KING'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE KING on the application of DM |
Claimant |
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SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Defendant |
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UNITED NATIONS HIGH COMMISSIONER FOR REFUGEES |
Intervener |
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(instructed by Duncan Lewis) for the Claimant
Sonali Naik KC, Rebecca Chapman and Ali Bandegani
(instructed by Baker & McKenzie LLP) for the Intervener
Lisa Giovannetti KC and Hafsah Masood (instructed by the Government Legal Department) for the Defendant
Hearing dates: 15 and 16 June 2022
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Crown Copyright ©
Mr Justice Lavender:
(1) Introduction
(1) He contends that the Secretary of State has failed to comply with her duty ("the section 55 duty") under section 55 of the Borders, Citizenship and Immigration Act 2009 ("the 2009 Act").
(2) He contends that the Immigration Rules discriminate unjustifiably against refugees who are children, contrary to Articles 14 and 8 ECHR.
(3) He contends that the decision is irrational.
(2) The Relevant Immigration Rules
(1) in the case of refugees who are adults, the Immigration Rules provide that, subject to certain conditions, their partners and minor children may obtain leave to enter the United Kingdom for the purposes of family reunion; but
(2) in the case of refugees who are children, there is no provision in the Immigration Rules for their parents or minor siblings to obtain leave to enter the United Kingdom for the purposes of family reunion, with the result that those parents or siblings have to apply for leave to enter outside the Immigration Rules.
(2)(a) Background
"The Refugee Convention does not impose an obligation on Contracting States to grant leave to enter or leave to remain in order to achieve family reunion with a sponsor who has been granted refugee status in the host state, but the UN Human Rights Committee exhorts Contracting States to do this."
"THE CONFERENCE,
CONSIDERING that the unity of the family, the natural and fundamental group unit of society, is an essential right of the refugee, and that such unity is constantly threatened, and
NOTING with satisfaction that, according to the official commentary of the ad hoc Committee on Statelessness and Related Problems (E/1618, p. 40), the rights granted to a refugee are extended to members of his family
RECOMMENDS Governments to take the necessary measures for the protection of the refugee's family, especially with a view to:
(1) Ensuring that the unity of the refugee's family is maintained particularly in cases where the head of the family has fulfilled the necessary conditions for admission to a particular country;
(2) The protection of refugees who are minors, in particular unaccompanied children and girls, with special reference to guardianship and adoption."
"In accordance with the principles referred to above, the following types of family reunification should receive the support of UNHCR:
(a) Reunification of the "nuclear family", consisting of husband and wife and their dependent children. There is a virtually universal consensus in the international community concerning the need to reunite members of this family nucleus. The following points should be noted in this connection:
(i) Husband and wife. Besides legally married spouses, couples who are actually engaged to be married, who have entered into a customary marriage, or who have lived together as husband and wife for a substantial period can be considered eligible for UNHCR assistance. The same applies in principle to spouses in a polygamous marriage if it was validly contracted in the country of origin. On the other hand, estranged spouses who do not intend to live as a family unit in the country of asylum are not normally eligible for UNHCR assistance for reunification with each other, they may however qualify for reunification with their children.
(ii) Parents and children. Although some countries of asylum make a distinction between minor children and those who have come of age, it is UNHCR policy to promote the reunification of parents with at least those dependent, unmarried children, regardless of age, who were living with the parents in the country of origin.
(iii) Reunification of unaccompanied minor children with their parents and siblings. An unaccompanied minor child should be reunited as promptly as possible with his or her parents or guardians as well as with siblings. If the minor has arrived first in a country of asylum, the principle of family unity requires that the minor's next-of-kin be allowed to join the minor in that country unless it is reasonable under the circumstances for the minor to join them in another country. Because of the special needs of children for a stable family environment, the reunification of unaccompanied minors with their families, whenever this is possible, should be treated as a matter of urgency. Any unjustified delays should be reported to Headquarters. ( … )
(b) Reunification of other dependent members of the family unit. It is the position of UNHCR that the reunification of the following categories of persons of particular concern is also required by the principle of family unity:
(i) Dependent parents of adult refugees. Humanitarian and economic considerations militate in favour of reunification of dependent parents who originally lived with the refugee or refugee family, or who would otherwise be left alone or destitute.
