QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT IN WALES
Strand, London, WC2A 2LL |
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B e f o r e :
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R (on the application of Tilley) |
Claimant |
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- and - |
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The Vale of Glamorgan Council |
Defendant |
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Jonathan Swift Q.C. and Rachel Kamm (instructed by Legal Services, Vale of Glamorgan Council) for the Defendant
Hearing dates: 29 and 30 July 2016 in the Cardiff Civil Justice Centre
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Crown Copyright ©
THE HONOURABLE MR JUSTICE LEWIS:
INTRODUCTION
THE FACTS
"(9) THAT subject to the outcome of Recommendation 6,7 and 8 above, a further report on the evaluation of any submitted business cases be reported to Cabinet in the autumn of 2015".
" will be assessed according to the extent that they –
Demonstrate the case for providing a community library
Optimise value for money
Are commercially viable
Are financially affordable
Are deliverable".
"1. Recruitment: Volunteers will be recruited by a variety of means including advertising and through the services of GVS. The Library will implement a formal procedure for applications to become a volunteer – volunteers will be asked to complete an application form giving their details and indicating their preferred type of role and hours of activity. All volunteers will have a DBS check before beginning their active involvement and will receive an introduction review and an induction pack explaining the purpose of Rhoose Community Library group and operating mechanisms. Volunteers are currently being recruited, via Facebook, a survey and application form available in the library. The initial response is promising."
"1. To enable Cabinet to reach a decision about the future of the libraries at Dinas Powys, Sully, Wenvoe, St Athan and Rhoose by –
a) providing information on the viability of business cases submitted by community group from Dinas Powys, Sully, Wenvoe, St Athan and Rhoose to run the library in their area;
b) advising Cabinet of the impact the establishment of the community libraries is likely to have on the Council's ability to meet its obligation to provide a comprehensive and efficient library service;
c) advising Cabinet of the outcome of the Equality Impact Assessment of the proposal to establish community libraries."
"16. The business cases were assessed on 3 August by a group comprising the Cabinet Member for Adult Services and officers representing a range of services including libraries, finance, legal and estates. All five community groups were asked to revisit their business cases and address gaps or to clarify certain issues. Additional support was commissioned for one group where its business case was under developed and further advice was provided to the other groups as necessary. Five revised business cases were re-submitted by 24 August 2015, these can be viewed via the following links …... and a hard copy is available in the members' room. Further assessment of the revised business cases was carried out on 26th August 2015, and it was agreed that the gaps and issues previously identified had been addressed. The group considers all 5 of the revised business cases to run community libraries to be viable.
"17 Each group has requested start-up funding to ensure the viability of the library over the next 3-5 years and some stipulate that funding is also provided to address building condition issues in the building condition surveys carried out by the Council in 2015. The costs of addressing the building conditions at St Athan are significant. This together with the unsuitability of the building gave rise to a recommendation in the Library Strategy that the library at St Athan be moved to an alternative building. The St Athan community group wishes to continue running the library in the current building but asked that asbestos be removed from the building before it is transferred; this work was completed last year. The library at Wenvoe is owned by the Community Council which is responsible for any building related costs".
"18. The establishment of community libraries at Dinas Powys, Sully, St Athan and Rhoose will require the transfer of the building (asset) to the relevant community group from the Council. With regard to Sully library which is currently leased by the Council, the lease will need to be transferred… The Council owns the library buildings at Dinas Powys, Rhoose and St Athan on a freehold basis: there are options to transfer these assets on either a long term lease or a freehold basis. The nature of the community asset transfer for Dinas Powys, Rhoose and St Athan would be subject to negotiations with the relevant groups/organisations and will be developed in line with the Council's Community Asset Transfer Protocol …..
"19. The analysis (Appendix B) of the Council's ability to meet its section 7 duty to provide a comprehensive and efficient library service concludes that the duty can be met by providing the service from the four town libraries. Thus the 5 proposed community libraries are not required for the Council to fulfil its obligation to deliver the statutory service. Nevertheless, it is considered that if the community libraries are delivered on the terms of the agreements presently envisaged, those libraries will also fall within the scope of the statutory service. As such, the 5 proposed libraries would enhance this service, provided that service delivery standards are good. Given the level of support the Council will be providing, it is anticipated that the performance of the community libraries can be maintained and improved in some instances. The libraries will be required to provide relevant data on performance for inclusion in the Council's annual returns to the Welsh Government on performance against the Welsh Public Library Standards.
