QUEEN'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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Amanda McGuinn |
Claimant |
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- and - |
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Lewisham and Greenwich NHS Trust |
Defendant |
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Mr John Whitting QC (instructed by Clyde & Co) for the Defendant
Hearing dates:
4 – 7 October and 8 November 2016
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Crown Copyright ©
Mr Justice Jeremy Baker:
Legal principles
"I would myself prefer to put it this way, he is not guilty of negligence if he has acted in accordance with a practice accepted as proper by a responsible body of medical men skilled in this particular art……Putting it the other way around, a man is not negligent, if he is acting in accordance with such a practice, merely because there is a body of opinion that would take a contrary view."
"Differences of opinion and practice exist and will always exist in the medical and other professions. There is seldom only one answer exclusive of all others to problems of professional judgment. A Court may prefer one body of opinion to the other, but that is no basis for a conclusion of negligence."
"……..the Court has to be satisfied that the exponents of the body of opinion relied upon can demonstrate that such opinion has a logical basis. In particular, in cases involving, as they so often do, the weighing of risks against benefits, the judge before accepting a body of opinion as being responsible, reasonable or respectable, will need to be satisfied that, in forming their views, the experts directed their minds to the question of comparative risks and benefit and have reached a defensible conclusion on the matter……
In the vast majority of cases the fact that distinguished experts in the field are of a particular opinion will demonstrate the reasonableness of that opinion. In particular, where there are questions of assessment of the relative risks and benefits of adopting a particular medical practice, a reasonable view necessarily pre-supposes that the relative risks and benefits have been weighed by the experts in forming their opinions. But if, in a rare case, it can be demonstrated that the professional opinion is not capable of withstanding logical analysis, the judge is entitled to hold that the body of opinion is not reasonable or responsible."
"25. In the present case I have received evidence from 4 experts, 2 on each side. It seems to me that in the light of the case law the following principles and considerations apply to the assessment of such expert evidence in a case such as the present:
i) Where a body of appropriate expert opinion considers that an act or omission alleged to be negligent is reasonable a Court will attach substantial weight to that opinion.
ii) This is so even if there is another body of appropriate opinion which condemns the same act or omission as negligent.
iii) The Court in making this assessment must not however delegate the task of deciding the issue to the expert. It is ultimately an issue that the Court, taking account of that expert evidence, must decide for itself.
iv) In making an assessment of whether to accept an expert's opinion the Court should take account of a variety of factors including (but not limited to): whether the evidence is tendered in good faith; whether the expert is "responsible", "competent" and/or "respectable"; and whether the opinion is reasonable and logical.
v) Good faith: A sine qua non for treating an expert's opinion as valid and relevant is that it is tendered in good faith. However, the mere fact that one or more expert opinions are tendered in good faith is not per se sufficient for a conclusion that a defendant's conduct, endorsed by expert opinion tendered in good faith, necessarily accords with sound medical practice.
vi) Responsible/competent/respectable: In Bolitho Lord Brown Wilkinson cited each of these three adjectives as relevant to the exercise of assessment of an expert opinion. The judge appeared to treat these as relevant to whether the opinion was "logical". It seems to me that whilst they may be relevant to whether an opinion is "logical" they may not be determinative of that issue. A highly responsible and competent expert of the highest degree of respectability may, nonetheless, proffer a conclusion that a Court does not accept, ultimately, as "logical". Nonetheless these are material considerations. In the course of my discussions with Counsel, both of whom are hugely experienced in matters of clinical negligence, I queried the sorts of matters that might fall within these headings. The following are illustrations which arose from that discussion. "Competence" is a matter which flows from qualifications and experience. In the context of allegations of clinical negligence in an NHS setting particular weight may be accorded to an expert with a lengthy experience in the NHS. Such a person expressing an opinion about normal clinical conditions will be doing so with first hand knowledge of the environment that medical professionals work under within the NHS and with a broad range of experience of the issue in dispute. This does not mean to say that an expert with a lesser level of NHS experience necessarily lacks the same degree of competence; but I do accept that lengthy experience within the NHS is a matter of significance. By the same token an expert who retired 10 years ago and whose retirement is spent expressing expert opinions may turn out to be far removed from the fray and much more likely to form an opinion divorced from current practical reality. "Respectability" is also a matter to be taken into account. Its absence might be a rare occurrence, but many judges and litigators have come across so called experts who can "talk the talk" but who veer towards the eccentric or unacceptable end of the spectrum. Regrettably there are, in many fields of law, individuals who profess expertise but who, on true analysis, must be categorised as "fringe". A "responsible" expert is one who does not adapt an extreme position, who will make the necessary concessions and who adheres to the spirit as well as the words of his professional declaration (see CPR35 and the PD and Protocol).
