Case No: AC-2022-CDF-000168; CO/4759/2022 |
KING'S BENCH DIVISION
ADMINISTRATIVE COURT
2 Redcliff Street Bristol BS1 6GR |
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B e f o r e :
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Mahzia 'Pepe' Hart |
Appellant |
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- and - |
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(1) Secretary of State for Education (2) Teaching Regulation Authority |
Respondents |
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Tom Cleaver (instructed by the Government Legal Department) for the Respondent
Hearing dates: 16th and 17th November 2023
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Crown Copyright ©
Mr Justice Eyre:
Introduction.
The Background to the Misconduct Proceedings.
The Proceedings leading to the Final Hearing before the Panel.
1. The bullying of teachers who were pregnant. Sixteen instances of alleged bullying were set out under this heading.
2. Failing to ensure that risk assessments were carried out in respect of pregnant teachers. Here three instances were alleged.
3. The making of inappropriate comments to or about staff members. Here there were fifteen instances alleged.
4. The mocking or mimicking of parents, pupils, or staff members with eleven instances alleged.
5. The intimidation of staff members with thirteen instances alleged.
6. Pressurising a staff member to give an account to the police of an incident involving the Appellant in terms which did not accord with his true recollection.
7. Falsely telling a staff member that a reference received about her had been unacceptable.
8. Three instances of sending an inappropriate text message to a particular staff member.
9. Acting dishonestly in the conduct alleged at (6) and (7).
"This was not a situation in which the Notice of Hearing dated 8 July 2022 failed to specify any of the allegations that Mrs Hart would face at this hearing. Rather, it contained certain allegations that were to be withdrawn. The panel did not agree that the disciplinary procedures should be construed as requiring a revised Notice of Hearing to be issued and served giving eight weeks' notice whenever an allegation is withdrawn or amended."
"As to the absence of an identification key when the Notice of Hearing was served, the panel noted that this issue had been raised in the last Case Management Meeting and it was acknowledged that an earlier iteration of the allegations in the Notice of Hearing had referred to the individual members of staff by name. The panel noted that the absence of an identification key had not precluded Mrs Hart responding to the allegations in her detailed evidence. The panel recognised that it had the power under paragraph 4.54 of the Disciplinary Procedures 2018 to adjourn the proceedings at any stage if it considered it to be fair and appropriate to do so. However, the panel was not satisfied that there was any unfairness that would justify an adjournment of the hearing."
The Final Decisions of the Panel and of the Secretary of State.
a) The first was a finding derived principally but not solely from the evidence of the parents whose children had been at the School. This was to the effect that the Appellant had "always put the interests of pupils first" and that she had made a "significant impact" on the lives of pupils. The Panel noted that this was a matter to which it had "careful and particular regard" when assessing the allegations relating to pupils.
b) The second was a finding as to the alleged conspiracy to fabricate evidence. The Panel undertook an analysis of the postings in the Facebook group which had been said to demonstrate the conspiracy and concluded that the material did not establish that there had been such a conspiracy. However, it went on to note that the existence of the Facebook group remained a relevant factor and gave itself a number of self-directions as to the consideration of the evidence. I will return to these when considering the challenges to the Panel's findings of fact below.
c) Finally by way of general findings the Panel made a number of findings as to the events of the Autumn term of 2015.
a) In respect of allegation 1 the Panel found ten of the instances of the bullying of pregnant teachers proved. Of those eight instances related to one teacher and two to a second teacher. The Panel found one instance not to have been proved and the other alleged instances had been withdrawn.
b) Turning to allegation 2 (the failure to ensure that risk assessments were carried out) one instance had been withdrawn and the Panel found the case against the Appellant not to have been proved in respect of the remaining two.
c) Two of the alleged instances of making inappropriate comments to or about staff in allegation 3 had been withdrawn. Of the remaining instances the Panel found fifteen proved and the remaining nine were either found to have been not proved or to be allegations in respect of which the Appellant had no case to answer.
d) In addressing allegation 4 the Panel found three instances of the mimicking or mocking of staff members to have been proved but found the other instances of mocking staff members and all the alleged instances of mocking or mimicking parents or pupils not to have been proved.
e) Two instances of the alleged intimidation of staff members in allegation 5 had been withdrawn. The Panel found nine of the remaining instances proved but not the other five.
f) The Panel found that the Appellant had no case to answer on allegation 6 and found allegation 7 not to have been proved and as a consequence allegation 9 also fell away.
g) In addressing allegation 8 the Panel found two of the three alleged instances of the sending of inappropriate text messages to a colleague proved.
"The panel also decided that there was a public interest consideration in retaining Mrs Hart in the profession as her contributions to pupil achievements have been highly significant. As the panel has already determined, there was little dispute relating to Mrs Hart's commitment to improving the lives of pupils. The panel found the evidence of parents to be particularly compelling about the significant impact that Mrs Hart had on the lives of their children."
"The panel has found that Mrs Hart was guilty of bullying, intimidating, mocking, mimicking and making inappropriate comments towards staff over a number of years. This represented a pattern of behaviour that was incompatible with being a teacher.
Furthermore, in her capacity as Headteacher, the panel found that Mrs Hart was guilty of abusing her position of trust towards staff. ...