"20. The level of support to be provided by the Council, the service to be delivered by the community libraries and other details would be set out in the legal agreement which should be put in place prior to transfer. Such an agreement would cover a wide range of areas including" [and a list of matters are then set out].
"will continue to provide a comprehensive and efficient library service under the provisions of the Public Libraries and Museums Act 1964 and in accordance with the Welsh Public Library Standards. These provisions can be met through the 4 town libraries alone with the 5 proposed community libraries contributing to an enhanced service".
"58. Given that the services would be maintained and even enhanced by the community libraries it is not expected that the establishment of community libraries will ultimately adversely affect the persons in any of the protected groups. It is possible that the particular model of community library could have a positive impact on certain protected groups, dependent on the type and success of supplementary services introduced. For example, the St Athan group is looking to develop additional services and activities for elements of the community not currently provided for, such as a networking group for people who work from home, informal interest groups to bring forces families which are based at Athan together with the local community and a teenager hangout and activities resource. These interest groups have the potential to positively affect people from all of the protected groups. A number of other examples are set out in the Equality Impact Assessment (EIA) in Appendix Ei.
"59. Although the Council would work in partnership with community groups to ensure the on-going sustainability of each library it should be recognised that due to a variety of reasons it is possible that a library could fail in the future resulting in its closure. Should any of the 5 proposed libraries proposed as community libraries close in the future, that would be capable of having an adverse impact on certain protected groups. The potential for adverse impacts as a result of establishing community libraries on groups with protected characteristics and proposed mitigating actions to address them should they arise are set out in the summary of the Equality Impact Assessment in Appendix Eii. It is summarised in the following table….."
The Cabinet Meeting
"(1) That having regard to the content of the report, the appendices to the report and the content of the Business Cases submitted by the community groups, the establishment of community libraries at Dinas Powy, Sully, Wenvoe, St Athan and Rhoose by no later than 31 May 2016 be agreed;
(2) That following resolution 1 above, delegated authority be granted to the Head of Legal Services in consultation with the Director of Learning and Skills and the Leader of the Council, (a) to enter into legal agreements for the running of each library; (b) to enter into lease agreements and (c) to agree the transfer of assets where applicable;
(3) That subject to the establishment of legal agreements for running each library, the transfer of up to £97,310 be approved to the community groups to cover set up costs and building maintenance and development, from the Library Fund at such date each group/organisation was constituted and a legal agreement was in place;
(4) That in the event a legal agreement could not be reached with one or more of the community groups a further report about the future of the library in question be presented to Cabinet together with an updated Equality Impact Assessment addressing the future of the library in question which should include the option of closure;
(5) That a copy of the report be sent to all elected Members, Clerks of Town and Community Councils, Members of the Voluntary Sector Liaison Committee, Community Liaison Committee and the Local Service Board for their information and in order to provide an update on the establishment of community libraries;
(6) That a progress report be presented to Cabinet once the community libraries had been in operation for a year."
Subsequent Events
Legal Proceedings
THE ISSUES
(1) Did the Defendant act irrationally in its approach to the determination of whether there would be sufficient volunteers available to staff a community library at Rhoose?
(2) Did the Defendant fail to consider the assessment of the viability of the business case for a community library at Rhoose?
(3) Did the Defendant properly assess whether the proposed arrangements would enable it to comply with its duty under section 7 of the 1964 Act to provide a comprehensive and efficient library service?
(4) Did the Defendant fail to have regard to its duty under section 149 of the 2010 Act?; and
(5) Was the Defendant under a duty, by reason of section 28 of the 2004 Act, read with Article 3 of the UN Convention, to have regard to the best interests of children potentially affected by the decision as a primary consideration and did it fail to do so?
