FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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DT |
Plaintiff |
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- and - |
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LBT |
Defendant |
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Mr James Turner QC and Miss Geraldine More O'Ferrall (instructed by Jones Myers LLP) for the Defendant
Hearing dates: 29 November – 2 December 2010
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Re T (Abduction – Italy)
Crown Copyright ©
Peter Jackson J:
Introduction
(1) A chronology
(2) A list of authorities
(3) Observations on Neulinger
D, a boy aged 7½ with autistic spectrum disorder
G, a girl aged four
L, a boy aged two
(1) Habitual residence: She says that the children were not habitually resident in Italy on the date that she brought them to England even though they had been physically present there since 15 July 2009. She alleges that her presence in Italy with the children was not voluntary but was as a result of improper pressure by the father. She also contends that the children had not integrated in Italy in the sense necessary for habitual residence.
(2) Child's objections: She says that D objects to return and has reached an age and degree of maturity at which it is appropriate to take account of his views.
(3) Grave risk of harm: She claims that a return of the children to Italy would expose the children to a grave risk of psychological harm or otherwise place them in an intolerable situation. The mother states that, due to her own experiences, if the court ordered the return of children, she would not be able to accompany them.
Summary of decision
(1) On the uncontested evidence, this was a highly unconventional marriage. Between 2002 and July 2009 the mother, and the children as they were born, lived in England, while the father lived in Italy. Over those years the mother and children visited Italy eight times for a total of about seven months, while the father visited England over twenty times for a total of about twenty months. During the course of the parents' ten year relationship they were together for no more than half the time at best.
(2) The reason for this state of affairs is to be found in the mother's evidence. I accept her account that she has been subjected by the father to sustained emotional, physical and sexual abuse stretching back to the early days of their relationship and continuing until its conclusion. The degree of separation was a result of her remaining in England because she felt safer and more supported here.
(3) The emotional abuse consisted of the father intimidating the mother by means of frequent and unpredictable outbursts of temper and shouting whenever he was displeased with her, accompanied by close control of her movements and actions when they were together. The father also frequently threatened violence against the mother if she did not fall in with his wishes. For example, when the mother started court proceedings in England in 2007, the father told her that if she went to a court hearing in September 2007 he would kill her.
(4) Examples of the wider course of physical abuse are: throwing the mother, who was three months pregnant and unwilling to have intercourse, on to a bed and jumping on top of her while covering her nose and mouth with his hands so that she felt as if he was trying to suffocate her (June 2002); hitting the mother in the stomach when she was 16 weeks pregnant with D (November 2002); pushing her into a bedroom cupboard when she asked him to change a nappy (January 2004); placing his hand over her face so that she again felt as if she was suffocating, resulting in her vomiting on the floor (May 2004); assaulting her so that she had bruising on her arms and body (August 2009); pushing her into a corner and beating her around the head so that she urinated in her pants (August 2009).
(5) Examples of the wider course of sexual abuse are: forcing the mother to have sexual intercourse within days of a miscarriage (June 2002); committing oral rape on the mother by pushing her on to the floor and forcing his penis into her mouth until he ejaculated, hurting her mouth and causing injury to her neck and back (October 2007); multiple occasions of oral, vaginal and anal rape during the course of the relationship, the last being on 22 February 2010 when he woke her at 5 a.m., pulled her out of bed by her hair and repeatedly forced her to have intercourse with him.
(6) The father's violence towards the mother was from time to time witnessed by the children and D has spoken of it to the CAFCASS Officer.
(7) The mother's account of events is persuasively corroborated by contemporaneous complaints about the father's behaviour made down the years to third parties such as the police, her doctor and to some friends and colleagues. It is also corroborated by their observations of her unhappiness and on occasion her injuries. However, her disclosures at the time did not give the full picture as she was understandably unable to speak of some of her more distressing experiences.
(8) The mother's account is further supported by my assessment of her evidence. I find her to be a truthful and generally accurate witness, possessed of a normal degree of resilience, but currently very emotionally vulnerable and stressed.
(9) In contrast, I find that the father was a generally accurate witness in all matters except those concerning his behaviour towards the mother. Where that was concerned, I found him to the unconvincing and untruthful. There was nothing in his evidence that caused me to doubt the truth of the mother's allegations.
