FAMILY DIVISION
Strand, London, WC2A 2LL |
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B e f o r e :
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South Tyneside Metropolitan Borough Council |
Applicant |
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- and - |
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Lisa K and Scott E and Cade E K (by his Children's Guardian) |
1st Respondent 2nd Respondent 3rd Respondent |
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Miss Joanna Dodson QC and Miss Clare Routledge (instructed by David Gray Solicitors, Newcastle) for the Father
Mr David Rowlands (instructed by Goldwaters, Newcastle) for the Mother
Mr John Lowe (instructed by Aileen Tallintire, South Shields) for the Children's Guardian Miss Fiona Noone
Hearing dates : 24 – 28 November 2003 and 9 December 2003
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Crown Copyright ©
Mr Justice : Sumner
Introduction
Short History
Admission by the Father
Allegations against the Father
The need for a hearing
Form of the Judgment
The Father's Case
Hospital incidents
Interviews with the Mother
Interviews with the Father
Minor Injuries
Bruise on the Chin
Mark on the Arm
Injury to the Lip
Conclusion
Overview by Mr Punt, Dr Ramesh, Dr Cronin, and Professor Sibert
"The generally held view is that contained in an international textbook of paediatric neurosurgery (Duhaime & Christian 1999, Reference 7): 'While controversy still exists as to the exact mechanism, most authors now agree that the forces necessary to cause this type of injury are far from trivial and, in fact, are considerable….. This sort of injury is unlikely to be inflicted accidentally by well-meaning carers who do not know that their behaviour can be injurious'.
Any inflicted shaking injury would not necessarily have been prolonged, but it would have been more vigorous than could possibly have represented appropriate handling, especially in the context of the cultural and intuitive gentle handling of infants. It would have been clear to a reasonable, responsible, average carer that such handling was inappropriate, and capable of causing distress or even harm to the baby. It would have been apparent, both to a perpetrator and to an observer, that such handling was inappropriate……
The immediate effect of any inflicted shaking-impact injury would have been a change in the baby's behaviour. The nature and extent of the change in behaviour would be a reflection of the extent of any associated injury to, or dysfunction of, the brain.
At the most mild end of the spectrum, the baby would have been extremely irritable and inconsolable. At the most severe end of the spectrum, the baby would have lost consciousness and displayed severe abnormalities of breathing and heart rate. In between these extremes, the baby might have displayed alteration in muscular tone, becoming abnormally stiff or abnormally floppy, or fluctuating between the two states; there might have been vomiting, pallor, or epileptic fits……
I defer to Dr. Ramesh as to whether the episodes were consistent with epileptic seizures consequent upon the injury that I consider to have occurred on 30 July 2002. I defer to Dr. Ramesh and to Dr. Cronin as to whether the episodes may have been induced by the actions of an adult.
From the position of a paediatric neurosurgeon, the episodes described by the nursing staff were very abrupt in onset and very profound in their nature, indicating a very abrupt change in health status. I also note that the episodes have ceased up to the date on which I last had information regarding Cade, namely 16 October 2002.
The episodes were almost certainly not due to raised intracranial pressure due to the subdural collections, as it would be extremely unusual for such moderate sized collections to have such profound effects."
"In addition to this series of injuries, there is also the possibility that there were also episodes of deliberate non-accidental upper airway obstruction. These happened on the Ward at South Tyneside. The father was the only person in the room at the time. Dr Stephen Cronin concludes that he was seriously concerned that: 'Cade was experiencing some form of injury whilst on the Ward. Obstruction of the airways would fit this pattern well'.
I think this level of serious concern probably puts the situation quite well. There were no episodes where Mr E was observed smothering the baby. However the descriptions of the nurses are suggestive.
I do not believe that these episodes were diagnostic of abuse by themselves, and epileptic fits are a serious differential diagnosis. A clear epileptic fit was observed when Cade was at the RVI, although the EEG was negative. However they should not be considered separately and from a medical point of view be taken into consideration with the other injuries."
"These episodes, I don't think by myself are diagnostic of imposed airway obstruction. I think nobody observed them, the child did have a subdural at the time, but on the other hand I think you put it in your Report… Cade was experiencing some form of injury whilst on the ward, obstruction of the airways would fit this pattern well. I think it does fit the pattern well, but I don't think it's diagnostic."
"Dr Cronin: Ramesh and I sat down with each of these episodes and to our interpretation, and I accept this is only our interpretation, we felt that there were two distinct types of episodes. That the witnessed fit did not involve any systemic deterioration in the child; this child did not become hypertensive, blue, and did not take an extended period of time to recover. But the episode that had concerned me throughout, and also concerned Ramesh were episodes which tended to involve a sudden cry, the child being brought to our attention, and the child's been looking limp and often cyanosed and taken an extended period of time to recover.
There was, in those episodes, and I think they are separate, there is no history of twitching, and there is no twitching with this. What's seen is a child that is either stiff and blue or limp and blue. Now, therefore, Ramesh and I read through all the details of each of those episodes, we correlated the medical recordings of those episodes with the nursing record of those episodes, and they did not appear to be seizure like episodes. And as Professor Sibert has confirmed, there is no EEG confirmation of epilepsy in this child, although that obviously is not conclusive, it's just informative to the process.
I don't think neither Ramesh nor I were trying to say we knew what had occurred on these episodes, and I do think they fit with an overall story and that are highly suggestive to me, and I'm afraid I personally still believe that these episodes involve injury.
