QUEEN'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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MICHELLE ZARB |
Claimant |
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DR. OLESEGUN ABOYOMI ODETOYINBO |
Defendant |
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Miss Katie Gollop (instructed by Beachcrofts) for the Defendant
Hearing dates: 6-9th November 2006
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Crown Copyright ©
Mr Justice Tugendhat :
"The last one was three days ago when she woke up with back pain. This radiated down both legs and was only able to get out of bed with some difficulty. There was no associated urinary or bowel problem … [She] was only barely able to walk".
Cauda Equina Syndrome
"56. Cauda equina syndrome may be defined as a complex of symptoms and signs consisting of low back pain, unilateral or bilateral sciatica (with or without motor weakness and/or sensory loss in the lower extremities), sensory disturbance in the saddle area and loss of sphincter function. Implicit in the diagnosis of this syndrome is impairment of saddle sensation, bowel and bladder control.
57. The individual nerve fibres which comprise the cauda equina are of differing sizes. The motor fibres which supply the muscles to the lower limbs are large or medium-sized, whilst the sensory fibres bearing information from the limbs differ in diameter according to the modality of sensation which they carry (fibres of larger diameter carry touch and joint position sense whilst fibres of smaller diameter carry pain sensation). The fibres of the parasympathetic nervous system, which are the motor nerves to the sphincters and bladder muscle, are as fine as those which carry pain. These different types of nerve fibre have different susceptibilities to mechanical compression. The latter impairs the blood flow to eh nerves, thereby causing ischaemia and loss of nerve function. Small nerve fibres are much less resilient to compression than are the larger ones.
58. Several other important factors require consideration in relation to cauda equina syndrome. The first concerns the regeneration of nerve fibres that have been damaged by pressure. If a nerve fibre becomes ischaemic for a significant length of time then the part of it beyond the site of compression (i.e. distal) will wither (this is known as Wallerian degeneration). Each nerve fibre has a cell body, the integrity of which is essential if regeneration is to occur. The cell bodies for the motor nerves lie within the spinal cord, well away from (i.e. proximal to) the site of compression. The nerve fibres to the sensory nerves however reside close to the point where they exit the spinal canal and the cell bodies for the parasympathetic nerves are beyond the spinal canal and lie within the pelvis. Compression of the parasympathetic and sensory nerves to the perineum therefore occurs proximal to the cell body. If ischaemia is sufficient to cause death of the cell body, then there will be no recovery of function following relief of nerve compression.
59. Another important point to consider is that the nerve conduction in a single fibre is an all or none phenomenon (i.e. it either conducts normally or not at all). Thus, an incomplete lesion of a nerve root does not mean that the individual nerve fibres are partly affected, but that some of the nerve fibres within it are affected and non-functional, whilst others are conducting normally.
60. Cauda equina syndrome (CES) may be divided into two categories. Where compression has not caused complete damage to the autonomic nerve fibres of the bladder the syndrome is described as incomplete (CESI). In this instance the patient will have any combination of altered urinary sensation, loss of desire to void, poor urinary stream and a need to strain in order to micturate. When the syndrome becomes complete there is painless urinary retention until the bladder will hold no more urine, when dribbling overflow incontinence develops (CESR – i.e. CES with urinary retention). Initially the patient will be constipated because of lack of sensation within the rectum but, once the bowel is full, overflow incontinence ensues.
61 The time taken for mechanical pressure of a nerve root to cause ischaemia which results in Wallerian degeneration is short. Experimental work on peripheral nerves indicates that it may be less than 6 hours (Dyck et al 1984). These however are much larger fibres than the parasympathetic nerves within the spinal canal. The latter therefore are likely to be even less resilient. Experimental work in monkeys suggests that compression of the cauda equina must be relieved within an hour if recovery is to occur and that, beyond 4 hours, there is no benefit from decompression at all (Stephenson et al. 1994; Stephenson, personal communication).
62. It is not necessary to have normal function in all of the nerve fibres of the cauda equina to retain good control of the sphincters and perineal sensation. Therefore, patients with incomplete cauda equina compression may retain continence. Once cauda equine compression becomes complete, however, the prognosis for recovery is much poorer."
The legal test
"A two-year-old child was admitted to hospital suffering from respiratory difficulties. At 12.40 p.m. on the following day his breathing suddenly deteriorated and a nurse summoned the doctor in charge of the child's care by telephone. The doctor did not attend and in the event the child recovered. At 2 p.m. he suffered a second episode of acute respiratory difficulty which the nurse again reported to the doctor by telephone but the child apparently recovered without the doctor having attended. At 2.30 p.m. the child collapsed owing to failure of his respiratory system as a result of which he suffered a cardiac arrest. By the time his respiratory and cardiac functions were restored he had sustained severe brain damage. The child by his parents as next friends, and his parents in their own right, brought proceedings against the Defendant health authority for damages for negligence and adduced expert evidence that any competent doctor attending the child after the second episode of respiratory compromise would have arranged for prophylactic intubation so as to provide an airway and that such procedure would have avoided the cardiac arrest and subsequent injury."
