QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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DR MATTHEW CORNISH |
Appellant |
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- and - |
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GENERAL MEDICAL COUNCIL |
Respondent |
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Gemma White (instructed by the General Medical Council) for the Respondent
Hearing dates: 24 April 2012
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Crown Copyright ©
Mrs Justice Lang:
a) his conviction for theft of drugs from his employer, the Yeovil District Hospital NHS Trust;b) his misconduct;
c) his adverse physical or mental health, namely, Opioid Dependence Syndrome, currently abstinent (ICD-10, F-11.20).
Facts
"A. There are two components to it. There is the cyclizine …which made me tremor and a bit woozy …which lasts 20 to 30 minutes, and there is the fentanyl, which would immediately give a euphoric feeling, for want of a better word, and for a few minutes being a little bit unco-ordinated and drunk, if you like, but after a few minutes, I would tend to feel quite – what is the word – sort of excited or manic-type state for 20 minutes or so, and then that would gradually come down to feeling more warm..
Q. How would the manic excited state manifest itself?
A. I think I would just be wanting to get things done quickly. It is a sort of euphoric type state, but the first few minutes, I would be quite …spaced out, but then that goes quite quickly into this excited phase for another 15 – 20 minutes."
He added that Cyclizine had a slightly sedating effect, which affected his walking.
"The panel determined that you had committed gross misconduct as you admitted taking large quantities of drugs from the Trust and injecting them intravenously, that you admitted that you knew taking drugs from the Trust was an offence at the time you were taking them. The panel were also particularly concerned that you breached the trust of your patients and colleagues by not confiding your drug taking to your colleagues when you admitted that you knew all the time you had a problem.
The panel considered your mitigating evidence which was that you were extremely contrite, that you have latterly sought help for your drug addiction and that you felt your actions were a product of your addiction. The panel also considered that you had a previously good sickness absence record and that there were no known patient safety issues as a consequence of your drug taking.
The panel reached the decision that the fair and reasonable course of action based on the evidence provided is that you are summarily dismissed from your post for gross misconduct."
"So serious that custody is the only option, massive breach of trust affecting not only your employer but your family, and it has been going on for quite a period and only discovered when you developed an illness as a result of your addiction."
GMC proceedings
"He would benefit from continued medical supervision and monitoring. Currently I am of the opinion that he is not fit to practise in any capacity, but that he requires further assessment from an occupational health expert and possibly further neuropsychological testing to help determine which branches of medicine may best suit Dr Cornish. Any future return to medicine will also need to consider potential risk of relapse should his work involve access to opiate drugs."
"That being registered under the Medical Act 1983, as amended:
1. Between 2003 and January 2010, you were employed as a Consultant Anaesthetist by Yeovil District Hospital NHS Trust (the 'Trust');"
2. Between 2007 and August 2009 you took various quantities of the following drugs from the Trust"
a fentanyl,
b morphine,
c cyclizine,
d lignocaine;
3. The drugs described at paragraph 2 were
a for your own use,
b self-administered
i on trust premises,
ii in your vehicle,
iii at your home;
4. On 8 April 2010 you were convicted at Yeovil Magistrates' Court of Theft by employee contrary to S1(1) and 7 of the Theft Act 1968, in that between 1 March 2008 and 1 September 2009 at Yeovil you stole parented, controlled drugs and related material of a value unknown belonging to Yeovil District Hospital;
5. On 8 April 2010 you were sentenced to
a 12 weeks' imprisonment, suspended for 2 years,
b 5 months' curfew between 2230hrs and 0930hrs, with electronic monitoring,
c pay £85 prosecution costs;
6. On the 6 September 2010, you were medically examined by Dr Sarah Welch, Consultant Psychiatrist, who diagnosed you as suffering from a medical condition, the nature of which is set out in schedule 1;
7. And that by reason of the matters set out above your fitness to practise is impaired because of your
a misconduct,
b conviction,
c adverse physical and mental health."
"Opioid dependence syndrome, currently abstinent (ICD-10 Code F.11.20)."
Appeals
" The appeal court will allow an appeal where the decision of the lower court was –
(a) wrong; or
(b) unjust because of a serious procedural or other irregularity in the proceedings in the lower court."
