KINGS'S BENCH DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
____________________
CDE | ||
(SUING BY HER MOTHER AND LITIGATION FRIEND | ||
FGH) | Claimant | |
- and - | ||
SURREY AND SUSSEX HEALTHCARE NHS TRUST | Defendant |
____________________
NEIL SHELDON KC (instructed by Capsticks Solicitors) for the Defendant
Hearing dates: 3-10 October 2022
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Crown Copyright ©
The Parties
Bundles
Terminology
6.1 CP: cerebral palsy.
6.2 PHI: acute profound hypoxic ischemia.
6.3 PH: polyhydramnios.
6.4 FHR: foetal heart rate.
6.5 MRI: magnetic resonance scan.
6.6 BPM: beats per minute.
6.7 ADU: antenatal day unit.
6.8 ANW: antenatal ward.
6.9 LW: labour ward or delivery suite.
6.10 C-section: caesarean section.
6.11 CTG: cardio tachograph.
6.12 M: the Claimant's mother.
6.13 Dr. E.: Doctor Emmanuel Ekanem.
6.14 TPTL: threatened pre-term labour.
6.15 RCA: root cause analysis.
Background
The Issues
11.1 Did the Defendant fail to provide a reasonable standard of care to the Claimant by failing to transfer the Claimant's mother to the LW 40 to 50 minutes earlier than in fact occurred?
11.2 Did that failure lead to delay in the performance of the emergency c-section which the Defendant carried out to deliver the Claimant at 1808?
11.3 Did any such delay increase the PHI suffered by the Claimant and so cause the cerebral palsy or materially contribute to it?
The applications
Pleadings and chronology of the action
The Evidence
29.1 The Claimant's mother and father.
29.2 Midwife Reeves.
29.3 Dr. E.
29.4 Miss Helen Nicks.
30.1 Miss Angela Helleur, a consulting midwife.
30.2 Miss Jasmine Leonce, a consultant obstetrician.
30.3 Professor Mitchell, a neonatologist.
32.1 Miss Janet Edwards, consulting midwife.
32.2 Mr. Derek Tuffnell, consultant obstetrician.
32.3 Dr. Jane Hawdon, consultant neonatologist.
Evidence from the medical notes
Date/time |
Event/entry in notes |
4 June 2018 1455 |
The Claimant's mother attended the Hospital at 36 weeks and 1 day gestation complaining of abdominal pain since 10 am (ie for about 5 hours). Midwife Reeves noted on the Admissions sheet that the Claimant's mother's abdomen was too tender to palpate. Her BP was 108/71. She was Polyhydramnious. A CTG was started at 1504 and run until 1543 and assessed as normal and reassuring: Contractions 3:10. Baseline rate: 130. Variability >5bmp, Accelerations present, Decelerations absent. The midwife noted "? Pre-term labour" |
1551 Internal page 29 |
The Claimant's mother was examined and assessed by an obstetric SHO, acting up as registrar, Dr E., his note recorded: " Emmanuel E ...G1 P0 36+6 poly AFI 28.5 generalised abdo pain obs (N) SROMº, PU BO OGTT 7-8 ↑ TORCH screen (N) obs (N) CTG - Tightening 3:10 B - 140 A - Present D - Nil O - (N) (see diagram) tender generally
VE - Cervix, posterior 1cm dilated, soft 2cm long station -3 △ TPTL Plan - keep in - Analgesia.