(ii) Other dependent relatives. Where persons such as single brothers, sisters, aunts, cousins, etc. were living with the family unit as dependents in the country of origin, or where their situation has subsequently changed in such a way (e.g., by the death of a spouse, parent or bread-winner) as to make them dependent upon refugee family members in the country of asylum, they should also be considered eligible for family reunification.
(iii) Other dependent members of the family unit. Sometimes families have taken in and cared for other unattached persons, such as friends or foster children, to whom they are not actually related by blood. If such persons are in the same situation as the relatives mentioned under (ii) above, they should also be considered eligible for UNHCR assistance with reunification. Care should however be taken to verify beforehand the true situation of such persons.
(c) Other relatives in need of resettlement. In certain cultures the basic family unit also includes grandparents, grandchildren, married brothers and sisters, their spouses and children, etc. For practical reasons, however, it is not the policy of the Office actively to promote the reunification of members of the extended family or other relatives who are still in the country of origin unless they come within the categories of persons defined in sections (a) and (b) above. On the other hand, UNHCR strongly supports the adoption by States of broad and flexible criteria of "family reunification" with respect to the selection of refugees for resettlement from countries of temporary sojourn. Efforts should be made to preserve the integrity of family groups in the course of resettlement operations and to promote the admission of refugees who need to be resettled into countries where they have relatives or other personal ties."
(2)(b) The Relevant Immigration Rules
"The requirements to be met by a person seeking leave to enter or remain in the United Kingdom as the partner of a person granted refugee status are that:
(i) the applicant is the partner of a person who currently has refugee status granted under the Immigration Rules in the United Kingdom; and
(ii) the marriage or civil partnership did not take place after the person granted refugee status left the country of their former habitual residence in order to seek asylum or the parties have been living together in a relationship akin to marriage or a civil partnership which has subsisted for two years or more before the person granted refugee status left the country of their former habitual residence in order to seek asylum; and
(iii) the relationship existed before the person granted refugee status left the country of their former habitual residence in order to seek asylum; and
(iv) the applicant would not be excluded from protection by virtue of paragraph 334(iii) or (iv) of these Rules or Article 1F of the Refugee Convention if they were to seek asylum in their own right; and
(v) each of the parties intends to live permanently with the other as their partner and the relationship is genuine and subsisting;
(vi) the applicant and their partner must not be within the prohibited degree of relationship; and
(vii) if seeking leave to enter, the applicant holds a valid United Kingdom entry clearance for entry in this capacity."
"The requirements to be met by a person seeking leave to enter or remain in the United Kingdom in order to join or remain with the parent who currently has refugee status are that the applicant:
(i) is the child of a parent who currently has refugee status granted under the Immigration Rules in the United Kingdom; and
(ii) is under the age of 18; and
(iii) is not leading an independent life, is unmarried and is not a civil partner, and has not formed an independent family unit; and
(iv) was part of the family unit of the person granted asylum at the time that the person granted asylum left the country of their habitual residence in order to seek asylum; and
(v) the applicant would not be excluded from protection by virtue of paragraph 334(iii) or (iv) of these Rules or Article 1F of the Refugee Convention if they were to seek asylum in their own right; and
(vi) if seeking leave to enter, holds a valid United Kingdom entry clearance for entry in this capacity."
"Nothing in these Rules shall be construed as permitting a person to be granted entry clearance, leave to enter, leave to remain or variation of leave as a spouse or civil partner of another if either the applicant or the sponsor will be aged under 18 on the date of arrival in the United Kingdom or (as the case may be) on the date on which the leave to remain or variation of leave would be granted. In these rules the term "sponsor" includes "partner" as defined in GEN 1.2 of Appendix FM."
(2)(c) The Family Reunion Guidance
"This guidance tells you about our refugee family reunion policy, which allows a spouse or partner and children under the age of 18 of those granted refugee status or humanitarian protection in the UK to reunite with them here, providing they formed part of the family unit before the sponsor fled their country of origin or habitual residence. It must be used by caseworkers considering whether to grant entry clearance or leave to enter or remain for the purpose of family reunion in accordance with paragraphs 352A to 352FJ of Part 11 of the Immigration Rules."
"Application in respect of children
The duty in section 55 of the Borders, Citizenship and Immigration Act 2009 to have regard to the need to safeguard and promote the welfare of children in the UK means that consideration of the child's best interests is a primary, but not the only, consideration in immigration cases. This guidance and the Immigration Rules it covers form part of the arrangements for ensuring that this duty is discharged.