(10) I reject the suggestion that the mother has exaggerated or invented incidents or that the father was acting in self-defence on occasions when she was injured. I do not accept his suggestion that she reported her experiences to others as a means of gaining an advantage over him, nor the argument that the behaviour described by the mother can be explained as a culturally different but acceptable form of conduct.
(11) Over the years the father's behaviour has had a profound emotional effect upon the mother. By badgering, intimidation, violence and playing on her affections and desire for a normal family life, he exerted sufficient emotional pressure on the mother to prevent her from separating from him until earlier this year. The pattern found in this case is typical of what is colloquially known as "battered wives syndrome".
(12) The mother has always been the primary carer for the children, who have never been separated from her. The eldest, D, has special qualities which place heavy demands on carers and teachers. His autistic spectrum disorder and attention hyperactivity deficit disorder require highly specialised help and he is badly affected by unpredictability and change.
(13) The mother's abduction of the children from Italy was an escape, carried out in a way that was designed to prevent the father from stopping it happening. He has been greatly distressed by the lengthy interruption of his relationship with his children.
(14) Turning to the issues for decision, I have concluded that the children were habitually resident in Italy between 15 July 2009 and 4 April 2010. I accept the mother's evidence that she was bullied into agreeing to move with the children to live with the father in Rome, and that she was profoundly unhappy for most of the time that she was there. However, I do not find that, surveying the period as a whole, her will was so overborne that the children's presence did not amount to habitual residence. I find that it was yet another in a series of bad decisions made by the mother arising from her relationship with the father. The period of time, the degree of integration of the children into normal Italian life, and the nature of the mother's participation in that process are too extensive to be accounted for by the mother's description of herself as "a zombie" whose will was broken and who was totally controlled by the father. Despite the effect of the domestic abuse, I am satisfied that it would be a misunderstanding to regard the mother as someone who had lost her free will to such an extent that she was not responsible for her actions. My conclusion is that this was habitual residence for the children, albeit reluctant and unhappy habitual residence for the mother.
(15) D does not want to return to Italy, but I do not find that his views amount to an objection. Had they done so, it would have been appropriate to take account of them, but not to any great extent in the light of his age and the interests of the two other children. This case is not really about child's objections.
(16) Although the mother has said that she cannot bring herself to return to Italy with the children, the depth of her distress when considering this question was very great and in my view genuine. While I cannot rule out the possibility that she would accompany the children if I order their return, I think it is more likely that she would find herself unable to do so. Having accepted her as an essentially honest witness in relation to her experiences, I do not have any proper basis for doubting her on this issue.
(17) The return of these children to Italy without their mother is not an acceptable option. It would undoubtedly expose them to a grave risk of emotional harm to be separated from their primary carer. They are very young and they depend upon her. D has special needs, and the father has never cared for the children as a group alone.
(18) In the alternative, even if the mother withdrew from her present position and accompanied the children back to Italy, it would be at heavy cost to her own right to respect for her family life. I find that the cumulative effect upon her of events up to April 2010 is such that she would be highly emotionally unstable and vulnerable and that would struggle to meet the children's needs. She would be a single parent, living away from her parents and looking after young children, while returning to a flat where she has been the victim of serious domestic abuse. She would be in difficulty obtaining work, due to the age of the youngest child. The financial difficulties which beset the parties when they had one and a half incomes would be exacerbated when they have only half an income, or one income after the father's suspension is lifted next year.
(19) It is also the case that the mother has at long last taken the momentous step of separating from the father, something that she has repeatedly and unsuccessfully attempted in the past. The fact that the father has always denied his gross misconduct gives rise to grave concern about his future actions. If the mother returned to Italy I think it highly likely that he would once again attempt to get her to change her mind by all means at his disposal, particularly if it meant that he would as a result regain the company of the children, and that she would find it extremely hard to withstand this. The consequence for the children of the parents reuniting would be disastrous.
(20) I further find that for D to be returned to Italy now would be harmful to him. Although the Italian school has good qualities, a return would involve yet further change which he would find difficult to understand and which would damage his precarious emotional and educational progress. It is moreover likely that following a return he would have to face further major changes of one sort or another which would compound the difficulties.
