QUEEN'S BENCH DIVISION
Strand, London, WC2A 2LL |
||
B e f o r e :
____________________
ANTHONY ADORIAN |
Claimant |
|
- and - |
||
THE COMMISSIONER OF POLICE OF THE METROPOLIS |
Defendant |
____________________
Mr P Stagg (instructed by Directorate of Legal Services) for the Defendant
Hearing dates: 29.04.2008
____________________
Crown Copyright ©
The Honourable Mr Justice Owen :
" damages in negligence and damages, including aggravated and exemplary damages, for assault and battery as a result of the actions of police officers acting in the performance or purported performance of their police functions under the defendant's direction and control on or after 21 August 2004."
"1. permission to bring proceedings for trespass to his person as required under section 329
2. seeking an extension of time for making that application."
The claim arises out of an incident that took place in the early hours of 21 August 2004. At about 12.30 a.m. the claimant was arrested by a police officer, PS Boyle, in Ixworth Place, London SW3 for threatening behaviour, breach of the peace and obstructing a police officer in the course of his duty. The claimant was taken to Kensington police station where he was examined by a force medical examiner who concluded that he was unfit to be detained, and referred him to hospital where he was found to have sustained a complex injury involving fractures of the head of the right femur and of the posterior wall of the acetabulum, injuries that he contends were sustained in the course of the arrest.
Both the defendant's application and the claimant's cross-applications turn on the proper construction and application of section 329 of the Criminal Justice Act 2003. It is in the following terms:
"329 - Civil proceedings for trespass to the person brought by an offender
(1) This section applies where
(a) a person ("the claimant") claims that another person ("the defendant") did an act amounting to trespass to the claimant's person, and
(b) the claimant has been convicted in the United Kingdom of an imprisonable offence committed on the same occasion as that on which the act is alleged to have been done.
(2) Civil proceedings relating to the claim may be brought only with the permission of the court.
(3) The court may give permission for the proceedings to be brought only if there is evidence that either
(a) the condition in subsection (5) is not met, or
(b) in all the circumstances, the defendant's act was grossly disproportionate.
(4) If the court gives permission and the proceedings are brought, it is a defence for the defendant to prove both
(a) that the condition in subsection (5) is met, and
(b) that, in all the circumstances, his act was not grossly disproportionate.
(5) The condition referred to in subsection (3)(a) and (4)(a) is that the defendant did the act only because:
(a) he believed that the claimant
(i) was about to commit an offence
(ii) was in the course of committing an offence, or
(iii) had committed an offence immediately beforehand; and
(b) he believed that the act was necessary to
(i) defend himself or another person,
(ii) protect or recover property,
(iii) prevent the commission or continuation of an offence, or
(iv) apprehend, or secure the conviction, of the claimant after he had committed an offence;
or was necessary to assist in achieving any of those things.
(8) In this section -
(a) the reference to trespass to the person is a reference to
(i) assault,
(ii) battery, or
(iii) false imprisonment;
(b) references to a defendant's belief are to his honest belief, whether not the belief was also reasonable;
(c) "court" means the High Court or a county court; and
(d) "imprisonable offence" means an offence which, in the case of a person aged 18 or over, is punishable by imprisonment."
The defendant contends that section 329(2) gives rise to a mandatory requirement to seek and obtain permission before the issue of proceedings, and that failure to do so renders the proceedings a nullity in their entirety. The claimant submits that on the proper construction and application of the section, proceedings commenced without prior permission are not a nullity in that the court can entertain a subsequent application for permission, and further submits that permission should be granted in this case.
i) What is the effect of failure to comply with section 329(2)? Does such failure:a) render the proceedings a nullity in their entirety, alternativelyb) bar the cause of action in assault and battery but leave the claim in negligence unaffected, orc) amount to a procedural irregularity that can be cured by subsequent application at the discretion of the court?ii) If on the proper construction and application of the Act the answer to (i) above is (c), should permission be granted on the facts of this case?