"In all cases the primary question is one of fact: did the wrongful act cause the injury? But in cases where the breach of duty consists of an omission to do an act which ought to be done (e.g. the failure by a doctor to attend) that factual inquiry is, by definition, in the realms of hypothesis. The question is what would have happened if an event which by definition did not occur had occurred. In a case of non-attendance by a doctor, there may be cases in which there is a doubt as to which doctor would have attended if the duty had been fulfilled. But in this case there was no doubt: if the duty had been carried out it would have either been Dr. Horn or Dr. Rodger, the only two doctors at St. Bartholomew's who had responsibility for Patrick and were on duty."
"Thus a plaintiff can discharge the burden of proof on causation by satisfying the court either that the relevant person would in fact have taken the requisite action (although she would not have been at fault if she had not) or that the proper discharge of the relevant person's duty towards the plaintiff required that she take that action. The former alternative calls for no explanation since it is simply the factual proof of the causative effect of the original fault. The latter is slightly more sophisticated: it involves the factual situation that the original fault did not itself cause the injury but that this was because there would have been some further fault on the part of the Defendants; the plaintiff proves his case by proving that his injuries would have been avoided if proper care had continued to be taken. In the Bolitho case the plaintiff had to prove that the continuing exercise of proper care would have resulted in his being intubated."
"There were, therefore, two questions for the judge to decide on causation. (1) What would Dr. Horn have done, or authorised to be done, if she had attended Patrick? And (2) if she would not have intubated, would that have been negligent? The Bolam test has no relevance to the first of those questions but is central to the second."
"(1) What would the surgeon responding to the same day referral of the Claimant on 24th September have done? And (2) if she would not have (a) admitted that day and (b) operated before midnight on 26th September, would that have been negligent?
The court's approach to the expert evidence
"…there are cases where, despite a body of professional opinion sanctioning the Defendant's conduct, the Defendant can properly be held liable for negligence (I am not here considering questions of disclosure of risk). In my judgment that is because, in some cases, it cannot be demonstrated to the judge's satisfaction that the body of opinion relied upon is reasonable or responsible. In the vast majority of cases the fact that distinguished experts in the field are of a particular opinion will demonstrate the reasonableness of that opinion. In particular, where there are questions of assessment of the relative risks and benefits of adopting a particular medical practice, a reasonable view necessarily presupposes that the relative risks and benefits have been weighed by the experts in forming their opinions. But if, in a rare case, it can be demonstrated that the professional opinion is not capable of withstanding logical analysis, the judge is entitled to hold that the body of opinion is not reasonable or responsible.
I emphasise that in my view it will very seldom be right for a judge to reach the conclusion that views genuinely held by a competent medical expert are unreasonable. The assessment of medical risks and benefits is a matter of clinical judgment which a judge would not normally be able to make without expert evidence. As the quotation from Lord Scarman makes clear, it would be wrong to allow such assessment to deteriorate into seeking to persuade the judge to prefer one of two views both of which are capable of being logically supported. It is only where a judge can be satisfied that the body of expert opinion cannot be logically supported at all that such opinion will not provide the benchmark by reference to which the Defendant's conduct falls to be assessed."
The evidence of fact
"In the last four months she has had two exacerbations. The last one was three days ago when she woke up with the back pain. This radiated down both legs and she was only able to get out of bed with some difficulty. There is no associated urinary or bowel problem and was only barely able to walk".
"I wonder if there has been a progression of the disc protrusion and would value your help".
Evidence of the Experts on General Medical Practice
"Red flags: bilateral sciatica saddle anaesthesia and bowel and/or bladder dysfunction suggest central disc protrusion. This is a neurosurgical emergency".
"This brief clinical guideline is intended to assist in the management of acute low back pain. It presents a synthesis of up to date international evidence and makes recommendations on case management".
"While I agree cauda equina outcome is better if surgery is performed prior to bladder function disturbance (as Mr Russell says in his report), bilateral sciatica (particularly in someone who has had this previously without evidence of cord compression) does not mandate admission to hospital. If it did neurosurgeons would be referred many more cases from the community. Certainly patients with bilateral sciatica should be warned to report any bowel or bladder dysfunction (as was done here) but I see no reason to criticise [the Defendant] for failing to refer her as a matter of urgency when he found no supporting features of cauda equina".
The Evidence of the Neurosurgeons
"If, when Mrs Zarb visited her general practitioner on 24 September 2001, there was bilateral sciatica as would seem to be indicated by the hospital notes and Mrs Zarb advised her general practitioner of this, then the opportunity for prompt surgery was missed. There is no doubt in my mind that had Mrs Zarb been referred to hospital on 24 September 2001 and had undergone a procedure similar in timing and scale to what she did undergo on 27 September 2001, then her bladder on the balance of probability would be entirely normal today. This argument also applies to her bowel dysfunction"…..
