KING'S BENCH DIVISION
ADMINISTRATIVE COURT AT LEEDS
1 Oxford Row Leeds LS1 3BG |
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B e f o r e :
(Sitting as a Judge of the High Court)
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THE KING (ON THE APPLICATION OF ADAMS) |
Claimant |
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- and - |
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LEGAL OMBUDSMAN |
Defendant |
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Lower Ground, 46 Chancery Lane, London WC2A 1JE
Web: www.epiqglobal.com/en-gb/ Email: civil@epiqglobal.co.uk
(Official Shorthand Writers to the Court)
MR S KOSMIN (instructed by Legal Ombudsman in-house solicitor, Tobias Haynes) appeared on behalf of the Defendant
MR R O'BRIEN KC (instructed by Laura Mellstrom) appeared on behalf of the Interested Party
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Crown Copyright ©
"I am writing to you about the above case, which has been referred to me for a decision on the Barrister's challenge and request for dismissal under 5.4 of the scheme rules. At this stage, my role is to consider only the request for dismissal, and I will not be deciding on the complaints about the firm's service."
(1) the barrister's advice about the self-dealing rule was unreasonable as (a) it wrongly considered only one party had alleged the rule applied, being [the Claimant] and not the solicitor; (b) the report failed to refer to Mr Adams' brother's direct financial involvement in the property purchase.
(2) The barrister's report failed to include the following information: (a) the basis of the indirect self-dealing rule; (b) why the self-dealing rule did not strictly apply to the proposed transaction.
(3) The barrister failed to advise on the application of the self-dealing rule by omitting reference to the wider rule and genuine transaction of the rule, including any conflict of interest a trustee has in a transaction.
"The rules may, among other things -
(a) provide for the OLC to reduce or waive a charge in such other circumstances as may be specified;…."
So there is under section 136(5)(a), a general discretion to make a rule providing for charges to be reduced or waived "in such other circumstances as may be specified." So to say that that rule is contrary to the Parliamentary intention cannot be right.
"I consider the complaints about the service provided in the administration of the estate in which you are a beneficiary have been raised and not addressed at first tier. As the issues have not been resolved to your satisfaction you are permitted to refer the matter to this organisation for investigation." (Tab 12, page 75)
Mr Adams says that that amounts to a finding that he had a valid complaint. It plainly does not. It amounts to a finding that, at that stage and based on the information put forward at that stage, Ombudsman Charlton did not accept the suggestions that his complaint was out of the jurisdiction or that it should be dismissed under rule 5.7 at that time.
Order: The renewed Application for Permission is refused and certified as totally without merit.
(This judgment has been approved by the judge)