"On an appeal from a determination by the GMC, acting formerly and in this case through the FPP, or now under the new statutory regime, whatever label is given to the section 40 test, it is plain from the authorities that the court must have in mind and give such weight as is appropriate in the circumstances to the following factors. (i) The body from whom the appeal lies is a specialist tribunal whose understanding of what the medical profession expects of its members in matters of medical practice deserve respect. (ii) The tribunal had the benefit, which the court normally does not, of hearing and seeing the witnesses on both sides. (iii) The questions of primary and secondary fact and the overall value judgment to be made by the tribunal, especially the last, are akin to jury questions to which there may reasonably be different answers."
"16. it seems to me to be clear that we should follow the guidance given in the cases before the change in the appeal system effected on 1 April 2003 …there are in particular two strands in the relevant learning before 1 April 2003. One differentiates the function of the panel or committee in imposing sanctions from that of a court imposing retributive punishment. The other emphasises the special expertise of the panel or committee to make the required judgment.
17. The first of these strands may be gleaned from the Privy Council decision in Gupta v General Medical Council [2002] 1 WLR 1691, para 21, in the judgment of their lordships delivered by Lord Rodger of Earlsferry:
"It has frequently been observed that, where professional discipline is at stake, the relevant committee is not concerned exclusively, or even primarily, with the punishment of the practitioner concerned. Their Lordships refer, for instance, to the judgment of Sir Thomas Bingham MR in Bolton v Law Society [1994] 1 WLR 512, 517 – 519 where his Lordship set out the general approach that has to be adopted. In particular he pointed out that, since the professional body is not primarily concerned with matters of punishment, considerations which would normally weigh in mitigation of punishment have less effect on the exercise of this kind of jurisdiction. And he observed that it can never be an objection to an order for suspension that the practitioner may be unable to re-establish his practice when the period has passed. That consequence may be deeply unfortunate for the individual concerned but it does not make the order for suspension wrong if it is otherwise right. Sir Thomas Bingham MR concluded, at p.519: 'The reputation of the profession is more important than the fortunes of any individual member. Membership of a profession bring many benefits but that is part of the price'. Mutatis mutandis the same approach falls to be applied in considering the sanction of erasure imposed by the committee in this case."
18. The panel then is centrally concerned with the reputation or standing of the profession rather than the punishment of the doctor. This .. engages the second strand to which I have referred. In Marinovich v General Medical Council [2002] UKPC 36 Lord Hope of Craighead, giving the judgment of the Board, said:
"28. …In the appellant's case the effect of the committee's order is that his erasure is for life. But it has been said many times that the Professional Conduct Committee is the body which is best equipped to determine questions such as the sanction that should be imposed in the public interest for serious professional misconduct. This is because the assessment of the seriousness of the misconduct is essentially a matter for the committee in the light of its experience. It is the body which is best qualified to judge what measures are required to maintain the standards and reputation of the profession.
"29. That is not to say that their Lordships may not intervene if there are good grounds for doing so…
19. There is …no tension between this approach and the human rights jurisprudence. That is because of what was said by Lord Hoffmann giving the judgment of the Board in Bijl v General Medical Council [2002] Lloyd's Rep Med 60, paras 2 and 3, which with great respect I need not set out. As it seems to me the fact that a principal purpose of the panel's jurisdiction in relation to sanctions is the preservation and maintenance of public confidence in the profession rather than the administration of retributive justice, particular force is given to the need to accord special respect to the judgment of the professional decision-making body in the shape of the panel. That I think is reflected in the last citation I need give. It consists in Lord Millett's observations in Ghosh v General Medical Council [2001] 1 WLR 1915, 1923, para 34:
"the Board will afford an appropriate measure of respect to the judgment of the committee whether the practitioner's failings amount to serious professional misconduct and on the measures necessary to maintain professional standards and provide adequate protection to the public. But the Board will not defer to the committee's judgment more than is warranted by the circumstances."
20. These strands in the learning then, as it seems to me, constitute the essential approach to be applied by the High Court on a section 40 appeal. The approach they commend does not emasculate the High Court's role in section 40 appeals: the High Court will correct material errors of fact and of course of law and it will exercise a judgment, though distinctly and firmly a secondary judgment, as to the application of the principles to the facts of the case."
Medical Act 1983
"A person's fitness to practise shall be regarded as "impaired" for the purposes of this Act by reason only of:
(a) misconduct;
(c) a conviction …. for a criminal offence;
(d) adverse physical or mental health;"
"(1) Where an allegation against a person is referred under section 35C above to a Fitness to Practise Panel, subsections (2) and (3) below shall apply.
