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England and Wales High Court (Family Division) Decisions
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E v Channel Four & Anor [2005] EWHC 1144 (Fam) (01 June 2005)
URL: http://www.bailii.org/ew/cases/EWHC/Fam/2005/1144.html
Cite as:
[2005] UKHRR 789,
[2005] 2 FLR 913,
[2005] EMLR 709,
[2005] EWHC 1144 (Fam)
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Neutral Citation Number: [2005] EWHC 1144
(Fam) |
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Case No: FD05P00944
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IN THE HIGH COURT OF JUSTICE
FAMILY DIVISION
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Royal Courts of Justice Strand,
London WC2A 2LL
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1 June
2005 |
B e f o r e :
MR JUSTICE
MUNBY
____________________
Between:
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E (by her litigation friend the Official
Solicitor)
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Claimant
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- and -
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(1) CHANNEL FOUR (2) NEWS
INTERNATIONAL LIMITED
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Defendants
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- and -
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ST HELENS BOROUGH
COUNCIL
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Interested
Party
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____________________
____________________
HTML VERSION OF JUDGMENT
____________________
Crown Copyright ©
Mr Justice Munby :
- In these proceedings the Official Solicitor, joined
by St Helens Borough Council, seeks an interim injunction to restrain the
broadcasting by Channel Four Television Corporation of a film and the
publication by the Sunday Times of an article about E. She is a woman of 32,
who they assert lacks the capacity to consent to what Channel Four and the
Sunday Times are proposing. They invoke the inherent jurisdiction of the
court.
E
- E was born in 1972. From a very early age she
suffered from neglect and emotional abuse. She was taken into care by the
local authority. Whilst in care she met Judy, who at that time was employed as
a play therapist at a children's hospital which E attended. From 1984 to 1989
E was placed at a Rudolph Steiner school. In 1987, following the breakdown of
her previous foster placement, E was placed with Judy and her then husband as
foster carers. From 1989 until 1999 E was placed by the local authority in a
residential establishment. In 1999 she was removed by Judy who took her to
live in her own home. She remained there until her current package of care was
set up, following extensive negotiations with the local authority, initially
by Judy and subsequently from February 2002 by the Official Solicitor. E now
lives in her own house, supported by a large round-the-clock care support
team. I have not been told exactly how the team is funded and managed, but as
I understand it the funding comes from the local social services and health
authorities under the community care legislation - the National Assistance Act
1948, the Chronically Sick and Disabled Persons Act 1970 and the National
Health Service and Community Care Act 1990. Although she does not live in E's
house, Judy continues to play what is on any view a central role in E's life.
- E has a learning disability (mental impairment
within the meaning of the Mental Health Act 1983) and has additionally been
diagnosed as suffering from DID - dissociative identity disorder. DID, in the
view of the Official Solicitor's expert, Dr Milne, is an extremely
controversial diagnosis which is probably best considered to be a disorder of
personality rather than a mental illness.
- Someone suffering from DID manifests on occasions as
different "personalities". In E's case there are four personalities in
addition to E herself: "Sandra", "Andrew", "Margaret" and "Susan". As can be
seen on the Channel Four film, when E is in a dissociative state she switches
between herself and her other "personalities", each apparently interacting
with the other(s). Thus, for example, the film shows "Andrew" trying to kiss
Judy and "Sandra" trying to stop "Andrew" behaving in this way by slapping him
- each of these roles being simultaneously played out, often with different
facial expressions and in different tones of voice, by E herself.
- I should refer at this stage to three professionals
who play, or have played, an important part in E's life:
i) Dr Roger Banks is a Consultant Psychiatrist in Learning
Disability employed by Conwy & Denbighshire NHS Trust Adult Learning
Disability Service. In October 1999 he produced a psychiatric report on E
and thereafter provided periodic support for E, Judy and the care team for
the next two years. The last time he made a formal clinical assessment of E
and her mental state was in May 2002, but he has since kept in touch with
her care team informally.
ii) Dr Valerie Sinason (she. is a Doctor ·of Philosophy, not a
medical doctor) is a Consultant Psychotherapist and Psychoanalyst. As a
Consultant Psychotherapist at the Tavistock Clinic she convened the Learning
Disability Workshop for twenty years. She is Consultant Psychotherapist in
Learning Disability at St Georges Hospital Medical School Psychiatry of
Disability Department and Director of the Clinic for Dissociative Studies.
Since September 2000 she has been treating E for intensive weekly
psychotherapy.
iii) Graeme Farquharson is a social worker and group-analytic
psychotherapist. At one time he was Director of Peper Harow, the well-known
residential therapeutic community. Since January 2001 he has attended what
he calls the 'Project' (the carefully designed therapeutic environment which
facilitates day-to-day life for E) one day a week as a consultant, the focus
of his work being with the team rather than with E directly.
The filming
- In July 2002 Judy, together with some of the other
people involved in E's care, approached Steve Boulton, a film producer,
apparently wanting to publicise what they believed was mismanagement and
maltreatment of E by the local authority's social services department. In
November 2002 Mr Boulton contacted a professional colleague, David Modell, an
independent filmmaker and photographer whose principal occupation for the last
four years has been making documentary films for Channel Four. Mr Modell had a
number of telephone conversations with Judy during November and December 2002
and met E and her care team on 19 December 2002. He met E and her care team,
including Mr Farquharson, on two further occasions between then and early
March 2003.
- Mr Modell's understanding, based on those meetings
and discussions, was that E was not, as he puts it, under a care order, and
was therefore free to make her own decisions about important aspects of her
life, and that there was an ongoing dispute with the local authority about her
care package in which the Official Solicitor, having replaced Judy in that
role, was acting as E's litigation friend. In his witness statement dated 18
May 2005 he says:
"The involvement of the Official Solicitor did not strike me as
being significant, because I was reassured that their role in E's life was
limited solely to matters associated with the care dispute. I was not
surprised that E had a litigation friend, as. she clearly needed assistance
in dealing with complicated legal matters."
- Mr Modell went to see Dr Sinason to seek her views
about making a documentary about E. He was, he says, interested to know if it
would be helpful to E and if she could give meaningful consent to a programme
being made. He understood Dr Sinason's view to be that:
"if carried out responsibly the kind of film I was proposing
could be extremely helpful for E and for others. She told me that E had the
intellectual ability to give informed consent. "
- In his witness statement Mr Modell describes his
thinking at that time and his approach to the project:
"By March 2003 I was satisfied that there was potentially an
important and powerful film to be made about E which could be both helpful
to her and contribute to public understanding of the condition from which
she suffers and issues around mental health generally. E struck me as an
extremely impressive woman, who was carrying with her a legacy of abuse and
failings in the care system.
I believed that by telling her story in an honest and sensitive
way, the public would see a person who, although damaged by awful
experiences in childhood, was determinedly attempting to come to terms with
her past and move forward in her life in an inspiring way. I also felt that
by communicating to the viewer that her condition and the extreme behaviour
which accompanies it, is linked to past experiences I could make it
understandable and help enlighten the public about those within our society
who might frequently be seen as simply 'mad'.
I was well aware by this stage that Judy was in constant dispute
with the local authority and held strident views about their perceived
inadequacies. It was clear that she hoped the intended programme would
reflect her views. I explained that it would not be my intention to focus on
this in the proposed programme, and that she must understand that I had to
have editorial independence to determine the direction and content of the
documentary."
- Mr Modell carried out some trial filming of E over
three days from 20-22 March 2003. With E's approval a compilation of the
material he had shot was shown by Mr Modell in April 2003 to Kevin Sutcliffe,
commissioning editor at Channel Four. Mr Sutcliffe indicated that he would
support the project and take the first steps toward commissioning the
documentary. At subsequent meetings between Mr Modell, Mr Sutcliffe and Jan
Tomalin, head of legal and compliance at Channel Four, it was agreed to draw
up a production protocol for what they recognised was "clearly going to be a
very sensitive film" and also to engage a psychiatric consultant to offer
advice during the filming and editing process. In due course Dr Judith
Trowell, a Consultant Child & Adolescent Psychotherapist at the Tavistock
Clinic, was appointed as psychiatric consultant for the production. As it
happens she was aware of E, having assessed her as a teenager in the late
1980s.
- Filming of E resumed over two days in May, five
days in June and three days in July 2003. The programme was commissioned in
early July 2003.
- On 14 August 2003 Judy, with the support of the
production company, wrote to the solicitors acting for the Official Solicitor
in the ongoing dispute about the care package. They responded on 11 September
2003, enquiring when the documentary was likely to be shown and if it was gong
to deal with issues relating to the dispute with the local authority.
- In the meantime, in late August 2003 Mr Modell had
joined E on her holiday in Greece, filming her at the beginning and end of her
time there. He filmed her again on her birthday, 11 September 2003.
- In early September 2003 Mr Modell met Dr Trowell.
He showed her some of the film. He describes her as being "supportive in a
number of ways", adding:
"She reassured me that the film, as described, would not, as far
as she could tell, be harmful or exploitative of E. She said that, as far as
she could tell from material she had watched, the process of filming was not
harmful to E. She also helped me to understand E's condition and the nature
of her relationship with Judy."
- According to Mr Modell, he kept both Mr
Farquharson and Dr Sinason informed of the progress of the production. He
understood that they continued to be supportive of the film. Dr Sinason, he
says, "was explicit that E was enjoying the filming process and benefiting
from it."
- On 25 September 2003 Mr Modell wrote to the
solicitors acting for the Official Solicitor. The next day (26 September 2003)
they wrote to Dr Elizabeth Milne. She is a Consultant Psychiatrist in Learning
Disabilities at Rampton Hospital who is very experienced in this kind of case.
As recently as 11 September 2003 she had assessed E as part of the preparation
for the ongoing community care case. Dr Milne responded on 30 September 2003.
On 3 October 2003 Mr Modell wrote to the local authority. On 13 October 2003
the Official Solicitor's solicitors, responding to the letter from Mr Modell,
wrote to Steve Boulton Productions. Referring to the advice they had received
from Dr Milne, they expressed the Official Solicitor's view that E's
participation in the documentary was not in her best interests and that
filming should therefore immediately cease. They sought confirmation within 24
hours that filming would cease, failing which they would have no option but to
consider legal action.
- Ms Tomalin, head of legal and compliance at
Channel Four, responded on 14 October 2003. In the course of her letter she
wrote:
"E's carers and advisers have been fully involved in and
consulted on the filming process and have been supportive of the making of a
documentary about E. We are referring to Valerie Sinason the Psychiatrist
specialising in multiple personality disorders who has treated E, I
understand, at a weekly double session for around 4 years and Judy ... ,. an
occupational therapist who has been involved in E's care for 20 years,
having fostered her in 1988, E's primary carer since 1999. They are both of
the opinion that E is able to give informed consent to the filming and
broadcast of the programme and that the filming and broadcast of such a
documentary would be in her best interests. In addition, Graeme Farquharson,
a Psychodynamic Psychotherapist, who regularly advises on issues relating to
E's care, is also . fully aware of the filming. He has expressed no concern
either about E's capacity to consent or her welfare."