THE FIRST ISSUE - THE DEFENDANT'S APPROACH TO THE QUESTION OF SUFFICIENT VOLUNTEERS
Discussion
THE SECOND ISSUE – THE ASSESSMENT OF THE VIABILITY OF THE REVISED BUSINESS CASE
Discussion
"….. a minister who reserves a decision to himself – and equally a civil servant who is authorised to take a decision must know or be told enough to ensure that nothing that is necessary, because legally relevant, for him to know is left out of account. That is not the same as a requirement that he must know everything that is relevant. Here, for example, much that was highly relevant was appropriately sifted by the Commission in formulating its advice and then distilled within the department in order to make a submission to the minister which would tell him what it was relevant (not simply expedient or politic) for him to know. What it was relevant for the minister to know was enough to enable him to make an informed judgment."
THE THIRD ISSUE – THE DUTY UNDER SECTION 7 OF THE 1964 ACT
The Statutory Framework
"7.— General duty of library authorities.
(1) It shall be the duty of every library authority to provide a comprehensive and efficient library service for all persons desiring to make use thereof,
Provided that although a library authority shall have power to make facilities for the borrowing of books and other materials available to any persons it shall not by virtue of this subsection be under a duty to make such facilities available to persons other than those whose residence or place of work is within the library area of the authority or who are undergoing full-time education within that area.
"(2) In fulfilling its duty under the preceding subsection, a library authority shall in particular have regard to the desirability—
(a) of securing, by the keeping of adequate stocks, by arrangements with other library authorities, and by any other appropriate means, that facilities are available for the borrowing of, or reference to, books and other printed matter, and pictures, gramophone records, films and other materials, sufficient in number, range and quality to meet the general requirements and any special requirements both of adults and children; and
(b) of encouraging both adults and children to make full use of the library service, and of providing advice as to its use and of making available such bibliographical and other information as may be required by persons using it; and
(c) of securing, in relation to any matter concerning the functions both of the library authority as such and any other authority whose functions are exercisable within the library area, that there is full co-operation between the persons engaged in carrying out those functions."
"4.— Library authorities and areas.
…..
"(2) The functions of a library authority as such shall be exercisable within an area (in this Act referred to as a "library area") consisting of the administrative area of the authority, or in the case of a joint board established under section 5 below, consisting of the areas which, if the authorities constituting the board were library authorities, would form their library areas, and may also be exercised elsewhere than within its library area if the authority thinks fit.
"(3) In Wales, county councils and county borough councils shall, subject to section 5 below, be library authorities for the purposes of this Act."
The Defendant council is a library authority for its administrative area, namely the Vale of Glamorgan.
"The key is a reasonable ability to access the service by all residents of the county. This means that distances and time taken to reach a library must be reasonable and any particular problems, whether physical disabilities, or created by age or family considerations, must be capable of being met. Furthermore, budgetary constraints can properly be taken into account in deciding the nature of the service provided that it meets the requirements of section 7 of the 1964 Act."
"Authorities shall ensure that they meet the following criteria for the location of service points and mobile library stops according to their population density".
There is then a grid showing "population density" "% of households" and "Distance from library". In a case where population density is between 1.1 and 19.9 persons per hectare, then 75% of households should be within 2.5 miles (or 10 minutes travelling time by public transport) of a static service point (that is, a library) or within ¼ mile of a mobile library stop.
Discussion
THE FOURTH ISSUE – THE PUBLIC SECTOR EQUALITY DUTY
The Legal Framework
"(1) A public authority must, in the exercise of its functions, have due regard to the need to—
(a) eliminate discrimination, harassment, victimisation and any other conduct that is prohibited by or under this Act;
(b) advance equality of opportunity between persons who share a relevant protected characteristic and persons who do not share it;
(c) foster good relations between persons who share a relevant protected characteristic and persons who do not share it.
……
"(3) Having due regard to the need to advance equality of opportunity between persons who share a relevant protected characteristic and persons who do not share it involves having due regard, in particular, to the need to—
(a) remove or minimise disadvantages suffered by persons who share a relevant protected characteristic that are connected to that characteristic;
(b) take steps to meet the needs of persons who share a relevant protected characteristic that are different from the needs of persons who do not share it;
(c) encourage persons who share a relevant protected characteristic to participate in public life or in any other activity in which participation by such persons is disproportionately low.