Although Section 55 only applies to children in the UK, the statutory guidance, Every Child Matters - Change for Children, provides guidance on the extent to which the spirit of the duty should be applied to children overseas. Caseworkers considering overseas applications must adhere to the spirit of the Section 55 duty and make enquiries when they suspect that a child may be in need of protection, or where there are safeguarding or welfare needs that require attention. In some instances, international or local agreements are in place that permit or require children to be referred to the authorities of other countries. Caseworkers must abide by these arrangements and work with local agencies in order to develop arrangements that protect children and reduce the risk of trafficking and exploitation.
Caseworkers must carefully consider all of the information and evidence provided as to how a family member in the UK who is a child will be affected by a decision and this must be addressed when assessing whether an applicant meets the requirements of the Rules. The decision notice or letter must demonstrate that all relevant information and evidence provided about the best interests of a child in the UK have been considered. Caseworkers must carefully assess the quality of any evidence provided. Original documentary evidence from official or independent sources must be given more weight in the decision-making process than unsubstantiated statements about a child's best interests.
Where it is relevant to a decision, caseworkers dealing with overseas applications must make it clear in their decision letter that the child's welfare has been considered in the spirit of section 55 without stating that it is a duty to do so.
Where an applicant does not meet the requirements of the Rules for entry clearance or leave to remain, caseworkers must, in every case, consider the 'Family life (as a partner or parent), private life and exceptional circumstances' guidance or consider whether there are any compassionate factors which may warrant a grant of leave outside the Immigration Rules."
"Parents and siblings of a child recognised as a refugee
The parents and siblings of a child who have been recognised as refugees are not entitled to family reunion under the Immigration Rules. Where an application does not meet the requirements of the Immigration Rules, the caseworker must consider the 'Family life (as a partner or parent), private life and exceptional circumstances' guidance or consider whether there are any compassionate factors which may warrant a grant of leave outside the Rules. Each case must be considered on its individual merits and include consideration of the best interests of the child in the UK. As the Immigration Rules are specifically designed to meet our obligations under the European Convention on Human Rights (ECHR) in respect of family or private life, it is not expected there will be significant numbers granted outside the Rules. However, it is important that evidence relating to exceptional circumstances is carefully considered on its individual merits."
"Exceptional circumstances or compassionate factors
Where a family reunion application does not meet the requirements of the Immigration Rules, caseworkers must consider whether there are any exceptional circumstances or compassionate factors which may justify a grant of leave outside the Immigration Rules.
There may be exceptional circumstances raised in the application which make refusal of entry clearance a breach of ECHR Article 8 (the right to respect for family life) because refusal would result in unjustifiably harsh consequences for the applicant or their family. Compassionate factors are, broadly speaking, exceptional circumstances, which might mean that a refusal of leave to remain would result in unjustifiably harsh consequences for the applicant or their family, but not constitute a breach of ECHR Article 8.
It is for the applicant to demonstrate as part of their application what the exceptional circumstances or compassionate factors are in their case. Each case must be decided on its individual merits. Entry clearance or a grant of leave outside the Immigration Rules is likely to be appropriate only rarely and consideration should be given to interviewing both the applicant and sponsor where further information is needed to make an informed decision. …"
(3) Developments in Relation to the Immigration Rules
(1) reports by the UNHCR, non-governmental organisations, parliamentary select committees and others, including the Independent Chief Inspector of Borders and Immigration ("the Chief Inspector");
(2) Home Office responses to reports by parliamentary select committees and the Chief Inspector;
(3) parliamentary questions; and
(4) private members' bills.
(3)(a) 2016 Changes to the Immigration Rules
(3)(b) 2016 Report of the House of Lords European Union Committee
"We found no evidence to support the Government's argument that the prospect of family reunification could encourage families to send children into Europe unaccompanied in order to act as an "anchor" for other family members. …"
"We recommend that the UK Government reconsider its restrictive position on family reunification. …"
"The Government believes that the reunion measures suggested in the recommendation will lead to more children setting out on unaccompanied journeys that will put their lives at risk. The Home Affairs Select Committee (HASC) acknowledged this in their recent report on the migration crisis published in August.
