FAMILY DIVISION
LIVERPOOL DISTRICT REGISTRY
B e f o r e :
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An NHS Trust |
Applicant |
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-And- |
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Mrs H (represented by her litigation friend, the Official Solicitor) Mr H (represented by his litigation friend, the Official Solicitor) A Borough Council CB KH (a child, represented by CAFCASS) |
Respondents |
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Mr Simon Heaney (instructed by Heaney Watson) for Mrs H,
Mr Damien Sanders (instructed by Berkson Globe) for Mr H
Ms Gail Owen (instructed by Knowsley Metropolitan Borough Council) for the Borough Council
CB in person
Mr Liam Carlen (instructed by Hogans) for KH
Hearing date: 24th September 2012
Judgment date 5th October 2012
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HTML VERSION OF JUDGMENT
Crown Copyright ©
See Order at bottom of Judgment
Mr Justice Peter Jackson:
Background
In view of the severity of the brain injury KH sustained as a result of the Herpes Simplex Encephalitis and his extreme level of dependency without any hope of any meaningful recovery, the following is proposed:
1. The aim of any treatment or interventions proposed for KH is to keep him comfortable and distress and pain free
2. If KH suffers from a potentially painful and distressing infection, such as otitis media or urinary tract infection, oral antibiotics and pain relief should be given.
Under such circumstances admission to hospital for blood sampling, insertion of intravenous lines and administration of intravenous antibiotics should be avoided in order to prevent further distress and pain, unless the respective infection does not resolve with oral antibiotics and admission to hospital for intravenous treatment is considered to be in KH's best interest.
3. Gastro oesophageal reflux is currently reasonably well controlled following the insertion of the feeding jejunostomy tube with KH's gastrostomy on free drainage and continuing anti reflux medication. He continues to thrive. A surgical procedure to prevent gastro oesophageal reflux should be avoided if at all possible and should only be considered if potential distress and pain caused by the gastro oesophageal reflux is felt to be more distressing than that of a surgical intervention.
4. If KH develop signs of a lower respiratory tract infection (pneumonia) he should receive broad spectrum oral antibiotics. Admission to hospital for blood sampling, insertion of intravenous access and intravenous antibiotics should be avoided. He should receive chest physiotherapy and suction to his upper airway to clear secretions.
5 If KH deteriorate further despite the above measures, he should be kept pain and distress free, using appropriate pain medication (such as Morphine) and / or sedation (such as Midazolam). It is acknowledged that KH might die in such a situation from the complications of a pneumonia. It is acknowledged that any of the above medications might reduce his respiratory drive and therefore shorten his life. However, any medications are given for the purpose of symptom relief only and not with the intention of shortening KH's life.
6 If it is not possible to achieve adequate symptom control in the home or if carers find it difficult to cope with potential End of Life Care at home despite support from the Palliative Care Team, the Community Nursing Team and the Paediatric Neurology Team, KH should be admitted to [the] Children's Hospital or to the local children's Hospice for symptom management and potential End of Life Care.
7 KH should not be intubated or receive invasive or non invasive ventilation.
8 In the case of severe respiratory compromise, KH should receive, if available, suction to his airway to help clear secretions, chest physiotherapy and face mask oxygen if these interventions improve his comfort. He should not receive mouth to mouth or bag and mask resuscitation.
9 If he suffers a cardiac arrest, KH should not receive any cardiac resuscitation including cardiac massage, resuscitation drugs or inotropes.
10 KH was referred to the Palliative Care Team led by Dr B on 9th August 2011. Following agreement regarding future appropriate interventions in case of deterioration, further liaison with the local Palliative Care Nursing Team will take place to ensure that there is a management plan in place for appropriate symptom control.
11 KH was referred to [the] Children's Hospice who have accepted the referral. Both potential residential care and / or support from the Home Care Team will be available in the future should this be required.
12 For the avoidance of any doubt, nothing in this Advanced Care Plan should in any way prevent those providing medical treatment to KH from acting in his best interests as they are perceived at any particular time.
The issues
(4) She would wish KH to have a blood test if he got an infection, such as pneumonia, if it would help the doctors know what was wrong.
