This judgment was delivered in private. The judge has given leave for this version of the judgment to be published on condition that (irrespective of what is contained in the judgment) in any published version of the judgment the anonymity of the children and members of their family must be strictly preserved. All persons, including representatives of the media, must ensure that this condition is strictly complied with. Failure to do so will be a contempt of court.
FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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Re: GP (wrongful removal) |
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Paul Hepher (instructed by Terry Jones Solicitors) for the Respondent
Hearing dates: 26th May 2017
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Crown Copyright ©
Mr Justice Hayden :
"On 17 January 2017 the Court of Appeal of Ancona delivered judgment (Justice Giuliana Basillia, Justice Marina Tommolini, Justice Cecelia Laura Cristina Bellucci) in relation to the Mother's appeal of the one-year sentence for removing the child to Northern Italy. The Court is referred to decision in relation to the Mother's appeal and the findings made in relation to the Mother's conduct within that judgment. In particular, the Court found as follows:
The Mother had acted in a pre-meditated manner, and unilaterally so as to separate the Father from his daughter, in order to pursue a romantic relationship.
The Mother's reports to the police were lacking in detail, generic, and contrived to lend support to her decision to unilaterally remove the child from her family home.
The Court dismissed the Mother's claims, finding that the child had a strong bond with her Father and wider family.
The Court further, found that the Mother removed the child for a protracted period of time and: "created a situation whereby she could keep the child under her exclusive control with the purpose of excluding Mr P from any decision and contact, and that she ceased that conduct only when forced to do so by the judicial orders."
The Court of Appeal also took a very dim view of the Mother's conduct, playing by her own rules in order to satisfy her own wishes).
i) There is a grave risk that GP's return would expose her to physical or psychological harm or otherwise place her in an intolerable situation; and/or
ii) GP objects to being returned and has attained an age and degree of maturity at which it is appropriate to take account of her views.
M accepts that in removing GP to the UK she acted in breach of the Father's rights of custody.
Article 13(b) – grave risk of harm
"[31] ……. there is no need for the article to be narrowly construed. By its very terms, it is of restricted application. The words of article 13 are quite plain and need no further elaboration or gloss."
[33] Firstly, it is clear that the burden of proof lies with the person institution or other body which opposes the child's return. It is for them to produce evidence to substantiate one of the exceptions. There is nothing to indicate that the standard of proof is other than the ordinary balance of probabilities. But in evaluating the evidence the court will, of course, be mindful of the limitations involved in the summary nature of the Hague Convention process. It will rarely be appropriate to hear oral evidence of the allegations made under article 13(b) and so neither those allegations nor their rebuttal are usually tested in cross-examination.
[33] Second, the risk to the child must be grave. It is not enough as it is in other contexts such as asylum, that the risk be real it must have reached such a level of seriousness has to be characterized as grave. Although grave characterizes the risk rather than the harm there is in ordinary language a link between the two. Thus a relatively low risk of death or really serious injury might properly be qualified as grave while a higher level of risk might be required for other less serious forms of harm.
[34] …the words "physical or psychological harm" are not qualified. However, they do gain colour from the alternative "or otherwise" placed "in an intolerable situation" (emphasis supplied). As was said in In re D [2007] 1 AC 619, para 52, "'Intolerable' is a strong word, but when applied to a child must mean 'a situation which this particular child in these particular circumstances should not be expected to tolerate'". Those words were carefully considered and can be applied just as sensibly to physical or psychological harm as to any other situation. Every child has to put up with a certain amount of rough and tumble, discomfort and distress. It is part of growing up. But there are some things which it is not reasonable to expect a child to tolerate. Among these, of course, are physical or psychological abuse or neglect of the child herself. Among these also, we now understand, can be exposure to the harmful effects of seeing and hearing the physical or psychological abuse of her own parent. Mr Turner accepts that, if there is such a risk, the source of it is irrelevant: eg, where a mother's subjective perception of events leads to a mental illness which could have intolerable consequences for the child.