We support the principle of family unity and have several routes for families to be reunited safely without the need for children to travel here illegally. Our family reunion policy allows those granted refugee status or humanitarian protection in the UK to sponsor their spouse or partner and children under the age of 18, who formed part of the family unit before the sponsor fled their country, to reunite with them here. Under this policy, we have granted over 22,000 family reunion visas over the past five years – reuniting many refugees with their immediate family.
Where family members cannot meet the requirements of the Rules we consider whether there are exceptional circumstances or compassionate reasons to justify granting a visa outside the Rules. This caters for parents of unaccompanied children in exceptional circumstances. On 27 July we published revised Home Office policy guidance on family reunion to provide more clarity for applicants and their sponsors so that they can better understand the process and what is expected of them. The revisions include further guidance on the types of cases that may benefit from a grant of leave outside the Rules.
Our family reunion policy meets our international obligations and we believe it strikes the right balance between reuniting families and ensuring that our Rules are not more generous than other European countries. We believe that allowing children to sponsor parents under the Rules would create perverse incentives for them to be encouraged, or even forced, to leave their family and risk hazardous journeys to the UK to sponsor relatives. This plays into the hands of criminal gangs who exploit vulnerable people and goes against our safe guarding responsibilities."
(3)(c) 2016 Report of the House of Commons Home Affairs Committee
(3)(d) 2017 Written Question
"To ask Her Majesty's Government what children's best interest evaluation has been made of their policy to refuse children entitled to asylum in the UK the family reunion rights granted to adults since the removal of the UK's immigration reservation to the 1989 UN Convention on the Rights of the Child in 2008."
"The current family reunion policy meets our international obligations. Widening it to allow children to sponsor family members would create additional motives for them to be encouraged, or even forced, to leave their family, and risk hazardous journeys to seek to enter the UK illegally. This would play into the hands of criminal gangs who exploit vulnerable people, and goes against our safeguarding responsibilities.
The Government believes that the best interests of children are reflected in their remaining with their families and claiming asylum in the first safe country they reach; this is the fastest route to safety."
(3)(e) The Belgian EMN Request
(3)(f) Response to the House of Commons Home Affairs Committee
"We do not accept this recommendation. Our current family reunion policy meets our international obligations and we do not believe that widening the criteria is necessary. We must not create perverse incentives for children to be encouraged, or even forced to leave their families and risk dangerous journeys hoping relatives can join them later. This has the potential to play into the hands of criminal gangs seeking to exploit vulnerable people and goes against our safeguarding responsibilities. Those who need international protection need to claim asylum in the first safe country they reach – that is the fastest route to safety – rather than travelling into and across Europe to reach the UK.
Where an entry clearance application fails under the Immigration Rules, we consider whether there are exceptional circumstances or compassionate reasons to justify granting a visa outside the Rules. This caters for extended family members, including parents of children recognised as refugees here, in exceptional circumstances."
(3)(g) The UK EMN Request
"The UK are currently reviewing the policy on refugee Family Reunion and listening to the concerns from Non-Government Organisation's [sic] that the current policy and the Immigration Rules on family reunion are too narrow. This work is part of our wider asylum and resettlement strategy. We are gathering evidence on whether changes to policy creates a "pull factor" that may lead to more people risking dangerous journeys to Europe, and on the number of refugee family reunion applications that could be expected with associated analysis of the impact of the cost on public services."
(3)(h) Proposed Legislation
(1) to expand the definition of "family member" for family reunion purposes to include parents and siblings, thereby giving unaccompanied refugee children the right to sponsor family members; and
(2) to increase the age limit for children and siblings to 25 under certain conditions.
(1) unmarried adult children of any age;
(2) nieces and nephews under the age of 18; and
(3) "any dependent relative not otherwise listed".
(1) their children under the age of 25 who were under 18 or unmarried when the refugee left their country of residence;
(2) their parents; or
(3) their siblings under the age of 25 who were under 18 or unmarried when the refugee left their country of residence.
(3)(i) Response to the Chief Inspector's 2018 Report
"reviewing the approach to Family Reunion as part of the wider asylum and resettlement strategy. As part of this review, consideration is being given to the recent debates on Refugee Family Reunion in the context of two Private Members' Bills (Baroness Hamwee's in the Lords, and Angus MacNeil's in the Commons). The passage of these Bills will be followed closely whilst productive discussions with key Non-Governmental Organisations (NGOs) in this area continue. Family Reunion policy development remains a high priority and the guidance will be updated once a firm position has been reached."
