KINGS BENCH DIVISION
MANCHESTER DISTRICT REGISTRY
(Sitting at Liverpool Civil and Family Court)
B e f o r e :
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COLETTE OLIVIA ASHTON |
Claimant |
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- and – |
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THE CITY OF LIVERPOOL YOUNG MEN'S CHRISTIAN ASSOCIATION |
Defendant |
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Christopher Kennedy KC and Zoe Thompson (instructed by Clyde and Co Solicitors) for the Defendant
Hearing dates: 9th to 13th January and 18th January 2023
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Crown Copyright ©
His Honour Judge Graham Wood KC
Introduction
Collette Ashton (Claimant) | CA |
Hannah McQuillan (daughter) | HM |
Laura Gutteridge (eye witness) | LG |
Zoe Dailly (eye witness) | ZD |
Paul Rigby (CA boyfriend) | PR |
Ellie McNeill (YMCA CEO) | EM |
Jacki Darlington | JD |
Mick Reynolds | MR |
Alice Phipps (support worker) | AP |
Chris Murphy (maintenance operative)CM | |
Mark Garner (housing manager) | MG |
Background and undisputed facts
The issues
(1) How did CA exit the window of flat DO1?
(2) In what condition were the window and the restrictors at the time of the incident?
(3) What work/maintenance had been undertaken to the opening casement of the window in flat DO1 prior to the incident?
(4) Was the condition of the window a danger and such as to give rise to a reasonably foreseeable risk of injury?
(5) If there was such a reasonably foreseeable risk of injury, did this amount to a breach of the common duty of care owed to the Claimant under the Occupiers Liability Act 1957?
(6) If the Defendant was in breach of duty, was it causative of the accident?
(7) Is there a defence available to the Defendant under section 2(5) of the OLA?
(8) If the Claimant establishes primary liability, should there be any reduction for contributory negligence?
Evidence on disputed issues
The fall
"….CA was not in a good mood leading up to the incident and was intoxicated and demanding that
her partner who also lives in the YMCA be called so that she could see him as she thinks he is having an affair with another female resident but at no point raised staff concerns that she would do anything to harm herself" [3]
"Victim has returned to her room intoxicated on the fourth floor of the YMCA felt sick, opened bedroom window and sat on the window ledge. Victim has lost her balance and fallen out of the window to the first floor balcony banging her head on the way down causing significant Injuries. Ambulance have attended and taken her to Fazkerley Hopsital Trauma ward. Doctors have confirmed she has broken 6 bones In her back and her hip is also broken."
"PT fell at 18:00 hours on fourth floor approximately 20 m, hit multiple railings on way down. PT landed on flat roof right side."
She was said to be alert on examination.
"…(female) alleged she slipped off fourth floor window (indecipherable) she was out of building, she was hanging two metal bars with her both upper limbs. Then she slipped and fell onto her back on a flat roof which was filled with many needles."
"Colette said that this episode with her mum triggered her to climb out the window and attempt suicide. She regrets this now and realises she is lucky to be alive. We spoke with Collette for some time, we asked her to not dwell on things for now, she is medicated/scripted and has requested various items which we will organise and take in tomorrow."
"We spoke about the incident and Collette recalls using then drinking and feeling hot in her room so decided to open the window wide and she then fell out. I asked if going out of the window was intentional but she is now saying it wasn't.[8] Collette doesn't remember falling."
"When I spoke to Collette about the clothes I had brought for her she said she said that when she fell out of the window she was trying to get her washing. I asked if she had hung her washing out of the window to dry it, but she didn't answer."
"When Colette finished her call I epxlained (sic) why I had returned and was she still on board with our plan to keep her safe, she discussed again that she had intentionally thrown herself from her window a few months ago and that this was serious."
"I asked Colette if she had made any plans to harm herself and she said she had decided to throw herself in front of a car or bus. she then said 'ive done it before and you know ill do it again'. i asked for clarification on this and asked what she meant and Colette said 'when I threw myself out the window'. I asked Colette if when she had gone out the window this was an intentional suicide attempt and Colette said it was and began talking about suing YMCA. I advised Colette that is not why I want to know i only need to assess the risks and from what she is telling me i am very concerned that she is going to harm herself."
Expert medical evidence relating to the Claimant's state of mind and ability to give a reliable account
"The question of whether COA was in a position to be able to give an accurate account of herself to the YMCA visitors on the afternoon of 03.08.17 does not have a simple answer and it would be difficult to provide a binary response to such a complex question. However, considering the facts in the case, including her past history of mental and physical health problems, her drug and alcohol use, the effects of trauma including head and chest injuries, the likelihood of prescribed drug side effects and interactions taken together with the potential for alcohol and drug withdrawal, would lead me to advise the court that it was much more likely than not that she was cognitively impaired when she was visited by Mr Reynolds and Mr Garner on 03.08.17 and that it is quite possible that she was in a distressed and suggestible state."
