QUEEN'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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HER MAJESTY'S ATTORNEY GENERAL |
Claimant |
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- and - |
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RANDOM HOUSE GROUP LTD |
Defendant |
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Ms Catrin Evans (instructed by Group Legal, Random House Group Limited) for the Defendant
Hearing dates: 9 July 2009
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Crown Copyright ©
Mr Justice Tugendhat :
THE ORDER SOUGHT
CONTEMPT OF COURT – THE STRICT LIABILITY RULE
"1 The strict liability rule
In this Act "the strict liability rule" means the rule of law whereby conduct may be treated as a contempt of court as tending to interfere with the course of justice in particular legal proceedings regardless of intent to do so.
2 Limitation of scope of strict liability
(1) The strict liability rule applies only in relation to publications, and for this purpose "publication" includes any …, writing, .. or other communication in whatever form, which is addressed to the public at large or any section of the public.
(2) The strict liability rule applies only to a publication which creates a substantial risk that the course of justice in the proceedings in question will be seriously impeded or prejudiced....
5 Discussion of public affairs
A publication made as or as part of a discussion in good faith of public affairs or other matters of general public interest is not to be treated as a contempt of court under the strict liability rule if the risk of impediment or prejudice to particular legal proceedings is merely incidental to the discussion."
"The primary defence of the administration of justice from unlawful interference by [publications] is the heavy sanction of prosecution if a contempt of court is committed".
"(1) Each case must be decided on its own factsc.
c See A-G v News Group Newspapers Ltd [1986] 2 All ER 833 at 843, [1987] QB 1 at 18 per Parker LJ and A-G v BBC (11 June 1996, unreported), where Auld LJ said: 'The degree of risk of impact of a publication on a trial and the extent of that impact may both be affected, in differing degrees according to the circumstances, by the nature and form of the publication and how long it occurred before trial. Much depends on the combination of circumstances in the case in question and the court's own assessment of their likely effect at the time of publication. This is essentially a value judgment for the court, albeit that it must be sure of its judgment before it can find that there has been contempt. There is little value in making detailed comparisons with the facts of other cases.'
(2) The court will look at each publication separately and test matters as at the time of publication (see A-G v English [1982] 2 All ER 903 at 918, [1983] 1 AC 116 at 141 per Lord Diplock and A-G v Guardian Newspapers Ltd …[1992] 3 All ER 38 at 48–49, [1992] 1 WLR 874 at 885); nevertheless, the mere fact that, by reason of earlier publications, there is already some risk of prejudice does not prevent a finding that the latest publication has created a further riskd. [It was common ground that there was no room for reading the singular word 'publication' in s 2 of the 1981 Act as the plural in accord with s 6 of the Interpretation Act of 1978.]
d See A-G v Independent Television News Ltd [1995] 2 All ER 370 at 381: 'Mr Moses contended that it does not follow that because a risk had been created by the broadcast (on the night before) further publication in newspapers would not create fresh and added risk of prejudice. In other words, if several newspapers published prejudicial material, they cannot escape from liability by contending that the damage has already been done, because each affords its own additional risk of prejudice, or, as it might be said, each exacerbates and increases that risk. In my judgment, that submission is correct.'
(3) The publication in question must create some risk that the course of justice in the proceedings in question will be impeded or prejudiced by that publication.
(4) That risk must be substantiale.
e In A-G v BBC Auld LJ said: '… the threshold of risk is not high, simply of more than a remote or minimal risk of serious prejudice.'
(5) The substantial risk must be that the course of justice in the proceedings in question will not only be impeded or prejudiced but seriously so.
(6) The court will not convict of contempt unless it is sure that the publication has created this substantial risk of that serious effect on the course of justice.
(7) In making an assessment of whether the publication does create this substantial risk of that serious effect on the course of justice the following amongst other matters arise for consideration: (a) the likelihood of the publication coming to the attention of a potential juror; (b) the likely impact of the publication on an ordinary reader at the time of publication; and (c) the residual impact of the publication on a notional juror at the time of trial. It is this last matter which is crucial.
One must remember that in this, as in any exercise of risk assessment, a small risk multiplied by a small risk results in an even smaller riskf.
f In A-G v Independent Television News Ltd [1995] 2 All ER 370 at 383 Leggatt LJ said: 'During the nine months that passed after anyone had read the offending articles, the likelihood is that he no longer would have remembered it sufficiently to prejudice the trial. When the long odds against the potential juror reading any of the publications is multiplied by the long odds against any reader remembering it, the risk of prejudice is, in my judgment, remote.'
(8) In making an assessment of the likelihood of the publication coming to the attention of a potential juror the court will consider amongst other matters: (a) whether the publication circulates in the area from which the jurors are likely to be drawn, and (b) how many copies circulated.
