(FAMILY DIVISION)
Strand, London WC2A 2LL. |
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B e f o r e :
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A Applicant | ||
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T Respondent |
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John Larking Verbatim Reporters,
(Verbatim Reporters and Tape Transcribers)
Suite 91, Temple Chambers, 3-7 Temple Avenue, London EC4Y 0HP.
Tel: 020 7404 7464 Fax: 020 7404 7443 DX: 13 Chancery Lane LDE
www.johnlarking.co.uk
Southernhay Gardens, Exeter EX1 1NP) appeared on behalf of the Applicant Father.
MR JEREMY ROSENBLATT (instructed by solicitors) appeared on behalf of the Respondent Mother.
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Crown Copyright ©
MR JUSTICE BAKER:
Background summary.
'Agreement dated 2nd December 2006 between CT and EA. Recitals. CT and EA are English and Swedish respectively, married and currently living in Sweden. CT does not anticipate living in Sweden on a permanent basis. They intend to have children together and have agreed to set out the terms of the living arrangements of any children that they have together in the event that CT decides to leave Sweden while any of those children are under the age of 18. This agreement is intended to set out those terms and to clarify that EA will give all permissions which may be necessary or required to enable CT to leave Sweden with their children whether it be on a permanent or temporary basis.'
There is then a Definitions and Interpretation section which includes inter alia the following provisions:
'In this agreement ... "event" means a decision by CT to leave Sweden at any time whether permanently or temporarily for any reason whatsoever ... "permissions" means all or any consents, approvals or other permissions whatsoever required under Swedish or English law by the Swedish or English authorities whether orally or in writing to enable CT to leave Sweden at any time whether permanently or temporarily with the offspring and without restriction whatsoever.'
Further on in the agreement EA's obligations are summarised as follows:
'In consideration of the sum of £1 paid by CT to EA and of the obligations set out in Clause 3 below EA hereby (a) gives all permissions necessary to enable CT and the offspring to leave Sweden whether temporarily or permanently at any time and for any reason whatsoever, and (b) agrees that he will give all or any further permissions which may be necessary to enable CT and the offspring to leave Sweden or remain out of Sweden whether temporarily or permanently at any time and for any reason whatsoever, and (c) agrees that when asked will orally or in writing he will give all permissions promptly in whichever form they may be required orally or in writing and will use his best endeavours to give those permissions, and (d) agrees that he will provide promptly whatever finance necessary to enable CT and the offspring to leave Sweden and will continue to support CT and the offspring financially so as to enable them to live in the same manner to which they have been accustomed in Sweden after they have left Sweden.'
By Clause 3 of the agreement CT's obligations are set out as follows:
'CT agrees that should an event occur she will grant EA reasonable access to the offspring in whichever country they choose to live. For the avoidance of doubt, CT will not be obliged to bring or send the offspring to Sweden or to provide any financial assistance to EA in order to provide that reasonable access.'
I ought to add that under the Definitions section 'offspring' is defined as meaning 'any child or children under the age of 18 having (a) CT as its or their biological or adoptive mother, and (b) EA as its or their biological or adoptive father.'
Clause 6 to the agreement headed 'Good faith' reads as follows:
'CT and EA have each read and understood the terms of this agreement and consider the terms of it reasonable. They each recognise the moral obligations intended by this agreement and agree that they will cooperate in good faith with each other for the purpose of enabling each to fulfil his or her obligations under this agreement.'
'To whom it may concern, I EA am the lawful custodial father of J [at this point the date of birth and certain further details of J are set out] and E [again at this point further the date of birth and further details of E are set out]. J and E have my consent to travel with their lawful custodial mother CT [date of birth, place of birth and other details set out] to anywhere in the world indefinitely without limitation either in place or time whatsoever.'
No signed version of this document has been produced to the court but the mother's case is that the father did indeed sign it and that it was witnessed by a neighbour MM. The father's evidence was that he could not remember signing the document. Having heard the parties' evidence I accept the mother's account and I find that the father did indeed sign it.