(21) I do not find that there are any demonstrated or potential protective measures that could be taken to protect the children from these difficulties. The impact on their carer and on D is in the psychological sphere and the undertakings that are offered can only supply a thin layer of physical support in the circumstances of this family. Even together with any available Italian legal processes, they cannot provide what Mr Cayford QC described as relief from worry and insecurity. For example, the mother took English court proceedings in 2007 but these were no deterrent to the father, who severely assaulted her at the next opportunity.
(22) In the very unusual circumstances of this case, I have concluded that the mother's acute emotional predicament, for which the father bears heavy responsibility, and the very particular needs of the child D. amount in combination to circumstances in which an order returning the children to Italy would create a grave risk of emotional harm to them and that it would place them in an intolerable situation.
(23) In making the judgment that consequently arises, I do not believe that an order for return would in any way serve the interests of the children. I bear well in mind the father's right to respect for family life but I regret to say that the misfortune in his relationship with his children is the outcome of his long term behaviour towards their mother, on whom they depend.
(24) I encourage the parents, through their lawyers, to take steps now to reintroduce indirect contact at least between the father and the children and to give thought to how future meetings between them can safely be arranged.
Detailed history
The proceedings
Delay
Authorities in child abduction cases
Principles
(1) The Hague Convention has the important deterrent aim of combating the evils of child abduction for the benefit of individual children and children generally, but contains defences that act as safety valves to prevent the convention harming the children it is designed to protect.
(2) The issue for a court hearing a summons under the convention is not 'what is best for the child?' but 'who should decide what is best for the child?' The decision should be taken in the state of habitual residence unless one of the specified exceptions applies and return is not then ordered.
(3) A broad overview of the child's circumstances and best interests will be relevant when determining whether one of the exceptions in fact applies, and if it does, what consequences should follow.
(4) The court must so far as possible give effect to the convention in a way that is compatible with the rights of family members under the European Convention on Human Rights. Although the rights of children will generally prevail where they conflict with the rights of adults, the rights of adults must also be considered and in particular the predicament of the parent from whom the children have been separated must not be overlooked. I comment below on the decision of the European Court of Human Rights in Neulinger.
(5) Procedure should be swift. It is not usually necessary for oral evidence to be taken, as this works against the essentially summary nature of the proceedings and may lead to a loss of focus on the essential question.
(6) A person is habitually resident in a place if he lives there voluntarily for a settled purpose for an appreciable period of time, long or short, temporary or permanent. This entails a factual inquiry into factors such as the degree of social integration in the environment, the duration and reasons for the move and the stay, and nationality, language and schooling. I consider the requirement of voluntariness below.
(7) In considering whether a child objects to returning to the country of habitual residence a distinction is to be drawn between, on the one hand, an objection and, on the other, a preference against returning or a reluctance to return.
(8) The court requires clear and compelling evidence of a grave risk of harm or of a situation that the child should not be expected to tolerate. It is a high threshold.
(9) The court will look narrowly at an assertion by an abducting parent that the child's situation will be intolerable as a result of the parent's refusal to return with the child. However, this is not to be elevated into an absolute rule. Primary carers who have fled from abuse and maltreatment should not be expected to return to it if this will have a seriously detrimental effect on the children.
(10) In a Brussels IIR case, the court cannot refuse to return a child on the basis of grave risk of harm if it is demonstrated that the authorities in that state have made adequate and effective arrangements to protect the child after return.
(11) A situation that might otherwise be intolerable can be alleviated by the provision of appropriate undertakings.
(12) Where the defence of intolerability is made out, it is difficult to envisage an order for return being made.
Habitual residence: integration
Habitual residence: voluntariness
The European Convention on Human Rights: Neulinger & Shuruk v. Switzerland
Child's objections
Grave risk of harm / intolerability
The mother's case
The father's case
Domestic abuse
Refusal to return
"Primary carers who have fled from abuse and maltreatment should not be expected to go back to it, if this will have a seriously detrimental effect upon the children. We are now more conscious of the effects of such treatment, not only on the immediate victims but also on the children who witness it." Per Hale LJ in TB v JB (Abduction: Grave Risk of Harm) [2001] 2 FLR 515 at [44].
and
"The court in a Hague Convention case is entitled to recognise the inter-relationship and important inter-dependence between a mother and child who have lived in an abusive situation over a period of time. In my experience, it is well recognised, both in the domestic and the international jurisdictions, that in the context of domestic violence, the position of the child is vitally affected by the position of the child's mother. If the effect on the mother of the father's conduct is severe it is, in my judgement, no hindrance to the success of an Art. 13(b) defence had no specific abuse has been perpetrated by the father on the child." Per Wall LJ in Re W (Abduction: Domestic Violence) [2005] 1 FLR 727 at [49].