Stating that there were in fact no immediate plans to resume filming with E
in the next few days, Ms Tomalin said that she was prepared to provide an
undertaking not to commence such filming without giving five days written
notice, providing that, in return, there was an undertaking not to make any
application to the court for an order to prevent filming or broadcasting
without the same prior written notice. Those mutual undertakings were
confirmed on 17 October 2003.
- In the event the break in the filming continued,
with the exception of one day's filming in December 2003, until July 2004.
According to Mr Modell the suspension of filming upset E, who was very angry
and talked about having her "freedoms taken away" but agreed to assist the
process of getting the filming restarted by allowing both side's experts to
assess her.
- On 13 November 2003 the Official Solicitor's
solicitors wrote to Ms Tomalin informing her that arrangements were being made
for a more detailed assessment of E's capacity to be carried out by Dr Milne
and seeking an undertaking that there would be no filming of E until Dr Milne
had been able to complete her assessment. Ms Tomalin replied with the
necessary assurance on 17 November 2003, asking to be supplied with a copy of
Dr Milne's final report as soon as it was completed.
- On 11 December 2003 a formal letter of instruction
was sent to Dr Milne by the Official Solicitor's solicitors. She saw E again
on 15 December 2003 and again on 16 February 2004. She produced her first
formal report on 26 April 2004. In the meantime, and in accordance with
arrangements which had been agreed in correspondence between the Official
Solicitor's solicitors and the solicitors who by now were acting for Channel
Four, Mr Modell had carried out some further filming of E on New Year's Eve
2003.
- On 24 May 2004 Professor Anthony Holland, holder
of The Health Foundation Chair in Learning Disabilities in the Department of
Psychiatry at the University of Cambridge, produced a report on E. It had been
commissioned by Channel Four.
- On 4 June 2004 the Official Solicitor's solicitors
wrote to Channel Four's solicitors indicating that filming could resume if the
Official Solicitor had editorial control of the film. On 16 June 2004 Channel
Four's solicitors replied, pointing out that to cede editorial control to the
Official Solicitor would place Channel Four in breach of the Broadcasting Act
1996 and its licence from Of com. They indicated, nonetheless, that Channel
Four and Steve Boulton Productions remained willing to enter into a dialogue
about the film and, "given the unusual circumstances", were prepared to show
the Official Solicitor the edited film before it was transmitted and to
consider, in good faith, any reasonable concerns about harm to E expressed at
that stage.
- Following further correspondence, in the course of
which Channel Four sent the Official Solicitor's solicitors a copy of
Professor Holland's report of 24 May 2004, Channel Four's solicitors wrote to
the Official Solicitor's solicitors on 6 July 2004 giving notice, in
accordance with the undertaking of 14 October 2003, of their intention to
recommence filming on 12 July 2004. On 14 July 2004 Channel Four's solicitors
sent the Official Solicitor's solicitors a copy of the production protocol. In
the event, and following further correspondence, the date for recommencing
filming was extended until 19 July 2004. On 19 July 2004 Channel Four's
solicitors wrote to the Official Solicitor's solicitors with Channel Four's
undertaking that it would not broadcast the final programme within 14 days of
the date that the Official Solicitor and Dr Milne viewed the film.
- The Official Solicitor took no steps to prevent
further filming in the meantime. Between July and October 2004 Mr Modell
carried out another six days filming, starting to edit the programme in
November 2004 and producing a rough cut at the end of January 2005. During the
course of the editing Mr Modell decided to make no mention of the ongoing
dispute between the local authority and E's care team, though he was conscious
that this was bound to cause conflict with Judy who was, he says, desperate
that her views about social services should be broadcast. He also showed a
rough version to Dr Trowell who again reassured him, saying that, as far as
she could see, the film was sensitively made, correct and not harmful to E.
- According to Mr Modell it had always been agreed
that he would show E, Judy and Dr Sinason a rough cut of the finished
programme and respond to any comments they might make either about factual
accuracy or in relation to E's welfare. He therefore undertook a detailed
consultation process before a final cut of the film was shown to Channel Four.
- On 30 January 2005 the rough cut was shown to E,
Judy and Dr Sinason. Mr Farquharson and some of E's other carers were also
present, as was Dr Banks. After seeing it, E said that she liked it and would
like it to be on TV. Dr Sinason said that she was entirely satisfied that E
had benefited from the process of making the film and that it was in her best
interest. She said that in her view E clearly consented to it having been made
and to the intended broadcast. According to Mr Modell the general response by
the group to the viewing was very positive. A number of mainly minor points
were raised, one being the unhappiness of Judy and some other members of the
group that no reference was being made to the dispute with the local
authority. The only substantive issue related to a scene towards the end of
the film showing Judy and E which both of them wanted changing. There were no
other parts of the film that E said she did not like or asked to be changed.
- Following that showing, Mr Modell made several
changes in the film in the light of the various points that had been made,
though he did not add anything about the dispute with the local authority. E,
Judy, Dr Sinason and two members of the care team viewed the amended version
of the film on 25 February 2005. Judy asked that some of one of the final
scenes in the film should be cut and was supported in this by E. Mr Modell
agreed to make further cuts in this part of the film. On 2 March 2005 E, Judy,
Dr Sinason, Mr Farquharson and two other members of the care team viewed the
last three scenes in the film to see that the agreed changes had been made. Ms
Ann Whitla Syz was also present. She is a Child Psychotherapist who assists in
the supervision of Judy's clinical work as a Trainee Child Psychotherapist.
She has no professional responsibility for E and was present to ensure that
Judy's work as a trainee Child Psychotherapist would not be compromised by the
contents of the film.
- According to Mr Modell, everyone was satisfied
that the remaining alterations had been properly made. There was, he says, a
very positive atmosphere following the viewing. Dr Sinason said that she
thought the film was ''just .right." The following week E, Judy, Ms Syz and
two members of the care team viewed the complete film.
- On 8'March 2005 the Official Solicitor's
solicitors, having discovered that the Sunday Times was intending to publish
an article on E, wrote to the editor drawing his attention to her alleged lack
of capacity, asserting that "prior to the publication of any article about
[her], approval must first be obtained from the Official Solicitor on her
behalf' and seeking confirmation "that you will be consulting the Official
Solicitor for approval prior to publication." On 21 March 2005, after some
further correspondence, the Sunday Times wrote indicating that they would not
publish without giving the Official Solicitor notice.
- In the meantime, on 9 March 2005 Dr Milne and
Professor Holland viewed the film. On 11 March 2005 it was viewed by the
Official Solicitor's solicitors and counsel and a member of the Official
Solicitor's office.
- On 15 March 2005 the Official Solicitor's
solicitors wrote to Channel Four's solicitors seeking either an undertaking
not to broadcast the film until the negotiations for E's community care
package had been concluded or, if that was not acceptable, until 14 days after
Dr Milne had had an opportunity to re-examine E. On 16 March 2005 Channel
Four's solicitors wrote (the letters apparently crossing in the post)
confirming that they would give two weeks notice of the broadcast date. They
repeated that in a letter dated 24 March 2005 in which they made clear that
Channel Four was not prepared to give either of the undertakings that had been
sought in the letter dated 15 March 2005.
- During the post production period Mr Modell has
made a number of further very minor changes in the film, including for example
some small commentary changes and obscuring the faces of children and other
people who appear in photographs.
The proceedings
- On 15 April 2005 Channel Four's solicitors wrote
to the Official Solicitor's solicitors confirming the transmission date of the
programme as 8 June 2005 at 9 pm ,and indicating that "information about the
programme will be sent to the press (including listings magazines) by Channel
Four two weeks in advance of this date." They added that there would be a
feature in the Sunday Times magazine the previous Sunday, 5 June 2005,
authored by Mr Modell.
- On 13 May 2005 the Official Solicitor gave the
national media notice of his intended application to the court via the Press
Association's CopyDirect service in accordance with the President's
Practice· Direction (Applications for Reporting Restriction Orders) [2005]
2 FLR 120 and the Practice Note (Official Solicitor: Deputy Director of
Legal Services: Cafcass: Applications for Reporting Restriction Orders)
[2005] 2 FLR Ill. The same day he attempted to issue the proceedings, a
CPR Part 8 claim form seeking injunctive relief against both Channel Four and
News International Limited (the parent company of Times Newspapers Limited,
publishers of the Sunday Times) and an application notice seeking interim
relief. The injunction sought, which was intended to have effect during E's.
lifetime, was in wide terms and would have prevented both the broadcast of the
film and the publication of the story. Unhappily, and because, as the Official
Solicitor tells me, the court misplaced the papers, the proceedings were not
in fact issued until 19 May 2005, the very day when the interim application
came on before Kirkwood J. That application had been fixed on the basis of a
belief that the feature article in the Sunday Times magazine due to be
published on 5 June 2005 would have to go to press by around 20 May 2005.
Kirkwood J was unable to hear the matter - and in any event some of the
urgency had gone because it appeared that the Sunday Times was not going to
press with the story that week. The matter came on for hearing before me on 25
May 2005. Ms Fenella Morris appeared for the Official Solicitor and Ms Jenni
Richards for the local authority. Channel Four and the Sunday Times were both
represented by Mr Andrew Nicol QC and Ms Aswini Weereratne.
- As requested by the parties I had previously
watched the film - in what is, as I understand it, for all practical purposes
the form in which it is intended to be broadcast. The hearing commenced at
about 12 noon and continued until 1 pm. It resumed at 1.30 pm and continued
without a break until about 6.45 pm. It was essential to finish the hearing
that day because I was told that, if the film was not to be injuncted,
Channel Four would need to put the arrangements in place for the planned
broadcast on 8 June 2005 no later than 12 noon the following day, 26 May 2005.
It will be noticed that the hearing lasted somewhat over 6 hours. Even
allowing for interruptions from the bench this was significantly longer than
the half day for which the hearing had been listed and longer than the agreed
estimate of 3-4 hours shown on the application notice.
- On the following morning, at 10.30 am I announced
my decision, though without at that stage giving my reasons. I said that I was
not prepared to grant an injunction restraining the broadcasting of the film
in the form in which I had seen it. I indicated that I would be prepared to
-consider granting an injunction in narrower form (for example, to prevent
'door-stepping' or the publication of identifying or other information
additional to that contained in the film) if requested to do so by the
Official Solicitor. Later the same day Ms Morris appeared in front of me and
said that the Official Solicitor was not making any such application. As I
understood it, this was because he had been unable to obtain funding for such
an application from the Legal Services Commission. I refused the Official
Solicitor permission to appeal.
- I now (1 June 2005) hand down judgment. I have in
the meantime again watched the film.
The legal framework
- Ms Morris seeks to restrain the broadcast of the
film and the publication of the article . essentially on the grounds that they
will involve the public dissemination of intimate personal, private, domestic
and more particularly medical information about E in a manner which will cause
her harm. Referring in particular to Campbell v MGN Ltd [2004] UKHL 22, [2004] 2 AC 457, Ms Morris asserts that this material is protected both by
the domestic law of confidence and by that part of Article 8 of the European
Convention for the Protection of Human Rights and Fundamental Freedoms which
guarantees respect for private life. She points to Lord Nicholls of
Birkenhead's observation at para [12] that
"A proper degree of privacy is essential for the well-being and
development of an individual."