Bedside...scan - Ceph - Poly..." I note here that on the original notes a line was scored through all of this entry and the words: "please turn to page 56" added. |
1645 Drugs chart |
"cocodamol Ekanem TPTL 30/500g PO" |
1650 Internal page 56 |
A further note was made by Dr E. "GIP 36+1 ...Poly AFI 28 Generalised abdominal pain. pain is sharp, SROMº LUTSº, Nil bowel symptoms obs (N) Urine not yet done TORCH screen (N) SGTT 7.8 CTG - Tightening 3:10 B - 140 V - >5 Bedside scan A - Present cephalic D - Nil O - (N)
O/E (see diagram) Tender - generalized Tensed
VE - Consent + Chaperone Cervix - Posterior, 1cm dilated Soft, 3cm long station -3 △ TPTL
Plan: 1. keep in. Inform SCBU; NNU 2. FBC + CRP 3. Urine dip + MCS 4. Analgesia 5. BM monitoring 6. Diabetic team review 7. Re-Speculum if pain worsens " Miss "Miss Sivarajan informed Plan: Plan: Transfer to LW." Emmanuel E 292" I have highlighted parts of this note in yellow for reasons which will be explained below. |
1720 |
Note made by Midwife Reeves: "Transfer to ward pain has increased 3-4:10 D/W SPR Emmanuel for Transfer to D/S. LWC informed awaiting a room on D/S" M Reeves |
1750 |
Midwifery note: "Transfer to D/S care handed to RM Sam Bond" Reeves |
1750 |
Consultant's note: "Miss Nicks WR 37 yr CiPo 36+1 Rh- Post TlL Polyhydramnious Admitted TPTL SGTT GDM Booked" S Bond |
1751 |
"Introductions made, Alison in a lot of pain - entonoox provided" S Bond |
1753 |
"CTG commenced, FH 112 bpm ? MP or Brady..." S Bond |
17.53 |
CTG trace: "transfer to theatre 7 - crash C-section. Baby del w forceps by C section Poor tone + zero resp Effort CPR commenced SBU W good heart rate" |
1754 |
Midwifery Note: S. Bond, Registered Midwife: "H Nicks scanned - brady 98/66." |
1755 |
"Emergency call bell rung, attempted to cannulate - unsuccessful - plan: to theatre - GA." |
1800 |
Midwifery note: "Into theatre CRASH c section foetal brady on scan "M"[my alteration] onto table team present - cannulation ✓" |
1801 |
"Cleaning by Reg Heath" |
1804 |
"Catheterisation by Cons Nicks" |
1805 |
"GA successful...CTS" |
1807 |
"Mec stained liquor" |
1808 |
"Forceps applied Baby del → paeds" |
1809 |
poor tone + pale in colour · 42 ventilation breaths · 56 chest rise noted · 1.29 unable to hear FH · 1.42 mins from birth CPR commenced by paeds + RM Bond 2222 Neonatal emergency · 2.17 HR <60bpm suction - tone remains poor pale in colour · 2.40 CPR continues · 3.11 FH = <60bpm · 3.36 suction continues HR > 100bpm becoming pinker in colour continues (with) ventilation breaths · 4:12 No respiratory effort 0 resp effort 0 tone 1 for colour good chest effort (with) ventilation breaths · 5.40 ventilation breaths continue HR 57bpm Sats 88% FH 152bpm · 7.11 0 resp effort 0 tone
|
1816 |
"Mum ? ruptured uterus Code blue 2222 - 1810 - See obs heam proforma SB" |
2141 |
A retrospective note made by the Obstetric consultant, Ms. Helen Nicks records: "Cons Nicks... Patient transferred to LW as ↑ pain. Came to r/v on WR - ? bradycardia heard. In pain - reports intermittent ºPVB
O/e. cool peripherally P 110 tense uterus VE Cx Post 1cm dilated -2 2cm long scanned FH ~ 50 Decision for cat c/s under GA → L lat & transferred Imp - ? abruption. Verbal consent only husband in room... Into theatre @ 1800 Scanned RH bradycardic = 50 Team scrubbed Catheterised 1804 GA 1805 Sec by Reg Heath By forceps 1808 high head Sig amount of blood in Maternal abdomen prior to Opening uterus Faudbed, interior extensioned + 2l of blood evacuated from Abdomen ? rupture ? from liver/spleen Uterus closed 1 layer after mop Synto 40 iv. Code blue 1810, ruptured venous malformation. Clot evacuated and no further bleeding seen in upper abdomen varicosity ariant interior charped ..... [...... parts omitted by me] Severe endometriosis ... |
5 June 2018 |