The child D
Children witnessing violence
Protective measures
Conclusion
Next steps
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Appendix 1: Chronology
Appendix 1: Chronology
1971
F born in Italy (39). His family lives in Sicily.
1972
M born in England (38). Her parents and sister live near her present home.
1996
M started work as a teacher in Sardinia.
1999
M and F met in Sardinia, where F was posted with the Italian navy. The parents' relationship was conducted in Italian, and this was the family language when they were together. When they were not together, the mother would speak to the children in English.
2000
6.00 The parents began to cohabit in Rome. The M states that F's behaviour changed and that the first incident of forced sexual intercourse and of violence took place at about this time, following which F apologised.
9.00 They moved to Ostia. M alleges that F raped her for the first time. He is currently on bail in this country relating to that incident, and I make no finding about it.
2001
4.01 They moved to Campo di Carne.
2002
6.02 M suffered a miscarriage at about six weeks. F insisted upon sexual intercourse and M immediately became pregnant again.
8/9.02 F assaulted M, who was three months pregnant and unwilling to have sexual relations. He threw her on the bed face down, jumped on top of her and covered her mouth and nose with his hand. As a result M returned to England to live with her parents.
In a telephone call, F agreed that he had a problem and would seek help.
10.02 F came to England and persuaded M to resume the relationship for the sake of the unborn child.
16.11.02 The parents married in England.
c11.02 F hit M in the stomach when she was 16 weeks pregnant, but immediately apologised. At this time there is a record [E5] of M visiting their GP in distress because of domestic violence, but the record is confusing as it refers to her already having a child by this time.
12.02 F returned to Italy, coming back to England for Christmas/New Year and again in February for D's birth.
2003
2.03 Birth of D.
3.03 F returned to Italy.
4.03 F visited England.
6.03 M and D visited F's family in Italy for 10 days for D's baptism.
10.03 M rented her own property. F took a six-month sabbatical in England.
2004
10.1.04 M telephoned police for the first time, complaining of domestic violence [G9]. Although advised to remain away from the property, F immediately forced his way back in.
.04 M obtained work as a primary school teacher. F assaulted M by trying to push her into a cupboard when she asked him to change a nappy so that she could leave for work. When she went to work, her superior offered to let her go home, but she said she felt safer at work.
4.04 F returned to Italy, having failed to persuade M to accompany him.
5.04 M moved into her own purchased property.
7.04 F came to England. He again assaulted M, putting his hand over her face, and as a result she vomited on the floor. F returned to Italy.
8.04 M and D visited F in Italy for a one-week holiday.
10.04 F came to England for three weeks.
12.04 F visited England for 2/3 weeks.
2005
Easter 05 F visited England for 2 weeks.
6.05 F visited England for 2 weeks.
8.05 M and D visited F in Italy for a one-month holiday.
10.05 F visited England for 2 weeks. M decided that she could no longer continue the relationship and that she would seek a divorce. Within a week she discovered that she was pregnant.
11.05 M considered having a termination because of the state of the relationship (probable meaning of GP letter at [G5]).
12.05 F visited England. M suffered a miscarriage at 13 weeks, but soon became pregnant again.
2006
Easter 06 F visited England for two weeks.
4.06 M visited her GP, in doubt about whether to proceed with pregnancy because of the "rocky relationship", and wanting to stay in England.
Summer 06 M and D spend five weeks in Italy with F. F wanted them to remain in Italy, but M and D returned to England.
10.06 F visited England for c.3 weeks.
10.06 Birth of G. F returned to England for 10 days
5.12.06 M, D and G moved to Ancona to be with F for a trial period. A vanload of household belongings was delivered from England.
2007
2.07 After two months, M and the children returned to England. M visited her GP twice, complaining of depression. She had experienced violent and abusive behaviour and had found child pornography on F's computer, which he then deleted. F admits using adult pornography but denies deliberately accessing child pornography. I find that he had downloaded and saved the films described by M, and that she told a colleague about it at the time.
3.07 M and children returned to F, after he bombarded her with pleas and threats. She remained there for about five weeks before returning to England.