"(4) The steps involved in meeting the needs of disabled persons that are different from the needs of persons who
are not disabled include, in particular, steps to take account of disabled persons' disabilities.
"(5) Having due regard to the need to foster good relations between persons who share a relevant protected characteristic and persons who do not share it involves having due regard, in particular, to the need to—
(a) tackle prejudice, and
(b) promote understanding.
"(6) Compliance with the duties in this section may involve treating some persons more favourably than others; but that is not to be taken as permitting conduct that would otherwise be prohibited by or under this Act.
"(7) The relevant protected characteristics are—
age;
disability;
gender reassignment;
pregnancy and maternity;
race;
religion or belief;
sex;
sexual orientation……"
"i) Due regard requires more than simply giving consideration to the issue and councillors should be aware of the special duties a council owes to the disabled before they take a decision R(Chavda) v LB Harrow [2007] EWHC 3064 (Admin)ii) "Due regard" is the regard that is appropriate, in all the particular circumstances in which the public authority concerned is carrying out its function as a public authority. The public authority must also pay regard to any countervailing factors. The weight to be given to the countervailing factors is a matter for the public authority concerned rather than the Court, unless the assessment by the public authority is unreasonable or irrational. (Dyson LJ (as he then was) in R(Baker) v SS Communities and Local Government [2008] LGR 239 and R(Brown) v SS Work and Pensions [2008] EWHC 3158 (Admin)).
iii) No duty is imposed to take certain steps or to achieve certain results. The duty is only to have due regard to the need to take the relevant steps. The Court will only interfere if the local authority has acted out with the scope of any reasonable public authority in the circumstances. The public authority will need to take steps to gather all the relevant information (Brown).
iv) The law does not impose a statutory duty on public authorities requiring them to carry out a formal disability equality impact assessment (EIA) when carrying out their functions. At the most it imposes a duty on a public authority to consider undertaking an EIA along with other means of gathering information (Brown).
v) The due regard duty must be fulfilled before and at the time that a particular policy, which will or might affect disabled people, is being considered by the public authority. It involves a conscious approach and state of mind. It must be exercised in substance, with rigour and with an open mind. It is not a question of ticking boxes (Brown).
vi) The duty imposed on the public authority is non delegable. It remains on the public authority charged with it (Brown).
vii) The duty is a continuing one (Brown).
viii) It is good practice for those exercising public functions in public authorities to keep an adequate record, showing they had actually considered their disability equality duties. If records are not kept it may make it more difficult evidentially for a public authority to persuade a Court that it has fulfilled the duty imposed (Brown).
ix) Some of these principles have been drawn together as follows. There is no statutory duty to carry out a formal EIA. The duty is to have due regard, not to achieve certain results. Due regard does not exclude having regard to countervailing factors but is "the regard that is appropriate in all the circumstances". The test of whether a decision maker has had due regard is a test of substance and not of mere form or box ticking. The duty must be performed with rigour and with an open mind and is non delegable. Members are heavily reliant on officers for advice in taking these decisions. That makes it doubly important for officers not simply to tell members what they want to hear but to be rigorous in both enquiring and reporting to them R (Domb and others) v LB Hammersmith and Fulham [2009] EWCA 941 Civ).
x) The clear purpose of (section 149) is to require public bodies to give advance consideration to the issue of (race) discrimination before making any policy decisions that may be effected by such an issue. This is a salutary requirement which must be seen as an integral part of the mechanisms for ensuring the fulfilment and aims of anti discrimination legislation. It is not possible to take the view that non compliance is not a very important matter. [Section 149] has a significant role to play R (Elias) v SS for Defence [2006] EWCA Civ 1293.
xi) Due regard must be an essential preliminary to any important policy decision, not a rearguard action following a concluded decision R (Bapio Action Ltd.) v SSHD [2007] EWCA Civ 1139. .
xii) Consideration of the duties must be an integral part of the proposed policy not justification for its adoption R(Kaur and Others) v London Borough of Ealing [2008] EWHC 2062 (Admin)
xiii) The Section 149 duty must be kept in mind by decision makers throughout the decision making process. It should be embedded in the process but can have no fixed content bearing in mind the range of potential factors and situations. What observance of that duty requires of decision makers is fact sensitive and varies considerably from situation to situation and from time to time and from stage to stage R (Bailey) v LB Brent [2011] EWCA Civ 1586 para 83.
