QUEEN'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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HULL UNIVERSITY TEACHING HOSPITALS NHS TRUST |
Applicant |
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-and- |
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NATASHA LOUISE COLLEY |
Respondent |
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Selena Jones (instructed by Pepperells Solicitors) for the Respondent
REASONS FOR THE DECISION OF THE COURT MADE FOLLOWING THE HEARING
Hearing date: 1st February – 2nd February 2022 and 10th March – 11th March 2022
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Crown Copyright ©
The Hon. Mr Justice Bourne :
Introduction
1. This is an application to commit the Respondent for contempt of court on the grounds of making knowingly false statements in documents supported by statements of truth. The criminal standard of proof applies. That means that the application cannot succeed unless, having considered the evidence, I am satisfied so that I am sure that (1) one or more of the statements was false, (2) that such statement has, or if persisted in would be likely to have, interfered with the course of justice in some material respects, and (3) that at the time it was made, the Respondent had no honest belief in the truth of the statement and knew of its likelihood to interfere with the course of justice. That test was set out in AXA Insurance UK Plc v Rossiter [2013] EWHC 3805 QB at [9].
"Proceedings for contempt of court may be brought against a person who makes or causes to be made a false statement in a document, prepared in anticipation of or during proceedings and verified by a statement of truth, without an honest belief in its truth. "
The allegations of contempt
i. In a witness statement dated 23 September 2013:
"36. … Megan continues to struggle with mobility and can only walk for about 5-10 minutes until her legs start to ache. For this reason when she is outdoors and has to walk long distances, Megan uses a wheelchair …"
"39. … She does attend school, but does so in her wheelchair …"
"41. … She also struggles with the fact that she is often confined to a
wheelchair."
ii. In a witness statement dated 5 November 2017:
"40. I have also had the opportunity of considering the medical reports
obtained, including … a psychology report from Dr Koseen Ford dated
10 March 2017 and a care and occupational therapy report prepared by Ms Amy Dooley … I have read these reports very carefully and can confirm that the factual information contained within those reports is accurate."
Dr Ford's assessment stated (page 5): "Megan can walk short distances. If she is required to mobilise long distances she needs a wheelchair."
Ms Dooley's report stated:
"1.20 Megan … will, on occasion, go out with her friends. … they will
push her in her wheelchair into Hedon, however she finds this
embarrassing."
"3.8 Megan has been provided with a wheelchair from her local wheelchair service which she reported to use outdoors and one at college."
"3.9 She … is unable to walk outdoors for longer than a few minutes."
"3.11 Megan … relies on her mother or friends to push her in her wheelchair into town and she also relies on assistance while at college to mobilise in her wheelchair."
"3.48 Megan needs to be pushed in her wheelchair while shopping."
"3.52 Megan reported a limited social life. She … is unable to mobilise on crutches outdoors for any significant distance and … is unable to propel her wheelchair time."
"3.54 Megan attends college in her wheelchair. … she has a full-time teaching assistant who pushes the wheelchair …"
iii. In a Schedule of Loss dated 16 March 2018:
"C is currently reliant upon the use of a wheelchair when out of the house."
" … due to problems with mobility, bus travel has been prohibited".
iv. In a witness statement dated 27 September 2018:
"24. Megan does not really go out or do a lot other than with us or to go to college. She has recently, over the last few months, increased her Tramadol intake and is able to manage it better which means she can take up to 2 to 3 tablets approximately 15 minutes before she goes out which enables her to walk or complete journeys without as much pain.
25. Megan did at one point rely on her wheelchair but she has never been wheelchair bound. On her bad days, I did previously have to push her around in a wheelchair and even on occasions now when the pain is bad, this is still necessary.
26. … She occasionally takes her wheelchair to college depending on whether she has a good day or bad day. It depends also on whether she is leaving the campus to go out for lunch with friends; if she does then she takes her wheelchair; if not then she does not tend to take it in and relies on the college lifts."
The evidence
"Moving around school – Due to her arthritis Megan is finding it very difficult to get around school at the moment. Up to now she has had 17 operations on her hips and if knocked this could cause her a lot of problems. I am going to arrange from tomorrow that Megan is moved with [name redacted] and [name redacted] this way she will be supported at all times. If either of these students are not in the lesson with her please allow to leave 5 minutes early so she has time to move when the corridors are quieter."
"Toilet pass – Due to her physical difficulties Megan has a numbness in her lower body and can sometimes not realise when she needs the toilet. Please allow her to go to the toilet if she needs to and also take into consideration that this may take her sometime, simply with the speed she can walk.
Registration and breaks – Megan will be dropped off by her taxi at reception and will be collected to come up to LSB [Learning Support Building] she will then be taken to form time by a TA and moved to her next lesson. Megan is also welcome to come up to LSB at break and lunchtime if she requires any help with homework etc."
"This statement would have been true at the time that I made it. As already stated, Megan had good and bad days. I maintain my position that the statement will have been made and signed around a time when Megan had been having bad days and was struggling to walk outside for longer than a few minutes. "
"There was another student in Megan's class who had an electric wheelchair and a full time assistant. Due to Megan's disability, the assistant would also help her out. Megan also received support of friends."