(3)(j) 2019 Written Question
"To ask the Secretary of State for the Home Department, what assessment he has made of the of the potential merits of (a) allowing child refugees to sponsor their close family and (b) changing the definition of family to include young people over the age of 18 and elderly people under the age of 65 so that families can be reunited in the UK."
"The Government is listening carefully to calls to extend refugee family reunion policy and we will continue our productive discussions with stakeholders on this complex and sensitive issue. However, any changes must support the principle that those who need protection claim in the first safe country they reach – and use safe and legal routes to come here."
(3)(k) 2019 House of Lords European Committee Report
"(a) Giving child refugees in the UK the right to sponsor their parents and siblings under the age of 25;
(b) Expanding the definition of who qualifies as family so that adult refugees in the UK can sponsor their adult children, siblings under the age of 25 and their parents;"
(3)(l) The Chief Inspector's 2020 Report
"… in part to "think holistically about this route and implications for policy development across the asylum and resettlement system" and also driven by increasing stakeholder and political interest."
"The Asylum Decisions Policy Team and the Asylum Strategy Team, both managed by the same grade 6, retained some responsibilities for family reunion-related issues. The former told inspectors that it aimed to review family reunion policy every 12 months, but until the outcome of the two Private Members' Bills was known there was nothing specifically to review. …"
"Home Office policy staff told inspectors that most major decisions about family reunion policy were made by ministers and "sometimes decisions taken are inevitably political. That is out of our control ultimately." The Home Office did not share any advice that it had put to ministers regarding policy options for family reunion. Inspectors asked for the rationale for excluding children from sponsoring family reunion applications. The Home Office's response echoed what ministers had previously told Parliament:
"If children were allowed to sponsor parents, this would risk creating incentives for more children to be encouraged, or even forced, to leave their family and risk hazardous journeys to the UK. This plays into the hands of criminal gangs who exploit vulnerable people and goes against our safeguarding responsibilities. This position supports our commitment to protecting vulnerable individuals.""
"The Home Office did not provide any supporting evidence for this assessment. …"
"… the Home Office told inspectors that "it was difficult to disaggregate the relative impact of varying pull factors and it was difficult to directly compare other EU country policies on family reunion – other countries vary in their criteria and those who are eligible for refugee family reunion.""
"Home Office staff told inspectors that child sponsors was a "ministerial red line". However, it was being considered by the Home Office's Digital and Data team as part of broader piece of work to assess the "pull factors" that arise when changes are made to asylum policy."
"Pending any new legislation, clarify the Home Office's position (with supporting evidence) in relation to those areas of the present policy that have been the subject of Parliamentary and stakeholder interest, in particular: child sponsors; dependent family members over 18 years of age; …"
"4.3 The Government has made clear in the past its concern that allowing children to sponsor parents would risk creating incentives for more children to be encouraged, or even forced, to leave their family and attempt hazardous journeys to the UK. This would play into the hands of criminal gangs, undermining our safeguarding responsibilities.
4.4 Government policy is not designed to keep child refugees away from their parents, but in considering any policy we must think carefully about the wider impact to avoid putting more people unnecessarily into harm's way. There is a need to better understand why people choose to travel to the UK after reaching a safe country. It is important that those who need international protection should claim asylum in the first safe country they reach – that is the fastest route to safety."
"[The Home Office's] clarification simply reiterates its familiar lines and offers no supporting evidence to show that it has either monitored or evaluated the impact of its policies."
(3)(m) The Fifth Version of the Family Reunion Guidance
(3)(n) The Response to the Pre-Action Protocol Letter
"5.01 The UK Government has made clear in the past its concerns about allowing children to sponsor family members and the risk of creating incentives for more children to be encouraged, or even forced, to leave their family and risk hazardous journeys to the UK. This plays into the hands of criminal gangs who exploit vulnerable people and is inconsistent with our safeguarding responsibilities. There is a need to better understand why large numbers of unaccompanied minors make often dangerous journeys to the UK, when they should be claiming asylum in the first safe country they reach.
5.02 The policy is not designed to keep child refugees apart from family members, but in considering any policy we must think carefully about its potential impacts."