The neonatal intensive care discharge summary records: "Neurology ...severe perinatal asphyxia, HIE Grade 2 - Moderate Neonatal Encephalopathy. 4/6: Suspected HIE secondary to perinatal asphyxia. HIE score 10. Discussed with tertiary unit. Cooled at 20:30hrs. Target temp achieved at 2130hrs. ...born via emergency C-section for prolonged bradycardia. She was born in poor condition, floppy with no respiratory effort. Initial HR was <60. She received 5x inflation breaths but HR remained <60. CPR was hence commenced at 30 seconds of life. She required 2 cycles of CPR before HR picked up to >100. She was intubated with a size 3Fr, 9cm at the lips for poor respiratory effort. Cord gas was poor - venous (pH 6.8, C02 16.2, BE incalculable, bicarb incalculable); arterial (pH <6.8, C02 19.6, BE incalculable, bicarb incalculable). First venous gas: pH 6.99, C02 4.5, BE -22.4, bicarb -22.4, lact 16.1. First HIE score was 10. She was discussed with the tertiary unit who advised that she was cooled. Active cooling started at 2030hrs, target temperature achieved at 2130hrs..." |
15 June 2018 |
The MRI brain scan was reported to show: "There is extensive high signal change throughout the subcortical white matter, basal ganglia and brainstem. There is evidence of restricted diffusion in the midbrain and pons as well as the subcortical white matter and thalami bilaterally. There is a small focal haemorrhage within the left thalamic region. Overall appearances are suggestive of profound hypoxic ischaemic injury- Is this in keeping with the clinical picture?" |
18 July 2018 |
The Claimant required insertion of a nasojejunal tube as she was unable to feed orally. |
29 January 2019 |
Defendant RCA Investigation Report. |
Root Cause Analysis Report
Witness evidence gathered by the RCA team
Witness statements for the civil trial and live evidence
Findings of fact on Dr. E.'s 1650 note
Findings of fact
The expert evidence
Midwifery experts
Findings on the midwifery evidence
Obstetric experts
208.1 Bradycardia would have started at 1746.
208.2 It would have taken 3 minutes for the midwife to recognise the bradycardia and call the obstetrician = 1749.
208.3 It would have taken 3-5 minutes for the obstetrician to arrive, = 1754.
208.4 It would have taken 3-5 minutes for the obstetrician to assess matters and take the decision = 1759.
208.5 That decision time is four minutes after the actual decision time and hence there would have been no difference in the outcome.
Miss Leonce agreed with those timings on that postulation.
Assessment of the expert obstetricians
Findings on the obstetric evidence
Expert neonatal, radiology and paediatric neurology evidence
252.1 The first 5 minutes produced mild damage.
252.2 The second 5 minutes produced moderate damage.
252.3 The third 5 minutes produced severe damage.
275.1 Firstly, the severity of the injury.
275.2 Secondly, the neuro radiology.
275.3 Thirdly, the rapidity of the recovery of normal heart rate.
275.4 Fourthly, the minimal other organ involvement.
Assessment of the neonatology and radiology and neurology evidence
Factual causation
Conclusions on factual causation
The Law
"Before I turn to that, I must tell you what in law we mean by "negligence." In the ordinary case which does not involve any special skill, negligence in law means a failure to do some act which a reasonable man in the circumstances would do, or the doing of some act which a reasonable man in the circumstances would not do; and if that failure or the doing of that act
results in injury, then there is a cause of action. How do you test whether this act or failure is negligent? In an ordinary case it is generally said you judge it by the action of the man in the street. He is the ordinary man. In one case it has been said you judge it by the conduct of the man on the top of a Clapham omnibus. He is the ordinary man. But where you get a
situation which involves the use of some special skill or competence, then the test as to whether there has been negligence or not is not the test of the man on the top of a Clapham omnibus, because he has not got this special skill. The test is the standard of the ordinary skilled man exercising and professing to have that special skill. A man need not possess the
highest expert skill; it is well established law that it is sufficient if he exercises the ordinary skill of an ordinary competent man exercising that particular art."
And
"A man need not possess the highest expert skill; it is well established law that it is sufficient if he exercises the ordinary skill of an ordinary competent man exercising that particular art … in the case of a medical man, negligence means failure to act in accordance with the standards of reasonably competent medical men at the time."
