AC-2020-LON-002769 |
KING'S BENCH DIVISION
ADMINSTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE KING on the application of DM |
Claimant |
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SECRETARY OF STATE FOR THE THE HOME DEPARTMENT |
Defendant |
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UNITED NATIONS HIGH COMMISSIONER FOR REFUGEES |
Intervener |
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(instructed by Duncan Lewis) for the Claimant
Sonali Naik KC, Rebecca Chapman and Ali Bandegani
(instructed by Baker & McKenzie LLP) for the Intervener
Lisa Giovannetti KC and Jack Anderson (instructed by the Government Legal Department) for the Defendant
Hearing date: 17 January 2024
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Crown Copyright ©
Mr Justice Lavender:
(1) Introduction
(1) in the case of refugees who are adults, the Immigration Rules provide that, subject to certain conditions, their partners and minor children may obtain leave to enter the United Kingdom for the purposes of family reunion; but
(2) in the case of refugees who are children, there is no provision in the Immigration Rules for their parents or minor siblings to obtain leave to enter the United Kingdom for the purposes of family reunion, with the result that those parents or siblings have to apply for leave to enter outside the Immigration Rules.
(2) The Proposed Amendments
(2)(a) The Context for the Proposed Amendments
"Mr Husain acknowledged that the focus of the claimant's challenge is on the Immigration Rules and on the Secretary of State's decision not to amend the Immigration Rules so as to give child refugees a straightforward path to family reunion under the Rules."
"Mr Husain accepted that the provisions which the claimant contends that the Secretary of State ought to introduce to provide a straightforward path to family reunion for child refugees would constitute rules as so defined and that, consequently, the Secretary of State could only lawfully introduce them by laying before Parliament a statement of changes to the Immigration Rules."
"… the claimant's primary case was that he wanted to challenge what he called an "ongoing decision" on the part of the Secretary of State that the parents and siblings of refugee children will not be entitled to family reunion under the Immigration Rules on the same basis as the spouses and children of adult refugees. However, I do not accept that analysis of the situation. A decision is an act or event, not an ongoing state of affairs. A decision may be reconsidered and re-taken, but that too is an act or event."
"9. The Secretary of State is not aware of any occasion since s.55 came into force (2 November 2009), when the relevant decision makers (namely Home Office Ministers or the Secretary of State) decided to review the Immigration Rules in order to consider providing a route to family reunion for child refugees (i.e. introducing criteria within the Rules governing decisions whether or not to grant leave to enter to the parents and siblings of refugee children).
10. Records since 2015 indicate that the consistent position of the relevant decision makers, as communicated to officials, has been that they are not prepared to change the existing and long-standing policy of considering applications for leave to enter by immediate family members of child refugees on a case-by-case basis outside the Immigration Rules. Thus, for example, Ministers were clear that changing that policy was not one of the options to be included in 2021 consultation on the New Plan for Immigration (which fulfilled the statutory obligation to review legal routes to the UK from the European Union (EU) for protection claimants, set out in the Immigration and Social Security Co-Ordination (EU Withdrawal) Act 2020).
11. As to the position before 2015, a search has been conducted, but the Secretary of State has been unable to find relevant communications from Ministers to officials dating back beyond that date. To the best of the Secretary of State's knowledge, even prior to 2015, the relevant decision makers were consistent in their position that they intended to maintain the existing policy, as summarised above. This is supported by Family Reunion Guidance from 2007 to 2011 (see Jason Büültjens' witness statement, para 7)."
"All relevant records have been checked. Records since 2015 indicate Ministers have been consistent in their position not to change the existing and long-standing policy position regarding child refugees. A search has been conducted for Ministerial communications to officials on the subject prior to 2015 but we have not been able to find relevant records. Nonetheless, we have found that Family Reunion guidance from 2007 to 2011 makes clear that minors were not eligible sponsors under the Immigration Rules."
"Home Office ministers have been consistently clear with officials that they do not wish to amend the policy position with regards to children sponsoring parents or other family members under the family reunion policy."
"170. In addressing the claim that the relevant Immigration Rules are irrational insofar as they do not provide a route to family reunion for child refugees, I note, in particular, that:
(1) The United Kingdom is under no treaty obligation to provide such a route.