(8) If KH stopped breathing, she would like him to be given a short period of mouth to mouth resuscitation.
(9) If KH's heart stopped beating she would like two attempts to be made to restart it (as she put it, for him to be 'zapped' twice).
The law
"The law concerning withdrawing or withholding life-sustaining treatment
1. Doctors are of course under a general duty to provide appropriate medical treatment, including life-sustaining treatment, to all patients under their care, including children.
2. It is accepted, however, that in certain situations, where it is in the best interests of a child, doctors can withhold or decline to initiate treatment, even where the inevitable result will be the death of the child (see, for example, the Court of Appeal decision in Re B (a minor) (wardship: medical treatment) [1981] 1 WLR 1421; NHS Trust v MB [2006] EWHC 507; ).
The 'Best Interests' test
3. The Court is tasked with considering whether the plan for KH's future medical treatment as described in the advanced care plan needs is in his best interests.
4. In so doing, the Court must weigh up the advantages and disadvantages of providing or withholding the various treatment options within that plan, and to balance them in order to determine where KH's best interests lie (Re J (a minor) (wardship: medical treatment) [1991] 2 WLR 140; 3 All ER 930; [1990] 2 Med LR 67).
5. NB withdrawal of treatment is not proposed in this application, although if this were in issue it would fall under the same test. There is no valid legal distinction between 'withholding' and 'withdrawing' life-sustaining treatment. The 'best interests' test applies to both situations (Airedale NHS Trust v Bland [1993] AC 789 at 866, 867 and 875).
6. When considering what is in KH's best interests, the Court must exercise independent and objective judgment on the basis of all the available evidence (Re T (A Minor) (Wardship: Medical Treatment) [1997] 1 WLR 242).
7. The Court's approach to KH's best interests will necessarily be highly fact-specific and the courts have been slow to set definitive guidance on how to approach the 'best interests' test. For example, in NHS Trust v MB (supra) Holman J said at paragraphs 106-107: 'this is a very fact specific decision taken in the actual circumstances as they are for this child and today… My sole and intense focus has been this child alone'.
8. Nevertheless, in NHS Trust v MB Holman J provided a helpful summary of the principles in play when applying the 'best interests' test in infant treatment decisions as follows:
i) As a dispute has arisen between the treating doctors and the parents, and one, and now both, parties have asked the court to make a decision, it is the role and duty of the court to do so and to exercise its own independent and objective judgment.
ii) The right and power of the court to do so only arises because the patient, in this case because he is a child, lacks the capacity to make a decision for himself.
iii) I am not deciding what decision I might make for myself if I was, hypothetically, in the situation of the patient; nor for a child of my own if in that situation; nor whether the respective decisions of the doctors on the one hand or the parents on the other are reasonable decisions.
iv) The matter must be decided by the application of an objective approach or test.
v) That test is the best interests of the patient. Best interests are used in the widest sense and include every kind of consideration capable of impacting on the decision. These include, non-exhaustively, medical, emotional, sensory (pleasure, pain and suffering) and instinctive (the human instinct to survive) considerations.
vi) It is impossible to weigh such considerations mathematically, but the court must do the best it can to balance all the conflicting considerations in a particular case and see where the final balance of the best interests lies.
vii) Considerable weight (Lord Donaldson of Lymington MR referred to "a very strong presumption") must be attached to the prolongation of life because the individual human instinct and desire to survive is strong and must be presumed to be strong in the patient. But it is not absolute, nor necessarily decisive; and may be outweighed if the pleasures and the quality of life are sufficiently small and the pain and suffering or other burdens of living are sufficiently great.
viii) These considerations remain well expressed in the words as relatively long ago now as 1991 of Lord Donaldson of Lymington in Re J (A minor) (wardship: medical treatment) [1991] Fam 33 at page 46 where he said:
"There is without doubt a very strong presumption in favour of a course of action which will prolong life, but it is not irrebuttable. Account has to be taken of the pain and suffering and quality of life which the child will experience if life is prolonged. Account has also to be taken of the pain and suffering involved in the proposed treatment. We know that the instinct and desire for survival is very strong. We all believe in and assert the sanctity of human life. Even very severely handicapped people find a quality of life rewarding which to the unhandicapped may seem manifestly intolerable. People have an amazing adaptability. But in the end there will be cases in which the answer must be that it is not in the interests of the child to subject it to treatment which will cause it increased suffering and produce no commensurate benefit, giving the fullest possible weight to the child's, and mankind's desire to survive."ix) All these cases are very fact specific, i.e. they depend entirely on the facts of the individual case.