xiv) The importance of complying with Section 149 is not to be understated, nevertheless, in a case where the council was fully appraised of its duty and had the benefit of a most careful report and EIA an air of unreality may descend. Councils cannot be expected to speculate, or to investigate, or to explore, such matters ad infinitum, nor can they be expected to apply, indeed they are to be discouraged from applying, the degree of forensic analysis for the purpose of an EIA and of consideration of their duties under Section 149 which a QC might deploy in Court. The outcome of such cases is ultimately of course fact specific (Bailey para 102 Davis LJ)."
"There must be an analysis of the material 'with the specific statutory considerations in mind'. The thought processes of decision-makers need to include having regard for the duties in 2010 Act. The s. 149 duty must be kept in mind by decision-makers throughout the decision-making process. It should be embedded in the process but can have no fixed content…What observance of the duty requires of decision-makers is fact sensitive; it inevitably varies considerably from situation to situation, from time to time and from stage to stage."
"The importance of complying with s. 149 is not to be understated. Nevertheless, in a case where the council was fully apprised of its duty under s. 149 and had the benefit of a most careful Report and EIA, I consider that an air of unreality has descended over this particular line of attack. Councils cannot be expected to speculate on or to investigate or to explore such matters ad infinitum; nor can they be expected to apply, indeed they are to be discouraged from applying, the degree of forensic analysis for the purpose of an EIA and of consideration of their duties under s.149 which a QC might deploy in court. The outcome of cases such as this is ultimately, of course, fact specific (see Harris). All the same, in situations where hard choices have to be made it does seem to me that to accede to the approach urged by Miss Rose in this case would, with respect, be to make effective decision making on the part of Local Authorities and other public bodies unduly and unreasonably onerous."
Discussion
THE FIFTH ISSUE – THE BEST INTERESTS OF THE CHILD
The Legal Framework
"(2) Each person and body to whom this section applies must make arrangements for ensuring that–
(a) their functions are discharged having regard to the need to safeguard and promote the welfare of children; and
(b) any services provided by another person pursuant to arrangements made by the person or body in the discharge of their functions are provided having regard to that need."
Section 28(1) of the 2004 Act provides that the section applies to, amongst others, local authorities in Wales.
"1. In all actions concerning children, whether undertaken by public or private social welfare institutions, courts of law, administrative authorities or legislative bodies, the best interests of the child shall be a primary consideration".
Discussion
"28 However, section 11 does not in terms require that the children's welfare should be the paramount or even a primary consideration. As the Joint Committee on Human Rights pointed out (19th Report of Session 2003-2004, Children Bill , HL Paper 161; HC 537, paras 69-77), it does not in terms reproduce the wording of article 3.1 of the United Nations Convention on the Rights of the Child (1989) (Cm 1976) ("UNCRC"):
"In all actions concerning children, whether undertaken by public or private social welfare institutions, courts of law, administrative authorities or legislative bodies, the best interests of the child shall be a primary consideration."
"29 Where Convention rights under the Human Rights Act 1998 are engaged, it is well established that they have to be interpreted and applied consistently with international human right standards, including the UNCRC: see ZH (Tanzania) v Secretary of State for the Home Department [2011] 2 AC 116, H (H) v Deputy Prosecutor of the Italian Republic, Genoa (Official Solicitor intervening) [2013] 1 AC 838, Stevens v Secretary of Communities and Local Government [2013] JPL 1383, approved in Collins v Secretary of State for Communities and Local Government [2013] PTSR 1594. It is not suggested in this case that any of the Convention rights are engaged: compare Yumsak (para 19 above), where it was conceded that placing the mother and her children in Birmingham interfered with their rights under article 8 of the Convention for the Protection of Human Rights and Fundamental Freedoms . We have not heard argument on the interesting question of whether, even where no Convention right is involved, section 11 should nevertheless be construed consistently with the international obligations of the United Kingdom under article 3 of the UNCRC. That must be a question for another day."
CONCLUSION