QUEEN'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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Victoria Mdubuaku Okpara |
Appellant |
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- and - |
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Nursing and Midwifery Council |
Respondent |
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Aja Hall (in-house Counsel) for the Respondent
Hearing date: 4 May 2016
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Crown Copyright ©
Mr Justice Warby :
Introduction
The appellate function
(1) The appeal is by way of rehearing. It is not confined to a point of law, but nor is it a hearing of the kind where the court hears the witnesses giving evidence again. In reality it involves a review of the evidence and material before the Panel in accordance with the parameters set out in Gupta v GMC [2002] 1WLR 1691 and Ghosh v GMC [2001] 1 WLR 1915.(2) In relation to findings of fact, the court is entitled to exercise its own judgment on whether the evidence supported such findings. However it will not interfere with a decision unless persuaded that it was wrong.
(3) In considering whether that is so, deference will be shown to the professional knowledge and judgment of the Committee, where and to the extent appropriate. The degree of deference that should be shown will depend on the nature of the issue. There may be issues on which the court is as well placed as the first instance tribunal to make a judgment. But on some issues the first instance tribunal will have advantages.
(4) The Court will recognise that the first instance body will often be at a significant advantage in assessing witness evidence, including that of a registrant. And in relation to findings which reflect a professional judgment concerning standards of professional practice and conduct the court will exercise distinctly secondary judgment. It will give special respect to the judgment of the professional body as the specialist tribunal entrusted with the maintenance of the standards of the profession.
(5) Where the sanction of striking off is imposed, the court will consider whether the reasons given justify that sanction, again giving special respect to the judgment of the professional body.
See in particular Meadow v GMC [2006] EWCA Civ 1390, Fatnami and Raschid v GMC [2007] EWCA Civ 46 [20] (Laws LJ), Sheill v GMC [2008] EWHC 2967 (Admin) [12-13] (Foskett J), and Cheatle v GMC [2009] EWHC 645 [12-15] (Cranston J).
Issues
(1) failed to give proper consideration to her application for an extension of the suspension order;(2) acted in excess of its powers, in breach of its rules, irrationally, or otherwise unlawfully by imposing a striking off order when the original CCC had considered that a disproportionate sanction, and nothing had happened in the meantime to justify the more severe approach;
(3) failed to have regard to the relevant considerations that she had practised without restrictions on her registration between the initial allegations and March 2015; that the condition imposed on her practice at that time was effective; and that there had been no further allegations of incompetence or dishonesty;
(4) imposed a sanction which represented an unlawful interference with her rights under Article 8 of the Convention, as it was unnecessary in pursuit of the need to protect public health or any other recognised head of public interest, or disproportionate to any such need;
(5) acted unfairly and in breach of her rights under Article 6 of the Convention.
The factual background
The charges
"That you, whilst employed as a Band 5 Staff Nurse by [Guys] … while the subject of performance management and/or undergoing periods of supervised practise failed to demonstrate the standards of knowledge, skill and judgment required to practise as a band 5 Staff Nurse in that …
1. Between 4 June 2009 and 18 October 2012 you failed to demonstrate the required skills in … the administration of poly pharmacy medication
That you, a nurse
2. In an application form for the position of a Band 5 Nurse in medicine at [Imperial] in March 2013 … stated in the application form 'I am competent in the administration of medications through various routes … as it has formed a large part of my nursing practice over the past 10 years
3. Your actions in charge 2 above were dishonest in that you were misrepresenting that you were competent to administer medication when you knew that you were not able to demonstrate the safe administration of poly pharmacy between 4 June 2009 and 1 October 2012 during your previous employment at [Guys]."
The initial CCC proceedings
"The Panel decided that you had brought the profession into disrepute. The public would rightly expect that nurses act so as to preserve the health and safety of those in their care. By failing to demonstrate your competency in poly pharmacy administration, you undermined the trust that your patients had in you as their care provider. Furthermore, your dishonesty in misrepresenting yourself to Imperial Healthcare NHS Trust brought the reputation of the profession into disrepute. Nurses are expected to act honestly and with integrity at all times, this includes matters of their employment.
Honesty and integrity are fundamental tenets of the nursing profession. You failed to adhere to these tenets when you misrepresented yourself on your application form for a position at Imperial Healthcare NHS Trust. Your dishonesty was further compounded by the fact that you continued to misrepresent yourself and provide false information when you were interviewed by Imperial Healthcare NHS Trust.
Your behaviour undermines the trust and confidence the public has in the profession. The misconduct and lack of competence that this Panel has found is so serious that a finding of current impairment must be made to uphold public confidence in the profession. For all the reasons thus far, the Panel concluded that you did not act in such a way as to justify the trust and confidence the public ought to have been able to have in you, nor did you uphold and enhance the good reputation of your profession. For all the reasons outlined above, the Panel has decided that your current fitness to practice is impaired by reason of your lack of competence and misconduct."
"The Panel accepted the advice of the legal assessor. He referred the Panel to the case of Solicitors Regulation Authority v Sharma [2010] EWHC 2022 (Admin):
'It was held that save in exceptional circumstances findings of dishonesty would lead to striking off. There was a small residual category where striking off would be a disproportionate sentence in all the circumstances.'
and that of Parkinson v NMC [2010] EWHC 1898 (Admin) which states:
'A nurse found to have acted dishonestly is always going to be at severe risk of having his or her name erased from the register. A nurse who has acted dishonestly, who does not appear before the Panel either personally or by solicitors or counsel to demonstrate remorse, a realisation that the conduct criticised was dishonest, and an undertaking that there will be no repetition, effectively forfeits the small chance of persuading the Panel to adopt a lenient or merciful outcome and to suspend for a period rather than direct erasure.'"
