FAMILY DIVISION
B e f o r e :
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Z |
Applicant |
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- and - |
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D |
Respondent |
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Mr Edward Bennett (instructed by Dawson Cornwell) for the Respondent
Hearing dates: 9 and 10 July 2020
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Crown Copyright ©
Mr Justice MacDonald:
INTRODUCTION
BACKGROUND
i) When Mr S was on short-term prison release she had witnessed him beating the mother and taking drugs;ii) That she was beaten by the mother with an electric cable (or something similar) and was told by the mother subsequently that being beaten with an electric cable was good for her upbringing;
iii) That the mother hits G when G tries to stop the mother beating F;
iv) That G has been found by the maternal aunt alone and tied to the bed.
i) When asked by the father whether she beats F, the mother's initial response was "Eh ? Were you never beaten in your life" and "Were you never beaten in your life ? I was beaten by my father…"ii) In response to the father then stating "Fine, but that's not how you bring up a child. Not by whipping a little girl with a cable, hitting the girl on the head when she's not even doing anything to you. I don't think that's right. Understood?" the mother stated that "I don't hit the girl on the head, I don't beat her. I smack her on the bottom…And on her leg…..And on her arm. I don't hit her around the lungs and I don't hit her on the back, OK?" (in her statement the mother contends that she does smack F on her "back").
iii) In response the father stated "Ah, right then so you mean that you beat her and you think that's alright, beating her, doing whatever you like – and her as if she were a stray dog" the mother stated "No, I smack her when she does things wrong. You know...did you ask her why I beat her?"
iv) The mother then makes threats towards him, reminding the father that he had already seen "bad things happen with people who harm others", threatening to take the father's mother from him and threatening to end the father's life.
i) That "my mama used to beat me up a lot";ii) That she was beaten with "a thread" (Ms Baker observes that F made this allegation "with her voice wobbling and beginning to cry" and that the interpreter had held up a cable lead when trying to explain what was meant by the word F had used);
iii) That she was "mistreated… a lot" on a daily basis if she did not do things such as household chores or did not do them as well as her mother expected her to;
iv) That she had not shared this information with anyone in Brazil as she had feared her mother's response: "that she could beat me if I tell to ...sic) someone, so when I came to the UK I felt more comfortable to say about this, because she would be far";
v) That "one day I told to my teacher about this because I could not hide my mama had beat me and there was bleeds in my back and you could see this. I told this to her and it didn't happen much" (which Ms Baker took to mean that the allegation made little difference);
vi) That "My teacher contacted Children's Services and they went to my home but they said only if this happened again they're going to take some action, but for now it's only this";
vii) That her mother had emotionally abused her by saying things that made her feel "very sad" such as "the same way I bring you into this world, I can take you away from this world";
viii) That her mother threatened to rip her passport up when she returns to Brazil and "take me away";
ix) That she witnessed an incident where Mr S nearly broke her mother's leg.
"[28] Should an order be made for F to return to Brazil, and taking the risks associated with her disclosures at their highest, there would be grave concerns for F if she were to return immediately to her mother's care. I would seek that there are clear protective measures in place to ensure that F is cared for by an alternative family member pending assessment by the Brazilian authorities into the allegations of harm to F, the domestic abuse in the home and the mother's partner's history of serious offending.
[29] Given the gravity of what has been said about [the mother] and her ability to parent safely, there are also concerns for G, a vulnerable child currently in her care. It is my intention to notify the relevant authorities through the ICACU about the potential risks G faces, as well as F, and I respectfully seek the Court's permission to disclosure this report and translated copies providing during these proceedings to Brazilian authorities responsible for child protection."
"Dear Judge, I would like very much you allow me to stay with my father because he treats me very nice and I think it would be a very wrong choice to send me back to Brazil."
"If the courts are operating on 9 July and if F has to be returned to Brazil, I understand that it is being suggested that the court might ask for F to be returned not to her mother but to her grandmother [C], who is 63 years old, or to myself. [The mother] is a volatile, emotional person and neither of us feels that we could guarantee F's safety if she were placed in our care. We would be particularly concerned about all our personal safety, especially because her current partner is about to be released from prison after his sentence for participating in an armed robbery for which he was sentenced to 11 years. For F's safety, we are both convinced that F must stay in the United Kingdom with her father."
i) Not to object to social services in Brazil undertaking an assessment of F in her care.ii) Not to physically chastise F.