(2 ) Where the Panel find that the person's fitness to practise is impaired, they may, if they think fit –
(a) except in a health case, direct that the person's name be erased from the register;
(b) direct that his registration in the register shall be suspended (that is to say, shall not have effect) during such period not exceeding twelve months as may be specified in the direction; or
(c) direct that his registration shall be conditional on his compliance, during such period not exceeding three years as may be specified in the direction, with such requirements as the Panel think fit to impose for the protection of the public or in his interests."
a) the Panel shall consider and announce its findings of fact (Rule 17(2)(i));b) the Panel shall consider and announce its finding on the question of whether the fitness to practise of the practitioner is impaired, and shall give its reasons for that decision (Rule 17(2)(k);
c) the Panel shall consider and announce its decision as to the sanction or warning, if any, to be imposed (Rule 17(2)(n)).
The finding of fact that the Appellant self-administered in the hospital buildings
"The Panel did not find you to be a credible witness given that you have consistently lied about your drug history.
By your own admission, at the material time your drug use had become chaotic and you were taking drugs from the hospital, when you could, and were injecting twice daily. You told the Panel there were times when you could not wait the 20 minutes to get home. The Panel considers that you could not have had the self-control not to self-administer the drugs within the hospital. It concludes that, given your serious drug addiction, you would not always have been able to delay until you had the opportunity to return to your car.
Furthermore, the Panel does not accept your evidence that your hospital locker was used as a temporary hold for drug paraphernalia to be disposed of. It considers the equipment found within the locker to be a relatively small amount compared to that found in your car and at your home. It has been suggested that the absence of any cannulae within the locker indicates that you were not self-administering within the hospital. The Panel do not accept this.
Therefore, on the basis of the evidence provided, particularly the contents of your personal locker, the episode in the presence of Mr Barry and the fact that by your own admission your life was becoming more chaotic, with your drug abuse out of control, the Panel is satisfied that it can reasonably infer, on the balance of probabilities, that you did self-administer drugs within the hospital buildings."
The sanction of erasure
"Having determined that your fitness to practise is impaired by reason of your misconduct, your conviction and your adverse physical and mental health, the Panel has considered the submissions made by Miss Dudley-Jones, Counsel, on behalf of the GMC and those made by Mr Morris, Counsel, on your behalf, regarding the appropriate sanction, if any, that should be imposed on your registration."
…
Mr Morris submitted that you accept that your misconduct and breaches of Good Medical Practice are serious. However, he submitted that your misconduct was undoubtedly related to your opioid addiction and that you otherwise appear to be, and are, a man of integrity. He submitted that, in all the circumstances, it is not necessary and would be disproportionate to erase your name from the medical register. He concluded that it would be appropriate to impose a lesser sanction which would serve to protect the public interest in all its aspects.
The Panel has had regard to the Indicative Sanctions Guidance (April 2009 with August 2009 revisions) and is aware that the decision as to the appropriate sanction, if any, to impose on your registration is a matter for this Panel exercising its own judgment.
The Panel has considered whether it is necessary for the protection of members of the public, in the public interest or in your own interests to make a direction in relation to your registration. In doing so, it has balanced the public interest against your own interests and has taken into account the principle of proportionality.
The Panel has borne in mind its duty to protect the public, to maintain public confidence in the medical profession, and to uphold proper standards of conduct and behaviour as set out in the GMC's document "Good Medical Practice".
…
The Panel …considered whether it would be appropriate to impose a period of conditions on your registration. The Panel considers that you are not currently fit to return to unrestricted practice not least as you are only in the early stages of recovery. In addition to this, the Panel is of the opinion that it would not be able to formulate conditions which would be appropriate, proportionate, workable and measurable given the nature of the allegations against you. In the light of these factors together with your serious dishonesty and your criminal conviction the Panel is not satisfied that conditional registration would be an appropriate sanction.
Although the Panel accepts that your misconduct and conviction were linked to your opioid addiction, it does not consider that this fully explains or mitigates your behaviour. Your cavalier experimentation, dating back to 1994, led to your opioid addiction and subsequent misconduct and conviction for theft of controlled drugs and related material in 2009. The Panel considers that your actions constitute a serious breach of trust. Your dishonesty was at the higher end of the spectrum and you were calculating and deceitful. Not only did your theft involve a breach of trust but was persistent and covered up.