"In the Bolam case itself, McNair J. [1957] 1 W.L.R. 583, 587 stated that the defendant had to have acted in accordance with the practice accepted as proper by a 'responsible body of medical men.' Later, at p. 588, he referred to 'a standard of practice recognised as proper by a competent reasonable body of opinion.' Again, in the passage which I have cited from Maynard's case [1984] 1 W.L.R. 634 , 639, Lord Scarman refers to a 'respectable' body of professional opinion. The use of these adjectives - responsible, reasonable and respectable - all show that the court has to be satisfied that the exponents of the body of opinion relied upon can demonstrate that such opinion has a logical basis. In particular in cases involving, as they so often do, the weighing of risks against benefits, the judge before accepting a body of opinion as being responsible, reasonable or respectable, will need to be satisfied that, in forming their views, the experts have directed their minds to the question of comparative risks and benefits and have reached a defensible conclusion on the matter."
"In Wilsher v Essex AHA [1987] 1 QB 730 the Court of Appeal for the first time gave detailed consideration to the standard of care required of a junior doctor. (This issue did not arise in the subsequent appeal to the House of Lords). The majority of the court held that a hospital doctor should be judged by the standard of skill and care appropriate to the post which he or she was fulfilling, for example the post of junior houseman in a specialised unit. That involves leaving out of account the particular experience of the doctor or their length of service. This analysis works in the context of a hospital, where there is a clear hierarchy with consultants at the top, then registrars and below them various levels of junior doctors. Whether doctors are performing their normal role or 'acting up', they are judged by reference to the post which they are fulfilling at the material time. The health authority or health trust is liable if the doctor whom it puts into a particular position does not possess (and therefore does not exercise) the requisite degree of skill for the task in hand."
"Where, as in the present case, a breach of a duty of care is proved or admitted, the burden still lies on the plaintiff to prove that such breach caused the injury suffered: Bonnington Castings Ltd. v. Wardlaw [1956] AC 613; Wilsher v. Essex Area Health Authority [1988] AC 1074. In all cases the primary question is one of fact: did the wrongful act cause the injury? But in cases where the breach of duty consists of an omission to do an act which ought to be done (e.g. the failure by a doctor to attend) that factual inquiry is, by definition, in the realms of hypothesis. The question is what would have happened if an event which by definition did not occur had occurred. In a case of non-attendance by a doctor, there may be cases in which there is a doubt as to which doctor would have attended if the duty had been fulfilled. But in this case there was no doubt: if the duty had been carried out it would have either been Dr. Horn or Dr. Rodger, the only two doctors at St. Bartholomew's who had responsibility for Patrick and were on duty. Therefore in the present case, the first relevant question is 'What would Dr. Horn or Dr. Rodger have done if they had attended?"
"19 If it is a defendant's duty to measure noise levels in places where his employees work and he does not do so, it hardly lies in his mouth to assert that the noise levels were not, in fact, excessive. In such circumstances the court should judge a Claimant's evidence benevolently and the defendant's evidence critically. If a defendant fails to call witnesses at his disposal who could have evidence relevant to an issue in the case, that defendant runs the risk of relevant adverse findings see British Railways Board v Herrington [1972] AC 877 , 930G. Similarly a defendant who has, in breach of duty, made it difficult or impossible for a Claimant to adduce relevant evidence must run the risk of adverse factual findings."
"From this line of authority I derive the following principles in the context of the present case:
(1) In certain circumstances a court may be entitled to draw adverse inferences from the absence or silence of a witness who might be expected to have material evidence to give on an issue in an action.
(2) If a court is willing to draw such inferences, they may go to strengthen the evidence adduced on that issue by the other party or to weaken the evidence, if any, adduced by the party who might reasonably have been expected to call the witness.
(3) There must, however, have been some evidence, however weak, adduced by the former on the matter in question before the court is entitled to draw the desired inference: in other words, there must be a case to answer on that issue.
(4) If the reason for the witness's absence or silence satisfies the court, then no such adverse inference may be drawn. If, on the other hand, there is some credible explanation given, even if it is not wholly satisfactory, the potentially detrimental effect of his/her absence or silence may be reduced or nullified."
Material contribution.
Conclusions
END