5.07 M issued an application for residence orders in her local County Court, and interim orders are made.
5/6.07 F visited England on about four occasions for two days or so. M visited her GP twice, complaining of depression and F's behaviour. F accompanied M to her solicitors in an effort to persuade her to drop the proceedings.
Summer 07 M and the children spent about a month with F on holiday in Italy.
9.07 M and children returned. F exerted strong pressure on M to drop the proceedings, threatening her and stating that he had contacts and had had her followed. She resisted his threats and obtained a residence order in relation to D and G on 7.9.07.
9.07 Three weeks after the court order, F came two England. On the day of his arrival he orally raped M. On one night during this visit she fled the house for one night with the children. M made a complaint to police.
10.07 F returned to England for a week for G's first birthday. He again assaulted M, causing her injury and bruising to her neck and back. He prevented her going to work. She visited her GP and complained to the police. She also informed the head teacher and a colleague at the school where she worked. [Amid a number of contemporaneous complaints made by M to the police there are isolated sceptical comments by one or two more senior officers – see e.g.[G40] – which for me carry little weight in comparison to the impressions of the front line officers.]
Xmas 07 F returned to England for four days. M asked him to stay in a hotel, but he refused. M became pregnant.
2008
1.08 F was suspended from work, facing allegations of bribery and corruption.
Summer 08 F pleaded guilty to bribery in connection with the issuing of marine permits. In evidence at this hearing he denied that he was in fact guilty.
8-12.08 F visited England for several months. Relations between the parents briefly improved.
9.08 D started primary school, involvement of educational psychology service began.
9.08 Birth of L.
11.08 D moved to GH special short stay school.
12.08 F returned to Italy and was reinstated at work.
12.08 F visited England for three weeks. The parents agreed to the mother, who was now a single parent with three children, moving to Italy before the beginning of D's next school year.
2009/2010
1.09 F moved from Ancona to Rome. There were discussions about the choice and furnishing of the apartment, and schooling, which F put into action.
4.09 M and L visited Rome for three days to inspect the accommodation and so that M could satisfy herself about D's school. On the second day, F assaulted M by waking her up and violently verbally abusing her when she refused to have sex with him. Following her return to England, M expressed reluctance to go ahead with the planned move during telephone calls with F, but he continued to press her to come.
6.09 D was formally diagnosed by CAMHS as having an autistic spectrum disorder and ADHD.
7.09 F came to England to bring M and the children to Italy, arriving a couple of days before departure. During the visit he accompanied M to the passport office to renew her passport. He took possession of the children's passports. The parents said goodbye to M's parents and sister. There was a major row on the eve of departure because M had not packed. She had a panic attack, from which she calmed down. She had made none of the expected arrangements for a permanent departure, such as giving notice to employers, school or utility companies. She had not prepared the house for departure. Clothes were left in the washing machine, washing up in the sink and food in the cupboards.
15.7.09 F, M and the children flew from England to Italy. M states that she had given in to F's threats. She was sick at the airport.
7.09 After a short time in Rome, M, F and the children spent a three-week holiday in Sicily with F's parents. During this period, F assaulted M so that she had bruising that was seen by F's mother, who told her that she should 'be strong'.
The family then returned to the apartment in Rome. D started in a small class in a mainstream school with several additional teaching assistants. G went into the school's nursery. M found herself a good teaching job and F remained at home looking after L.
During the time the family was in Italy there were no return visits to England. This is despite the fact that M's mother was ill with a suspected stroke in August 2009 and that her father was hospitalised in early 2010. Nor did M attend the celebration of her father's 80th birthday in February 2010. She says that F forbade it. He denies this but says that he would not have been happy for her to go because of shortage of money.
My assessment is that, while it would be too strong to say that M was kept prisoner by F, the period in Italy was characterised by deep unhappiness on the part of M and sporadic violence by F, who maintained an oppressive influence over her. On one occasion in August 2009 he beat her around the head after finding an e-mail to England, causing her to urinate in her pants. This was typical of several other incidents, of which D witnessed at least one.
On the night before she left him, F woke M at 5am and repeatedly raped her vaginally and anally.
23.3.10 M and the children entered the Centro Antiviolenza della Provincia di Roma, which had been supporting her since 22 February. The children and F have not seen each other since that date.