She points to the recognition by Dame Elizabeth Butler-Sloss P in X (A
Woman Formerly known as Mary Bell) v O'Brien [2003] EWHC 1101 (QB), [2003] 2 FCR 686, at paras [21]-[22], relying on the
decisions of the Strasbourg court in Botta v Italy (1998) 26 EHRR 241 and Bensaid v United Kingdom (2001) 33 EHRR 10, that private life includes the psychological integrity and
mental health of the individual.
- In Campbell v MGN Ltd [2004] UKHL 22, [2004] 2 AC 457, it was common ground (see para [23]) that the information
published by the newspaper fell into five categories: (1) the fact of Miss
Campbell's drug addiction; (2) the fact that she was receiving treatment; (3)
the fact that she was receiving treatment at Narcotics Anonymous; (4) the
details of the treatment - how long she had been attending meetings, how often
she went, how she was treated within the sessions themselves, the extent of
her commitment, and the nature of her entrance on the specific occasion; and
(5) the visual portrayal of her leaving a specific meeting with other addicts.
It was also common ground (see para [24]) that in the ordinary course the
information in all five categories would attract the protection of Article 8.
But it was accepted by Miss Campbell that her own conduct precluded her from
claiming protection for categories (1) and (2). By a majority the House of
Lords held that she was nonetheless entitled to protection in relation to
categories (3), (4) and (5). Ms Morris, understandably, relies upon the ruling
in relation to categories (4) and (5).
- Ms Morris points to the decisions of the
Strasbourg court in Z v Finland (1997) 25 EHRR 371 and of the House of
Lords in Ashworth Hospital Authority v MGN Ltd [2002] UKHL 29, [2002] 1 WLR 2033, as demonstrating the very substantial individual and
public interests in maintaining the privacy of medical records. And in this
connection she prays in aid what Baroness Hale of Richmond said in Campbell
v MGN Ltd [2004] UKHL 22, [2004] 2 AC 457, at para [146]:
"The Court of Appeal in this case held that the information
revealed here was not in the same category as clinical medical records. That
may be so, in the sense that it was not the notes made by a doctor when
consulted by a patient. But the information was of exactly the same kind as
that which would be recorded by a doctor on those notes: the presenting
problem was addiction to illegal drugs, the diagnosis was no doubt the same,
and the prescription was therapy, including the self-help group therapy
offered by regular attendance at Narcotics Anonymous."
She submits that the same principles apply to an individual's social
services records and to their social care and treatment, particularly where
the two are closely connected in a community setting.
- Ms Morris refers to what Lord Hope of Craighead
said in Campbell v MGN Ltd [2004] UKHL 22, [2004] 2 AC 457, at para [98]:
"Where the person is suffering from a condition that is in need
of treatment one has to try, in order to assess whether the disclosure would
be objectionable, to put oneself into the shoes of a reasonable person who
is in need of that treatment. Otherwise the exercise is divorced from its
context ... The context was that of a drug addict who was receiving
treatment. It is her sensibilities that needed to be taken into account.
Critical to this exercise was an assessment of whether disclosure of the
details would be liable to disrupt her treatment."
In similar vein she points to Lord Steyn' s observation in Re S
(Identification: Restrictions on Publication) [2004] UKHL 47, [2005] 1 FLR 591, at para [25], that "it is necessary to measure the nature of
the impact" on the claimant.
- Ms Morris submits, referring to Keenan v
United Kingdom (2001) 33 EHRR 913 and Z v United Kingdom (2002) 34 EHRR 97, that public bodies - including of course the court - owe
heightened obligations to those who by reason of mental disorder are
vulnerable and least able to assert their own interests. As an illustration of
this approach she points to the decision of Dame Elizabeth Butler-Sloss P in
In re A Local Authority (Inquiry: Restraint on Publication) [2004] EWHC
2746 (Fam), [2004] Fam 96, at paras [98]-[99] holding that the balance came down in favour of
protecting vulnerable adults by preventing publication of a local authority
report:
"[98] ... They have had considerable and distressing disruption
of their lives and are, as set out in the report, vulnerable. A period of
peace, stability and a chance to settle down again after the very real upset
of their lives is threatened by the likely intense media cover if this
report is published. They are all under some disability but not such, as far
as I know, as to prevent possibly all of them, but certainly at least 4 of
them, from understanding the impact of press and other media intrusion. That
intrusion would affect their daily lives and would be very likely to be
disruptive, distressing and contrary to the need for them to settle back in
the home. They clearly have rights under article 8 which are engaged and
would be breached if the report is published. I am satisfied that
publication of the report would be deeply damaging and detrimental to their
welfare.
[99] The factors supporting the rights of the vulnerable adults
under article 8 have to be balanced against the right of the local authority
to publish under article 10. I have found that it would be lawful on their
behalf to interfere with the article 10 right of freedom of expression. I
have considered very carefully whether to exercise the court's discretion in
favour of the vulnerable adults would be a disproportionate response to the
contents of the report, having regard to the importance attached to article
10 by section 12 of the Human Rights Act 1998. I am also fully aware of the
factors in favour of not restraining publication of volume 1. I am
satisfied, however, that the balancing exercise comes down in favour of
recognising the importance of the protection of the vulnerable adults by the
granting of a declaration to that effect."
- She also, and importantly in the context of the
present case (for significant parts of the film are of E in public places),
submits that whilst an individual who appears in public may be taken to have
consented to have others see him in public, this does not mean that he has
impliedly consented to the broadcasting of pictures of himself in public. She
points to what Lord Hoffmann said in Campbell v MGN Ltd [2004]
UKHL 22, [2004] 2 AC 457, at paras [73]-[75]:
"[73] ... The famous and even the not so famous who go out in
public must accept that they may be photographed without their consent, just
as they may be observed by others without their consent ...
[74] . But the fact that we cannot avoid being photographed does
not mean that anyone who takes or obtains such photographs can publish them
to the world at large. In the recent case of Peck v United Kingdom
(2003) 36 EHRR 719 Mr Peck was filmed on a public street in an embarrassing
moment by a CCTV camera. Subsequently, the film was broadcast several times
on the television. The Strasbourg court said, at p 739, that this was an
invasion of his privacy contrary to article 8: "the relevant moment was
viewed to an extent which far exceeded any exposure to a passer-by or to
security observation and to a degree surpassing that which the applicant
could possibly have foreseen when he walked in Brentwood on 20 August 1995."
[75] In my opinion, therefore, the widespread publication of a
photograph of someone which reveals him to be in a situation of humiliation
or severe embarrassment, even if taken in a public place, may be an
infringement of the privacy of his personal information."
Lord Hope of Craighead said much the same at paras [122]-[123].
- Turning to Article 10, Ms Morris submits that the
public interest in freedom of expression should not permit unwarranted
interference in the lives of the incapable or vulnerable. She refers to what
Sir Stephen Brown P said in Nottingham City Council v October Films Ltd
[1999] 2 FLR 347 at p 357:
"whilst preserving the principle of the freedom of the Press in
a democratic society, it is nevertheless in the public interest that there
should be discouragement and prevention of interference with, and
exploitation of, vulnerable children by the media and that there should be
support for the vital role of caring professionals working in the difficult
field of delinquent children who are 'at risk'."
- Pointing to what Baroness Hale of Richmond said in
Campbell v MGN Ltd [2004] UKHL 22, [2004] 2 AC 457, at para [149], she asks rhetorically, How are the political
and social life of the community, or the intellectual, artistic development of
individuals assisted by the broadcast and publication proposed in the present
case?
- Now this is all very well, says Mr Nicol. Indeed
he does not really take issue with any of Ms Morris's submissions so far as
they go. Nor do I. But, he says, and I agree, that the present case is more
complex· than the cases to which Ms Morris has referred.
- In Campbell v MGN Ltd [2004] UKHL 22, [2004] 2 AC 457, the claimant was a competent adult who wished to restrain
publication. The case accordingly turned on a simple balancing of the
claimant's claim under Article 8 to the protection of her private life,
against the media's rights under Article 10 to receive and impart information.
In Re S (Identification: Restrictions on Publication) [2004]
UKHL47, [2005] 1 FLR 591, the claim was brought on behalf of an eight year old child in
care by his guardian, who wished to restrain publication in order to protect
the child. Again, the case turned on a simple balancing of the claimant's
claim under Article 8 to the protection of his private life, against the
media's rights under Article 10. The same can be said of In re a Local
Authority (Inquiry: Restraint on Publication) [2004] EWHC 2746 (Fam), [2004] Fam 96, where the Official Solicitor brought the claim on behalf of
vulnerable adults to restrain publication of a local authority report. Again,
the case turned on a simple balancing of the claimants' claims under Article 8
to the protection of their private life, against the local authority's rights
under Article 10. Neither in Re S (Identification: Restrictions on
Publication) [2004] UKHL 47, [2005] 1 FLR 591, nor in In re a Local Authority (Inquiry: Restraint on
Publication) [2004] EWHC 2746 (Fam), [2004] Fam 96, was there any divergence between the claimant and those bringing
the claim on the claimant's behalf. In neither of those cases did the claimant
himself seek or want publication.
- The present case is quite different, for E wishes
the film to be broadcast. There is a stark conflict between the claimant and
the litigation friend. The case is, therefore, more analogous to cases such as
Re W (Wardship: Discharge: Publicity) [1995] 2 FLR 466, Kelly v
British Broadcasting Corpn [2001] Fam 59 and Re Roddy (A Child)
(Identification: Restriction on Publication) [2003] EWHC 2927 (Fam), [2004] 2 FLR 949,[1] where teenage children wanted
to tell their stories to the media in circumstances frowned upon by their
adult carers. In these circumstances, as I pointed out in the latter case, the
child, whatever the adults around her are saying, may be seeking not merely to
rely upon her own right under Article 10 to impart information to the media
but also upon a rather different aspect of the private life guaranteed by
Article 8.
- In this connection Mr Nicol draws attention to
what I said at paras [35]-[36]:
"[35] Article 8 thus protects two very different kinds of
private life: both the private life lived privately and kept hidden from the
outside world and also the private· life lived in company with other human
beings and shared with the outside world. For, as the Strasbourg
jurisprudence recognises, the ability to lead one's own personal life as one
chooses, the ability to develop one's personality, indeed one's very
psychological and moral integrity, are dependent upon being able to interact
and develop relationships with other human beings· and with the world at
large. And central to one's psychological and moral integrity, to one's
feelings of self-worth, is the knowledge of one's childhood, development and
history. So amongst the rights protected by Art 8, as it seems to me, is the
right, as a human being, to share with others - and, if one so chooses, with
the world at large - one's own story, the story of one's childhood,
development and history ...
[36] The personal autonomy protected by Art 8 embraces the right
to decide who is to be within the 'inner circle', the right to decide
whether that which is private should remain private or whether it should be
shared with others. Art 8 thus embraces both the right to maintain one's
privacy and, if this is what one prefers, not merely the right to waive that
privacy but also the right to share what would otherwise be private with
others or, indeed, with the world at large. So the right to communicate
one's story to one's fellow beings is protected not merely by Art 10 but
also by Art 8."