'To whom it may concern, I EA am the lawful custodial father of J ... and E ... J and E have my consent to travel with their lawful custodial mother CT ... to anywhere in the world whether on a temporary or permanent basis without limitation either in place or time whatsoever. The contents of this letter including but not limited to the consents given in it are intended to be perpetual and be of unlimited duration.'
'I will be viewing some flats for me and the children to move into. I have already spoken to an estate agent and solicitor about it. If I make an offer next week me and the children will most likely be ready this summer.'
'What can I do to make you not be so depressed? I can't see any other option but to change my job to one that never require me to travel or not to come home after five. Would that be an option? Or that until we find a good way for us to move to England?'
I'm afraid I can no longer wait for your plan to move to England to miraculously materialise because in all the years of talking about it you have done precisely fuck all about it. Empty words my dear. My concern now is moving me and the children because I cannot tolerate living in Sweden any longer and as the children's primary care giver I have to make sure that I am okay. What you do with your job/friends/family is no longer a concern of mine and frankly it feels like a relief to let go after fighting for it for so long.'
'Am I to understand that you are leaving me and moving to England with our kids?'
Now it is not clear to me from the documents produced to the court whether the mother responded to that question and if so in what terms. The documents in the court bundle suggest that she may have answered the question in the affirmative but the timing of the emails in the copies in the bundle is unclear. There is however no evidence that the mother denied that she was going to leave. The following day, on 1st April, the father sent an email stating inter alia:
'As you might understand, I'm not happy even thinking about you or the kids going and leaving me. I do love you and I'm sure we can work it out as long as we find a common ground to the solution. I've got no problems in moving to England and I believe that this would be the best way for us to be a happy working family. I can't bear the thought of being without you and the kids. I love you all more than anything and I'm of course ready to do anything as well for our family.'
It was not clear from the papers whether or not the mother and the children did indeed go to the United Kingdom in early April and I have now been told that in fact they did not. But they were certainly at the end of April in Sweden. On 27th April the parties enrolled E to start English nursery in Gothenburg in August. J had previously been enrolled in a school due to start in the same month.
'By the end of May 2011 I noticed that the father's demeanour had changed and he was no longer tolerant and supportive of me as he had been previously. It became clear that he was not wholly supportive of us attempting to save the marriage and he suggested that I travelled to England with the children to give us time and space to attempt to repair the marriage. The date for me to return with the children was left open-ended and no real discussion about this was had before I left for England.' (see para. 12 B81.)
'As we had been unsuccessful in finding suitable counselling services for the mother in Sweden I agreed that she could visit her family in England to try to seek professional help from mental health services in England as I hoped she would be more receptive to those in her home country. CT also received support from her parents whom she and the children would stay with. She refused to travel without the children accompanying her. As it was the school holidays in Sweden I agreed that the children could go with CT on the understanding that CT would return with them in time for them to start the new term at nursery and school in the first week of August. I had not really given much consideration to what would happen if CT decided that she wanted to remain in England as this was never discussed between us but suffice to say that I would be devastated if the children were to stay in England. To all intents and purposes I understood CT and I would try to resolve the differences in our marriage and that she would return to Sweden.' (see paras. 20-21 B146-147.)
'Hope you got back okay on Sunday. I think the week went pretty well in all the circumstances and I'm glad we both made it an enjoyable week for the children. As you know, I came to England with the children with your encouragement and the belief that spending some time apart from each other might have given us the time and space we needed to sort our problems out and fix things between us. I had really hoped that we would be able to explore every avenue to try to salvage things between us but after your visit last week I can now see that this is not what you want and accept that this isn't going to be the case. With that in mind we obviously have to decide what to do for the best regarding the children. I have been considering all the options seriously – very seriously – and obviously none of them are going to make both of us 100% happy but we are both going to have to try to find a way to work together and reach a compromise for the children's benefit. As we have previously discussed I have your written consent to do I really think that it is best for all of us that me and the children need to stay in England. In fact having thought about all the different permutations of this situation I think this is the only one that's actually at all feasible.'
The mother then proceeds to set out detailed proposals of the arrangements for the children. Later in the email she states:
'When the children and I came back to Sweden in May we first raised the possibility of us separating. I said that in that event I would need your support to help me and the children get established here in England to which you replied "Of course I will. What kind of person do you think I am? You do not do that." I hope you will honour those words and that we can make this transition as amicably, peacefully and smoothly as possible for both our sakes and that of the children.'