(2) Nor was the Secretary of State under a statutory obligation to do so.
(3) As the present case illustrates, the Immigration Rules do not totally preclude family reunion for child refugees. Rather, they do not make it as straightforward as it might be.
(4) It is not alleged that the matters relied on as justifying this feature of the Immigration Rules were either irrelevant or incapable in principle of justifying this feature of the Immigration Rules.
(5) Rather, the claimant's contention is that the relevant evidence is so overwhelming that no rational Secretary of State could reach any different conclusion than that contended for by the claimant on the substantive issue, which concerns what the Immigration Rules should provide as to who should be granted leave to enter or remain in the United Kingdom.
(6) Before considering such a contention, the court would normally expect to receive evidence as to the Secretary of State's assessment of the relevant evidence. It is not for the court to decide the substantive issue. The court's function is limited to reviewing the lawfulness of decisions made by the Secretary of State. As to that:
(a) Neither party engaged with the decision taken in 2000 to change the Immigration Rules so as to include the rules which are impugned in this case. It would not be open to me to conclude that that decision was irrational.
(b) Nor was it suggested that any relevant decision was taken between 2000 and 2 November 2009.
(c) As for the period since 2 November 2009, I have found that the Secretary of State did not give active consideration in that period to the possibility of changing the Immigration Rules so as to provide a route to family reunion for child refugees.
171. In his written submissions after the hearing, the claimant submitted, inter alia, that it was not open to the Secretary of State to insulate herself from, or to circumvent, her duty under section 55 of the 2009 Act by simply refusing to amend the relevant Immigration Rules. However, I have not heard submissions from both parties on this issue, which would arguably require the claimant to apply for permission to amend his grounds so as to challenge the Secretary of State's decision(s) not to, and/or refusal and/or failure to, give active consideration to the possibility of changing the Immigration Rules so as to provide a route to family reunion for child refugees.
172. In those circumstances, and bearing in mind the way in which both parties' cases developed during and after the hearing, and in particular the fact that the Secretary of State's evidence was only produced some time after the hearing, I have concluded that the appropriate course to take is to adjourn a decision on ground 3 in order to give the claimant the opportunity, if so advised in the light of the developments since the hearing and/or the contents of this judgment, to seek to pursue a challenge of the kind identified in the preceding paragraph. Naturally, I express no opinion on the merits of any such challenge."
(1) In sub-paragraph 170(1) I was merely reflecting the fact that it had not been contended at the first hearing that the United Kingdom was under a treaty obligation to provide such a route. Mr Husain explained at the second hearing that it is the claimant's position that the failure to provide such a route is a breach of article 10(1) of the United Nations Convention on the Rights of the Child. However, that convention is not part of English law and therefore I need say no more about it.
(2) The statement in sub-paragraph 170(5) that "The court's function is limited to reviewing the lawfulness of decisions made by the Secretary of State" may well be too wide if taken as a statement about the law of judicial review generally. However, I remained concerned at the second hearing about the question whether an irrationality challenge could be made without identifying the particular decision which was alleged to have been irrational.
(3) The decision taken in 2000, to which I referred in sub-paragraph 170(6)(a), incorporated into the Immigration Rules what had previously been a concession set out in policy guidance. This appears from Dr Elimelech's statement, in which she said that:
"The provisions for refugee family reunion were originally a concession set out in policy guidance in 1998. Due to limited information that is available from 1998, it is difficult to determine exactly what the family reunion concession was in response to. However, it is highly likely that it was introduced in light of the passing of the Human Rights Act 1998, which incorporated the rights and freedoms guaranteed under the European Convention on Human Rights, most notably Article 8 in this context."
(2)(b) The Proposed Amendments
"The Claimant challenges the Secretary of State's ongoing decision that parents and siblings of refugee children will not be entitled to family reunion on the same basis as the spouses and children of adult refugees under the Immigration Rules as applied to the Claimant on or about 23 September 2020; the Secretary of State's decision(s) not to, and/or failure and/or refusal to give active consideration to the possibility of changing the Immigration Rules so as to entitle refugee children to sponsor their parents and minor siblings on the same basis that adult refugees are entitled to sponsor their spouses and children; …"
"the Secretary of State'songoingfailure to afford refugee children the opportunity to access reunion with their parents and siblings on the same basis as adult refugees are able to access reunion with their spouses and children is, and has since its inception been, irrational; further or in the alternative, her failure or refusal to give active consideration to amending the Immigration Rules to afford refugee children this opportunity is irrational."