"The claimant was arrested by police officers for breach of the peace and removed to a place of safety under section 136 of the Mental Health Act 1983 where he was detained for over a week. Just before the expiration of the 6-year limitation period laid down by section 2 of the Limitation Act 1980 he brought proceedings against the police authority for damages for, inter-alia, misuse of section 136. The district judge found that the claimant had failed to obtain the necessary leave of the High Court under section 139(2) of the 1983 Act to commence civil proceedings in respect of acts purporting to be done in pursuance of the Act and struck out the whole claim as a nullity. The claimant, who was now outside the limitation period for commencing fresh proceedings, appealed and the judge restored that part of the claim not relating to the police's purported exercise of the power to remove him to a place of safety. The claimant appealed on the grounds that the requirement for the leave of the High Court was directory rather than mandatory and the situation could be remedied by subsequent grant of leave with a stay of proceedings in the meantime. The Court of Appeal upheld the judge's ruling."
The claimant's appeal to the House of Lords was dismissed, Lord Woolf and Baroness Hale of Richmond dissenting.
"(1) No person shall be liable, whether on the ground of want of jurisdiction or on any other ground, to any civil or criminal proceedings to which he would have been liable apart from this section in respect of any act purporting to be done in pursuance of this Act or any regulations or rules made under this Act, or in, or in pursuance of anything done in, the discharge of functions conferred by any other enactment on the authority having jurisdiction under part vii of this Act unless the Act was done in bad faith or without reasonable cause.
(2) No civil proceedings shall be brought against any person in any court in respect of any such act without the leave of the High Court and no criminal proceedings shall be brought against any person in any court in respect of any such act except by or with the consent of the Director of Public Prosecutions. "
"(5) In construing any statutory provision the starting point must always be the language of the provision itself. On this the parties made competing submissions. Mr Jeremy Johnson, in an admirable argument for the Chief Constable, contended that Parliament had made its intention quite clear; any proceedings brought without leave were to be a nullity. This was the view cogently expressed by Scott Baker LJ in his leading judgment in the Court of Appeal paragraph 17, 34-35.
(6) Mr Robert Macracken for Mr Seal challenged this reading. He relied strongly on Rendall v Blair (1890) 45 Ch D 139 and in Re Saunders (a bankrupt) [1997] Ch 60 in which the statutory conditions in question, although dealing with different subject matters, were not markedly weaker than in section 139(2) but a different result was reached. He pointed out that although section 2 of the Limitation Act 1980, following its predecessor sections in earlier acts, provides that "an action founded on tort shall not be brought " proceedings issued after the expiry of the statutory limitation period had never been held to be a nullity. He also strongly relied on R v Secretary of State for the Home Department, ex p Jeyeanthan [2000] 1 WLR 354, 358 362, where Lord Woolf MR made plain the court's general reluctance to hold that the effect of failure to comply with a procedural requirement is to render proceedings null.
(7) I see considerable force in both these submissions. On the one hand, "no civil proceedings shall be brought " in section 139(2) reads "as a clear and emphatic question". On the other hand, the variation of language as between section 139(2) and section 17 of the Charitable Trustees Act 1853 (considered in Rendall v Blair 45 Ch D 139) or section 285(3) of the Insolvency Act 1986 (considered in Re Saunders [1997] Ch 60 is not so marked as, without more, to warrant a radically different conclusion, and the welcome tendency to prefer substance to form must generally discourage the invalidation of proceedings for want of compliance with a procedural requirement. Whilst, therefore, I am inclined to favour the Chief Constable's reading of section 139(2), I do not think the answer to a question such as this should ordinarily turn on a detailed consideration of the language used by Parliament in one provision as compared with that used in another. The important question is whether, in requiring a particular condition to be satisfied before proceedings are brought, Parliament intended to confer a substantial protection on the putative defendant, such as to invalidate proceedings brought without meeting the condition, or to impose a procedural requirement giving rights to the defendant if a claimant should fail to comply with the requirements but not nullifying the proceedings: see R v Soneji [2006] 1 AC 340 paragraph 23. To answer this question a broader enquiry is called for. "
"15. While, as already noted, the restriction on access to the court in section 141 was the subject of criticism before 1982, the House has been referred to no judicial opinion and no scholarly commentary suggesting that failure to obtain the required leave was a procedural irregularity which might be cured rather than a flaw which rendered the proceedings null. When Parliament legislated in 1982-1983 there was, as it would seem, a clear consensus of judicial professional and academic opinion that lack of the required consent rendered the proceedings null, and Parliament must be taken to have legislated on that basis. "
"But the Chief Constable is entitled to reply that if Mr Seal had issued proceedings before the very end of the 6-year limitation period his failure to obtain leave, while it might have caused him delay and vexation, would not have debarred him from prosecuting his claim. Thus the provision which effectively denies him the opportunity to proceed is not section 139 of the 1983 Act but section 2 of the Limitation Act 1980. She is also able to reply that Parliament must, in legislating as it did, have recognised the risk that hard cases, such as Mr Seal's, may occur, but have considered the occasional occurrence of such a case to be a price worth paying for the reassurance and protection given by sections 141 of the 1959 Act and 139 of the 1983 Act to those whose very important and often very difficult task it is to care for the mentally ill."