[35]Fourth, article 13(b) is looking to the future: the situation as it would be if the child were to be returned forthwith to her home country. As has often been pointed out, this is not necessarily the same as being returned to the person, institution or other body who has requested her return, although of course it may be so if that person has the right so to demand. More importantly, the situation which the child will face on return depends crucially on the protective measures which can be put in place to secure that the child will not be called upon to face an intolerable situation when she gets home. Mr Turner accepts that if the risk is serious enough to fall within article 13(b) the court is not only concerned with the child's immediate future, because the need for effective protection may persist.
"[36] There is obviously a tension between the inability of the court to resolve factual disputes between the parties and the risks that the child will face if the allegations are in fact true.... Where allegations of domestic abuse are made, the court should first ask whether, if they are true, there would be a grave risk that the child would be exposed to physical or psychological harm or otherwise placed in an intolerable situation. If so, the court must then ask how the child can be protected against the risk. The appropriate protective measures and their efficacy will obviously vary from case to case and from country to country. This is where arrangements for international co-operation between liaison judges are so helpful. Without such protective measures, the court may have no option but to do the best it can to resolve the disputed issues."
[29] In his substantive judgment dated 30 August 2011 Charles J sought faithfully to follow the guidance given by this court at para [36] of its judgment in Re E (Children) (Abduction: Custody Appeal), set out in para [20] above. Thus:
(a) He began by assuming that the mother's allegations against the father were true.
(b) He concluded that, on that assumption, and in the light of the fragility of the mother's psychological health, the protective measures offered by the father would not obviate the grave risk that, if returned to Australia, W would be placed in an intolerable situation.
(c) He proceeded to consider, as best he could in the light of the absence of oral evidence and the summary character of the inquiry, whether the mother's allegations were indeed true.
(d) Following a careful appraisal of the documentary evidence, including the mass of emails between the parents, he concluded that, as counsel for the father had been constrained to acknowledge, the mother had 'made out a good prima facie case that she was the victim of significant abuse at the hands of the father' (italics supplied).
(i) There must be a grave risk of the harm alleged to the child;
(ii) Intolerable harm means a situation which the particular child should not be expected to tolerate in the circumstances. Harm includes both physical and psychological harm. This encompasses exposure to the physical and psychological harm done to a parent;
(iii) The source of the risk of harm is irrelevant such that it may stem from the subjective perception of a parent which could have intolerable consequences for the child;
(iv) If the risk is serious enough the court is not only concerned with the child's immediate future as the need for protection may persist.
i) The burden of proof lies with the person who opposes the child's return. The standard of proof is the balance of probabilities;
ii) Article 13(b) is not to be constructed narrowly; by its very terms, it is of restricted application. The words of the Article were plain and needed no further elaboration or gloss;
iii) It is rarely appropriate to hear oral evidence of the allegations made under article 13(b);
iv) The risk of the harm must be "grave"; it was not enough for the risk to be "real". It must have reached such a level of seriousness as to be characterised as "grave." A relatively low risk of death or really serious injury might properly be qualified as "grave" while a higher level of risk might be required for other less serious forms of harm;
v) Intolerability denotes a situation that the particular child in the particular circumstances of the case should not be expected to tolerate;
vi) The source of the risk is irrelevant: eg. where a mother's subjective perception of events leads to a mental illness which could have intolerable consequences for the child;
vii) When assessing the risk that a child faces on return the court will have regard to protective measures;
viii) Critically, pursuant to Article 11(4) of Brussels II Revised a court cannot refuse to order a child to return when Article 13(b) is raised when it is "established that adequate arrangements can be made to secure the protection of the child after return";
ix) Where there are disputed allegations which can neither be tried nor objectively verified, the focus of the inquiry is bound to be on the sufficiency of any protective measures which can be put in place to reduce the risk. The clearer the need for protection, the more effective the measures will have to be;
x) Inherent in the Convention is the assumption that the best interests of children as a primary consideration are met by a return to the country of their habitual residence following a wrongful removal. That assumption is capable of being rebutted only in circumstances where an exception is made out.