The Panel was provided with supportive testimonials submitted from professional colleagues, who were aware of the allegations made against you. These attest to your good clinical skills and competence as a consultant anaesthetist. Although the Panel has taken account of these testimonials they have to be weighed against the misconduct and the evidence in this case which suggests you put your own interests before those of your patients.
The Panel has noted the comments of the health assessors who all concurred that you are fit to practise, albeit not in anaesthesia or in a position of having access to opioids, and provided sufficient monitoring and supervision are in place. The Panel considers that the health assessors were rightly focussed on the health issues in this case, and the prognosis going forward in relation to your addiction rather than the seriousness of your misconduct and subsequent conviction. This Panel has a wider brief and must consider all elements of the case in determining the appropriate sanction.
The Panel is not satisfied that you have sufficient insight into your misconduct. It acknowledges that at the outset of the hearing you admitted many of the paragraphs of the allegation and during your evidence you admitted the full history of your drug dependency. However, the Panel is concerned that but for your health problems in August 2009 your conduct may not have come to light. It also remains concerned that you were not open and frank about your drug history when it was discovered and that you further compounded this when you gave a 'truncated' account to Dr Briscoe and Dr Welch. The Panel considers that this demonstrates evidence of deep-seated personality or attitudinal problems. This opinion is also supported by your actions in 2000 when you returned to work in Kidderminster, following your eight month suspension and abstinence. On your first day back at work you made a conscious decision to reward yourself by taking fentanyl.
The Panel also considers your behaviour to be irresponsible in that you self-administered drugs within your car, on trust premises, where you could have been observed and you took drugs before undertaking anaesthetic sessions. Furthermore, you left contaminated drug paraphernalia in your car and at your home with a total disregard for the safety of your family and others who may have come into contact with it. All this carried an inevitable risk to your patients, your family and the wider public.
The Panel has been informed that there has been no evidence of a repetition of your behaviour since the matters which have brought you before this Panel and it recognises the efforts you have made to rehabilitate yourself. It notes that you have now been abstinent from drug misuse since your hospitalisation in August 2009. However, it is not convinced that you would not repeat your behaviour given the opportunity. You have been out of medical practice since August 2009 and therefore your abstinence has not been tested within a professional setting.
The Panel considers that your misconduct constitutes a particularly serious departure from the principles set out in Good Medical Practice. Indeed the Panel is of the view that you have displayed a reckless disregard for these principles. Doctors occupy a position of privilege and trust in society and are expected to act with integrity and to uphold proper standards of conduct.
The Panel has regard to the Indicative Sanctions Guidance, in particular paragraph 78 and 79 concerning the case of Dr Prabha Gupta v GMC (Privy Council Appeal No 44 of 2001) in which the court adopted the dicta of Lord Bingham, Master of the Rolls, who in the case of Bolton v The Law Society stated inter alia:
'…The essential issue…is the need to maintain among members of the public the well founded confidence that any solicitor [doctor]…will be a person of unquestionable integrity, probity and trustworthiness…The reputation of the profession is more important than the fortunes of an individual member. Membership of a profession brings many benefits, but that is part of the price.'
The Panel considers that your misconduct demonstrates a blatant disregard for patient safety, is likely to undermine public confidence in the profession and bring the standing of the profession into disrepute. The Panel's overriding duty is the protection of patients; your behaviour has put patients at risk and if repeated could do so in the future. The Panel has therefore concluded that your misconduct and criminal conviction for those matters are fundamentally incompatible with you continuing to be a registered medical practitioner.
In the light of these factors, the Panel has determined that suspension is not an appropriate sanction. It would not be sufficient to mark the seriousness of your misconduct, to protect the public interest or ensure the maintenance of public confidence in the profession.