- I went on at para [37] to observe that:
"there may well be cases where a child wishes to go to the media
- wishes, in other words, to avail himself of what he asserts are his Art 10
and Art 8 rights to make public that which would otherwise be private -
whilst his parents, or the court, may think that his interests are better
served by asserting his right under Art 8 to keep such matters private."
It was for this reason that at para [38] I distinguished between (a)
Angela's rights under Articles 8 and 1 0, as she wished to assert them, to
tell her story to the world through the medium of The Mail on Sunday, (b)
Angela's rights under Article 8, as Angela's parents or the court might wish
to assert them on her behalf, to keep her private life private and to preserve
and protect the family life she enjoyed with her parents and other members of
her family and (c) the newspaper's rights under Article 10 to obtain the story
that Angela wished to tell them and to publish her story in The Mail on
Sunday
- How is such a difference of view to be adjusted?
In Re Roddy (A Child) (Identification: Restriction on Publication) [2003] EWHC 2927 (Fam), [2004] 2 FLR 949, at para [37] I said this:
"A child is, of course, as much entitled to the protection of
the European Convention - and specifically of Arts 8 and 10 - as anyone
else. But ... the personal autonomy guaranteed by Art 8 (and, I would add,
by Art 10) is necessarily somewhat qualified in the case of a child. For,
depending on the circumstances, decision-making power may rest not with the
child but with the child's parents or even with the court."
The same approach, it seems to me, is in principle appropriate in the case
of a vulnerable adult who, although lacking capacity, nevertheless has wishes
and feelings which she is anxious to articulate.
- In Re Roddy (A Child) (Identification:
Restriction on Publication) [2003] EWHC 2927 (Fam), [2004] 2 FLR 949, I found that Angela had 'Gillick
capacity' and that her views were therefore determinative notwithstanding
that in law she was still a child. As I said at paras [56], [59]:
"Angela, in my judgment, is of an age, and has sufficient
understanding and maturity, to decide for herself whether that which is
private, personal and intimate should remain private or whether it should be
shared with the whole world ... The decision ... is for Angela: it is not
for her parents, the local authority or the court."
- Now that was an easy case because I found that
Angela did have capacity. How is the court to resolve matters if a
child or an adult who lacks capacity nonetheless has strong wishes and
feelings which conflict with what her carers believe to be in her best
interests? The answer can only be by having recourse to the court's inherent
jurisdiction: in the case of a child, the court's inherent parens patriae or
wardship jurisdiction, and, in the case of an adult who is or may be
incompetent, the court's inherent jurisdiction in relation to mentally
incapacitated adults.
- This accords with the approach of Dame Elizabeth
Butler-Sloss P in In re a Local Authority (Inquiry: Restraint on
Publication) [2004] EWHC 2746 (Fam), [2004] Fam 96. The President reviewed a number of the previous cases on the
inherent jurisdiction, including In re F (Mental Patient: Sterilisation)
[1990] 2 AC 1, In re S (Hospital Patient: Court's Jurisdiction)
[1996] Fam 1, Re A (Male Sterilisation) [2000] 1 FLR 549, In re
S (Adult Patient: Sterilisation) [2001] Fam 15 and In re F
(Adult: Court's Jurisdiction) [2001] Fam 38, before concluding at para
[97]:
"I am satisfied, therefore, despite the absence of any
previously decided cases, that I can properly exercise the inherent
jurisdiction of the High Court in order to consider whether I should
restrain publication of volume 1 of the report. In the previous cases about
adults under a disability, the issues have been the lawfulness of the
proposed course of action and considerations as to their best interests.
That cannot be the correct approach in the present case. The application of
the inherent jurisdiction would seem more appropriately to be treated as the
exercise of a "protective jurisdiction" rather than a "custodial
jurisdiction". In considering whether the publication of the report would be
contrary to the welfare of the vulnerable adults, I propose to approach the
issue by balancing their rights under article 8 against the rights given
under article 10 and the emphasis given by section 12 of the Human Rights
Act 1998. In my judgment I have to balance those competing rights in the
same way as I did with regard to the children."
- I respectfully agree with the President's
analysis. The simple fact is that we have come a long way since the decision
in In re F (Mental Patient: Sterilisation) [1990] 2 AC 1. The courts have created and now exercise what is, in substance
and reality, a jurisdiction in relation to incompetent adults which is for all
practical purposes indistinguishable from its well-established parens patriae
or wardship jurisdiction in relation to children. Indeed, the President's
reference in the passage I have just quoted to the "protective" and
"custodial" jurisdictions is a straight borrowing from wardship: see S v
McC, W v W [1972] AC 24 and In re Z (A Minor) (Identification:
Restrictions on Publication) [1997] Fam 1.
- I should, however, add a number of observations.
The first relates to the circumstances in which the inherent jurisdiction can
be exercised. As I said in Sheffield City Council v E [2004] EWHC 2808 (Fam), [2005] 2 WLR 953, at para [100]:
"An adult either has capacity [in relation to a particular
matter] or he does not. If he does, then, at least in relation to that
issue, the Family Division cannot exercise its inherent declaratory
jurisdiction, because it is fundamental that this jurisdiction can be
exercised only in relation to those who lack the relevant capacity.
"
If E has capacity then, just as in the case of a 'Gillick competent'
child, her wishes are determinative. The court cannot exercise the inherent
jurisdiction and, unless E herself wishes to apply for an injunction (and she
does not), it follows that the court equally cannot grant any injunction. As
Mr Nicol correctly submits, the court in a case such as this only has
jurisdiction to make an order if it has first decided that E lacks capacity to
take a definitive decision on her own behalf. So Ms Morris has, in principle,
to establish that E lacks the relevant capacity.
- But the fact, if fact it be, that E lacks the
relevant capacity does not mean that her wishes and feelings simply fall out
of account. As Mr Nicol correctly says, even if the court concludes that E
lacks capacity it must nonetheless pay close regard to her undoubted wish for
the broadcast to proceed. If it is elementary that the inherent jurisdiction
is exercised by reference to the incompetent adult's best interests, it is
equally elementary that in determining where such an adult's best interests
truly lie it is necessary, just as in the case of a child, to have regard to
his wishes and feelings insofar as he is able to express them: consider
section 1 (3) of the Children Act 1989 and section 4(6)(a) of the Mental
Capacity Act 2005. (The Mental Capacity Act 2005 is not yet in force but, as
the Mental Capacity Bill: Draft Code of Practice correctly recognises, many of
the provisions in the Act are based upon existing common law principles.) So
the task of the court, assuming E lacks capacity, is to form a view as to
whether her best interests require, as she would wish, that an injunction is
not granted or whether, as the Official Solicitor would have it, her
best interests require that an injunction is granted. The court is
required to decide where her best interests lie, not, I emphasise, because
that is the ultimately determinative question as the President said in In
re a Local Authority (Inquiry: Restraint on Publication) [2004] EWHC 2746
(Fam), [2004] Fam 96, at para [97], it is not - but because that is the test by which
the court, exercising the inherent jurisdiction, decides whether it is in E's
interests that the film should or should not be broadcast, whether, as it
were, it is in her interests to maintain her privacy or in her interests to
waive that privacy and share with the world what would otherwise be private.
- If the court concludes that E's best interests do
not require the grant of an injunction, then that is the end of the matter.
There is no conflict between her wish to tell her story, her best interests
and the media's wish to broadcast and publish. It is only if there is a
conflict between E's best interests and the plans of the media that one moves
on to the third and final stage of the inquiry. But at this stage E's best
interests are not determinative. There is a balancing exercise. The court is
no longer exercising its inherent jurisdiction in relation to E but rather its
ordinary jurisdiction under the Convention as between claimant and defendant.
Accordingly it has to balance the competing interests: E's interest under
Article 8 (as ascertained by the court), and therefore her right under Article
8 to keep her private life private, and the defendants' rights under Article
10.
- I agree therefore with Ms Morris that in a case
such as this there are in principle three questions which have to be
considered:
i) Does E lack capacity? If yes, then
ii) Is it in E's best interests that the film not be broadcast?
If yes, then
iii) Do E's interests under Article 8, and the public interest
in the protection of the privacy of the vulnerable and incapable, outweigh
the private and public interests in freedom of expression under Article 10.
As Ms Morris puts it, the court, if satisfied that E lacks capacity, must
first ask what is in her best interests. If the court is satisfied that the
broadcast is not in her best interests then it should identify the extent to
which her Article 8 rights are engaged and/or breached by the broadcast and
then go on to balance those considerations against those invoked under Article
10 by the defendants.
- There is no difference between Ms Morris and Mr
Nicol as to the proper approach to each of these three questions.
- As an adult, E is presumed to have capacity unless
the contrary is established. It is for the Official Solicitor to prove that
she does not have capacity, not for Channel Four to prove that she does:
Sheffield City Council v E [2004] EWHC 2808 (Fam), [2005] 2 WLR 953, at para [18] (compare section 1(2) of the
Mental Capacity Act 2005). The question of capacity is always issue specific:
Masterman-Lister v Brutton & Co <[2002] EWCA Civ 1889, [2003] 1 WLR 1511, Sheffield City Council v E [2004] EWHC 2808 (Fam), [2005] 2 WLR 953. The test of capacity is that laid down in
Re MB (Medical Treatment) [1997] 2 FLR 426 (compare section 3 of the Mental Capacity Act 2005).
- The assessment of an incapable patient's best
interests involves taking into account not just medical but a wide range of
ethical, social, moral, emotional and welfare considerations: In re S
(Adult Patient: Sterilisation) [2001] Fam 15. It is facilitated by the
adoption of the 'balance sheet' referred to by Thorpe LJ in Re A (Male
Sterilisation) [2000] 1 FLR 549.
- The proper approach to the Convention balancing
exercise is that identified by Lord Steyn in Re S (Identification:
Restrictions on Publication) [2Q04] UKHL 47, [2005] 1 FLR 591, at para [17]:
"The interplay between Articles 8 and 10 has been illuminated by
the opinions in the House of Lords in Campbell v MGN Ltd [2004] UKHL 22, [2004] 2 AC 457. For present purposes the decision of the House on the
facts of Campbell v MGN Ltd and the differences between the majority
and the minority are not material. What does, however, emerge clearly from
the opinions are four propositions. First, neither Article has as such
precedence over the other. Secondly, where the values under the two Articles
are in conflict, an intense focus on the comparative importance of the
specific rights being claimed in the individual case is necessary. Thirdly,
the justifications for interfering with or restricting each right must be
taken into account. Finally, the proportionality test must be applied to
each. For convenience I will call this the ultimate balancing test. This is
how I will approach the present case."
- It is no longer necessary to go through all the
old case-law. As Lord Steyn said at para [23]:
"The House unanimously takes the view that since the Human
Rights Act 1998 came into force in October 2000, the earlier case-law about
the existence and scope of inherent jurisdiction need not be considered in
this case or in similar cases. The foundation of the jurisdiction to
restrain publicity in a case such as the present is now derived from
convention rights under the European Convention. This is the simple and
direct way to approach such cases. In this case the jurisdiction is not in
doubt. This is not to say that the case-law on the inherent jurisdiction of
the High Court is wholly irrelevant. On the contrary, it may remain of some
interest in regard to the ultimate balancing exercise to be carried out
under the European Convention provisions."