vii) Logic/reasonableness: By far and away the most important consideration is the logic of the expert opinion tendered. A Judge should not simply accept an expert opinion; it should be tested both against the other evidence tendered during the course of a trial, and, against its internal consistency. For example, a judge will consider whether the expert opinion accords with the inferences properly to be drawn from the Clinical Notes or the CTG. A judge will ask whether the expert has addressed all the relevant considerations which applied at the time of the alleged negligent act or omission. If there are manufacturer's or clinical guidelines, a Court will consider whether the expert has addressed these and placed the defendant's conduct in their context. There are 2 other points which arise in this case which I would mention. First, a matter of some importance is whether the expert opinion reflects the evidence that has emerged in the course of the trial. Far too often in cases of all sorts experts prepare their evidence in advance of trial making a variety of evidential assumptions and then fail or omit to address themselves to the question of whether these assumptions, and the inferences and opinions drawn therefrom, remain current at the time they come to tender their evidence in the trial. An expert's report will lack logic if, at the point in which it is tendered, it is out of date and not reflective of the evidence in the case as it has unfolded. Secondly, a further issue arising in the present case emerges from the trenchant criticisms that Mr Spencer QC, for the Claimant, made of the Defendant's two experts due to the incomplete and sometimes inaccurate nature of the summaries of the relevant facts (and in particular the Clinical Notes) that were contained within their reports. It seems to me that it is good practice for experts to ensure that when they are reciting critical matters, such as Clinical Notes, they do so with precision. These notes represent short documents (in the present case two sides only) but form the basis for an important part of the analytical task of the Court. If an expert is giving a précis then that should be expressly stated in the body of the opinion and, ideally, the Notes should be annexed and accurately cross-referred to by the expert. If, however, the account from within the body of the expert opinion is intended to constitute the bedrock for the subsequent opinion then accuracy is a virtue. Having said this, the task of the Court is to see beyond stylistic blemishes and to concentrate upon the pith and substance of the expert opinion and to then evaluate its content against the evidence as a whole and thereby to assess its logic. If on analysis of the report as a whole the opinion conveyed is from a person of real experience, exhibiting competence and respectability, and it is consistent with the surrounding evidence, and of course internally logical, this is an opinion which a judge should attach considerable weight to.
Evidence
Ultrasound scans
i. The 1st scan was undertaken on 28th January 2008 at 10 + 6 weeks' (i.e. 10 weeks and 6 days) gestation, and was for the purpose of dating the fetus, as a result of which a delivery date of 19th August 2008 was ascertained.
ii. The 2nd scan was undertaken on 7th February 2008 at 12+2 weeks' gestation. Nuchal translucency was found to be 1.8, and the report noted that,
"The nuchal scan has decreased the risk of Down's syndrome and this is a low risk result. The mother is aware that a low risk result does not exclude the possibility of Down's syndrome because screening does not detect all affected pregnancies. Written information provided on screening for preterm delivery by ultrasound. The next scan is at 21 weeks approximately."
iii. The 3rd scan was undertaken on 9th April 2008 at 21+1 weeks' gestation, by the ultrasonographer Andrew Zavos. This was a routine anomaly scan, and the resulting body measurements were recorded on the Astraia database as showing a head circumference of 177.5mm, a femur length of 33.2mm, and an abdominal circumference of 160.4mm. The HC/AC ratio was 1.11, and the estimated fetal weight was 376g. The Va left was 5.2mm, and the Vp left was 6.8mm, whilst the Va/H was 0.25 and the Vp/H was 0.32. Amniotic fluid was normal. Mr Zavos reported that there was,
"Normal fetal growth and liquor volume. Single umbilical artery, bilaterally dilated anterior horns. The mother is aware that not all fetal abnormalities can be identified by ultrasound…..."
It would appear that as a result of the reported presence of a single umbilical artery, a referral was made to the specialist fetal medicine midwife, Sue Percival, who in turn arranged for the next scan to be undertaken by Mr Sau, the fetal medicine consultant.
iv. The 4th scan was undertaken on 23rd April 2008 at 23+1 weeks' gestation, by Mr Sau. The resulting body measurements were recorded on the Astraia database as showing a head circumference of 197mm, a femur length of 39mm, and an abdominal circumference of 174mm. The HC/AC ratio was 1.13, and the estimated fetal weight was 497g. The Va left was 8.0mm, and the Vp left was 8.0mm, whilst the Va/H was 0.31 and the Vp/H was 0.31. Amniotic fluid was normal. Mr Sau reported that,
"Amanda attended today in view of detection of single umbilical artery. I agree with finding and the left umbilical artery is absent. No other structural abnormality was seen particularly the brain, kidneys and heart looked normal. I note a low risk NT result. I have explained the significance of this finding and rescan her at 30 weeks……."