Three days later the mother issued divorce proceedings in England. Those proceedings have been stayed pending the conclusion of these Hague proceedings.
'I think you might have misunderstood things when you said that I have always agreed that you could take the children and remove wherever and whenever it pleases you. What I have said is I will always have open mind to move to England together and nothing else. With regards to any agreement, I have only agreed that you could travel with the children without my consent but I have never agreed to you moving anywhere with the children without me or without my consent.'
'You have given me your consent to permanently relocate with the children countless times over the years including recently, both in writing and orally. I have not misunderstood it. It has always been our agreement that I would determine where the children and I would live whether you joined us or didn't, and the wording of the documents you have signed is clear and unambiguous to that effect.'
'Since the contract you are referring to was done under very different circumstances and you would not accept anything else but me signing, it was all done under a lot of pressure and I think you will agree if you think about the situation.'
The statutory framework.
'(a) To secure the prompt return of children wrongfully removed to or retained in any contracting State, and (b) to ensure that rights of custody and access under the law of one contracting State are effectively respected in the other contracting States.'
The locus classicus of the object and purpose of the Convention is to be found in the speech of Lord Browne-Wilkinson in Re H and others (minors) (abduction) (acquiescence) [1998] AC 72 at 81C:
'The object of the Convention is to protect children from the harmful effects of their unlawful removal from the country of their habitual residence to another country or their wrongful retention in some country other than that of their habitual residence. This is to be achieved by establishing a procedure to ensure the prompt return of the child to the State of his habitual residence.'
'The whole object of the Hague Convention is to secure the swift return of children wrongfully removed from their home country not only so that they can return to the place which is properly their home but also so that any dispute about where they should live in the future can be decided in the courts of their home country according to the laws of their home country and of course the evidence which would mostly be there rather than in the country to which they have been removed.'
In other words, crucial decisions about the welfare of children are to be taken in the country of their habitual residence and courts hearing applications for summary return under the Convention must refrain from conducting any welfare inquiry until the application for summary return has been resolved.
'Where a child has been wrongfully removed or retained under the terms of Article 3 and at the date of commencement of the proceedings before the judicial authority of the contracting State where the child is a period of less than one year has elapsed since the date of the wrongful removal or retention the authority concerned shall order the return of the child forthwith. The judicial or administrative authority even where the proceedings have been commenced after the expiration of the period of one year referred to in the preceding paragraph shall also order the return of the child unless it is demonstrated that the child is now settled in its new environment.'
'Notwithstanding the provisions of the preceding Article the judicial or administrative authority of the requested State is not bound to order the return of the child if the person, institution or other body which opposes its return establishes that (a) the person, institution or other body having the care of the child was not actually exercising the custody rights at the time of removal or retention or had consented to or subsequently acquiesced in the removal or retention; or (b) there is a grave risk that his or her return would expose the child to physical or psychological harm or otherwise place the child in an intolerable position. The judicial or administrative authority may also refuse to order the return of the child if it finds that the child objects to being returned and has obtained an age and degree of maturity at which it is appropriate to take account of its views.'
'(1) Where a person, institution or other body having rights of custody applies to the competent authorities in a Member State to deliver a judgment on the basis of the Hague Convention 1980 ... in order to obtain the return of a child that has been wrongfully removed or retained in a Member State other than the Member State where the child was habitually resident immediately before the wrongful removal or retention paras. 2-8 shall apply.
(2) When applying Articles 12 and 13 of the 1980 Hague Convention it shall be ensured that the child is given the opportunity to be heard during the proceedings unless this appears inappropriate having regard to his or her age or degree of maturity.
(3) A court to which an application to return a child is made as mentioned in para. 1 shall act expeditiously begin proceedings on the application using the most expeditious proceedings available in national law; without prejudice to the first sub-paragraph the court shall except where exceptional circumstances make this impossible issue its judgment no less than six weeks after the application has been lodged.
(4) A court cannot refuse to return a child on the basis of Article 13(b) of the 1980 Hague Convention if it is established that adequate arrangements have been made to secure the protection of the child after his or her return.