113AA. For the avoidance of doubt, the Court is not only entitled but required to consider the rationality of the Secretary of State's position, as primarily embodied in the relevant Immigration Rules, notwithstanding that these Rules were adopted some years ago. It is well established that a person to whom a policy or statutory instrument has been applied can challenge its lawfulness by way of appeal or judicial review, even if it was adopted at a much earlier point, provided that the person has standing and that their claim is in time. That is the position here.
113AB. In considering this issue, it does not ultimately matter whether the Court focuses on the rationality of the relevant Rules per se or on the rationality of the decision to adopt them in or around 2000. The answer is the same. In summary this is because:
(1) The harm the Secretary of State's chosen position would cause to refugee children, as summarised at §§53-70B above, was self-evident. The importance of family reunion, particularly to children, was already reflected in the international instruments identified at §§35-38, 42-43 and 45. There can have been no doubt that failing to allow refugee children to sponsor their parents and siblings under the Rules would render the path to reunion substantially more difficult for all, and impossible for many.
(2) The Secretary of State was or ought to have been aware then, as she is now, that the concerns on which her position was based had no proper evidential foundation. As the sources identified at §§74-85 above reflect, this is not an issue in respect of which there was good evidence which is now outdated; rather, no such evidence has ever been identified.
(3) There is no procedural barrier to the Court considering the rationality of the position in 2000 if it considers this to be the proper course. As noted above, this approach is wholly orthodox. Any concerns about the parties not having addressed this point in time expressly (see §170(6)(f) of the judgment of 31 March 2023) can be resolved before the issue is finally determined.
113AC. Further or in the alternative, the Secretary of State's failure or refusal – in all the years since the relevant Rules were first adopted – to consider changing her position is also irrational. This is (in summary) because:
(1) The Secretary of State has had access to increasingly comprehensive and compelling evidence of the serious harm her current position causes to vulnerable children: see §§34-above.
(2) She has been unable to identify any or any cogent evidence to support her sole justification for continuing to inflict this harm: see §§71-87C above.
(3) She has been repeatedly called on to alter her position, has gathered evidence for the express ostensible purpose of reviewing it, and has given the clear public impression that she has done so (despite knowing this was not the case): see §§139-141 of the Court's judgment of 31 March 2023.
(4) She has been, or should have been, aware that her failure or refusal to reconsider frustrates the statutory purpose of s 55 of the 2009 Act by insulating her from a duty intended to govern matters of precisely this kind.
113AD In these circumstances, no rational Secretary of State could have failed or refused to reconsider her position, in particular by giving active consideration to amending the Rules so as to allow refugee children to sponsor their parents and minor siblings."
"in establishing and maintaining a position under the Immigration Rules and relevant published policy whereby (i) parents and siblings of refugee children are not entitled to family reunion under the Immigration Rules, (ii) on the same basis as the spouses and children of adult refugees under the Immigration Rules, the Secretary of State has … (c) acted irrationally."
(3) The Matters under Review
(1) The Secretary of State's decision in 2000 to include in the Immigration Rules a route to family reunion for adult refugees, but not child refugees.
(2) The decisions made by successive Secretaries of State from time to time, since at least 2015, and probably much earlier, not to review the Immigration Rules in order to consider providing a route to family reunion for child refugees.
(3) The Immigration Rules themselves.
(3)(a) The Decision to Change the Immigration Rules in 2000
(3)(b) The Decisions not to Consider Changing the Immigration Rules
(3)(c) The Immigration Rules Themselves
(4) Post-Hearing Evidence
(5) Irrationality: The Intensity of Review
(1) He submitted that the stakes were extremely high, given the profound and ongoing impact of the current position on the lives and fundamental rights of a particularly vulnerable group of children. As Laws LJ said in R v Secretary of State for Education and Employment, ex parte Begbie [2000] 1 WLR 1115, CA, at 1130C:
"It is now well established that the Wednesbury principle itself constitutes a sliding scale of review, more or less intrusive according to the nature and gravity of what is at stake."