4.4.10 M and the children flew to England.
6.4.10 M made a complaint to the police and visited her GP.
9.4.10 M issued proceedings in her local county court (since stayed) and visited her local domestic violence service.
end 4.10 D began at mainstream primary school, but soon stopped attending because of behavioural difficulties.
c4.10 F faced a court-martial in relation to his criminal conviction and was suspended for one year at half pay.
14.5.10 M interviewed for 3 hours by police.
13.7.10 D interviewed by CAFCASS.
22.7.10 Hearing before Coleridge J
9.10 D started again at GH short stay school
10.10 Educational psychology report on D.
26.10.10 F was interviewed by police by appointment and bailed until 24.3.11 for alleged rape in 2000. His conditions of bail prevent contact with M except through her solicitors.
29.11.10 Hearing of F's Hague Convention summons (4 days).
Appendix 2: Authorities
1. Re W. (Abduction: Domestic Violence) [2005] 1 F.L.R. 727, CA.
2. Re R. (Abduction: Habitual Residence) [2004] 1 FLR 216, Munby J.
3. In re A. (Case C-523/07) [2009] 2 FLR 1, ECJ.
4. Re S. (Habitual Residence) [2010] 1 FLR 1146, CA.
5. Ikimi v. Ikimi [2002] Fam 72, CA.
6. Al Habtoor v. Fotheringham [2001] 1 FLR 951, CA.
7. Re W. (Abduction: Acquiescence: Children's Objections) [2010] 2 FLR 1150, Black J; appealed in the next authority:
8. Re W. (Abduction: Child's Objections) [2010] 2 FLR 1165, CA.
9. W.F. v. R.J. and others [2010] EWHC 2909 (Fam), Baker J.
10. In re D. (A Child) (Abduction: Rights of Custody) [2007] 1 AC 619, HL.
11. Re A. (A Minor)(Abduction) [1988] 1 F.L.R. 365, CA.
12. Neulinger and Shuruk v. Switzerland (Application no. 41615/07, BAILII: [2010] ECHR 1053) ECtHR.
13. Explanatory Report to the Hague Convention, by Prof. Eliza Pérez-Vera.
14. Re M. (A Minor) (Child Abduction) [1994] 1 F.L.R. 390, CA.
15. T.B. v. J.B. (Abduction: Grave Risk of Harm) [2001] 2 FLR 515, CA.
16. S. v. B. (Abduction: Human Rights) [2005] 2 FLR 878, Sir Mark Potter P.
17. F. v. M. (Abduction: Grave Risk of Harm) [2008] 2 FLR 1263, Ryder J.
18.Re M. (Abduction: Psychological Harm) [1997] 2 F.L.R. 690, CA.
19. Re F. (A Minor) (Child Abduction) [1992] 1 F.L.R. 548, CA.
20. Re W. (Abduction Procedure) [1995] 1 F.L.R. 878, Wall J.
21. T. v. T. (Abduction: Consent) [1999] 2 F.L.R. 912, Charles J.
22. Hirani v. Hirani (1983) 4 F.L.R. 232, CA.
23. P. v. R. (Forced Marriage: Annulment: Procedure) [2003] 1 F.L.R. 661, Coleridge J.
24. N.S. v. M.I. [2007] 1 F.L.R. 444, Munby J.
25. Re S. (Practice: Muslim Women Giving Evidence) [2007] 2 FLR 461, Macur J.
26. Re P.-J. (Abduction: Habitual Residence: Consent) [2009] 2 FLR 1051, CA.
27. R.S. v. K.S. (Abduction: Wrongful Retention) [2009] 2 FLR 1231, Macur J.
28. Human Rights Act 1998 ss. 2 & 3
29. Universe Tankships Inc. of Monrovia v International Transport Workers Federation and Ors HL [1983] 1 AC 366, HL
30. Practice Guide in respect of the Brussels II Revised regulation, Part VII
31. Re M (Abduction: Zimbabwe) [2007] 1 FLR 251, HL
32. Clarke Hall and Morrison on Children, Chapter 3
33. Re G (Abduction) [2009] 1 FLR 760, Black J
34. M v T (Abduction) [2009] 1 FLR 1309, Pauffley J
Appendix 3: Neulinger & Shuruk v Switzerland
The facts
- A Swiss couple moved to Israel, where a child was born in 2003. The father became involved in extreme religious behaviour and created what social services described as an atmosphere of verbal aggression and threats that terrorised the mother in the home. The parents divorced in 2005. Following an allegation of assault by the father on the mother, orders were made against him and an order was also made preventing the mother from removing the child from Israel. However, in June 2005 she abducted the child, then two, to Switzerland.