(3)(o) A Third Private Member's Bill
(4) The Best Interests of Child Refugees
(1) in general, it is in the best interests of unaccompanied refugee children to be reunited with their families; and
(2) in general, it is in the best interests of unaccompanied refugee children to have a straightforward path to that result.
"Family reunification must generally be regarded as being in the best interests of the child, but a full assessment must be made of this taking into account the child's individual circumstances and recorded on the file. Possible locations for family reunification must be taken fully into account.
There may, however, be instances where family reunification is not in the child's best interests. This may be when the material facts of the claim for protection involve elements of persecution or ill treatment at the hands of family."
"… in general terms, the Defendant recognises that it will usually be in the best interests of children not to be separated from their parents and siblings."
(5) The Claimant's Experiences
(1) the separation from his family has had a significant detrimental effect on the claimant's mental health, contributed to the deterioration in his mental health between August 2020 and February 2021 and precludes his development into a healthy adult;
(2) the claimant experienced suicidal ideation for the first time following the refusal of the applications in June 2021; and
(3) the appeal process was a significant contributory factor in exacerbating his symptoms of PTSD and depression and Dr Pithania was concerned that the dismissal of his appeal would result in further deterioration in his mental health and an escalation in the risk of suicide.
"10. I want to continue with this Judicial Review claim because I don't think the way cases like mine are treated is fair or makes sense. All I could think about for the last two years was my case. It has consumed my whole life. …
11. If the way the Home Office treat cases like mine and my family's is against the law, I want that to be recognised. … I would really like to be able to use my experiences to make sure others do not go through the same."
(6) Standing
"No application for judicial review shall be made unless the leave of the High Court has been obtained in accordance with rules of court; and the court shall not grant leave to make such an application unless it considers that the applicant has a sufficient interest in the matter to which the application relates."
"… It is true that the requirement for a "sufficient interest" has been applied liberally, particularly in cases where non-governmental organisations and others representing the public interest have challenged decisions by which they cannot claim to be personally affected, generally in the absence of other better placed actual or potential challengers: see eg R (McCourt) v Parole Board [2020] EWHC 2320 (Admin), [31]-[32]. There are important reasons for this, as Lord Reed's judgment in Axa shows. But the present claimant is not an NGO and does not claim to represent any interest other than his own. Moreover, it is not and could not be said that there are no challengers directly affected by the policy who could realistically be expected to litigate. To start with, there are at least two other challenges to the same policy in which the claimant is represented by JS's legal team. These claims were stayed behind this one by Farbey J."
(1) No valid application for family reunion was made while JS was still a child.
(2) JS did not claim to represent the interests of other child refugees.
(7) The Immigration Rules
"The status of the immigration rules is rather unusual. They are not subordinate legislation but detailed statements by a minister of the Crown as to how the Crown proposes to exercise its executive power to control immigration. But they create legal rights: …"
(1) Although complaint was made about the Family Reunion Guidance, Mr Husain acknowledged that the focus of the claimant's challenge is on the Immigration Rules and on the Secretary of State's decision not to amend the Immigration Rules so as to give child refugees a straightforward path to family reunion under the Rules. He acknowledged that such a change could only be effected by a change to the Immigration Rules.
(2) Both parties made submissions as to the status of the Immigration Rules in the context of addressing the appropriate level of scrutiny of the Secretary of State's decision.
(7)(a) The Obligation to Lay the Immigration Rules before Parliament
"The Secretary of State shall from time to time (and as soon as may be) lay before Parliament statements of the rules, or of any changes in the rules, laid down by him as to the practice to be followed in the administration of this Act for regulating the entry into and stay in the United Kingdom of persons required by this Act to have leave to enter, including any rules as to the period for which leave is to be given and the conditions to be attached in different circumstances; …"
(7)(b) The Negative Resolution Procedure
"… If a statement laid before either House of Parliament under this subsection is disapproved by a resolution of that House passed within the period of forty days beginning with the date of laying (and exclusive of any period during which Parliament is dissolved or prorogued or during which both Houses are adjourned for more than four days), then the Secretary of State shall as soon as may be make such changes or further changes in the rules as appear to him to be required in the circumstances, so that the statement of those changes be laid before Parliament at latest by the end of the period of forty days beginning with the date of the resolution (but exclusive as aforesaid)."