"73. It seems to me quite evident from the legislative history of this provision that from 1930 onwards Parliament intended to make leave a pre-condition of any effective proceedings. Unlike the position prior to 1930, the prospective defendant was not to be required to take any action whatever with regard to a proposed claim unless and until it was sanctioned by a High Court judge. Absence of such leave, albeit he might be notified of a claimant's proposal to proceed against him, he was not to be troubled by such proceedings. The very inflexibility of the provision was an integral part of the protection afforded. If, however, the claimant's approach were to be adopted, inevitably (unless by chance the court took the point of its own motion) the defendant himself would be drawn into the litigation.
74. I cannot see the 'procedural requirement' hearing in question as remotely akin to that under consideration by the Court of Appeal in R v Secretary of State for the Home Department, ex p Jeyeanthan [2000] 1 WLR 354 essentially a failure to use the prescribed form of application for leave to appeal with the consequential omission of a declaration of truth. I repeat, the requirement of leave here was to safeguard prospective defendants from being faced with proceedings (which might not be sufficiently meritorious to deserve leave) unless and until a High Court Judge thought it appropriate that they be issued. And that is not a protection that can be secured save by a clear and inflexible rule such as section 139(2) (and its legislative predecessors) have always hitherto been understood to provide. Does such a rule apply in respect of those adjudged as vexatious litigants under section 42 of the Supreme Court 1981 when Parliament clearly intended to achieve the same result under the Mental Health legislation? Whether or not such protection is necessary or desirable is, of course, open to question and has, in deed, been extensively debated over recent years. But your Lordships' task is not to decide whether it is desirable but whether presently the legislation confers it.
75.
76. In short, I agree with all that Lord Bingham says and, with one exception, all that was said in the able judgments of the Court of Appeal. I disagree only with that court's suggestion that the statutory condition in question in Rendall v Blair (1890) 45 Ch D 139 was weaker than that in question here. But the statutory context of the condition there and, more importantly, its legislative history, were markedly different from that of section 139(2) and these differences provide ample grounds for reaching different conclusions as to their effect "
"The principle enunciated by Viscount Simonds in Pyx Granite Co. Ltd., v Ministry of Housing and Local Government [1960] AC 260, 286, which implicitly underpinned the argument for Mr Seal:
'It is a principle not by any means to be whittled down that the subject's recourse to Her Majesty's Courts for the determination of his rights is not to be excluded except by clear words. That is a 'fundamental rule' from which I would not for my part sanction any departures.' "
"73. It seems to me quite evident from the legislative history of this provision that from 1930 onwards Parliament intended to make leave a pre-condition of any effective proceedings."
"Before any suit or other proceedings for obtaining any relief relating to a charity shall be commenced by any person that shall be transmitted by such person to the Board notice in writing of such proposed suit or proceedings and the Board may, by an order or certificate authorise any suit or other proceeding to be commenced ; and (save us hearing otherwise provided) no suits or other proceedings to be entertained by the court except in conformity with an order or certificate of the Board."
The court held that it was not necessary for consent to be obtained before the commencement of the action. It is to be noted in this context that at paragraph 76 (see paragraph 18 above) Lord Brown said that he disagreed with the suggestion made by the Court of Appeal that the statutory condition in issue in Rendall was weaker than that in operation in Seal, adding that the statutory context and legislative history were markedly different.
"When a winding up order has been made or a provisional liquidator has been appointed, no action or proceedings shall be proceeded with or commenced against the company or its property, except by leave of the court and subject to such terms as the court may impose."
"This is an appalling injury. I have never encountered an injury of this type sustained in anything other than an extremely high energy accident such as a motor vehicle accident at speed or a fall from a significant height
The description of both the officers and Mr Adorian is that he was perfectly sound prior to his arrest and I can only conclude that the injuries were sustained at the time of the arrest. Nevertheless, it is extraordinary that such an injury has been sustained in these circumstances."
Furthermore Mr Redfern excluded the possibility that the claimant was suffering from osteoporosis.