- I have said that these are in principle the issues
which have to be addressed. But in the present case what is being sought is an
interim injunction pending the full hearing of a matter which, if it is to be
finally resolved, will, as Mr Nicol contends, require the cross-examination of
a number of witnesses. In this context section 12 of the Human Rights Act 1998
is therefore important, for section 12(3) provides that in the circumstances
with which I am presented I must not grant relief:
"so as to restrain publication before trial unless .,. satisfied
that the applicant is likely to establish that publication should not be
allowed. "
- The meaning of the crucial word "likely" was
explained by Lord Nicholls of Birkenhead in Cream Holdings Ltd v
Banerjee [2004] UKHL 44, [2005] 1 AC 253, at paras [20], [22]:
"[20] ... "likely" in section 12(3) cannot have been intended to
mean "more likely than not" in all situations. That,· as a test of universal
application, would set the degree of likelihood too high. In some cases
application of that test would achieve the antithesis of a fair trial. Some
flexibility is essential. The intention of Parliament must be taken to be
that "likely" should have an extended meaning which sets as a normal
prerequisite to the grant of an injunction before trial a likelihood of
success at the trial higher than the commonplace American Cyanamid
standard of "real prospect" but permits the court to dispense with this
higher standard where particular circumstances make this necessary.
[22] '" Section 12(3) makes the likelihood of success at the
trial an essential element in the court's consideration of whether to make
an interim order. But in order to achieve the necessary flexibility the
degree of likelihood of success at the trial needed to satisfy section 12(3)
must depend on the circumstances. There can be no single, rigid standard
governing all applications for interim restraint orders. Rather, on its
proper construction the effect of section 12(3) is that the court is not to
make an interim restraint order unless satisfied the applicant'$ prospects
of success at the trial are sufficiently favourable to justify such an order
being made in the particular circumstances of the case. As to what degree of
likelihood makes the prospects of success "sufficiently favourable", the
general approach should be that courts will be exceedingly slow to make
interim restraint orders where the applicant has not satisfied the court he
will probably ("more likely than not") succeed at the trial. In general,
that should be the threshold an applicant must cross before the court
embarks on exercising its discretion, duly taking into account the relevant
jurisprudence on article 10 and any countervailing Convention rights. But
there will be cases where it is necessary for a court to depart from this
general approach and a lesser degree of likelihood will suffice as a
prerequisite. Circumstances where this may be so include those mentioned
above: where the potential adverse consequences of disclosure are
particularly grave, or where a short-lived injunction is needed to enable
the court to hear and give proper consideration to an application for
interim relief pending the trial or any relevant appeal."
- So my approach to the three questions which I
identified in paragraph [59] above is not that Ms Morris has to establish her
case. She merely has to satisfy me that it is "likely" that she will do so at
trial.
The evidence
- It is a striking - and I have to say a surprising
- fact that, with the exception of Dr Milne's expert reports the Official
Solicitor has filed no evidence of any kind in support of his
application. He has filed no factual evidence as to various matters which, as
we shall see, Dr Milne has taken into account in her evaluation of E's best
interests - for example in relation to the suggestion that the broadcast of
the film may imperil the care package or the continuing discussions between
the Official Solicitor and the local authority. He· tells me that since the
information he obtained was very similar to that obtained by Dr Milne he did
not consider it appropriate to file further evidence. I do not find this
explanation particularly compelling. If there was factual evidence
underpinning Dr Milne's concerns about the impact of the film on the future of
the care package it would have been of great assistance to the court to hear
it from the Official Solicitor, as the person acting as E's litigation friend
not merely in the present proceedings but also in relation to her community
care needs (see further my observations in paragraph [109] below). The
Official Solicitor has not even interviewed E since the film was completed
with a view to ascertaining and reporting to the court on her wishes and
feelings. He tells me that a visit to see E had been arranged for 19 May 2005
(but did not take place because of the hearing before Kirkwood J) and that
further efforts to arrange to arrange a visit have met with resistance. I
accept all that, but the fact remains that the present proceedings were
launched without the Official Solicitor having himself first ascertained E's
wishes and feelings in relation to the completed film and in circumstances
where, in the event, I have not had the benefit of material which is usually
of great assistance. Nor has the Official Solicitor formulated for the
assistance of the court his own evaluation of where E's best interests lie.
- The local authority has filed evidence in the form
of a statement by the Director of Adult Social Care and Health. Some of this,
and more particularly much of the documentation attached as an exhibit to the
statement, deals with the vulnerable adult abuse investigation which is
currently investigating certain aspects of Judy's behaviour to E. I do not
propose to discuss this material and it is probably better that I do not. It
does not impinge significantly on anything I have to decide. Moreover, the
investigation has yet to be concluded and both its findings and the material
it has uncovered may feature in the proceedings under the inherent
jurisdiction which Ms Richards told me the local authority is shortly to
commence with a view, as it would see it, to better regulating E's care and
making what it calls "firm and stable plans for E's future." For present
purposes the most important concerns identified by the local authority if the
film is broadcast are as follows:
i) Fear as to how E will react to the broadcast.
ii) Fear that there will be adverse reaction from the public to
E and/or Judy, which may impact adversely on E and on her ability to live as
"normal" a life as possible.
iii) Concern that the broadcast may have a detrimental effect on
the ability to recruit staff to work as part of E's care team:
"Potential staff may have a legitimate concern over working
with E if they feel they are going to be subject to media and public
scrutiny."
iv) Concern that it may have a detrimental impact on the ongoing
vulnerable adult abuse investigation:
"the effect the programme or article may have on staff and
their willingness to engage in the ,investigation process."
I should mention that the local authority has not in fact seen the film.
- In addition to a number of expert reports the
defendants have filed evidence in the form of witness statements from Mr
Modell and Mr Sutcliffe. Mr Sutcliffe's evidence describes Channel Four and
its statutory remit and' explains the relevant regulatory framework. It also
deals with a number of other matters which there is no need for me to refer
to. The more important evidence is from Mr Modell.
- I have already made extensive reference to Mr
Modell's evidence. There are two other parts of it which I think I ought to
refer to. Describing his documentary technique he says:
"The filming approach I use is largely observational. I work
entirely on my own with a small camera, in a way that does not seek to
influence events. The intention is to develop a relationship with the
subject and become a part of their environment and to 'tell the story' of
the subject through watching how they interact with the world, and where
appropriate, some interview. For this kind of approach to be successful,
filming has to take place over some considerable time and record important
events in the subject's life. It could be said that the intention is to
develop, through the filmmaking process, a relationship between the viewer
and the subject."
- I think I should also quote what he calls his
conclusion:
"I am entirely satisfied that we have made a powerful and
important film. One which achieves the objectives of being helpful to E and
contributing to society's understanding of issues around mental health
generally, and specifically the much misunderstood condition from which E
suffers.
I am aware that E's views often reflect those of Judy and that
she is influenced by Judy. With this in mind I have consistently sought to
verify with Valerie that it is truly E's wish to have the film made and
broadcast. Valerie has assured me this is the case and E is consistently
clear about it. I have been further reassured in this because during the
later stages of filming and particularly the editing and viewing stages our
relationship with Judy became very fraught. Over the months between November
2004 to March 2005 Judy regularly threatened to withdraw from the film,
concerned about how she might be portrayed. This intention was never
mirrored by E, who throughout this period, and, indeed, from the start of
the production was forthright and unambiguous in her desire for the film to
be made and broadcast.
The film has been made over an exceptionally long period of
time, because there has been such extensive thought given to issues relating
to E's welfare. The consultation process, which followed, was utterly
unprecedented in my experience, and is testament to our desire to produce a
programme which E and those around her feel respects her dignity and does
justice to her and her story.
I simply would not have embarked on this project if I felt that
it would be harmful to E, and I have, at all times, sought to maintain her
best interests - relying on advice from independent experts and from the
professionals involved in her care.
I believe E is proud of the programme, which she refers to as
'my film'."
The expert evidence
- I have reports and letters from various experts:
Dr Milne (report dated 26 April 2004, letters dated 11 March 2005, 21 March
2005 and 13 May 2005), Professor Holland (reports dated 24 May 2004, undated
(but following his viewing of the film on 9 March 2005) and 18 May 2005 and
statement dated 23 May 2005), Dr Sinason (letter dated 18 May 2005), Mr
Farquharson (letter dated 15 November 2003 and statement dated 18 May 2005),
Dr Trowell (statement dated 18 May 2005), Ms Syz (statement dated 18 May 2005)
and Dr Banks (letter dated 24 May 2005).
- It is convenient to consider first the expert
evidence in relation to capacity and then the evidence in relation to best
interests.
The expert evidence - capacity
- Dr Milne's formal letter of instructions, as I
have said, was dated 11 December 2003. It invited both an assessment of E's
capacity, by reference to the test in Re ME (Medical Treatment) [1997] 2 FLR 426, and an assessment of her best interests, by reference to
what had been said by Thorpe LJ in Re A (Male Sterilisation) [2000] 1
FLR 549 and in In re S (Adult Patient: Sterilisation) [2001] Fam 15. Dr Milne saw E on 11 September 2003, 15 December 2003 and 16 February
2004. She has not seen her since. She viewed the film on 9 March 2005.
- Understandably, perhaps, the focus of Dr Milne's
assessment in her first report was as to whether E had the capacity not merely
to consent to the process of filming but more particularly to understand the
nature of the editorial process and the full implications of the fact that she
would not have editorial control over what was broadcast. That is no longer
relevant to the issue of capacity. The question of capacity, as I have said,
is always issue specific. The process of filming has now concluded, as has the
editing of the film. The only question today is whether E has capacity to
consent to the broadcast of the film in the form in which she saw it in March
2005. That was not a question addressed by Dr Milne in her first report.
Importantly, however, she did make clear that E's capacity in relation to
filming was not consistent and had improved when she saw her in February 2004.
- Dr Milne has not seen E since February 2004.
Basing herself on how E had presented then, and on the two previous occasions
when she saw her, Dr Milne's view, as expressed in her letter dated 21 March
2005, is that "on neither occasion did she fully understand the likely
negative consequences of her personal details and the details of her treatment
becoming known to the public." Asked specifically by the Official Solicitor's
solicitor in a letter dated 12 May 2005 whether E has capacity to consent to
the film being broadcast, Dr Milne replied in her letter dated 13 May 2005,
referring to how E had presented in 2004, that "she did not appear to
understand the possible negative consequences of broadcast, both in terms of
how she may be viewed by others but also the possible effect that the
broadcast may have on the extremely protracted negotiations about her care
package."
- Professor Holland has seen E once, in the spring
of 2004. In his first report dated 24 May 2004 he expressed the opinion that
the extent of E's intellectual impairment and learning disabilities is mild
and likely to be largely consequent upon her life experiences, that her
intellectual functioning and any learning difficulties are not of such
severity that by themselves they would result in significant incapacity with
respect to decision-making, and that in many aspects of her life E has the
capacity to make decisions for herself. He questioned whether E fully
understood the implications of not having editorial control. More relevantly
to the issue as it has now crystallised, he said:
"I am not satisfied that she fully appreciates ... that it is
possible that, when shown, she could be perceived by those who watch it in a
negative light. I am not fully satisfied that she appreciates that she will
have only limited influence about exactly when and how often the documentary
is shown or who will watch it ... I concluded that on the balance of
probabilities on the occasion I saw her, whilst she did have capacity to
decide about whether the filming should continue, it was less certain she
had the capacity to decide about the larger issue that of the resultant
documentary."
