judge, and indeed incumbent
upon him, to carry out an enquiry as to his fitness to plead and to obtain any
evidence relevant to that enquiry. However, it would not be permissible for
him to postpone the trial and to remand the Accused, and more particularly
remand him in custody, for a considerable period in order to permit a general
assessment of the Accused's pattern of life and future prospects. Insofar as
any such enquiry would fall to be carried out by the Court, it could only
properly be carried out following conviction and prior to sentence. Can it be
said that in the case of 15 year old Accused the Court's general constitutional
duty to promote the welfare of a child permits a procedure which would be
constitutionally impermissible in the case of an adult? It seems to me that
the answer must be no.
50. In
the course of his judgment in the
Attorney
General -v- X
[1992] 1IR1 Finlay C.J. stated:
51. This
dictum of the learned Finlay C.J. is, it seems to me, particularly relevant to
the instant case. In the context of a criminal trial, insofar as there is a
clash between the "general welfare" rights and the rights specifically
delineated by the constitution as being relevant to the trial of offences, this
second category of rights should in general have priority and should prevail.
It is also desirable that there should be clear division between criminal
proceedings which decide the guilt or innocence of an Accused and child care
proceedings which make provision for the general welfare and future care and
custody of a child. In so holding I am encouraged by the course followed by
the learned Geoghegan J. in the case of
Paul
Stephens -v- Eastern Health Board
(unreported 27th July 1994). In that case the learned Judge was dealing with
the general aspects of the welfare of a minor and the duties of the Eastern
Health Board under Section 3 of the Child Care Act, 1991. The minor was in the
voluntary care of the Eastern Health Board. While the learned Judge directed
that proper residential care be provided by the Eastern Health Board for the
minor, he also stipulated (at page 17 of the judgment) that, where supervised
residential care was provided along with a small number of other boys,
"there
would have to be a strict policy of immediate prosecution of boys committing a
criminal offence in the form of malicious damage to the premises, but that in
turn will mean that there must be in place suitable places of detention to
which the District Court can send the offenders."
The learned Judge clearly differentiates between the provision of residential
care and the sentencing of offenders by the District Court to a
"suitable
place of detention"
following, presumably, a criminal trial in the normal form.
52. In
conclusion, therefore, I reiterate the replies to the District Judge's
questions as set out in my preliminary ruling of 30th July, 1994, as follows:
53. The
issue at present before the District Judge, which he raised of his own Motion,
is whether the Accused is fit to plead or fit to elect whether to be tried in a
summary manner or on indictment. In order to decide this issue the District
Judge is entitled to seek information from the guardian Board through an
assessment to be carried out by the Board. Bearing in mind, however, that the
primary issue before the District Court is the guilt or innocence of the
Accused and bearing in mind the constitutional right of the Accused to a
reasonably expeditious trial in due course of law, the Order to be made by the
District Judge should be limited to the carrying out of an assessment designed
to ascertain whether the Accused has the capacity to follow the proceedings and
to instruct his legal advisors. The District Judge is therefore not entitled
to make, as he did, an Order extending to particular matters of diagnosis and
to the provision of a care programme for the Accused while he continues in the
care of the Eastern Health Board.
54. Once
the relevant assessment is received the District Judge should follow the
procedures set out by Finlay C.J. in his judgment in
O'c
-v- Judges of the Dublin Metropolitan District
[1994] 3IR 246 at 252, that is that the District Judge should complete his
investigation as to whether he is satisfied that the Accused is fit
notwithstanding his mental condition to understand and follow the proceedings
in the District Court and to give real and valid instructions to his Solicitor
and Counsel in regard to their defence of him in those proceedings. If the
District Judge's conclusion is that he is so fit then the criminal proceedings
should continue in the normal way. If his conclusion is that he is not so fit
he must decline to enter upon the criminal proceedings and should make no Order
of any description with regard to the further attendance of the Accused or with
regard to his custody