"At the end of the period of suspension, another Panel will review the order, or it may confirm the order. At the review hearing that Panel may revoke the order, or it may replace the order with another order the Panel could have made today."
"Written evidence of training undertaken and how you have kept your knowledge and skills in relation to nursing up to date. This may include online or other courses, journals etc., particularly with reference to medicines administration
A written essay/ (reflective piece) that includes:
- Evidence of learning from the process you have experienced at the NMC as a result of the referral from the Trust.
- Evidence that you have studied the new NMC "The Code- professional standards of practice and behaviour for nurses and midwives" 2015 and the "NMC Standards for medicines management"
- Insight into the impact your dishonesty had on the public and the nursing profession
- The potential impact your lack of competence regarding your medicine administration may have had on patients.
- Written references or testimonials from people who know you well whether in a working environment or not. A reviewing Panel is likely to find testimonials from employers/line managers particularly helpful."
The review proceedings
The regulatory framework
The review hearing and decision
".. detailed and unambiguous guidance as to the steps you would need to take to demonstrate to a future Panel that you have remedied your lack of competence, and had reflected upon and developed insight into your dishonesty and its impact on patients and the reputation of the profession, notwithstanding the suspension of your registration."
"In the judgment of the Panel today, you could have been in no doubt as to what you needed to do in response.
The position before the Panel today is that the Panel has been provided with no evidence of any steps you have taken to maintain your nursing knowledge and skills. You have provided some positive character references. However, there is nothing in them to suggest that the authors are aware of the findings made against you.
You have submitted a written reflection. The Panel found the content deeply concerning for the following reasons.
- You state "even though this issue with St Thomas NHS has caused me a lot of distress and devastation." You give no indication that you have recognised the risk to patients arising from your lack of competency in poly-pharmacy drug administration, which continued for a significant time despite extensive support, or the gravity of your dishonesty. You also state: "I feel it is of little use dwelling on the past but I prefer to think of the way forward."
- Whilst the Panel recognises the difficulties that arise from the suspension of your registration, the substantive Panel gave you clear guidance, and yet there is no information from you to suggest you have attempted to address your lack of competence, for example, by reading journals or undertaking on-line learning in accordance with the previous Panel's suggestion.
- There is nothing to indicate you have studied the current NMC Code of Conduct.
- There is nothing to indicate what lessons, if any you have learned from the regulatory process.
- There is no evidence of insight into the impact of your dishonesty had had on the public and on the nursing profession.
It is clear from your written reflections that you do not appear to accept the previous Panel's findings in relation to your dishonesty. You offer an apology but go on to insist that your actions were not intentional and assert that your misconduct was due to "miscommunications at the time".
"In the Panel's judgment, this new document provided fresh evidence of a worrying lack of insight on your part, leading it to conclude that your lack of insight is persistent and serious. There is no recognition of dishonesty on your part. This had potential consequences for the safety of patients and public confidence in the nursing profession.
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Despite being given some six months to develop insight, you have produced a written reflection which minimises your culpability by insisting that your misconduct was not intentional and was due to miscommunication. Today's Panel has been presented with new evidence regarding your lack of insight, which has increased the Panel's concerns regarding the risk that you will repeat your misconduct."
"the only proportionate and appropriate sanction in this case, sufficient to protect the public, maintain public confidence, and declare and uphold proper stands of professional behaviour, is a striking off order."
"In the judgment of the Panel today, you have provided the Panel with fresh evidence which demonstrates a lack of insight into your failings and the gravity of your misconduct. You continue to deny your personal culpability. You have provided no evidence that you have taken steps to maintain your knowledge. You have not taken advantage of the opportunity afforded to you at the last hearing "to reflect on your conduct and the impact it had on patients and the nursing profession…and demonstrate that you have achieved full insight and remediation." Applying the principles set out in the cases of Sharma and Parkinson, the Panel determined that extending the current suspension order would be insufficient to maintain public confidence and would be an inappropriate response at this time to the misconduct in the case.
The Panel had regard to paragraphs 75.6 and 75.7 of the ISG which make clear that a striking-off order is appropriate in cases which involve dishonesty, and/or a persistent lack of insight into the seriousness of actions or consequences. In the Panel's judgment, both factors apply to this case."
Discussion
(1) The decision not to extend suspension
(2) Imposition of excessive penalty in excess of power/breach of rules, irrationally or otherwise unlawfully
(3) Failure to have regard to relevant considerations
(4) Unnecessary and disproportionate sanction
"It often happens that a solicitor appearing before the tribunal can adduce a wealth of glowing tributes from his professional brethren. A solicitor can often show that for him and his family the consequences of striking off and suspension would be little short of tragic. Often he will say, convincingly, that he has learned his lesson and will not offend again … All these matters are relevant and should be considered. But none of them touches the essential issue, which is the need to maintain among members of the public a well-founded confidence … the reputation of the profession is more important than the fortunes of any individual member. Membership of a profession brings many benefits, but that is a part of the price."
(5) Procedural fairness
Conclusions