- Professor Holland saw no reason to change his
views after seeing the film in March 2005. He said that having seen E in the
film she appeared fully to understand that she was being filmed and he formed
the impression that she would have been able to express her view if there were
any parts that she did not wish to be shown.
- Dr Sinason has seen E very frequently and at
regular intervals since September 2000. She liaised with Mr Modell during the
filming process (see paragraphs [8] and [15] above). She has watched the film
together with E on three occasions (see paragraphs [26]-[28] above). She has
not provided a formal assessment of E's capacity but in her letter dated 18
May 2005 said this:
"However, complex analytic tools were not needed to gauge her
final reaction, as she was so openly and deeply moved and integrated. She
was profoundly pleased at being accurately perceived and shown. All her
personalities also felt acknowledged.
She was able to think about what the public response might be as
well as her own response. She said if people did not like the programme they
could turn it off and if they spoke to her in the street and did not like
her she could walk away with her team. She knows perfectly well the way she
is perceived in public whenever she goes out and for her the television
programme is not breaking a secret. Indeed, it is opening her life up in a
way she considers helpful."
- Mr Farquharson has been familiar with E's
circumstances and regularly involved with her care since January 2001. He too
liaised with Mr Modell during the filming process (see paragraphs [6] and [15]
above). He watched the rough cut of the film with E in January 2005 and part
of the film again with her in March 2005. He first expressed his views about
E's capacity in his letter dated 15 November 2003. I think I should quote the
relevant passage in full:
"This is clearly not straightforward (both in regard to P and
generally to those with learning disabilities). I am not a specialist in
this field, but I understand that modem practice considers capacity on a
"decision-specific" basis. It would be true to say that P does not have
unfailingly evident capacity to consent, but it is equally true that it is
not evident that that capacity is entirely absent. It is the working style
of the project to be as open as possible with P to ensure that she is fully
appraised regarding matters which concern her, including the politics
surrounding the project. In a context of safety and trust, this is done
sensitively, offering (in "bite-size chunks") as much complexity as can be
managed, and in regularly revisiting key matters at moments of stability
and engagement. This approach derives from three sources - 1) a belief that
it is right and proper that P be apprised of everything which affects her
life; 2) the knowledge that historically the approach of institutional care
has often been one of benign paternalism, making decisions on behalf of
individuals without involving them or seeking their view, frequently with
disastrous results; and 3) by this means, facilitating the emergence of
personal agency and encouraging it where it exists. It is in this spirit of
openness that the subject of a film has been approached with P and it is my
view that, with regard to this decision, she had (and has) sufficient
understanding for it to be meaningful."
- In his statement dated 18 May 2005 Mr Farquharson
added this:
"As someone with a Dissociative Identity Disorder in the context
of a Learning Disability, E's self-presentation can be disconcerting to some
(at least initially) - now lucid, now dissociated, now 'distracted', now
lucid ... To those who know E well, this kind of rhythm is familiar and it
is entirely possible to get far beyond a surface impression of incompetence:
her· capacity for reflection and judgment is far greater than imagined or
perceived by many professionals who pass through E's life, usually with one
or two brief meetings. Such workers, usually concerned with assessment!
review/ comment - and there have been very many of these over the years -
will usually encounter a E who is quite reasonably guarded. Given
circumstances where she .feels safe (psychologically and physically), with
people whom she trusts, and where complex ideas can be approached at a
manageable pace in appropriate language, E can be relied upon to express her
thoughts clearly on what is best for her. With regard to the filming, she
was enthusiastic from the earliest explorations of the idea. She quickly
established a good rapport with the film-maker. (This is significant. In her
early life, E had much experience of neglectful and abusive adults and she
has well developed antennae for discerning those who might 'do her harm' .)
Thus she engaged with the process, asked questions about it, received
answers and explanations and was well able to 'tell off the director if she
felt something or other was not right. Thus, haste was made extremely
slowly; in an openly collaborative style. It was clear that if there was
disquiet about the film-making, any sense of exploitation or
misrepresentation, then she would withdraw from it."
- Dr Trowell has not had face-to-face contact with E
since the late 1980s, her role having been to act as psychiatric consultant
for the production. She has expressed no views about her capacity.
- Ms Syz has no professional involvement with E, her
involvement, as I have said, being with Judy. She watched the film twice while
E was present. In her statement dated 18 May 2005 she says that E struck her
as able to pass some very perceptive comments about the film and about her
portrayal in the film. She reacted with some pride and pleasure to the film
and in the view of Ms Syz "appeared to be able to consent to the film being
shown because she appeared to be capable of understanding what was going on in
the film."
- Dr Banks, as I have said, watched the film with E
on 30 January 2005. In his letter dated 24 May 2005 he is appropriately
cautious about expressing any detailed assessment of E's capacity, since he
has not made a specific direct examination and assessment of her. However, he
commented that at the screening "E appeared to be content for the programme to
be shown, was excited at the prospect and gave it her full attention
throughout." He continued:
"At no point did she appear distressed or disturbed by the
programme and from her comments spoken aloud appeared to comprehend both the
images and the narrative as being a realistic portrayal of herself and her
relationship with her carers."
The expert evidence - best interests
- Dr Milne readily accepts that E is a person who
would readily be identifiable within her community as a person with learning
disabilities in addition to a degree of emotional difficulties. As she rightly
says (and this was borne out by my viewing of the film) this would be very
evident if for no other reason than the fact that members of her care team
accompany her for all her activities. Accordingly, says Dr Milne, "I have no
difficulty in her being identified to a potentially wider audience as such."
Dr Milne also accepts that not to allow the film to be broadcast would
''undoubtedly'' cause E distress.
- Dr Milne nevertheless is of the view that the
broadcast of the film would not be in E's best interests. Her reasons, as set
out in her first report, can be summarised as follows:
i) E will be identified as a person suffering from DID. This' is
a controversial diagnosis and is likely to lead to comment on the veracity
of her symptoms which is in turn likely to distress her, particularly if it
results in criticism of those to whom she is attached such as Judy and Dr
Sinason.
ii) E is likely to be identified as "mad" or mentally ill.
iii) Judy also is likely to be identified as "mad". If so, this
is likely to be distressing to E because of the nature of their
relationship.
iv) What Dr Milne calls the breach of E's confidentiality
concerning her condition, her history of abuse and her present care and
treatment:
a) may cause E to be distressed in future at realising that
information about her history of abuse is in the public domain;
b) may cause E to be adversely affected by any negative
reaction of those identified as her abusers (for example her mother); and
c) will make it more difficult for those arranging her care to
recruit staff and manage her care in the future;
v) Publication of details of the very extensive and expensive
package of community care provided for E is likely to bring negative
pressure to bear on the local health and social services authorities to
reduce the package arid expenditure.
vi) Broadcast of a film about E's relationship with Judy will
hamper or compromise the vulnerable adult abuse investigation which, as I
have said, is currently investigating certain aspects of Judy's behaviour to
E. It is said that one complainant has already indicated that he is
unwilling to give further evidence in this context.
- Those were Dr. Milne's concerns in April 2004 and
before she had viewed the film in March 2005. Her current concerns seem to be
somewhat more limited. As I read her letters dated 11 March 2005, 21 March
2005 and 13 May 2005, her concerns now focus more on issues (ii), (iv)(c), (v)
and (vi). In particular Dr Milne is concerned that the current negotiations
will be "considerably hampered if not irreparably damaged" if the details of
how E lives and is cared for come into the public domain and that the
vulnerable adult abuse investigation may be compromised.
- Professor Holland in his initial report, whilst
recognising the possible negative outcomes if the film was to be broadcast,
was of the view that it was in E's best interests to show it, giving what he
called "particular emphasis" to her own wish that it should be. He added this
important point:
"Given my view that such a course of action is unlikely to be
harmful and is in her best interests, there is also the broader issue
relating to how the public can be helped to understand more about the
consequences of childhood abuse and the complexity of mental health
problems. The recent Government White Paper on Learning Disabilities
(Valuing People) made specific reference to the inclusion of people with
learning disabilities in wider society." .
- Having seen the film in March 2005, Professor
Holland in his undated second report said that "there is nothing that I've
seen in the video that in my view is likely to do harm to [E]."
- Having seen the letters from Dr Milne dated 11
March 2005, 21 March 2005 and 13 May 2005, Professor Holland was asked to
comment on her views. He did so in a further report dated 18 May 2005. He
differed from Dr Milne's assessment of the possible impact of the film on the
ongoing negotiations for the care package and on the ongoing vulnerable adult
abuse investigation. He described the film as "a fair representation of brief
moments in [E's] life" and said that as such, whilst it might lead the local
authority to question the nature of the care being provided by Judy, that was
likely to be of benefit rather than harm to E, for "if there was concern about
the strategies shown on the film, then it can only be to [E's] benefit that
these are examined by people with the skills to do so" and the film "could be
of benefit to her in the sense that it could inform, in a positive way, this
assessment." In relation to possible adverse comments, whether about E or
Judy, or possible criticisms from members of her family, Professor Holland's
view was that they were "unlikely to be of a nature or severity that could
cause harm. I believe that [E] is aware of the possibility of such criticisms
and this issue, by itself, does not in my view argue against showing the
film." He was unable to see how the film would harm the vulnerable adult abuse
investigation: "if anything, it might help inform the investigation." Overall,
as I understand what he is saying, Professor Holland remains of the view that
transmission of the film is unlikely to cause E harm and that, given her
wishes in the matter, it is in her best interests that it be shown.
- Dr Sinason in her letter of 18 May 2005 made the
following comments:
"The film not being shown would have a major detrimental impact
on her as she sees it as part of her human rights to have her story told -
even though the programme does not detail the institutional abuse she
alleges which she would have liked in it. Today was her usual Wednesday
session and she made the following comment, which I asked her permission to
send to you.
"If the Judge does not understand the film is important the
people won't have a chance to understand about E's life and DID and then I
will be sad and it will be awful and they won't understand my human rights
and I will blink my tears" .
E's whole life has been a struggle to be heard and have her
feelings and needs acknowledged. For her, this film has paid
non-exploitative attention to her and has been a very healing part of her
last year in contrast to her fearfulness and lack of trust of social
services and the official solicitor's office. Sadly, any injunction against
this film will not just hurt her for the wiping away of her wishes, but also
for the feeling that she can not gain justice either for the past, or for
the present and maybe, most damagingly of all, for the future."
- Mr Farquharson, in his letter dated 15 November
2003, made a number of important points about the possible consequences for E.
Responding to Dr Milne's views, he wrote:
"1) one might infer from this that P does not actively live
in the world, where she might already have to manage difficult people
and difficult responses to her. Of course in reality she does. She is out
and about in her local community - in parks, in shops, in cafes and in bars.