x) The views and opinions of both the doctors and the parents must be carefully considered. Where, as in this case, the parents spend a great deal of time with their child, their views may have particular value because they know the patient and how he reacts so well; although the court needs to be mindful that the views of any parents may, very understandably, be coloured by their own emotion or sentiment. It is important to stress that the reference is to the views and opinions of the parents. Their own wishes, however understandable in human terms, are wholly irrelevant to consideration of the objective best interests of the child save to the extent in any given case that they may illuminate the quality and value to the child of the child/parent relationship.
9. It is apparent from Holman J's observations at 8.v) above that medical best interests are not the only consideration. KH's wider best interests (albeit including his medical interests) are determinative (Portsmouth NHS Trust v Wyatt [2004] EWHC 2247 and by analogy, Re MB (an adult: medical treatment) [1997] 8 Med 217 at 225 per Butler-Sloss LJ). The views of doctors, other members of a child's care team and his parents should be taken into account to the extent that they touch upon the child's best interest, rather than their own interests or opinions.
10. In this case, KH's parents have been found to lack litigation capacity and it is understood that they are to be represented by the Official Solicitor as next friend. In these circumstances it is submitted that to be consistent with the Mental Capacity Act 2005 as amended, and in particular section 4(6) of that Act, regard should be had to the parents' wishes and feelings, but only to the extent that these relate to KH's best interests, which are for the Court to assess objectively. As stated by Holman J at 8x) above, 'Their own wishes, however understandable in human terms, are wholly irrelevant to consideration of the objective best interests of the child save to the extent in any given case that they may illuminate the quality and value to the child of the child/parent relationship'. A fortiori, this caveat must apply more forcefully to the views or wishes of parents without capacity who are not themselves looking after the child in question. The Official Solicitor, acting as litigation friend for KH's parents, should of course seek to advance a position in the 'best interests' of KH's parents rather than KH himself. It is important to note, therefore, that whilst the Official Solicitor's views in this regard may well elide with the 'best interests' of KH, there is this distinction to be made. This contrasts with the Official Solicitor's usual role in Court of Protection proceedings, where he seeks to advance P's best interests (rather than those of other Respondents to such proceedings).
11. The ethics of withholding or withdrawing life support are set out in a publication by the Royal College of Paediatrics and Child Health (RCPCH), routinely used by practitioners and the Court (See for example An NHS Trust v X [2005] EWCA Civ 1145; [2006] Lloyd's Med Rep 29): "Withholding or Withdrawing Life Sustaining Treatment in Children: A Framework for Practice" (Second Edition) May 2004. This provides as follows… (at pages 28 and 29):
"3.1.3. Circumstances of withholding or withdrawal of treatment...
The "No Chance" Situation. Treatment delays death but neither improves life's quality nor potential. Needlessly prolonging treatment in these circumstances is futile and burdensome and not in the best interests of the patient; hence there is no legal obligation for a doctor to provide it. Indeed, if this is done knowingly (futile treatment) it may constitute an assault or "inhuman and degrading treatment" under Article 3 of the European Convention on Human Rights. Consider for example a child with progressive metastatic malignant disease whose life would not benefit from chemotherapy or other forms of treatment aimed at cure.
The "No Purpose" Situation. In these circumstances the child may be able to survive with treatment, but there are reasons to believe that giving treatment may not be in the child's best interest. For example, the child may develop or already have such a degree of irreversible impairment that it would be unreasonable to expect them to bear it. Continuing treatment might leave the child in a worse condition than already exists with the likelihood of further deterioration leading to an "impossibly poor life". The child may not be capable now or in the future of taking part in decision making or other self directed activity.