(5) A court cannot refuse to return a child unless the person who requests the return of the child has been given an opportunity to be heard.
(6) If a court has issued an order for non-return pursuant to Article 13 of the 1980 Hague Convention the court must immediately either directly or through its central authority transmit a copy of the court order on non-return and of the relevant documents, in particular a transcript of the hearings before the court, to the court with jurisdiction or central authority in the Member State where the child was habitually resident immediately before the wrongful removal or retention as determined under by national law. The court shall receive all the mentioned documents within one month of the date of the non-return order.
(7) Unless the courts in the Member State where the child is habitually resident immediately before the wrongful removal or retention have already been seized of the matter by the parties the court or central authority that receives the information mentioned in para. 6 must notify it to the parties and invite them to make submissions to the court in accordance with the national law within three months of the date of notification so that the court can examine the question of custody of the child. Without prejudice to the rules on jurisdiction contained in this regulation the court shall close the case if no submissions have been received by the court within the time limit.
(8) Notwithstanding a judgment of non-return pursuant to Article 13 of the 1980 Hague Convention any subsequent judgment which requires the return of the child issued by a court having jurisdiction under this regulation shall be enforceable in accordance with Section 4 below in order to secure the return of the child.'
The issues.
Consent.
The case law.
'It is obvious that consent must be real; it must be positive; and it must be unequivocal but that is a separate issue from the nature of the evidence required to establish it. There may be circumstances in which the court can be satisfied that such consent has been given even though it has not been given in writing. It stands to reason however that most people who wish to retain or remove a child will be well advised to get written consent before they do so to place the matter beyond argument. There may also be circumstances in which it can be inferred from conduct.'
'The British mother and the American father lived in the United States with the two children. The marriage was going through difficulties and the parties agreed to separate, recording the terms of their agreement in a document that provided for the father to live away from the matrimonial home with contact to the children. The agreement also provided that " In case the separation leads to eventually divorce the mother may reside with the children in the United Kingdom." The mother claims the couple then separated; the father claimed that the separation did not in fact happen. In any event there was no divorce. The following year the family moved to Florida, staying with relatives of the father at first but with a view to purchasing a home and permanently relocating there. In response to the mother's concerns about remaining in Florida, the father proposed in an email that the mother move into the new property to see how things went but that if by the end of the school year she still did not like it mother and children could move to London and he would join them there whenever he got a job. Following a family conference involving both the mother's mother and father's brother, it was agreed that the mother would give Florida a try. There were in any event longstanding arrangements for the mother to travel to England for the summer for a holiday. When the mother left at the end of the school year it was on the basis that she was going on holiday. Return tickets were purchased, a family trip to Spain to include the father was organised, and the mother re-registered the children at their school in Florida. Shortly after her arrival in England, the mother informed the father that the marriage was over and that she and the children were settling in England.'
Obviously, these questions of consent will always be fact-specific and will involve questions of degree, but I can see no reason in principle why a consent should not be valid if tied to some future event even an uncertain timing provided that the happening in the event is of reasonable ascertainability. It cannot be something too vague, too uncertain or too subjective .... Common sense is everything in this sphere. If the consent was given when the facts were wholly and manifestly different from those prevailing at the time of removal, or if the consent was given so long ago that it must clearly have lapsed, or if the consenting party had withdrawn that consent before it was acted upon by a removal of the child, then in those various circumstances the Defence would not be made out. It is all a question of degree. (31) Here, putting the mother's case at its highest, the father gave a future consent in August 2006 to a planned removal of the mother and the children at the end of the school year in 2007 if she was not happy in Florida. That is what she says makes good her Article 13 Defence. But before she left with the children there had been further discussions between her and the father describing her proposed trip as a holiday. Return tickets were purchased. The notion of a holiday is consistent only with a return at the end of it – the antithesis of a permanent relocation. (32) In my view those discussions. In the context of a holiday replaced or modified the wider permission that the mother says he had earlier received. They replaced it with a more circumscribed permission, i.e. to remove and then to return, thereby bringing to an end or at least suspending the more generous relocation permission which the mother says she already had. In a non-contracting sphere such as this a party cannot purport to act on an original wider agreement which has later been superseded by a more restricted one. (33) Put shortly, the mother did not purport to act at the time of removal on the relocation permission upon which she now relies but rather on the permission to go for a holiday.'