She travels to London every week negotiating a flight and her way through
two major airports. This year alone she has travelled to Italy and to
Greece. All of these outings are carefully considered and managed - from a
risk perspective - and that includes managing awkward or hostile responses
2) the film will bear witness to her daily struggle to overcome
earlier adversity; and this idea of "bearing witness" is of fundamental
importance to people who have endured trauma, usually in private away from
the protection of public gaze. (I might add that a consequence of her
experience of abuse and trauma is that P has nothing to learn about ridicule
and hostility. It has been her life's experience. Being seen to function in
a variety of settings, amidst people whom she trusts, affords at least the
possibility of asserting personal dignity and pride.)
3) related to the above, a sensitive portrayal of P and her
'otherness', locating her in the context of her history and her life
experience, could be an important explanatory and educational document,
bringing a marginal individual to life in a humane and respectful manner."
- Having watched the film with E in January 2005 and
again, in part, in March 2005, Mr Farquharson elaborated these views in his
statement dated 18 May 2005:
"On both occasions, she was relaxed, attentive and wholly
engaged with the portrayal of herself and her life. At no time was she
distressed by what she was watching. Rather, she took a certain
(appropriate) pride in this representation of her. (Remember that in recent
months there have been TV films about women with DID - one dramatisation,
one documentary - so there was/is a wider context for her television
appearance. It is not freakish, abusive or disabling.) Moreover, there was a
quality of her having a chance to 'put her side of (her) story'. Very often,
when people have endured severe abuse or trauma, they speak of their lives
having been stolen and much of their later efforts is to re-claim their
lives. One of the functions of the film is to sweep away the cloak of
secrecy which has surrounded E's life. She is already 'out in the world' in
very significant ways and she knows the range of responses she can expect to
encounter there - a television film has nothing new to put to her in that
regard. These responses simply need to be managed (and are managed) as part
of her external reality.
For the above reasons, if the film were not to be shown, it
would have an acutely distressing effect on E. It would underline that she
is to be a passive recipient of what others deem to be 'good' for her. It
would serve to tell her that, whatever she might think, she has to be
protected from herself. It would tell her that her story is unfit for
portrayal; and it would lock her forever into this secretive 'bubble' where
she can never bear witness to what has happened to her. All of these would
be significant contributors to constraining and undermining the very real
psychological, emotional and social development which she has achieved in
recent years."
- Dr Trowell has watched the final film with Mr
Modell and Mr Boulton. Her view, as set out in her statement dated 18 May
2005, is that the film seemed to be a reasonable and balanced documentary and
did not appear to be doing anything damaging or detrimental to E.
- Ms Syz, having watched the film with E, says that
if it were not shown it would confirm E's view that she is not worth anything
and not worth taking the trouble over. "I think it would be harmful to her if
the film were not shown because she has invested a great deal of trust and
time with it and clearly likes and trusts the people at Channel 4 who have
made the film."
- Dr Banks, having watched the film with E,
commented as follows in his letter dated 24 May 2005:
"I believe it is important for E's ongoing development and
working her way through past traumas that she can have the opportunity to
make her personal story heard by others and not for it to be hidden and
suppressed and thus invalidated.
At present I do not believe that the showing of this documentary
would be in itself harmful to E or against her best interests. The potential
support and understanding that it may bring from a public that has a
curiosity for such public telling of personal stories of tragedy or
suffering may be to her benefit. I believe it is unlikely that E would be
subjected to any greater public disapproval or adverse interaction than she
is likely to receive at present when she is taking part in everyday
activities and sometimes displaying emotional and behavioural difficulties
in the same."
The film
- I have watched the film twice. I do not propose to
describe its contents in any great detail: it has to be watched. It runs for a
little under 50 minutes. It contains scenes both in E's home and in public
(for example in a supermarket and at airports) both in this country and in
Greece. It shows a number of scenes of E in a dissociative state, switching
between herself and her other "personalities". To a layman who has never seen
this before it is disturbing. The film shows E taking medication. It also
contains scenes where E's sister, K, describes in distressing detail the
starvation, and the physical, sexual and emotional abuse, which she says they
and their other siblings suffered at home during their early years. There are
scenes featuring Judy, some showing her in what some viewers might think of as
an 'odd' light. Although this is not the real theme of the film there is
implied criticism of the local authority's handling of the case many years ago
when the children were much younger. There is no criticism of what the local
authority is currently doing - as we have seen, Mr Modell was not prepared on
this topic to go along with Judy's agenda - although there is, albeit in
passing, reference to the fact that the care team consists of about 20 people
and that the annual cost to the local social services and health authorities
of the care package is of the order of £500,000.
- The film is about E. It is not a film about the
local authority, let alone an attack on the local authority. It is, in my
view, a serious attempt to explore E's predicament and to explain it to the
public in an educative and informative way. The 'tone' of the film is neither
prurient nor exploitative. It takes E seriously as a human being in her own
right, showing her in a dignified and thinking light. Although much of what it
shows is, on any view, unusual and, as I have said, is in some respects
disturbing, the film does not put E on show, nor does it, as it were, invite
the audience to mock or ridicule or laugh at her or treat her as a freak. On
the contrary it seeks to inform the viewer and invites the viewer to
understand her, sympathise with her and empathise with her. It is, if one
chooses to use such terminology, a responsible piece of serious documentary
film, not a cheap piece of sensational journalism. The purpose of the film is
education, not entertainment. It raises issues of public importance. It is, on
the face of it, a valuable contribution to an important public debate on
issues which too often are swept under the carpet in fear or embarrassment.
Discussion - capacity
- The question, as I have said, is whether the
Official Solicitor has satisfied me that it is "likely" he will establish at
trial that E does not have the capacity to consent to the broadcast of the
film. In my judgment he has failed to meet that test.
- I have not, of course, had the opportunity of
seeing any of the experts cross-examined. I have to make do as best I can by
evaluating the differing views expressed in their various reports and letters.
One thing I think ,is clear. Even taking Dr Milne's report at its highest it
is far from obvious that E lacks the relevant capacity. Taking all the
evidence in the round the question of whether she lacks capacity is certainly
debateable,
- The Official Solicitor can point to Dr Milne's
views and also, to a certain extent, to what Professor Holland says. And they,
as Ms Morris correctly pointed out, are not merely eminent psychiatrists; they
are the only experts who have formally assessed E with a view to coming to a
conclusion on the question. As against that, neither of them has seen her for
some time, neither had the opportunity of observing her reaction to viewing
the film, and their knowledge of E is based on much more limited exposure to
her than in the case, for example, of Mr Farquharson and Dr Sinason.
- As against that there is a sizable body of
evidence - including some of what Professor Holland says - suggesting that E
does indeed have capacity to decide whether the film should be broadcast or,
putting it at its lowest, casting real doubt on the Official Solicitor's
assertion that she lacks capacity. (I put it this way because, as Mr Nicol was
at pains to point out, it is for the Official Solicitor to establish lack of
capacity, not for the defendants to prove capacity.) I have in mind, in
particular, though not of course ignoring the evidence of Ms Syz and Dr Banks,
the evidence of Mr Farquharson and Dr Sinason. They, of all the experts, are
the people who have known E most intensively and over the longest continuous
periods. And Dr Sinason, Mr Farquharson, Ms Syz and Dr Banks all had the
advantage of being able to observe E's reaction to viewing the film. Mr
Farquharson's views in particular are compelling, based on a sensitive ability
to 'read' E built up over a long time.
- Doing my best to evaluate all the evidence, and
in particular the specific passages which I have set out in paragraphs
[76]-[85] above, I have concluded that, whilst the Official Solicitor may
succeed at trial in establishing that E lacks capacity to consent to the
broadcast of the film, he has failed to satisfy me that it is "likely" more
likely than not - that he will do so. I put it this way because I agree with
Mr Nicol that this is the appropriate test to apply in this particular case.
As he correctly submitted, there are no particular circumstances in this case
- indeed Ms Morris was not able to identify any circumstances - to justify
departing from the general approach indicated by Lord Nicholls of Birkenhead
in Cream Holdings Ltd v Banerjee [2004] UKHL 44, [2005] 1 AC 253, or requiring me to accept a lesser degree of likelihood as
sufficient.
Discussion - best interests
- That alone is sufficient to dispose of the
application. But there is a second, and quite independent reason, why this
application fails and why it must be dismissed. Even if the Official Solicitor
had managed to satisfy me on the issue of capacity I would still and in any
event have concluded that he fails in relation to best interests.
- The question here is whether the Official
Solicitor has satisfied me that it is "likely" he will establish at trial that
it is in E's best interests that the film not be broadcast. In my judgment he
has wholly failed to meet that test. And he has failed, I should emphasise, by
a margin such that on this point I would have found against him whether the
test of likelihood is "more likely than not" or even a lesser degree of
likelihood.
- It is obvious from the expert and other evidence
summarised in paragraphs [69] and [86]-[97] above that there is an unusually
wide range of factors that have to be taken' into account in this case in
seeking to evaluate where E's best interests lie. Some point in one direction,
some in the other. Some are weighty, others less so. I have taken them all
into account. I have also taken into account my own impressions having not
merely watched the film but also considered E's behaviour as I was able to
observe it on screen.
- Putting matters rather generally, the arguments
in favour of the view that it. is in E's best interests that the film not
be broadcast are those marshalled by Dr Milne and by the local authority.
The arguments in favour of the contrary view are those marshalled by Ms Syz,
Dr Trowell and, more particularly and compellingly, by Professor Holland, Dr
Banks, Dr Sinason and Mr Farquharson. I need not rehearse them all again. They
are set out in the passages in their evidence I have quoted above.
- Both Dr Milne and the local authority attach
considerable weight to their concerns about the possible consequences of a
broadcast (and attendant media publicity) on the future of E's care package
and on the ongoing vulnerable adult abuse investigation. I have to say, not
least having myself watched the film twice, that I cannot attach the same
weight as they do to either of these considerations. The factual basis for
their concerns is limited. As I have already observed, the Official Solicitor
has filed no ,evidence on these matters - indeed no evidence at all - and, as
Mr Nicol fairly observed, both the local authority's evidence and Dr Milne's
report are short on detailed factual evidence to support the rather general
case being made. Moreover, I think I am entitled to assume that public
authorities will do their duty and will not allow themselves to be deflected
by adverse media comment or other pressures. Nor is there anything I have read
or seen to suggest that there is a real possibility that the broadcast of the
film and any attendant media attention is going to exacerbate the already
considerable difficulties in recruiting staff to care for E.
- This goes some way to weakening the case being
put forward by the Official Solicitor. But the simple fact, as it seems to me,
is that even taking what Dr Milne and the local authority are saying at face
value, the defendants are able to mount a formidable case for saying not
merely that the Official Solicitor has failed to show that the broadcast is
likely to be contrary to E's best interests but, on the contrary, that there
are the most compelling arguments in favour of the view that the broadcast of
the film will actually serve and promote her best interests .. I have in mind
in particular the emphasis that Professor Holland appropriately places on E's
own wishes and feelings, the distress which Dr Milne, Dr Sinason and Mr
Farquharson all agree E will suffer if the film is not shown, and what in my
judgment are the other very important and compelling points made by Dr
Sinason, Mr Farquharson and Dr Banks. I also bear in mind that E already has
much experience of coping - seemingly fairly successfully despite all her
difficulties - with the way in which the outside world treats her.