"i. If the imprisonment sentence imposed does not exceed 3 years, the convicted person may be entrusted to the social service outside the institution for a period equal to the penalty payable"
ii. The measure is adopted on the basis of results of personality observation, carried out collegially for at least one month in the institution, in cases where it can be considered that the measure itself, also through the prescriptions referred to in paragraph 5, contribute to the re-education of the offender and ensure the prevention of the danger that he commits other offences."
Article 13. The Child's Objections
"[69] In the light of all of this, the position should now be, in my view, that the gateway stage is confined to a straightforward and fairly robust examination of whether the simple terms of the Convention are satisfied in that the child objects to being returned and has attained an age and degree of maturity at which it is appropriate to take account of his or her views. Sub-tests and technicality of all sorts should be avoided. In particular, the Re T approach to the gateway stage should be abandoned.
I see this as being in line with what Baroness Hale said in Re M at §46. She treated as relevant the sort of factors that featured in Re T but, as she described the process, they came into the equation at the discretion stage. It also fits in with Wilson LJ's view in Re W that the gateway stage represents a fairly low threshold.
I do not see it as altering the outcome of most cases although it may sometimes make the route to the determination rather less convoluted. In particular, it would not lead to considerations which are undoubtedly relevant being lost, as they will be given full consideration as part of the discretionary stage. It would be unwise of me to attempt to expand or improve upon the list in §46 of Re M of the sort of factors that are relevant at that stage, although I would emphasize that I would not view that list as exhaustive because it is difficult to predict what will weigh in the balance in a particular case. The factors do not revolve only around the child's objections, as is apparent. The court has to have regard to other welfare considerations, in so far as it is possible to take a view about them on the limited evidence that will be available as part of the summary proceedings. And importantly, it must give weight to the Hague Convention considerations. It must at all times be borne in mind that the Hague Convention only works if, in general, children who have been wrongfully retained or removed from their country of habitual residence are returned and returned promptly. To reiterate what Baroness Hale said at §42 of Re M, "[t]he message must go out to potential abductors that there are no safe havens among contracting states".
"What can be treated as established in relation to the gateway stage of the child's objections exception?
34. Where does the law stand in relation to the gateway requirements? Certain features can perhaps be treated as tolerably well established.
(1) Factual matters
35. It is established that whether a child objects to being returned is a matter of fact, as is his or her age, see for example Re S [1993] at 782 and Re T at 202. It seems to me that the degree of maturity that the child has is also a question of fact.
36. The authorities reveal a mild debate over whether, once the child's age and degree of maturity have been established and the court moves to the question of whether it is appropriate to take account of his views, it is making a finding of fact or exercising judgment. I am not sure that it would be of great assistance to get involved in this debate over how to categorise the process. What matters is how to go about it in practice and I will undoubtedly have to address that later.
(2) No chronological threshold
37. A second established feature is that there is no fixed age below which a child's objections will not be taken into account. However, the younger the child is, the less likely it is that he or she will have the maturity which makes it appropriate for the court to take his or her objections into account, Re R (Child Abduction: Acquiescence) [1995] 1 FLR 716 at 729/730.
(3) Objections and not anything less
38. A further feature about which I think there is, in fact, no real difficulty is that the child's views have to amount to objections before they can give rise to an Article 13 exception. This is what the plain words of the Convention say. Anything less than an objection will therefore not do. This idea has sometimes been expressed by contrasting "objections" with "preferences".
Discretion
"[32] Paragraph [46] of Re M (Children) (Abduction: Rights of Custody) is important and I will quote it in full:"
'In child's objections cases, the range of considerations may be even wider than those in the other exceptions. The exception itself is brought into play when only two conditions are met: first, that the child herself objects to being returned and second, that she has attained an age and degree of maturity at which it is appropriate to take account of her views. These days, and especially in the light of article 12 of the United Nations Convention on the Rights of the Child, courts increasingly consider it appropriate to take account of a child's views. Taking account does not mean that those views are always determinative or even presumptively so. Once the discretion comes into play, the court may have to consider the nature and strength of the child's objections, the extent to which they are "authentically her own" or the product of the influence of the abducting parent, the extent to which they coincide or are at odds with other considerations which are relevant to her welfare, as well as the general Convention considerations referred to earlier. The older the child, the greater the weight that her objections are likely to carry. But that is far from saying that the child's objections should only prevail in the most exceptional circumstances.