v. The 5th scan was undertaken on 11th June 2008 at 30+1 weeks' gestation, again by Mr Sau. The resulting body measurements were recorded on the Astraia database as showing a head circumference of 258mm, a femur length of 56mm, and an abdominal circumference of 239mm. The HC/AC ratio was 1.08, and the estimated fetal weight was 1257g. Amniotic fluid was normal. Mr Sau reported that,
"Amanda attended today for a growth scan in view of detection of single umbilical artery. There was normal growth, liquor and UA Doppler. The HC remain at the 3rd centile with normal interval growth. I will arrange another scan at 34 weeks in the main scan dept."
vi. The 6th scan was undertaken on 15th July 2008 at 35+0 weeks' gestation, by the ultrasonographer Dorothy Speddings. The resulting body measurements were recorded on the Astraia database as showing a head circumference of 281mm, a femur length of 60.3mm, and an abdominal circumference of 270.8mm. The HC/AC ratio was 1.04, and the estimated fetal weight was 1713g. The ventricular atrium was 10.3mm, and the amniotic fluid was normal. Ms Speddings reported that,
"The growth rate of all the growth parameters has slowed down. BPD and HC are now below the 5th centile and FL & AC just above 5th centile. The ventricles appear mildly dilated. Posterior horns measure 10.2mm. Third ventricle slightly visible. ?slightly prominent sulcii in temporal lobes ?? mild atrophic changes. In addition to growth reduction and cranial appearances the 2 vessel cord appears to be inserted marginally at the fundal margin of the anterior placenta. Doppler examination of the umbilical artery demonstrated adequate EDF but the PI was raised and close to 95th centile. I have referred Amanda to King's for further assessment as Mr Sau is not available for 3 weeks."
vii. The 7th scan was undertaken on the following day, 16th July 2008, at 35+1 weeks' gestation, by Miss Abdo-Nassri, a specialist in fetal medicine, based at King's College Hospital, but running an outreach clinic at Lewisham Hospital, where the scan took place. The resulting body measurements were recorded on the Astraia database as showing a head circumference of 287mm, a femur length of 68mm, and an abdominal circumference of 259mm. The HC/AC ratio was 1.11, and the estimated fetal weight was 1888g. The amniotic fluid was normal. Miss Abdo-Nassri reported that,
"Mrs Mc Guinn has been referred to FMU in view of single umbilical artery, HC below the 3rd centile, velamentous cord insertion and enlarged posterior horn of the lateral ventricle (10.2mm). On today's scan I agree with small HC and velamentous cord insertion. However the VP measured 9.5mm. Otherwise there is satisfactory growth velocity, liquor volume and umbilical artery doppler. She has good fetal movements. We will rescan in 2 weeks time. We may consider Brain MRI post delivery."
viii. The 8th scan was undertaken on 31st July 2008 at 37+2 weeks' gestation, by Mr Sau. The resulting body measurements were recorded on the Astraia database as showing a head circumference of 299mm, a femur length of 63mm, and an abdominal circumference of 280mm. Mr Sau reported that,
"Amanda returned today for rescan in view of small HC on previous scan. The HC remain below 3rd centile with normal interval growth. The posterior horn measured 9mm with normal VpH ratio. The liquor and UA Doppler were normal. I have not made further FU appointment."
ix. The 9th scan was undertaken on 7th August 2008 at 38+2 weeks' gestation, by Diana Avis superintendent sonographer. She noted that,
"NB growth scan 31/10/08. Two vessel cord noted. Doppler examination of the umbilical artery demonstrated adequate EDF and the PI was normal. Fetal head posterior horn 9mm. Referred back to DAU for review."
x. The 10th scan was undertaken on 15th August 2008 at 39+3 weeks' gestation, by the ultrasonographer Richard Wilsey, and Nihal Emmanuel. The resulting body measurements were recorded on the Astraia database as showing a head circumference of 296mm, a femur length of 65mm, and an abdominal circumference of 273mm. The HC/AC ratio was 1.08 and the estimated fetal weight was 1954g. Richard Wilsey and Nihal Emmanuel reported that,
"The scan today demonstrates reduced growth velocity and liquor volume. Compared to the previous scan there has been no growth (checked by a second sonographer) PI is high (above 97th centile). Referred to the Day Assessment Unit for review for medical review."
Mr Ashis Sau
Miss Abdo-Nassri
Expert Reports
Mr Myles Taylor
Mr David Howe
Joint report
Expert Evidence
Mr Myles Taylor
Mr David Howe
Discussion
The 1st – 4th ultrasound scans
Microcephaly
Clinical practice in the use of the Astraia system
The 5th scan
The 7th scan
Conclusion
List of medical acronyms used in the judgment
AC: abdominal circumference
BPD: biparietal diameter
DAU: day assessment unit
EDF: end diastolic flow
FL: femur length
FMU: fetal medicine unit
HC: head circumference
NT: nuchal translucency
PI: pulsivity index
UA: umbilical artery
Va: anterior cerebral ventricle diameter
Va/H: anterior cerebral ventricle hemisphere
Vp: posterior cerebral ventricle diameter
Vp/H: posterior cerebral ventricle hemisphere