Discussion and findings
i. in her witness statement dated 5 November 2017, that the information contained in Amy Dooley's report was accurate; and
ii. in the Schedule of Loss dated 16 March 2018, that Megan "is currently reliant upon the use of a wheelchair when out of the house."
Penalty
"The key general principles are as follows:
(a) The court has a broad discretion when considering the nature and length of any penalty for civil contempt. It may impose: (i) an immediate or suspended custodial sentence; (ii) an unlimited fine; or (iii) an order for sequestration of assets;
(b) The discretion should be exercised with a view to achieving the purpose of the contempt jurisdiction, namely (i) punishment for breach; (ii) ensuring future compliance with the court's orders; and (iii) rehabilitation of the contemnor;
(c) The first step in the analysis is to consider (as a criminal court would do) the culpability of the contemnor and the harm caused, intended or likely to be caused by the breach of the order;
(d) The court should consider all the circumstances, including but not limited to: (i) whether there has been prejudice as a result of the contempt, and whether that prejudice is capable of remedy; (ii) the extent to which the contemnor has acted under pressure; (iii) whether the breach of the order was deliberate or unintentional; (iv) the degree of culpability; (v) whether the contemnor was placed in breach by reason of the conduct of others; (vi) whether he appreciated the seriousness of the breach; (vii) whether the contemnor has cooperated, for example by providing information; (viii) whether the contemnor has admitted his contempt and has entered the equivalent of a guilty plea; (ix) whether a sincere apology has been given; (x) the contemnor's previous good character and antecedents; and (xi) any other personal mitigation;
(e) Imprisonment is the most serious sanction and can only be imposed where the custody threshold is passed. …
(f) The maximum sentence is 2 years' imprisonment: s. 14(1) of the Contempt of Court Act 1981 . A person committed to prison for contempt is entitled to unconditional release after serving one half of the term for which he was committed: s. 258(2) of the Criminal Justice Act 2003 ;
(g) Any term of imprisonment should be as short as possible but commensurate with the gravity of the events and the need to achieve the objectives of the court's jurisdiction;
(h) A sentence of imprisonment may be suspended on any terms which seem appropriate to the court."
"2. For many years the courts have sought to underline how serious false and lying claims are to the administration of justice. False claims undermine a system whereby those who are injured as a result of the fault of their employer or a defendant can receive just compensation.
3. They undermine that system in a number of serious ways. They impose upon those liable for such claims the burden of analysis, the burden of searching out those claims which are justified and those claims which are unjustified. They impose a burden upon honest claimants and honest claims, when in response to those claims, understandably, those who are liable are required to discern those which are deserving and those which are not.
4. Quite apart from that effect on those involved in such litigation is the effect upon the court. Our system of adversarial justice depends upon openness, upon transparency and above all upon honesty. The system is seriously damaged by lying claims. It is in those circumstances that the courts have on numerous occasions sought to emphasise how serious it is for someone to make a false claim, either in relation to liability or in relation to claims for compensation as a result of liability.
5. Those who make such false claims if caught should expect to go to prison. There is no other way to underline the gravity of the conduct. There is no other way to deter those who may be tempted to make such claims, and there is no other way to improve the administration of justice.
6. The public and advisers must be aware that, however easy it is to make false claims, either in relation to liability or in relation to compensation, if found out the consequences for those tempted to do so will be disastrous. They are almost inevitably in the future going to lead to sentences of imprisonment, which will have the knock-on effect that the lives of those tempted to behave in that way, of both themselves and their families, are likely to be ruined.
7. But the prevalence of such temptation and of those who succumb to that temptation is such that nothing else but such severe condemnation is likely to suffice."
"58. In the context of a contempt of court involving a false statement verified by a statement of truth, the contemnor may have acted dishonestly, or recklessly in the sense of not caring whether the statement was true or false. In either case, it is always serious, because it undermines the administration of justice. In considering just how serious it is in all the circumstances of an individual case, and in deciding the appropriate punishment for contempt of court, we think that the approach adopted by the criminal courts provides a useful comparison, though not a precise analogy. In particular, the Sentencing Council's definitive guidelines on the imposition of community and custodial sentences (see para 30 above) and on reduction in sentence for a guilty plea are relevant in cases of this nature. It is therefore appropriate for a court dealing with this form of contempt of court to consider (as a criminal court would do) the culpability of the contemnor and the harm caused, intended or likely to be caused by the contempt of court. Having in that way determined the seriousness of the case, the court must consider whether a fine would be a sufficient penalty. If it would, committal to prison cannot be justified, even if the contemnor's means are so limited that the amount of the fine must be modest.
59. We say at once, however, that the deliberate or reckless making of a false statement in a document verified by a statement of truth will usually be so inherently serious that nothing other than an order for committal to prison will be sufficient. That is so whether the contemnor is a claimant seeking to support a spurious or exaggerated claim, a lay witness seeking to provide evidence in support of such a claim, or an expert witness putting forward an opinion without an honest belief in its truth …
60. Because this form of contempt undermines the administration of justice, it is always serious, even if the falsity of the relevant statement is identified at an early stage and does not in the end affect the outcome of the litigation. The fact that only a comparatively modest sum is claimed in the proceedings in which the false statement is made does not remove the seriousness of the contempt."