(2) He submitted that the Secretary of State has never taken account of the evidence on which the claimant relies. The extent to which the matters in issue were specifically considered by the defendant is relevant to the intensity of the court's review.
(3) He submitted that the court is competent to assess whether the Secretary of State's position is reasonably justified. He acknowledged that a degree of deference is appropriate in the light of the Secretary of State's statutory power to make Immigration Rules and the fact that they are subject to the negative resolution procedure, but:
(a) he relied on what Lord Hope said about that procedure in the passage quoted in paragraph 95 of the principal judgment from his speech in R (Stellato) v Secretary of State for the Home Department [2007] 2 AC 70; and
(b) he submitted that:
(i) this case does not concern quintessential matters of socio-economic policy;
(ii) nor does it involve "the exercise of regulatory judgment in technical and specialised areas including; educated predictions for the future; specialist judgments and the application of specialised scientific and technical knowledge or expertise" (see paragraph 45 of Thornton J's judgment in R (Lasham Gliding Society) v Civil Aviation Authority [2019] EWHC 2118 (Admin);
(iii) the Secretary of State's sole justification was capable of being tested by evidence; and
(iv) the court had before it more evidence than the Secretary of State had ever considered.
(1) The stakes are not high. The issue is not whether refugee children should have the opportunity to achieve family reunion, but how they should be able to seek family reunion. Where Article 8 ECHR requires family reunion, it will be granted. It is not even suggested that the existing arrangements are contrary to Article 8 ECHR.
(2) "It is idle to pretend that the Defendant is unaware of a matter that has been considered in Parliament." Moreover, the Secretary of State is entitled to consider that he need not expend resources on a review of a policy position which meets the United Kingdom's international obligations (insofar as they have been given effect in domestic law) and avoids creating perverse incentives.
(3) The court is not the competent body to determine whether a rule-based or case-based approach should be taken to a species of decision-making. Moreover, the Secretary of State's concern that the change to the Immigration Rules contended for by the claimant would create a perverse incentive is a prediction about future risk, rather than an assessment of past events.
(1) On the one hand, the claimant seeks a decision that the Secretary of State is obliged to change the Immigration Rules so as to grant to a category of people (i.e. parents and siblings of child refugees) a right to enter the United Kingdom. The decision as to who should be permitted to enter the United Kingdom is fundamental to the Secretary of State's role as the person charged with determining immigration policy. It is for the Secretary of State to make rules in this respect, not the court. I was referred to R (MM (Lebanon)) v Secretary of State for the Home Department [2017] 1 WLR 771, in which Baroness Hale and Lord Carnwath said in paragraph 76 of their judgment that immigration control was an "intensely political" issue.
(2) In addition, the claimant's case is that it was irrational for the Secretary of State not to make the rules for which he contends. I will say more about that point later.
(3) Moreover, the Secretary of State's justification for not considering the proposed change to the Immigration Rules rests on a judgment as to the likely effect of the proposed change.
(4) On the other hand, as I found in the principal judgment, the Secretary of State has never given active consideration to changing the Immigration Rules in the manner contended for by the claimant. It follows that:
(a) there is no evidence as to what, if any, consideration the Secretary of State has given to the evidence relied on by the claimant in the present case; and
(b) the Secretary of State's judgment as to the likely effect of the proposed change to the Immigration Rules is not alleged to be based on any evidence (as I noted in paragraph 164 of the principal judgment) and it does not involve the application of any specialised knowledge or expertise.
"The principal difference between an application for family reunion pursuant to paragraph 352A and/or 352D of the Immigration Rules and an application outside the rules is that an application made outside the Rules has to satisfy the high hurdle of showing "exceptional circumstances", which is much harder for an applicant to achieve, generally requires more extensive factual and, often, expert evidence than an application made pursuant to paragraph 352A and/or 352D and is more stressful. The claimant's unchallenged evidence was that, as a result, the families of some refugee children are deterred from applying at all, those who do apply are faced with far higher rates of refusal and a greater proportion of them have to go through the appeals process. Finally, as I have already noted, the Family Reunion Guidance provides that, where an application made outside the rules is successful, the family members will receive 33 months' leave (which can be extended on application) and can have no recourse to public funds."