- In my judgment the balance appears to come down
fairly heavily in favour of the defendants. I put it this way because these
are all matters which may appear rather differently at the end of a trial
after full cross-examination of the witnesses. But the simple fact, as it
seems to me, is that the Official Solicitor has a much more compelling case to
meet than Ms Morris would have me accept. He may succeed at trial, but I have
to say I think it pretty unlikely. More specifically, he has wholly failed to
persuade me that it is "likely" - in any relevant sense of the word - that he
will succeed on this issue at trial.
Discussion - the balancing exercise
- In these circumstances the balancing exercise
does not arise. I merely observe that were it necessary to embark upon the
balancing exercise there would have to be put in the scales on the one side
the many important factors correctly identified by Ms Morris: not merely E's
best interests in general but also, and importantly, her interests in
maintaining her privacy and the confidentiality of her medical and social
services records and the details of her condition and its treatment. But on
the other side one would have to put, not merely E's (albeit on this
hypothesis incompetent) wishes and feelings and the distress she will
undoubtedly suffer if the film is not shown, but also the various public
interest arguments identified, for example, by Mr Modell and Professor
Holland. It would also be necessary to consider the purpose and character of
the film itself, as I have sought to do in paragraphs [98][99] above. It is
not at all obvious that the balance would necessarily come down in favour of
granting the Official Solicitor the interim relief he is seeking.
Conclusion
- For these reasons I concluded that Ms Morris had
failed to make out her case for an interim injunction to restrain the
broadcast of the film. She has failed to satisfy me that she is "likely" to
succeed at trial.
Other matters
- That suffices to dispose of this application.
But there are three other matters I think I should deal with briefly.
- The first relates to the way in which Channel
Four went about the filming, something about which both the local authority,
and more particularly the Official Solicitor, make strong complaint. Ms Morris
complains that neither the film makers nor Judy consulted with the local
authority responsible, as she puts it, for E's care, nor with the Official
Solicitor whom Judy knew was representing E in relation to her community care
needs. The film makers, she says, continued to proceed as though the Official
Solicitor was not involved, and as if there was no local authority responsible
for E, even after they had made their responsibilities clear. They showed the
film to· E several times without, as Ms Morris puts it, any consultation with
those responsible for her as to the effect the film might have on her. Ms
Morris asserts that "there is a public interest in film-makers not going about
making films as they did in this case". She submits that "there is a positive
obligation on the court under Article 8 not to establish a precedent which
allows film-makers or other media to benefit from commencing filming children
or incapable adults without notice to or consultation with those concerned
with their care".
- Ms Morris refers in this connection to what Sir
Stephen Brown P said in Nottingham City Council v October Films Ltd
[1999] 2 FLR 347 at p 357:
"In this case it is apparent from the correspondence, in
particular the solicitors' letters, that the film company and Channel 4 are
at pains to assert their democratic right to interview and film children
provided that they obtain their individual consent. There appears to be a
complete lack of understanding on their part of the position of the director
of social services who has a responsible statutory duty to protect young
people in his area. It appears to me that the problems in this case have
principally arisen from the fact that the film company took the deliberate
decision not to alert or to inform the social services of their proposed
operations. They approached these children without parental consent or
knowledge and indeed without the knowledge of anybody whose duty it was to
seek to afford a degree of supervisory assistance to the children.
Undoubtedly misunderstandings occurred as a result."
- It is worth pointing out that of the five
children involved in the filming in that case, two were in the care of the
local authority under the Children Act 1989, two were being "accommodated" by
the local authority, also under the Children Act 1989, and that only one, at
the time she was first approached, was not in fact, as the President put it at
p 350, under formal supervision by the local authority - though she was in
fact later accommodated by the local authority.
- As a matter of history many of Ms Morris's
complaints are simply not borne out as a matter of fact. It is to be noted
that, even now, the local authority has still not commenced any proceedings
under the inherent jurisdiction with a view to regulating E's care. The local
authority's formal role in the matter is, essentially, as a provider of
community care services to E under the community care legislation (though in
saying this I do not overlook its responsibilities ~o E under the Department
of Health's No Secrets). Prior to the commencement of the present
proceedings the Official Solicitor's only formal role was as litigation friend
in relation to E's community care needs. Judy's role may be self-appointed but
she is not a mere busybody. And as I pointed out during the course of
argument, the doctrine of necessity as explained in In re F (Mental
Patient: Sterilisation) [1990] 2 AC 1 clothes Judy, unless and until she is replaced, with authority
to act in E's best interests insofar as she lacks the capacity to take her own
decisions: see the analysis in Re S (Adult Patient) (Inherent
Jurisdiction: Family Life) [2002] EWHC 2278 (Fam), [2003] 1 FLR 292, at
paras [20]-[22].
- Mr Modell consulted throughout with Judy, which
is not to say that he was not also appropriately sensitive to the fact that
her 'agenda' might not always be consistent with E's welfare. He consulted
throughout with members of E's care team, critically with both Mr Farquharson
and Dr Sinason, and reacted, appropriately as it seems to me, to any concerns
they expressed. He was careful to employ Dr Trowell as psychiatric consultant
to the programme. Although reserving formal editorial control he deferred in
reality to E's wishes and to the expert opinions of the professional members
of her care team, whilst at the same time not being prepared to go along with
Judy's separate agenda when it conflicted with what E and the other members of
her care team wanted. Mr Nicol submits on his behalf that there has throughout
been proper compliance with the relevant regulatory code - the ITC Programme
Code - and Ms Morris was unable to gainsay him. Nor did her attempt to
demonstrate that Part N of the Guidelines for Treatment
published by The International Society for the Study of Dissociation had
been breached fare any better, for both E's therapeutic carers, and indeed Dr
Trowell, are, as Mr Nicol points out, of the view that broadcasting the film
will not in the circumstances be detrimental to E.
- I do not differ from what Sir Stephen Brown P
said in Nottingham City Council v October Films Ltd [1999] 2 FLR
347. And a very similar approach might well be called for in a situation where
a local authority had assumed some kind of formal responsibility for an
incapable adult, for example by taking proceedings under the inherent
jurisdiction as in Re S (Adult Patient) (Inherent Jurisdiction:
Family Life) [2002] EWHC 2278 (Fam), [2003] 1 FLR 292 (and as the local
authority is now planning to do here) or under the Mental Health Act 1983 or,
when it comes into force, under the Mental Capacity Act 2005. But I do not
agree with Ms Morris that one can, as it were, extrapolate from that to the
more sweeping proposition for which she seems to be contending, that the
media, whether the print media or the broadcast media, must first consult with
the relevant local authority or with the Official Solicitor before seeking to
interview or film a vulnerable adult, or even an adult who is in receipt of
care and support under the community care legislation.
- The second matter relates to the way in which
the present application was brought before the court. As I have already
related, by the time this matter came on for hearing before me on 25 May 2005
it was extremely urgent; a decision was needed by the following morning. This
court is very familiar with and, irrespective of the adverse impact it may
have on the personal convenience of the judges, willingly shoulders the
burdens, however great, of dealing with urgent cases. But the urgency in this
case was avoidable. The Official Solicitor has been involved since August
2003. The film was seen by his solicitors and counsel and a member of his
staff on 11 March 2005. He was told on 15 April 2005 that the film was to be
broadcast on 8 June 2005. Yet it was not until 13 May 2005 that he launched
the proceedings. This delay was unacceptable. In another Division it might
have led to the summary dismissal of his application on that ground alone.
- As I understand it a number of factors
contributed to this delay. The first is that on 11 March 2005 the Official
Solicitor was suddenly and unexpectedly faced with the need to change
solicitors, and it took until 23 March 2005 for all the papers to be received
from the previous solicitors. Secondly, there was delay in obtaining funding
from the Legal Services Commission. (The Official Solicitor is no longer able
to fund cases such as this - practice in the 'medical' cases is different -
out of his own budget but seeks public funding from the Commission.) The
Commission was apparently not prepared to grant authority to bring proceedings
against the defendants without a comprehensive report from the Official
Solicitor's solicitors and counsel's advice. Finally, it is said that the
local authority did not respond immediately to certain requests for
information from the Official Solicitor. The consequence, as I understand it,
is that it was not until 5 May 2005 that the papers required by the Commission
were sent to it and not until 9 May 2005 that authority was given by the
Commission. Whilst I can sympathise with the difficulties in which the
Official Solicitor found himself, the events as I have described them can be
of no comfort either to the defendants or to the court; indeed it can only be
a matter of great concern to the court that the interests of vulnerable people
for whom the Official Solicitor acts are potentially being prejudiced by
funding difficulties.
- The consequence was that I had to announce my
decision on the morning of 26 May 2005 in circumstances where it was quite
impossible for me to formulate any but the most exiguous reasons in the short
time which was all I had been allowed since 6.45 pm the previous evening; a
difficulty only compounded by the fact that, even after the hearing had
finished the night before, I still needed time to reflect before coming to a
decision. That, and the state of the lists on 26 and 27 May 2005, meant in
turn that, if the Official Solicitor was to have any sensible chance of
getting to the Court of Appeal before the film was broadcast on 8 June 2005, I
would have to spend a Bank Holiday weekend, as I have done, preparing this
judgment. That, I emphasise, is a task I will always willingly undertake if
the circumstances require it. But in the present case the circumstances that
required it were, as I have said, avoidable. They could - and should - have
been avoided.
- The final matter is this. The task of preparing
this judgment has been made more time consuming by the absence of any
chronology. I have accordingly had to piece together myself the narrative in
paragraphs [2]-[34] above. In CF v Secretary of State for the Home
Department [2004] EWHC 111 (Fam), [2004] 2 FLR 517, at paras [214]-[215], I expressed certain
views as to the procedure to be adopted in this Division in cases brought
under CPR Part 8. I indicated that there should at the very least be lodged
with the court the documents referred to in para 3.1 of the Practice
Direction (Family Proceedings: Court Bundles) (10 March 2000) [2000] 1 WLR
737, [2000] 1 FLR 536, that is: a summary of the background to the hearing; a
statement of the issue or issues to be determined; a summary of the order or
directions sought by each party; a chronology; and skeleton arguments. Given
that that was itself a case in which the Official Solicitor was involved it is
all the more depressing to have to complain, as I do, about the failure to
lodge a chronology. Urgency can be no excuse: if no sooner, there was plenty
of time to prepare a proper chronology between the hearings on 19 and 25 May
2005.
Note 1 I agree with Mr Nicol that those parts of my
decision in Re Roddy (A Child) (Identification: Restriction on Publication)
[2003] EWHC 2927 (Fam), [2004] 2 FLR 949 relevant here are not affected by the
subsequent decisions of the House of Lords in Cream Holdings Ltd v Banerjee
[2004] UKHL 44, [2005] 1 AC 253, and Re S (Identification: Restrictions on
Publication) [2004] UKHL 47, [2005] 1 FLR 591. Nor did Ms Morris suggest otherwise.