In all the above circumstances it is appropriate to consider withholding or withdrawing treatment. If it is likely that future life will be "impossibly poor" then treatment might reasonably be withheld. If such a life already exists and there is likelihood of it continuing without foreseeable improvement, treatment might reasonably be withdrawn.
"The Unbearable Situation". This situation occurs when the child and/or family feel that further treatment is more than can be borne they may wish to have treatment withdrawn or to refuse further treatment irrespective of the medical opinion that it may be of some benefit."
12. Where a child's condition lies within this schema is inevitably a matter that falls within the treating clinician's competence. Consideration of the extent to which the child falls into these various criteria is not of itself determinative, but will clearly help to inform the Court's overall 'best interests' assessment.
13. The concept of 'intolerability' of the child's condition should not be invoked to usurp a comprehensive 'best interests' assessment. It is neither a supplementary test to the 'best interests' test, nor a gloss to that test (Portsmouth NHS Trust v Wyatt [2004] EWHC 2247 at paragraph 24, endorsed by the Court of Appeal in Wyatt v Portsmouth Hospital NHS Trust [2005] EWCA Civ 1181 at paragraphs 76 and 91). Although 'intolerability' may obviously be a relevant factor, it cannot provide a single determinative test as to best interests (R (on the application of Burke) v GMC [2005] EWCA Civ 1003 at paragraphs 61 to 63; Re L (A Child) (Medical Treatment: Benefit) [2004] EWHC 2731 (Fam) NHS Trust v MB (supra) per Holman J at paragraph 17).
14. Finally, although the Mental Capacity Act 2005 (as amended) has no legal application with regard to the Court's inherent jurisdiction in this case, some guidance as to how best to approach the 'best interests' test can be derived from section 4 of that Act, which is set out below for convenience (although clearly not all of this section will be relevant in this case):
4 Best interests
(1) In determining for the purposes of this Act what is in a person's best interests, the person making the determination must not make it merely on the basis of—
(a) the person's age or appearance, or(b) a condition of his, or an aspect of his behaviour, which might lead others to make unjustified assumptions about what might be in his best interests.(2) The person making the determination must consider all the relevant circumstances and, in particular, take the following steps.
(3) He must consider—
(a) whether it is likely that the person will at some time have capacity in relation to the matter in question, and(b) if it appears likely that he will, when that is likely to be.(4) He must, so far as reasonably practicable, permit and encourage the person to participate, or to improve his ability to participate, as fully as possible in any act done for him and any decision affecting him.
(5) Where the determination relates to life-sustaining treatment he must not, in considering whether the treatment is in the best interests of the person concerned, be motivated by a desire to bring about his death.
(6) He must consider, so far as is reasonably ascertainable—
(a) the person's past and present wishes and feelings (and, in particular, any relevant written statement made by him when he had capacity),(b) the beliefs and values that would be likely to influence his decision if he had capacity, and(c) the other factors that he would be likely to consider if he were able to do so.(7) He must take into account, if it is practicable and appropriate to consult them, the views of—
(a) anyone named by the person as someone to be consulted on the matter in question or on matters of that kind,(b) anyone engaged in caring for the person or interested in his welfare,(c) any donee of a lasting power of attorney granted by the person, and(d) any deputy appointed for the person by the court,as to what would be in the person's best interests and, in particular, as to the matters mentioned in subsection (6).
(8) The duties imposed by subsections (1) to (7) also apply in relation to the exercise of any powers which—
(a) are exercisable under a lasting power of attorney, or(b) are exercisable by a person under this Act where he reasonably believes that another person lacks capacity.(9) In the case of an act done, or a decision made, by a person other than the court, there is sufficient compliance with this section if (having complied with the requirements of subsections (1) to (7)) he reasonably believes that what he does or decides is in the best interests of the person concerned.
(10)"Life-sustaining treatment" means treatment which in the view of a person providing health care for the person concerned is necessary to sustain life.
(11) "Relevant circumstances" are those—
(a) of which the person making the determination is aware, and(b) which it would be reasonable to regard as relevant."