(6) Irrationality: the Decision taken in 2000
"(1) … there was no evidence before me either:
(a) as to the process followed (including any evidence taken into account) by the Secretary of State when the decision was made to change the Immigration Rules in 2000; or
(b) as to matters which the claimant contended should have been taken into account when that decision was made in 2000: the evidence relied on by the claimant was all much more recent.
(2) Nevertheless, there was no dispute as to the reason why the Immigration Rules do not contain a route to family reunion for child refugees. As appears from some of the documents which I have cited, the justification which has consistently been offered for this feature of the Immigration Rules is as follows (quoting from paras 4.3 and 4.4 of the Home Office response to the Chief Inspector's 2020 Report):
(a) "… allowing children to sponsor parents would risk creating incentives for more children to be encouraged, or even forced, to leave their family and attempt hazardous journeys to the UK."
(b) "This would play into the hands of criminal gangs, undermining [the UK's] safeguarding responsibilities."
(c) "It is important that those who need international protection should claim asylum in the first safe country they reach - that is the fastest route to safety."
(3) Moreover, that is the only justification which has been offered. As Mr Husain stressed, the Secretary of State has not sought to justify this feature of the Immigration Rules on economic grounds."
"Mr Husain, on behalf of the claimant, did not submit that the matters relied on as justifying this feature of the Immigration Rules were either irrelevant or incapable, in principle, of justifying this feature of the Immigration Rules. Rather, he relied on the evidential position, submitting that the Immigration Rules were irrational because:
(1) On the one hand, there is evidence that, in general, it is in the best interests of unaccompanied refugee children: (a) to be reunited with their families; and (b) to have a straightforward path to that result. I have already noted that these propositions were not disputed. In addition, Mr Husain relied both on the evidence of the effect on the claimant's mental health of being separated from his parents and on many reports by NGOs and others speaking of the harmful effects on unaccompanied child refugees generally of separation from their families.
(2) On the other hand, Mr Husain submitted that there was no evidence that making the change which the claimant seeks would have the effects feared by the Secretary of State."
(7) Irrationality: Decisions not to Review the Relevant Immigration Rules
"The threshold for establishing irrationality is very high, but it is not insuperable. This case is, in my judgment, one of the rare instances where the SSWP's refusal to put in place a solution to this very specific problem is so irrational that I have concluded that the threshold is met because no reasonable SSWP would have struck the balance in that way."
"The Court of Appeal went out of its way to confine the decision in Johnson to its own peculiar facts. At para 107 Rose LJ described the case as: "one of the rare instances where the SSWP's refusal to put in place a solution to this very specific problem is so irrational that I have concluded that the threshold is met." Underhill LJ added, at para 116: "I regard this as a case which turns on its own very particular circumstances. It has no impact on the lawfulness of the universal credit system more generally.""
(1) in general, it is in the best interests of unaccompanied refugee children to be reunited with their families; and
(2) in general, it is in the best interests of unaccompanied refugee children to have a straightforward path to that result.
(1) Refugee children, such as the claimant, whose family members make successful applications outside the Immigration Rules for leave to enter the United Kingdom.
(2) Refugee children whose family members would be able to satisfy the high hurdle of showing "exceptional circumstances", but who are deterred from applying for leave to enter the United Kingdom by the nature of the process for applying for such leave outside the Immigration Rules. (I referred in paragraph 72 of the principal judgment to the claimant's unchallenged evidence that the families of some refugee children are deterred by the process from applying at all. I cannot assume that these are only families whose applications would have been unsuccessful.)
(3) Refugee children whose family members cannot satisfy the "exceptional circumstances" test and either make no application or an unsuccessful application for leave to enter the United Kingdom.
(1) Although refugee children in the first category do achieve family reunion, the process is stressful for them, for the reasons which I gave in paragraph 72 of the principal judgment. In the claimant's case, for instance, I noted in paragraph 77(3) of the principal judgment the evidence that the appeal process was a significant contributory factor in exacerbating his symptoms of PTSD.
(2) Refugee children in the second category remain separated from their families.
(3) Refugee children in the third category also remain separated from their families and have no means of achieving family reunion.
(1) Refugee children in the first category are reunited with their family members.