"55 In the overwhelming majority of cases of symptomatic lumbar disc prolapse, the posterior bulging of the disc annulus occurs to one or other side of the mid line. This causes pressure on nerve routes that are immerging from the lumbar canal on that side at that level. Leg pain is referred in the distribution of that nerve (sciatica) and is usually accompanied by altered sensation in part of the leg and/or foot and sometimes by limb weakness. However, in around 2-3% of cases the disc prolapse is central, where it can compress not only to the nerve roots to the lower limbs but those subserving sensation to the perineum (i.e. the saddle area) and the parasympathetic nerve involved in the control of bowel and bladder function (together with those nerve roots are called the cauda equina, having been likened to a horse's tail)".
"… Whilst it is undoubtedly true that many medical conditions would have a better outcome if their development could be predicted before they had actually occurred, it seems extraordinary that he should find [the Defendant] culpable on this account.
74 The overwhelming majority of lumbar disc prolapses will settle with conservative measures and without recourse to surgery. In our series, only 3% of lumbar discs that presented to neurosurgery … went on to develop cauda equina syndrome. Whilst it is undoubtedly true that bilateral sciatica increases the risk of cauda equina syndrome, only 6% of patients with a central disc prolapse would go on to develop this condition.
75 Bilateral sciatica is therefore listed as a red flag symptom (i.e. it is a risk factor for the development of CES)... I agree with Dr Williams that a patient with uncomplicated bilateral sciatica does not require a referral to hospital. A history of bilateral sciatica requires a detailed account be taken from the patient to ensure that they do not have symptoms of altered perineal/bladder/bowel sensation or impaired sphincter control, and it also requires them to be made aware of the need to seek urgent attention should either occur. I do not believe that the neurosurgery team would have admitted her with bilateral sciatica alone. … Bilateral sciatica without any cauda equina symptoms does not require emergency admission to hospital…
78 Whilst I agree with Mr Russell that the outcome for cauda equina syndrome is very much better if the condition is incomplete at the time of presentation, his notion that bilateral sciatica mandates emergency surgery to prevent the development of this syndrome does not stand up to logical scrutiny. Lumbar disc surgery is not without its complications. Whilst the risk of causing injury to a lower limb nerve route or the cauda equina as a consequence of the procedure itself is extremely small, unfortunately around 10 to 15 % of patients who undergo uncomplicated surgery will develop an excess of scar tissue around the nerve roots/theca. This can give rise to to chronic back/leg pain, known as the "failed back syndrome". Sadly a significant proportion of patients who develop this condition suffer life long pain and disability of varying degrees which renders them incapable of work.
79 If surgery were to be offered to every patient with uncomplicated bilateral sciatica it would reduce the number of patients who go on to develop cauda equina syndrome. However, if those patients are advised to seek attention before the syndrome becomes complete then, in any case, the majority will have a good outcome. Were the surgical community to adopt Mr Russell's proposal then many more patients would have a bad outcome from developing "failed back syndrome" than would be spared from the consequences of cauda equina syndrome. It is for this very reason that these patients are not treated as emergency in hospital or offered urgent surgery. Overall their outcome would be very much worse than if surgery were offered only to those whose sciatica did not settle with conservative measures, or who went on to develop symptoms/signs of cauda equina syndrome. I strongly disagree with Mr Russell that bilateral sciatica, by itself, is an indication of hospital admission and surgery.
80. It is very unfortunate for Mrs Zarb that she is one of the relatively small percentage of patients that go from having no cauda equina symptoms to a complete lesion within a very short period. The evidence indicates that her lesion was already complete at the time she was admitted to the Royal Hospitals Trust. Once this point has been reached it is my opinion that emergency surgery confers no benefit. It is for this reason that she has had a poor result from surgical decompression. For Mr Russell to blame this on the actions of [the Defendant] on 24th September 2001 is, in my opinion grossly unjust".
"Mr Russell's opinion was that there was at least an indication for emergency admission and investigation on 24th September 2001 with surgery being a possibility, depending on the results of the investigation."
Causation
Breach of duty
General Damages
"Bladder problems in that she has to self catheterise her bladder every two to three hours. She says she has no sensation of inserting this catheter and is only aware of her bladder being full when she develops generalised tummy ache. She says this is not like the normal sensation of a full bladder. She wakes once or twice at night with this generalised abdominal pain and has to catheterise herself at this time.
Bowel disturbance. By this she means she has absolutely no normal sensation of wishing to empty her bowels and she is only that she must do so when she develops generalised abdominal pain, feels bloated and occasionally swells up such that she increases by one clothes size."
"It is perhaps surprising that awards in cases of loss of bladder function have often been higher than awards for injury to the bowel. This is probably because bladder injury is frequently a result from carcinogenic exposure. The reported decisions are seriously out of date and merely increasing them to reflect inflation may be misleading".
Summary