'(1) Consent to the removal of the child must be clear and unequivocal. (2) Consent can be given for removal at some future but unspecified time or upon happening of some future event. (3) Such advance consent must however still be operative and in force at the time of the actual removal. (4) The happening of the future event must be reasonably capable of ascertainment. The condition must not have been expressed in terms which are too vague or uncertain for both parties to know whether the condition will be fulfilled. Fulfilment of the condition must not depend on the subjective determination of one party; for example 'Whatever you may think, I have concluded that the marriage has broken down and so I am free to leave with the child.' The event must be objectively verifiable. (5) Consent or the lack of it must be viewed in the context of the realities of family life or more precisely in the context of the realities of the disintegration of family life. It is not to be viewed in the context of or governed by the law of contract. (6) Consequently, consent can be withdrawn at any time before actual removal. If it is, the proper course is for any dispute about removal to be resolved by the courts of the country of habitual residence before the child is removed. (7) The burden of proving the consent rests on him or her who asserts it. (8) The inquiry is inevitably fact-specific, and the facts and circumstances will vary infinitely from case to case. (9) The ultimate question is a simple one, even if a multitude of facts bear upon the answer; it is simply this, had the other parent clearly and unequivocally consented to the removal?'
Consent in this case.
'In a non-contractual sphere such as this a party cannot purport to act upon the original wide agreement which has later been superseded by a more restrictive one.'
But it does not follow from that proposition that in every case where a mother takes children out of the jurisdiction for a limited period a clear and unequivocal agreement entitling her to remove the children permanently from the jurisdiction if she chooses to leave the jurisdiction is automatically superseded. Nor in my judgment is the clear and unequivocal agreement that the mother may remove the children permanently necessarily suspended for the duration of any time-limited absence from the jurisdiction. Each case turns on its own particular facts. In argument, I asked Miss Renton what would have been the position if the mother had not left the jurisdiction on 12th June but instead had waited until 26th July and then left the jurisdiction at the same time as sending her email of that date, assuming the father's consent had not been withdrawn in the interim. As I understand Miss Renton's response, she conceded that in those circumstances the removal would have been with the father's consent whilst adhering to her proposition that that proposition was hypothetical because on the facts of this case the agreement had been superseded by reason of the temporary removal. Similarly, I have asked myself if the agreement would remain in force and assuming the consent was not withdrawn the mother would have been entitled on return from the temporary removal to remove the children again immediately on a permanent basis. In my judgment, the agreement to remove the children permanently continued without modification throughout the period of the temporary removal.
Acquiescence.
Discretion.
(1) It is wrong to import any test of exceptionality into the exercise of discretion under the Hague Convention. The circumstances in which return may be refused are themselves exceptions to the general rule. That in itself is sufficient exceptionality. It is neither necessary nor desirable to import an additional gloss into the Convention.
(2) In Convention cases, in contrast to non-Convention abduction cases, the welfare of the child is not paramount although it is a factor to be taken into consideration.
(3) In Convention cases there are general policy considerations which may be weighed against the interests of the child in the individual case. These policy considerations include not only the swift return of the children but also comity between the contracting states and respect for one another's judicial processes.
(4) Thus when a discretion arises under the Convention itself, that discretion is at large. The court is entitled to take into account the various aspects of the Convention policy alongside the circumstances which gave the court discretion in the first place and the wider considerations of the child's rights and welfare. It is not the law that the Convention objectives should always be given more weight than the other considerations. Sometimes they should; sometimes they should not.
(5) The weight to be given to Convention considerations and the interests of the child will vary enormously. The extent to which it would be appropriate to investigate these considerations will also vary. The further one gets away from the speedy return envisaged by the Convention, the less weighty those general Convention considerations must be.
(6) In consent or acquiescence cases general considerations of comity and confidence particular considerations in relation to speed of legal proceedings and approach to relocation in the home country and individual considerations relating to the particular child might point to a speedy return so that the child's future can be decided in his or her home country.