(2) Refugee children in the second category can be reunited with their family members if their family members make an application outside the Immigration Rules.
(3) The Secretary of State has no legal obligation to grant leave to enter the United Kingdom to members of the families of refugee children in the third category.
(4) In relation to all three categories, the Secretary of State's judgment remains that making the proposed change would create an incentive for children to be encouraged, or even forced, to leave their families and attempt hazardous journeys to the United Kingdom and that would result in children being exposed to the risk of the harms associated with hazardous journeys and criminal gangs.
(1) the Secretary of State was in breach of a duty to be implied from section 55 of the 2009 Act to consider exercising a function; and/or
(2) it was unlawful or irrational for the Secretary of State to exercise his powers so as to frustrate the purpose of the 2009 Act.
(1) There is no basis for implying the alleged duty into section 55, which is not concerned with the question of what functions the Secretary of State should discharge, rather than the question of what he must do when he does discharge a function. Indeed, it is difficult to see how the alleged duty could even be formulated in a way which sensibly identified those functions which the Secretary of State is, or is not, under a duty to consider discharging. Moreover, the proposed implied duty appears to be inconsistent with what the Divisional Court said in those paragraphs of its judgment in R (Adiatu) v HM Treasury [2021] 2 All ER 484; [2020] EWHC 1554 (Admin) ("Adiatu") which I cited in paragraphs 131 and 132 of the principal judgment. In any event, the Secretary of State has considered from time to time whether or not to give active consideration to changing the Immigration Rules in the manner proposed by the claimant and repeatedly decided not to.
(2) For much the same reasons, the Secretary of State cannot be said to have frustrated the purpose of the 2009 Act.
(8) Irrationality: The Relevant Immigration Rules
(1) It was not irrational for the Secretary of State, when amending the Immigration Rules in 2000, to decide not to make the changes contended for by the claimant.
(2) Since 2000, it has not been irrational for the Secretary of State to decide from time to time not to consider making the proposed changes to the Immigration Rules.
(9) The Time Limited for Applying for Permission to Appeal
"The hearing is adjourned to a date to be fixed, for consideration of any and all matters consequential on the judgment."
"A hearing in respect of Ground 3 and any other outstanding issues in the case be listed before Mr Justice Lavender on the first available date, subject to the availability of counsel for each of the parties, no sooner than 28 July 2023, with a time estimate of one day."
"Any application to this Court for permission to appeal in respect of Grounds 1 and 2 of the claim is, pursuant to CPR 52.3(2)(a) to be made and determined following the adjourned hearing listed pursuant to para 5 below and the handing down of judgment in respect of Ground 3. Pursuant to CPR 52.12(2)(a), any application to the Court of Appeal for permission to appeal is to be made within 21 days of any refusal of permission by this Court [to the extent necessary, the time limit in CPR 52.12(2)(b) is thereby extended]."
"(2) Unless the appeal is within paragraph (1)(c), an application for permission to appeal may be made—
(a) to the lower court at the hearing at which the decision to be appealed was made or any adjournment of that hearing; or
(b) to the appeal court in an appeal notice."
"(2) The appellant must file the appellant's notice at the appeal court within—
(a) such period as may be directed by the lower court at the hearing at which the decision to be appealed was made or any adjournment of that hearing (which may be longer or shorter than the period referred to in sub-paragraph (b)); or
(b) where the court makes no such direction, and subject to the specific provision about time limits in rules 52.8 to 52.11 and Practice Direction 52D, 21 days after the date of the decision of the lower court which the appellant wishes to appeal."
"If no permission application is made at the original decision hearing, and there has been no adjournment, the lower court is no longer seized of the matter and cannot consider any retrospective application for permission to appeal: see Lisle v Mainwaring [2018] 1 WLR 4766."
(1) If, as I am now persuaded was the case, the hearing on 17 January 2024 was an adjournment of the hearing on 31 March 2023, the proposed amendment to my order of 3 July 2023 is unnecessary.
(2) If, on the other hand, the hearing on 17 January 2024 was not an adjournment of the hearing on 31 March 2024, then I no longer have any jurisdiction either to grant permission to appeal or to extend the time limited for applying for permission to appeal. I certainly could not extend time retrospectively.
(9) Summary