(9) In making an assessment of the likely impact of the publication on an ordinary reader at the time of publication the court will consider amongst other matters: (a) the prominence of the article in the publication, and (b) the novelty of the content of the article in the context of likely readers of that publication.
(10) In making an assessment of the residual impact of the publication on a notional juror at the time of trial the court will consider amongst other matters: (a) the length of time between publication and the likely date of trialg, (b) the focusing effect of listening over a prolonged period to evidence in a caseh, and (c) the likely effect of the judge's directions to a jury.
g This was discussed both in A-G v Independent Television News Ltd [1995] 2 All ER 370 and in A-G v News Group Newspapers Ltd [1986] 2 All ER 833 at 843, [1987] QB 1 at 17–18, where Parker LJ explained: 'The imminence or remoteness of the proceedings will still vitally affect both the existence of a substantial risk of prejudice and the question whether, if there is such a risk, it is a risk that the course of justice will be seriously impeded or prejudiced. Both the risk and the degree of prejudice will, as it seems to me, increase with the proximity of the trial ….' In the same case Donaldson MR had said ([1986] 2 All ER 833 at 841, [1987] QB 1 at 15): 'Proximity in time between the publication and the proceedings would probably have a greater bearing on the risk limb than on the seriousness limb, but could go to both.'
h In Ex p Telegraph plc [1993] 2 All ER 971 at 978, [1993] 1 WLR 980 at 987 Lord Taylor CJ said: '… a court should credit the jury with the will and ability to abide by the judge's direction to decide the case only on the evidence before them. The court should also bear in mind that the staying power and detail of publicity, even in cases of notoriety, are limited and that the nature of a trial is to focus the jury's minds on the evidence before them rather than on matters outside the courtroom …'
This last matter in particular has been the subject of extensive judicial comment in two different contexts: in the context of a trial or an appeal from a trial verdict and in the context of contempt proceedings. There have been many cases where, notwithstanding such prejudicial publications, the convictions have not been quashed. However, undoubtedly there have also been occasions where convictions have been quashed notwithstanding judicial directions to the jury to ignore prejudicial comments in the media.
In the former category of cases what has been stressed is that the whole system of trial by jury is predicated upon the ability and willingness of juries to abide by the directions given to them by the judge and not to accept as true the content of a publication just because it has been published…."
"on an application under section 2(2) of the Contempt of Court Act 1981 it was a sufficient basis for finding strict liability contempt that the publication created a seriously arguable ground of appeal against conviction, and it was not necessary to demonstrate a degree of prejudice that would justify an order for a stay; that the questions for the trial judge when considering whether to abandon a trial or order a stay and for the Divisional Court when considering an application under section 2(2) were not the same, although it was unlikely that a publication which had resulted in the discharge of the jury would not amount to a contempt;…"
"… the question of whether there was a similar risk of the course of justice being seriously impeded also requires to be answered. As to that Mr. Eady submitted there was no such risk. Anyhow the trial, apart from a few hours interruption, proceeded. Such a matter, regrettable though it is, is, in effect, I think he would say, de minimis, it disturbed the trial but little. Mr. Havers maintains that that is the wrong approach to providing an answer to the question. It was on the cards after the broadcast that the jury would have to be discharged. That was the risk present at that time and moreover it was accompanied by the risk that if the jury was not discharged and the defendants were convicted the failure by the judge to discharge the jury would found a ground of appeal . . . In my view Mr. Havers is right. Such procedural changes to a trial as might have come about and the effects of them could rightly be said to delay and obstruct the course of justice. In the circumstances it cannot have been difficult to foresee that just that would happen. There would have existed in the words of the statute a substantial risk that the course of justice would be seriously impeded, with the additional consequence, I would add, of possible prejudice to the defendants through having to wait for a fresh trial and being tried by another jury."
"one and the same publication may well constitute a contempt and yet, even though not substantially mitigated in its effect by a temporary stay and/or change of venue, not so prejudice the trial as to undermine the safety of any subsequent conviction. To my mind that can only be because section 2(2) postulates a lesser degree of prejudice than is required to make good an appeal against conviction. Similarly it seems to me to postulate a lesser degree of prejudice than would justify an order for a stay. In short, section 2(2) is designed to avoid (and where necessary punish) publications even if they merely risk prejudicing proceedings, whereas a stay will generally only be granted where it is recognised that any subsequent conviction would otherwise be imperilled, and a conviction will only be set aside (at all events now, since section 2 of the Criminal Appeal Act 1995) if it is actually unsafe. Whilst, therefore, it is correct to say that the Attorney-General has to prove a contempt application beyond reasonable doubt, one must also bear in mind, as Auld L.J. observed in Attorney-General v. British Broadcasting Corporation [1997] E.M.L.R. 76, 82-83, that the threshold of risk is not high."