THE LAW
"Notwithstanding the provisions of the preceding Article, the judicial or administrative authority of the requested State is not bound to order the return of the child if the person, institution or other body which opposes its return establishes that:
(a) the person, institution or other body having the care of the person of the child was not actually exercising the custody rights at the time of removal or retention, or had consented to or subsequently acquiesced in the removal or retention; or
(b) there is a grave risk that his or her return would expose the child to physical or psychological harm or otherwise place the child in an intolerable situation.
The judicial or administrative authority may also refuse to order the return of the child if it finds that the child objects to being returned and has attained an age and degree of maturity at which it is appropriate to take account of its views. In considering the circumstances referred to in this Article, the judicial and administrative authorities shall take into account the information relating to the social background of the child provided by the Central Authority or other competent authority of the child's habitual residence."
Harm
i) There is no need for Art 13(b) to be narrowly construed. By its very terms it is of restricted application. The words of Art 13 are quite plain and need no further elaboration or gloss.ii) The burden lies on the person (or institution or other body) opposing return. It is for them to produce evidence to substantiate one of the exceptions. The standard of proof is the ordinary balance of probabilities but in evaluating the evidence the court will be mindful of the limitations involved in the summary nature of the Convention process.
iii) The risk to the child must be 'grave'. It is not enough for the risk to be 'real'. It must have reached such a level of seriousness that it can be characterised as 'grave'. Although 'grave' characterises the risk rather than the harm, there is in ordinary language a link between the two.
iv) The words 'physical or psychological harm' are not qualified but do gain colour from the alternative 'or otherwise' placed 'in an intolerable situation'. 'Intolerable' is a strong word, but when applied to a child must mean 'a situation which this particular child in these particular circumstances should not be expected to tolerate'.
v) Art 13(b) looks to the future: the situation as it would be if the child were returned forthwith to his or her home country. The situation which the child will face on return depends crucially on the protective measures which can be put in place to ensure that the child will not be called upon to face an intolerable situation when he or she gets home. Where the risk is serious enough the court will be concerned not only with the child's immediate future because the need for protection may persist.
vi) Where the defence under Art 13(b) is said to be based on the anxieties of a respondent about a return with the child which are not based upon objective risk to her but are nevertheless of such intensity as to be likely, in the event of a return, to destabilise her parenting of the child to a point where the child's situation would become intolerable, in principle, such anxieties can found the defence under Art 13(b).
"[39] In my view, in adopting this proposed solution, it was not being suggested that no evaluative assessment of the allegations could or should be undertaken by the court. Of course a judge has to be careful when conducting a paper evaluation but this does not mean that there should be no assessment at all about the credibility or substance of the allegations. In Re W (Abduction: Intolerable Situation) [2018] 2 FLR 748, I referred to what Black LJ (as she then was) had said in Re K (1980 Hague Convention: Lithuania) [2015] EWCA Civ 720 when rejecting an argument that the court was "bound" to follow the approach set out in Re E. On this occasion, I propose to set out what she said in full:
'[52] The judge's rejection of the Article 13b argument was also criticised by the appellant. She was said wrongly to have rejected it without adequate explanation and to have failed to follow the test set out in §36 of Re E in her treatment of the mother's allegations. In summary, the argument was that she should have adopted the "sensible and pragmatic solution" referred to in §36 of Re E and asked herself whether, if the allegations were true, there would be a grave risk within Article 13b and then, whether appropriate protective measures could be put in place to obviate this risk. That would have required evidence as to what protective steps would be possible in Lithuania, the submission went.