The panel was satisfied by the evidence presented that Mrs Hart had displayed a deep-seated attitude that led to harmful and bullying behaviour towards staff. There were numerous examples of Mrs Hart being abusive about members of staff to other members of staff, both verbally and in text messages. …"
"The panel was of the view that prohibition was both necessary and proportionate. The panel decided that the public interest considerations of the protection of members of the public (including staff), the maintenance of public confidence in the profession and declaring and upholding proper standards of conduct outweighed both the public interest in retaining Mrs Hart in the profession and Mrs Hart's own personal interests.
Significant factors in forming that opinion were the seriousness of the allegations found proved, the length of time over which they continued and the numbers of staff negatively impacted. Given the repetitive pattern of the conduct found proved and the absence of any remorse or insight the panel felt that there was a significant risk of the behaviour being repeated. The panel recognised that, whilst the conduct took place in her capacity as Headteacher, a prohibition order would prevent her undertaking any teaching work. However, given the findings relating to negative deep-seated attitudes leading to harmful behaviour, the panel concluded that these behaviours could persist in any teaching role. The panel, therefore, determined that a prohibition order is both necessary and proportionate."
"had regard to the Mrs Hart's ability to make an exceptional contribution to the education of pupils and felt that she should have the earliest possible opportunity to demonstrate clear and unequivocal insight into the misconduct that led to the prohibition and a clear commitment to adhere to and exhibit the Teachers' Standards."
"whether the publication of a finding of unacceptable professional conduct, in the absence of a prohibition order, can itself be regarded by such a person as being a proportionate response to the misconduct that has been found proven in this case."
"A published decision, in light of the circumstances in this case, that is not backed up by full remorse or insight, does not in my view satisfy the public interest requirement concerning public confidence in the profession."
The Grounds of Appeal.
The Approach to be taken to the Appeal.
51. The approach to be taken on a review was set out in the judgment of the Court of Appeal in General Medical Council v Bawa-Garba [2018] EWCA Civ 1879, [2019] 1 WLR 1929 at [60] – [67] as explained and confirmed by Nicola Davies LJ in Sastry v General Medical Council [2021] EWCA Civ 623 at [34] – [39] and [107]. The question is whether the decision below is wrong. On such an appeal the court has to exercise caution before interfering with findings of fact but also before interfering with evaluative judgements involving the assessment of a number of different factors which have to be weighed against each other. The requirement for caution "applies with particular force in the case of a specialist adjudicative tribunal … which (depending on the matter in issue) usually has greater experience in the field in which it operates than the courts" (Bawa-Garba at [67]). Here the Panel was such a body in respect of matters of teaching practice and the needs of that profession. The court "should only interfere with such an evaluative decision if (1) there was an error of principle in carrying out the evaluation or (2) for any other reason, the evaluation was wrong, that it is to say it was an evaluative decision which fell outside the bounds of what the adjudicative body could properly and reasonably decide" (ibid).
Ground 1: Procedural Unfairness in refusing to stay the Proceedings to await the Outcome of the High Court Action.
"the Panel has made findings of fact or otherwise determined issues which would or might inhibit or embarrass the High Court judge, potentially even creating an Issue Estoppel".
Ground 3(a): Procedural Unfairness arising from the late Presentation of the Notice of Hearing and related Issues.
Ground 3(b): Procedural Unfairness arising from the TRA's Failure to provide an Audio Recording of the Hearing.
Ground 4: Deficiencies in the Panel's Findings of Fact.
"However, this did not mean that the existence of the Facebook group or the content of the posts were irrelevant. The panel took care to consider the possibility that, short of fabrication, the evidence of witnesses, who might have been attempting to give genuine accounts, could have been influenced by the sharing of experiences on the Facebook group. The panel recognised that this might have contributed to false memories or exaggeration."
"The panel acknowledged that extreme caution was required when considering the memories of witnesses. The panel adopted the approach of testing the evidence of witnesses, in the first instance, by reference to objective facts and, where available, contemporaneous documents. The panel avoided making any initial general assessment of the credibility of any witness by reference to their demeanour and confined its analysis to the specific allegations and consistency or lack of consistency with other evidence. In the absence of contemporaneous documents, the panel fell that it was able to attach some weight, where appropriate, to demeanour.
The panel also recognised that it was dealing with matters that were alleged to have taken place some years ago. The panel made allowances for the fact that, with the passage of time, memories can fade or change. Witnesses, whoever they may be, cannot be expected to remember with crystal clarity, events which occurred many years ago. From the point of view of Mrs Hart, the panel recognised that the longer the time since an alleged incident, the more difficult it may have been for Ms Hart to answer the allegation. This was considered in Mrs Hart's favour in deciding whether the allegations against her were proved on the balance of probabilities."
"In considering this allegation and others relating to pupils, the panel had regard to the compelling evidence presented by some parents of pupils and others, including most of the TRA's witnesses, as to Mrs Hart's commitment to pupils. The panel approached consideration of these allegations on the basis that more cogent evidence would be required to prove the allegation on the balance of probabilities."
"The panel was conscious that the written statements in the hearing bundle, particularly those submitted on behalf of Mrs Hart, contained some expressions of opinions which were not based upon what the witnesses concerned observed. … the panel accepted the legal advice that opinions of speculative nature, whether expressed by a witness for the TRA or a witness on behalf of Mrs Hart, should be disregarded."
Ground 5: The Adoption of a flawed Approach to the Assessment of the Credibility and Reliability of the TRA's Witnesses.
Ground 2: Failings in the Approach taken to Sanction by the Panel and the Secretary of State.
Conclusion.