"I was there envisaging a publication being held in contempt even though it does not require (to ensure a safe conviction) the trial to be moved or delayed, provided only it requires some extreme direction to be given to the jury "or creates at the very least a seriously arguable ground for an appeal on the basis of prejudice." Put aside the need merely for a special direction (which, if it stood alone, would perhaps be a debatable basis for a finding of contempt). I still think that to create a seriously arguable ground of appeal is a sufficient basis for finding strict liability contempt.
Clearly it is a relevant consideration too when a judge at first instance is deciding whether or not to grant a temporary stay. But more particularly the trial judge will ask himself: "Is there a real danger that the jury cannot reach a just verdict, or the defendant have a fair trial?" The judge will have to form a view as to just how seriously prejudicial the publication is, to what extent it can be mitigated by special directions, how desirable it is to avert a possible risk of a successful appeal on that ground …, and how inconvenient and costly in the particular circumstances a stay would be (depending in large part no doubt on how far into the trial the problem arises). In reaching his decision the judge will of course bear well in mind the many powerful and authoritative dicta summarised in the passage I have already cited from Auld L.J.'s judgment in Attorney-General v. British Broadcasting Corporation [1997] E.M.L.R. 76 and emphasised afresh by Lord Taylor of Gosforth C.J. in Reg. v. West [1996] 2 Cr.App.R. 374, to the effect that juries generally can be expected to comply with their oaths and to decide cases solely according to the evidence put before them and the directions they are given. Mr. Pannick not surprisingly lays great stress on these. But, as Mr. Havers points out, if one carries this principle too far, there would be no need for a law of contempt in the first place, and on occasions it is quite unrealistic to expect the jury to disregard extraneous material, in particular when published contemporaneously with the trial."
"If, on the trial of any person for an offence on indictment, the court thinks fit, it may at any time (whether before or after the jury have been directed to consider their verdict) permit the jury to separate."
THE TEST FOR GRANTING AN INTERIM INJUNCTION
"Where the contempt would consist of impeding or prejudicing the course of justice, it will rarely be appropriate for two reasons. ... The second is that it is the wise and settled practice of the courts not to grant injunctions restraining the commission of a criminal act (and contempt of court is a criminal or quasi-criminal act) unless the penalties available under the criminal law have proved to be inadequate to deter the commission of the offences. Unlawful street trading and breaches of the provisions of the Shops Acts are well-known examples."
"… the liberty of the press consists in laying no previous restraints on publications … Every man has an undoubted right to lay what sentiments he pleases before the public; to forbid this is to destroy the freedom of the press; but if he publishes what is improper, mischievous or illegal, he must take the consequences of his own temerity".
" 1. Everyone has the right to freedom of expression. this right shall include freedom to hold opinions and to receive and impart information and ideas without interference by public authority ....
2. The exercise of these freedoms, since it carries with it duties and responsibilities, may be subject to such formalities, conditions, restrictions or penalties as are prescribed by law and are necessary in a democratic society, in the interests of national security, ... or public safety, for the prevention of disorder or crime, ..., for the protection of the ...the rights of others, ..., or for maintaining the authority and impartiality of the judiciary."
"12 Freedom of expression
(1) This section applies if a court is considering whether to grant any relief which, if granted, might affect the exercise of the Convention right to freedom of expression...
(3) No such relief is to be granted so as to restrain publication before trial unless the court is satisfied that the applicant is likely to establish that publication should not be allowed.
(4) The court must have particular regard to the importance of the Convention right to freedom of expression and, where the proceedings relate to material which the respondent claims, or which appears to the court, to be journalistic, literary or artistic material (or to conduct connected with such material), to—
(a) the extent to which—
(i) the material has, or is about to, become available to the public; or
(ii) it is, or would be, in the public interest for the material to be published;...
(5) In this section— ... "relief" includes any remedy or order …."
"Freedom of expression, as enshrined in Article 10, is subject to a number of exceptions which, however, must be narrowly interpreted and the necessity for any restrictions must be convincingly established."