The condition of the window / restrictors and the nature of any work undertaken by the Defendant
"Hi Chris,
Can you go around today and ensure all windows are closing properly and not pushed wide open, resident (sic) are throwing crap out which is getting stuck in the metal girder around the front of the building.
Once you have done this can you leave a notice in each room telling them not to tamper or open the window beyond the safety setting, if we need to look for an additional chain to put on the frame to stop them from forcing them open then do so.
Cheers,
Mick"
The building experts
The Law
2. Extent of occupier's ordinary duty
(1) ……………………
(2) The common duty of care is a duty to take such care as in all the circumstances of the case is reasonable to see that the visitor will be reasonably safe in using the premises for the purposes for which he is invited or permitted by the occupier to be there.
(3) The circumstances relevant for the present purpose include the degree of care, and of want of care, which would ordinarily be looked for in such a visitor, so that (for example) in proper cases—
(a) an occupier must be prepared for children to be less careful than adults; and
(b) an occupier may expect that a person, in the exercise of his calling, will appreciate and guard against any special risks ordinarily incident to it, so far as the occupier leaves him free to do so.
(4) ……………
(5) The common duty of care does not impose on an occupier any obligation to a visitor in respect of risks willingly accepted as his by the visitor (the question whether a risk was so accepted to be decided on the same principles as in other cases in which one person owes a duty of care to another).
(6) ………………….
"68. The assessment of whether there is liability under section 2 is essentially a factual assessment based upon the particular circumstances of each case. In this case it involved addressing a number of questions of fact and mixed questions of fact and law, namely:
i) Was there a danger due to the state of the premises;
ii) Was there a breach of duty in respect of that danger to the deceased;
iii) Was that breach of duty the cause of the deceased's fall;
iv) Should a finding have been made pursuant to section 2(5) that the deceased was not owed the duty by reason of his voluntary acceptance of the risk created by the danger?"
"83. For the reasons given, I do not read Tomlinson or Edwards as being authority for a principle which displaces the normal analysis required by section 2 of the 1957 Act: the analysis undertaken by the judge at [63] of his judgment. What a Claimant knew, and should reasonably have appreciated, about any risk he was running is relevant to that analysis and, in cases such as Edwards and Tomlinson , may be decisive. In other cases, a conscious decision by a Claimant to run an obvious risk may, nevertheless, not outweigh other factors…"
51…………….It is argued on behalf of Mr Pollock that the reference to "such a visitor" requires the occupier to have regard to any known vulnerability. That is clearly correct. If Mr Pollock had been a sighted person, the open window would not have rendered the premises unsafe. It was the fact that he was blind that made them so.
"62. In a sense, breach of duty is one of the easier issues for the court to decide. If, as I have decided, the Defendant was under an obligation to carry out a risk assessment in order to identify and assess the risks to patients, and to take reasonable measures to prevent such risks, it did not do so. In my judgment, this duty included identification and assessment of the risk of vulnerable patients getting to the roof space from the Accident and Emergency Department unaccompanied and causing themselves injury. However, no risk assessment was carried out at all…."
Respective submissions
Claimant
Defendant
Discussion
The fall
The state of the window / repairs and maintenance undertaken
Was the window condition a danger, so as to give rise to a reasonably foreseeable risk of injury?
Did the Defendant breach their common duty of care owed to the Claimant as a lawful visitor to their premises?
Is there a defence available to the Defendant under section 2(5) of the OLA?
To what extent is the Claimant to blame? (Contributory negligence)
Conclusion
HHJ Wood KC
22nd February 2023
Note 1 CA was resident there for at least three years after the accident [Back] Note 2 Whilst the police could face some criticism in this regard, in view of the investigation which would be necessary by the building owners and managers, essentially the defendant who at that time had no explanation as to what had it is not clear what evidence he is referring to happened, it was equally incumbent on them and no difficult task, to thoroughly examine the room and the window, and to preserve photographic evidence.
[Back] Note 12 it is a point emphasised by the claimant through counsel that there has been a lack of candour in relation to disclosure and in particular material which might have enabled a more detailed examination of the maintenance records to confirm or refute CA's account of a report of a problem with the window restrictors. [Back] Note 16 the court has not been taken to any entry in the records supporting this aspect of the conversation [Back] Note 18 there is no significant dispute between the experts on the engineering aspects. [Back] Note 19 It is not clear what evidence he is referring to; possibly the police report; possibly Zoe Dailly who describes CA “coming out of the window”. [Back]