[53] I do not accept that a judge is bound to take this approach if the evidence before the court enables him or her confidently to discount the possibility that the allegations give rise to an Article 13b risk. That is what the judge did here. It was for the mother, who opposed the return, to substantiate the Article 13b exception (see Re E supra §32) and for the court to evaluate the evidence within the confines of the summary process. Hogg J found the mother's evidence about what had happened to be inconsistent with her actions in that she had continued her relationship with the father and allowed him to have the care of E, see for example what she said in §37 about the mother not having done anything to corroborate her evidence. She also put the allegations in context, bearing in mind what Mr Power had said about something good having happened in E's parenting, which she took as a demonstration that E would not be at risk if returned to Lithuania (§36). The Article 13b argument had therefore not got off the ground in the judge's view. The judgment about the level of risk was a judgment which fell to be made by Hogg J and we should not overturn her judgment on it unless it was not open to her (see the important observations of the Supreme Court on this subject at §35 of Re S, supra). Nothing has been said in argument to demonstrate that the view Hogg J took was not open to her; in the light of it, it was unnecessary for her to look further at the question of protective measures. She would have taken the same view even if the child had been going back to the father's care, but the Article 13b case was weakened further by the fact that the mother had ultimately agreed to return with E.'
[40] As was made clear in Re S, at [22], the approach "commended in Re E should form part of the court's general process of reasoning in its appraisal of a defence under the article". This appraisal is, itself, general in that it has to take into account all relevant matters which can include measures available in the home state which might ameliorate or obviate the matters relied on in support of the defence. As referred to in Re D, at [52], the English courts have sought to address the alleged risk by "extracting undertakings from the applicant as to the conditions in which the child will live when he returns and by relying on the courts of the requesting state to protect him once he is there. In many cases this will be sufficient" (my emphasis).
[41] I would also note that the measures being considered are, potentially, anything which might impact on the matters relied upon in support of the Article 13(b) defence and, for example, can include general features of the home state such as access to courts and other state services. The expression "protective measures" is a broad concept and is not confined to specific measures such as the father proposed in this case. It can include, as I have said, any "measure" which might address the risk being advanced by the respondent, including "relying on the courts of the requesting state". Accordingly, the general right to seek the assistance of the court or other state authorities might in some cases be sufficient to persuade a court that there was not a grave risk within Article 13(b)."
"Corporal punishment against children cannot be tolerated and States should strive to expressly and comprehensively prohibit it in law and practice….. In this context, the risk of domestic violence against children cannot pass as a mere inconvenience necessarily linked to the experience of return, but concerns a situation which goes beyond what a child might reasonably bear"
i) The court must examine in concrete terms the situation that would face a child on a return being ordered. If the court considers that it has insufficient information to answer these questions, it should adjourn the hearing to enable more detailed evidence to be obtained.ii) In deciding what weight can be placed on undertakings as a protective measure, the court has to take into account the extent to which they are likely to be effective both in terms of compliance and in terms of the consequences, including remedies, in the absence of compliance.
iii) The issue is the effectiveness of the undertaking in question as a protective measure, which issue is not confined solely to the enforceability of the undertaking.
iv) There is a need for caution when relying on undertakings as a protective measure and there should not be a too ready acceptance of undertakings which are not enforceable in the courts of the requesting State.
v) There is a distinction to be drawn between the practical arrangements for the child's return and measures designed or relied on to protect the children from an Art 13(b) risk. The efficacy of the latter will need to be addressed with care.
vi) The more weight placed by the court on the protective nature of the measures in question when determining the application, the greater the scrutiny required in respect of their efficacy.
"...it is inconceivable that a court which reached the conclusion that there was a grave risk that the child's return would expose him to physical to physical or psychological harm or otherwise place him in an intolerable situation would nevertheless return him to face that fate."
Child's Objections
i) The gateway stage should be confined to a straightforward and fairly robust examination of whether the simple terms of the Convention are satisfied in that the child objects to being returned and has attained an age and degree of maturity at which it is appropriate to take account of his or her views.ii) Whether a child objects is a question of fact. The child's views have to amount to an objection before Art 13 will be satisfied. An objection in this context is to be contrasted with a preference or wish.
iii) The objections of the child are not determinative of the outcome but rather give rise to a discretion. Once that discretion arises, the discretion is at large. The child's views are one factor to take into account at the discretion stage.
iv) There is a relatively low threshold requirement in relation to the objections defence, the obligation on the court is to 'take account' of the child's views, nothing more.
v) At the discretion stage there is no exhaustive list of factors to be considered. The court should have regard to welfare considerations, in so far as it is possible to take a view about them on the limited evidence available. The court must give weight to Convention considerations and at all times bear in mind that the Convention only works if, in general, children who have been wrongfully retained or removed from their country of habitual residence are returned, and returned promptly.
DISCUSSION
Art 13(b)
Child's Objections
CONCLUSION