Dear Ms Ramus,
[GP] told me that she would like to meet the Judge. If that remains her wish and the Judge is agreeable then I see no reason why she shouldn't meet him. I would be happy to be present during the meeting. The mother will of course need someone at court who could sit with [GP] whilst the mother is in court.
With those caveats in mind, it is possible to draw together a number of themes which are common to each of the authorities to which we have made reference:
a) There is a presumption that a child will be heard during Hague Convention proceedings, unless this appears inappropriate (Re D) ;
b) In this context, 'hearing' the child involves listening to the child's point of view and hearing what they have to say (Re D, para 57; JPC v SLW and SMW, para 47);
c) The means of conveying a child's views to the court must be independent of the abducting parent (Re D, para 59);
d) There are three possible channels through which a child may be heard (Re D, para 60):i) Report by a CAFCASS officer or other professional;
ii) Face to face interview with the judge;
iii) Child being afforded full party status with legal representation;e) In most cases an interview with the child by a specialist CAFCASS officer will suffice, but in other cases, especially where the child has asked to see the judge, it may also be necessary for the judge to meet the child. In only a few cases will legal representation be necessary (Re D, para 60);
f) Where a meeting takes place it is an opportunity (JPC v SLW, para 47; De L v H, para 45; Re J [2011], paras 31 to 40):i) for the judge to hear what the child may wish to say; and
ii) for the child to hear the judge explain the nature of the process and, in particular, why, despite hearing what the child may say, the court's order may direct a different outcome;g) a meeting between judge and child may be appropriate when the child is asking to meet the judge, but there will also be cases where the judge of his or her own motion should attempt to engage the child in the process (Re J [2011], paras 31).
56. Despite having great respect for this judge, who is highly experienced in the conduct of proceedings where the voice of the child needs to be heard, our conclusion is that on this occasion the conduct of the judicial interview did indeed fall on the wrong side of the line. Having summarised the submissions of Mr Turner and Mr Gupta, with which we agree, we can set out the reasons supporting this conclusion in short terms as follows:
i) During that part of any meeting between a young person and a judge in which the judge is listening to the child's point of view and hearing what they have to say, the judge's role should be largely that of a passive recipient of whatever communication the young person wishes to transmit.
ii) The purpose of the meeting is not to obtain evidence and the judge should not, therefore, probe or seek to test whatever it is that the child wishes to say. The meeting is primarily for the benefit of the child, rather than for the benefit of the forensic process by providing additional evidence to the judge. As the Guidelines state, the task of gathering evidence is for the specialist CAFCASS officers who have, as Mr Gupta submits, developed an expertise in this field.
iii) A meeting, such as in the present case, taking place prior to the judge deciding upon the central issues should be for the dual purposes of allowing the judge to hear what the young person may wish to volunteer and for the young person to hear the judge explain the nature of the court process. Whilst not wishing to be prescriptive, and whilst acknowledging that the encounter will proceed at the pace of the child, which will vary from case to case, it is difficult to envisage circumstances in which such a meeting would last for more than 20 minutes or so.
iv) If the child volunteers evidence that would or might be relevant to the outcome of the proceedings, the judge should report back to the parties and determine whether, and if so how, that evidence should be adduced.
v) The process adopted by the judge in the present case, in which she sought to 'probe' K's wishes and feelings, and did so over the course of more than an hour by asking some 87 questions went well beyond the passive role that we have described and, despite the judge's careful self-direction, strayed significantly over the line and into the process of gathering evidence (upon which the judge then relied in coming to her decision).
vi) In the same manner, the judge was in error in regarding the meeting as being an opportunity for K to make representations or submissions to the judge. The purpose of any judicial meeting is not for the young person to argue their case; it is simply, but importantly, to provide an opportunity for the young person to state whatever it is that they wish to state directly to the judge who is going to decide an important issue in their lives.
My meeting with GP
" 'No. I don't like Italy' I commented that she had just told me how she liked Venice to which GP replied, 'yes, I liked Venice' and then she began to cry".