Prof. Sibert: That might well be the case. All I'm saying is I don't think you can go to the court and say that beyond all reasonable doubt there were….
Dr Cronin: I agree.
Prof. Sibert: I think you could say that probably on the balance of probabilities, taking everything, they probably are."
Dr Ramesh
i) How was the baby immediately before the incident?ii) What are the antecedents?
iii) Is there arching of the body and stiffening of the limbs?
Dr Cronin
Professor Sibert
The Hospital Incidents
Episode 1 – 18.30 on 31 July 2002
Episode 2 – 20.00 on 1 August 2002
Episode 3 – 07.30 on 2 August
Episode 4 – 04.45 on 4 August
Episode 5 – 07.00 6 August
Episode 6 – 20.30 on 6 August
Episode 7 – 19.30 on 7 August
Episode 8 – 01.22 on 8 August
Episode 9 – 04.00 on 12 August 2002
Episode 10 – 21.30 on 13 August
The Father
Conclusions of the Local Authority
"Q: What did you think about that?
A: We was gob smacked, absolutely couldn't believe it to think the last couple of weeks we had been looking, well the doctors had been looking for some sort of illness then this came out of it as if someone had punched me in the face. Major huge shock."
"Events 3 and 4 which I felt were imposed airway obstruction were certainly a possibility – you have to look at the whole pattern."
He did not consider ultimately that the 6 episodes at the RVI were airway obstruction.
"If you have survival threatened and brain stem event you go stiff then floppy. This is a classic brain stem event. Heart rate drops. Will arrest, shallow breathing, will go rigid and stiff. Severe oxygen deprivation. Every time event happens only one parent present, whole scenario seemed highly significant when in company of one particular parent. Usually a heart racing with epileptic fit, 130, 140, 150 not usually dropping."
"In the vast majority of cases the fact that distinguished experts in the field are of a particular opinion will demonstrate the reasonableness of that opinion…… But if, in a rare case, it can be demonstrated that the professional opinion is not capable of withstanding logical analysis, the judge is entitled to hold that the body of opinion is not reasonable or responsible.
I emphasize that in my view it will very seldom be right for a judge to reach the conclusion that views genuinely held by a competent medical expert are unreasonable…… It is only where a judge can be satisfied that the body of expert opinion cannot be logically supported at all that such an opinion will not provide the bench mark by reference to which the defendant's conduct falls to be assessed."
Conclusions of the Father
i) They did not put their concerns in writing at the time, in Dr Cronin's case until his statement of 24 September and Dr Ramesh not until his earlier statement of 19 September 2002.ii) Dr Cronin it is said was too closely involved and prepared to be influenced by the reaction of his nursing staff. It led him to adopt an intuitive approach which was not reliable. He was prone to presume what had happened rather than careful scientific checking.
iii) Dr Ramesh was only persuaded by Dr Cronin later. Even then he changed his mind (having formed one opinion as late as July 2003) and was prepared to say that another conclusion was not reliable when learning that Cade was in the nurses arms at the time. This is not clear, reliable and persuasive evidence.
iv) Professor Sibert it is said is at the lowest end of the balance of probabilities. He gives qualified support to only 2 of the episodes. This is important. Whilst the local authority no longer rely upon 3 of the occasions, the differences between them are too insignificant to place such serious findings of fact against the father when no wrongful act by him was ever witnessed.
v) Furthermore the father remained with Cade for another week after the last incident without any other event arising. This is hardly consistent with the pattern drawn by the local authority before.
vi) Mr Punt pointed out the range of reactions a baby might have from an inflicted shaking incident. At one end it could be extremely irritable and inconsolable. At the other the baby would lose consciousness and display severe abnormalities of breathing and heart rate. "In between these extremes the baby might have displayed alteration in muscular tone, becoming abnormally stiff or abnormally floppy, or fluctuating between the 2 states; there might have been vomiting pallor or epileptic fits". That is a sufficient explanation for what was observed in Cade's reaction.
vii) The whole of the local authority's case rests upon medical interpretation of the nurses observations and beliefs at the time. No paediatrician, paediatric neurologist or senior registrar observed them. They are an insufficient basis however conscientiously noted for specialists subsequently to mount a differential diagnosis. This is especially so when the difficulties between distinguishing the effects of an epileptic seizure and a life threatening airway obstruction have to be considered.
viii) Finally looking at the whole of Cade's progress in hospital, this was a pattern as consistent with a gradual recovery with ups and downs as it is from anything else. It is unsafe to draw any further adverse conclusions.
Conclusions
i) The subdural haematomas were moderate in extent. It is extremely unusual for them to have the profound effects as seen in the episodes at the hospital.ii) The onset of the incidents was abrupt when Cade was otherwise progressing alright. They were life-threatening. Recovery was swift, with no raised heart rate. This sequence is contrary to a seizure, epileptic fit, or other natural cause.
iii) They happened when the father was alone with Cade at quiet times of day or night. He was seen bending over Cade at the time on 2 occasions.
iv) The clear and reliable nursing evidence supports the very unusual nature of what was happening.
v) Four medical experts have considered the records. Their views are identical on 2 of the episodes, and, in so far as they differ, only in emphasis.
vi) The father's denials, quite apart from his lies, do not alter the impact of such clear medical observation and conclusions.