"Section 12(3) makes the likelihood of success at the trial an essential element in the court's consideration of whether to make an interim order. But in order to achieve the necessary flexibility the degree of likelihood of success at the trial needed to satisfy section 12(3) must depend on the circumstances. There can be no single, rigid standard governing all applications for interim restraint orders. Rather, on its proper construction the effect of section 12(3) is that the court is not to make an interim restraint order unless satisfied the applicant's prospects of success at the trial are sufficiently favourable to justify such an order being made in the particular circumstances of the case. As to what degree of likelihood makes the prospects of success "sufficiently favourable", the general approach should be that courts will be exceedingly slow to make interim restraint orders where the applicant has not satisfied the court he will probably ("more likely than not") succeed at the trial. In general, that should be the threshold an applicant must cross before the court embarks on exercising its discretion, duly taking into account the relevant jurisprudence on article 10 and any countervailing Convention rights. But there will be cases where it is necessary for a court to depart from this general approach and a lesser degree of likelihood will suffice as a prerequisite. Circumstances where this may be so include those mentioned above: where the potential adverse consequences of disclosure are particularly grave, or where a short-lived injunction is needed to enable the court to hear and give proper consideration to an application for interim relief pending the trial or any relevant appeal."
"24. … what standard of proof has to be satisfied by the applicant before it can obtain an injunction?
25 I am prepared to accept … that the applicant must satisfy the "criminal standard": i.e. that the court should be "sure". That begs the question: sure of what? In my view the court has to be "sure" that there is a threatened contempt of court. That means that the applicant must demonstrate:
(1) that the court is sure that the alleged acts are going to be carried out, if not restrained;
(2) that the court is sure that if the alleged acts are carried out, then they would amount to a contempt of court. For the present case the test must be … that the acts would create a substantial risk that the course of justice in this trial will be seriously impeded or prejudiced."
THE ISSUES TO BE DETERMINED
i) Does the proposed sale of the Book create some risk that the course of justice in the Trial will be impeded or prejudiced by that publication (sub-para (3))?ii) If so, is that risk substantial (sub-paras (4), (7), (8), (9), (10))?
iii) If so, is the risk that the course of justice at the Trial will not only be impeded or prejudiced, but seriously so (sub-paras (5), (7), (8), (9), (10))?
iv) If so, does s.5 of the Act provide a defence to the alleged contempt that is threatened?
v) If not, is an injunction the necessary and proportionate remedy to meet the risk, having regard to HRA s.12(4)(a)(i) and (ii), and any alternatives measures that may be available?
THE HISTORY OF THE PROCEEDINGS
i) Two counts of conspiracy to murder: Counts 1 and 1A – Count 1 was conspiracy to murder by detonation of improvised explosive devices on board transatlantic passenger aircraft; Count 1A was 'simple' conspiracy to murder (the difference being sufficiently important for purposes of any sentence to justify a determination by the jury);ii) Count 2: conspiracy to endanger the safety of an aircraft – the jury were discharged from returning verdicts on count 2;
iii) Count 3: conspiracy to cause an explosion likely to endanger life or cause serious damage to property;
iv) Count 4: conspiracy to cause a public nuisance by the publication or distribution of video recordings threatening the murder of persons by means of suicide operations, such threats being designed to influence government and intimidate the public.
PREJUDICE
IMPEDIMENT
s5 OF THE ACT
"a better test is surely to look at the subject matter of the discussion and see how closely it relates to the particular legal proceedings. The more closely it relates the easier it will be for the Attorney-General to show that the risk of prejudice is not merely incidental to the discussion. The application of the test is largely a matter of first impression".
"the prejudice was not merely incidental to the discussion since the discussion was about [the artist]'s actions which had led to the trial".
WHETHER AN INJUNCTION SHOULD BE GRANTED
"… even if the judge is satisfied that an order would achieve the objective, he or she would still have to consider whether the risk could satisfactorily be overcome by some less restrictive means. If so it could not be said to be necessary…"
"19 In de Freitas v Permanent Secretary of Ministry of Agriculture, Fisheries, Lands and Housing [1999] 1 AC 69, 80, the Privy Council, drawing on South African, Canadian and Zimbabwean authority, defined the questions generally to be asked in deciding whether a measure is proportionate:
"whether: (i) the legislative objective is sufficiently important to justify limiting a fundamental right; (ii) the measures designed to meet the legislative objective are rationally connected to it; and (iii) the means used to impair the right or freedom are no more than is necessary to accomplish the objective."
This formulation … omits[s] reference to an overriding requirement which … is … the need to balance the interests of society with those of individuals and groups. This is indeed an aspect which should never be overlooked or discounted. The House recognised as much in R (Razgar) v Secretary of State for the Home Department [2004] 2 AC 368, paras 17-20, 26, 27, 60, 77, when, having suggested a series of questions which an adjudicator would have to ask and answer in deciding a Convention question, it said that the judgment on proportionality:
"must always involve the striking of a fair balance between the rights of the individual and the interests of the community which is inherent in the whole of the Convention. The severity and consequences of the interference will call for careful assessment at this stage." (see para 20).
If, as counsel suggest, insufficient attention has been paid to this requirement, the failure should be made good."