- It took some time to find the mother and Hague Convention proceedings in Switzerland were not invoked until May 2006. In August 2006 the father's summons came before the court of first instance and was dismissed on the basis of the mother's Art. 13(b) defence. In May 2007 the Cantonal Court dismissed the father's appeal, finding that the defence applied whether or not the mother returned with the child. By that stage a child psychiatrist's report had been obtained.
- In August 2007 the Swiss Federal Court allowed the father's appeal. It held that the Art. 13 exceptions should be applied 'restrictively' and that an abductor cannot take advantage of unlawful conduct. The child was by then four years old.
- In September 2007 the mother applied to the European Court of Human Rights, which immediately indicated to the Swiss authorities that as an interim measure the child's return should not be enforced while the case was being considered. In January 2009 a Chamber of the court held by a 4-3 majority that there had been no violation of Art. 8. The matter was referred to the Grand Chamber, where a hearing took place in October 2009. Its decision was given on 6 July 2010, by which time the child was seven years old.
The ECHR decision
- The entire court found that enforcement of the return of the child to Israel in 2010 would amount to a breach of the Art. 8 rights of the mother and of the child [151]. By contrast, the majority held, with some misgivings, that the 2007 order for return was within the Swiss court's margin of appreciation [145], while a minority considered that the 2007 order also amounted to a breach.
- In considering Art. 13(b) the ECHR stated at [138]:
"It follows from Article 8 that a child's return cannot be ordered automatically or mechanically when the Hague Convention is applicable. The child's best interests, from a personal development perspective, will depend on a variety of individual circumstances, in particular his age and level of majority, the presence or absence of his parents and his environment and experiences ..."This statement accords with the approach taken in this court. It is self-evidently necessary to consider such matters when considering whether a child would suffer a grave risk of harm. Likewise, in relation to other defences, broad assessments of this kind are needed in order to reach conclusions about whether a child is settled, or about the child's level of maturity. Considerations of the child's best interests also arise at the 'discretion' stage.- At [139] the ECHR when somewhat further. It stated that:
"In addition, the Court must ensure that the decision-making process leading to the adoption of the impugned measures by the domestic court was fair and allowed those concerned to present their case fully... To that end the court must ascertain whether the domestic courts conducted an in-depth examination of the entire family situation and of a whole series of factors, in particular of a factual, emotional, psychological, material and medical nature, and made a balanced and reasonable assessment of the respective interests of each person, with a constant concern for determining what the best solution would be for the abducted child in the context of an application for his return to his country of origin..."- At [150-151] the Court observed that the mother's refusal to return to Israel did not appear totally unjustified and that she would sustain a disproportionate interference with her right to respect for her family life if she were now forced to return with her son.
Comment
- Restrictive application of the exceptions? – Mr Turner QC submits that Neulinger shows that the Hague Convention should be applied so as to cause minimum interference with Art. 8 rights. The exceptions should be read without gloss and with regard to the ultimate intention of the Hague Convention to promote the welfare of children. He states that it is not appropriate for the exceptions to be applied restrictively (as the Swiss court had done). In this he has the support of the joint concurring opinion of Judges Jociene, Sajo and Tsotsoria. It is however to be noted that the point was not made by the majority, who would have upheld the original order for return.
- In In re D (above) at [56], Baroness Hale stated obiter that "... the policy of the Convention is, of course, a reason for giving a restrictive application to the article 13 'defences'."
- I believe that it is sufficient to recognise that the exceptions provided by the Hague Convention are by definition exceptional (cf. Baroness Hale in Re M (Abduction: Zimbabwe) [2008] 1 FLR 251 at [40]) and they should be approached as such when giving effect to their clear terms. It may add nothing to speak of applying them restrictively. To that extent I am in sympathy with Mr Turner's submission. However, I do not read Neulinger as a warrant for falling over in the other direction and approaching the Hague Convention exceptions broadly, liberally (or however else it might be described), or substantially differently from present established practice.