The Panel has therefore concluded that it is both proportionate and necessary in the public interest to direct that your name be erased from the Medical Register."
a) In reaching the conclusion that the Appellant's misconduct demonstrated a "blatant disregard" for patient safety, and that it was more by good luck than good management that no patients were harmed, the Panel failed to attach any or any adequate weight to the evidence from the Appellant, his colleagues and the Trust that he was a well-regarded, competent practitioner and there had been no formal or informal complaints about his work with patients, during his 15 years of opioid dependence.b) The Panel was not justified in finding that his misconduct constituted "a particularly serious departure from the principles set out in Good Medical Practice" and showed "a reckless disregard" for those principles, which are factors listed in the Indicative Sanctions Guidance, paragraph 82, identifying when erasure may be appropriate. In particular, the Panel failed to view his misconduct in its proper context, and failed to give the appropriate weight to the evidence that his misconduct was linked to his ill health, namely, his opioid dependence; the opportunistic nature of his drug taking in 1994 and 1996; and the insight into his misconduct, demonstrated by his admissions and full disclosure to the Panel, and the testimonial evidence.
c) The Panel was wrong to conclude that there was evidence demonstrating deep-seated personality or attitudinal problems, in the light of the expert psychiatric and testimonial evidence, and the submissions of the GMC's counsel.
d) The Panel's finding that the Appellant's honesty and integrity could not be relied upon was wrong in the light of the evidence, and for the reasons set out in paragraph 60 above.
e) The Panel failed adequately to take into account the steps the Appellant has taken to remedy his opioid dependence, namely, his full voluntary disclosure of his addiction history; the development of insight, as confirmed by the expert psychiatric evidence; his abstinence and his continued engagement in a treatment programme.
f) The Panel, in concluding that it was not convinced that the Appellant would not repeat his behaviour given the opportunity, failed to consider the evidence as to his remediation and rehabilitation and the risk of relapse.
g) It was inherent in the decision to erase that the Appellant's misconduct could not be remediated, but this was inconsistent with the Panel's observation in its impairment determination, where it stated that "an insufficient time has passed for your misconduct to have been re-mediated".
h) The Panel failed to consider the public interest in allowing the return of a clinically competent doctor to return to practice.
i) The Panel failed to bear properly in mind the following parts of the Indicative Sanctions Guidance:
i) the purpose of sanctions is not to be punitive but to protect patients and the wider public interest, although they may have a punitive effect (paragraph 20);ii) in acting proportionately any sanction and the period for which it is imposed must be necessary to protect the public interest (paragraph 22);iii) erasure is appropriate where it is the only means of protecting patients and the wider public interest, which includes maintaining public trust and confidence in the profession (paragraph 77)j) No reasonable panel would have concluded that erasure was the appropriate sanction, bearing in mind the advice in the Indicative Sanctions Guidance.
a) the doctor presented a risk to patients;b) the doctor had brought the profession into disrepute;
c) the doctor had breached one of the fundamental tenets of the profession;
d) the doctor's integrity could not be relied upon.
Paragraph 1: "Patients need good doctors. Good doctors make the care of their patients their first concern: they are competent, keep their knowledge and skills up to date, establish and maintain good relationships with patients and colleagues, are honest and trustworthy and act with integrity."
Paragraph 56: "Probity means being honest and trustworthy and acting with integrity: this is at the heart of medical professionalism."
Paragraph 57: "You must make sure that your conduct at all times justifies your patients' trust in you and the public's trust in the profession."
Paragraph 79: "…if your judgment or performance could be affected by a condition or its treatment, you must consult a suitably qualified colleague. You must ask for and follow their advice about investigations, treatment and changes to your practice that they consider necessary. You must not rely on your assessment of the risk you pose to patients."
"devious in your actions in concealing your addiction from your colleagues. Your conduct was calculated, demonstrated a pattern of behaviour which was protracted over 18 months, involved theft of a substantial quantity of drugs and constituted a serious breach of trust."
"of course there are moral issues here and whatever, but in terms of a deep-seated attitudinal problem, I do not see Dr Cornish as having any sort of a personality disorder or any sort of psychopathic personality disorder."
The Panel was considering what Dr Gilvarry inaptly labelled "the moral issues" i.e. the Appellant's lack of integrity, his untrustworthiness, his deliberate flouting of the rules and his unprofessional behaviour.
"you would self-administer drugs prior to attending work and during the course of the day before undertaking anaesthetic lists. You admitted that you recognised the potential risk to patients but persisted with this course of action. You attributed this to your opioid addiction."
a) the misconduct was fundamentally incompatible with continued registration; andb) there was evidence of deep-seated personality or attitudinal problems;
c) the Appellant did not have sufficient insight into his misconduct;
d) it was not convinced that the Appellant would not abuse drugs again, given the opportunity.
Note 1 At the Panel hearing, Counsel for the Appellant explained that the correct word was ‘parenteral’. [Back]