Advanced Care Plans
The Advanced Care Plan for KH
The scope of the declarations
117. We would, however, as a matter of practice, counsel caution in making declarations involving seriously damaged or gravely ill children which are open-ended. In the same way that this court said in R (Burke) v GMC that it is not the function of the court to be used as a general advice centre (see paragraph 21 of this court's judgment), it is, in our view, not the function of the court to oversee the treatment plan for a gravely ill child. That function is for the doctors in consultation with the child's parents. Judges take decisions on the basis of particular factual sub-strata. The court's function is to make a particular decision on a particular issue.118. As a general proposition, therefore, we have reservations about judges making open-ended declarations which they may have to re-visit if circumstances change. But all that said, we came to the clear conclusion that Hedley J had indeed thought through the implications of what he was doing, and was entitled both to make and renew the declarations.
It is lawful and in KH's best interests
A In the case of severe respiratory compromise, not to receive mouth-to-mouth or bag and mask resuscitation, endotracheal intubation, or invasive or non-invasive ventilation.
B In the event of cardiac arrest, not to receive cardiac resuscitation, including defibrillation, cardiac massage or resuscitation drugs including inotropes.
C In the event of serious infection, including pneumonia, not to undergo blood sampling or to receive intravenous antibiotics unless it is considered that such treatment would help to make him more comfortable and/or distress and pain free.
D In the event of deterioration in his gastro-oesophageal reflux, not to undergo a definite surgical procedure unless it is considered that such surgery would help to make him more comfortable and/or distress and pain free.
E In the event of deterioration of his medical condition, to receive pain medication (such as Morphine) and/or sedation (such as Midazolam) with the purpose of relieving suffering and distress, even though such medications might reduce his respiratory drive and thereby shorten his life.
The above declarations do not prevent those providing medical treatment to KH from giving any medical treatment that they considered to be in his best interests at any particular time.
Any medical consultation about KH's best interests shall include consultation with CB, his carer, as if she held parental responsibility for him.
The parties shall have liberty to apply.
IN THE HIGH COURT OF JUSTICE Case No: FD11P02589
FAMILY DIVISION
IN THE PROCEEDINGS CONCERNING KH (a child)
AND IN THE MATTER OF THE INHERENT JURISDICTION OF THE HIGH COURT
BETWEEN:
Applicant
Respondents
Before Mr Justice Peter Jackson on 24th September 2012 and … October 2012
UPON hearing counsel for the Applicant and the Second Respondent, solicitors for the First Respondent and CAFCASS, and the Fourth Respondent in person.
AND UPON reading the documents and statements in the court bundle
AND UPON hearing the oral evidence of Dr S and Mrs H
IT IS ORDERED THAT:
a) the Applicant shall be referred to as "An NHS Trust";
b) the First Respondent shall be referred to as "Mr H";
c) the Second Respondent shall be referred to as "Mrs H";
d) the Third Respondent shall be referred to as "A Borough Council";
e) the Fourth Respondent shall be known as "CB";
f) and the Fifth Respondent shall be known as "KH".
IT IS DECLARED THAT:
A In the case of severe respiratory compromise, not to receive mouth-to-mouth or bag and mask resuscitation, endotracheal intubation, or invasive or non-invasive ventilation.
B In the event of cardiac arrest, not to receive cardiac resuscitation, including defibrillation, cardiac massage or resuscitation drugs including inotropes.
C In the event of serious infection, including pneumonia, not to undergo blood sampling or to receive intravenous antibiotics unless it is considered that such treatment would help to make him more comfortable and/or distress and pain free.
D In the event of deterioration in his gastro-oesophageal reflux, not to undergo a definite surgical procedure unless it is considered that such surgery would help to make him more comfortable and/or distress and pain free.
E In the event of deterioration of his medical condition, to receive pain medication (such as Morphine) and/or sedation (such as Midazolam) with the purpose of relieving suffering and distress, even though such medications might reduce his respiratory drive and thereby shorten his life.
The above declarations do not prevent those providing medical treatment to KH from giving any medical treatment that they considered to be in his best interests at any particular time.
Any medical consultation about KH's best interests shall include consultation with CB, his carer, as if she held parental responsibility for him.