"The affirmative resolution procedure requires that a resolution must be passed by both Houses before the order or rules can be made. This provides an opportunity for scrutiny and debate in the chamber of each House or, in the case of the House of Lords, its detailed consideration in Grand Committee before a resolution is put to the vote in the chamber. The negative resolution procedure is a less rigorous form of parliamentary control. The instrument is laid before both Houses for a period of 40 days. It takes effect on the expiry of that period unless it has been defeated by a resolution annulling it or praying that it be annulled. It is rare for instruments which are subject to the negative resolution procedure to be challenged in this way, and it is even rarer for such a challenge to be successful. In practice, subjecting the exercise of the power to the affirmative resolution procedure is the only way of ensuring that an opportunity is given for debate on an order or rule that is made under it."
(8) Ground 1: Section 55 of the 2009 Act
(8)(a) The Nature of the Section 55 Duty
"(1) The Secretary of State must make arrangements for ensuring that—
(a) the functions mentioned in subsection (2) are discharged having regard to the need to safeguard and promote the welfare of children who are in the United Kingdom, …
(2) The functions referred to in subsection (1) are—
(a) any function of the Secretary of State in relation to immigration, asylum or nationality;
(b) any function conferred by or by virtue of the Immigration Acts on an immigration officer;
(3) A person exercising any of those functions must, in exercising the function, have regard to any guidance given to the person by the Secretary of State for the purpose of subsection (1)."
"… The duty imposed by section 55 of the 2009 Act stands on its own feet as a statutory requirement apart from the HRA or the Convention. It applies to the performance of any of [the] Secretary of State's functions including the making of the [Immigration] Rules."
"(i) Section 55 was enacted to give effect in domestic law, as regards immigration and nationality, to the UK's international obligations under article 3 of the 1989 United Nations Convention on the Rights of the Child (UNCRC). The UK is a party to the UNCRC and in 2008 withdrew its reservation in respect of nationality and immigration matters. Article 3 provides that: "In all actions concerning children, whether undertaken by public or private social welfare institutions, courts of law, administrative authorities or legislative bodies, the best interests of the child shall be a primary consideration". Although section 55 uses different language, it is conventional and convenient to refer to a duty under section 55 as being to have regard, as a primary consideration, to the best interests of the child.
(ii) The duty is imposed on the Secretary of State. She is bound by it, save to the extent (if any) that primary legislation qualifies it; we were not referred to any qualifying legislation.
(iii) The duty applies not only to the making of decisions in individual cases but also to the function of making subordinate legislation and rules (such as the Immigration Rules) and giving guidance. The fact that subordinate legislation or rules are subject to the affirmative vote of either or both Houses of Parliament does not qualify the Secretary of State's statutory duty under section 55.
(iv) The best interests of the child are a primary consideration, not the primary consideration, still less the paramount consideration or a trump card. This does, however, mean that no other consideration is inherently more significant than the best interests of the child. The question to be addressed, if the best interests point to one conclusion, is whether the force of other considerations outweigh it.
(v) This in turns means that Secretary of State must identify and consider the best interests of the child or, in a case such as the present, of children more generally and must weigh those interests against countervailing considerations."
(8)(b) The Development of the Rival Cases on Section 55
(8)(b)(i) The Claimant's Case
"… that in establishing and maintaining a position under the Immigration Rules and relevant published policy whereby (i) parents and siblings of refugee children are not entitled to family reunion under the Immigration Rules, (ii) on the same basis as the spouses and children of adult refugees under the Immigration Rules, the Secretary of State has (a) failed to discharge her duties under section 55 of the Borders, Citizenship and Immigration Act 2009; …"
(1) The claimant's complaint is really about the relevant provisions of the Immigration Rules, rather than the published guidance on the application of those Rules. As I have already noted, Mr Husain acknowledged that the Secretary of State could not have used an amendment to the Family Reunion Guidance, or anything else short of a change to the Immigration Rules, to introduce the change for which the claimant contends.
(2) The "establishment" of the relevant "position" under the Immigration Rules took place in 2000, long before section 55 came into force. The claimant cannot complain about a failure to comply with section 55 in 2000, when section 55 was not in force.
(3) Consequently, the claimant's case is that the Secretary of State failed to comply with section 55 when "maintaining" the relevant position after section 55 came into force.
(8)(b)(ii) The Secretary of State's Case
(8)(c) Written Submissions after the Hearing
(1) suggest that a broad and non-technical approach should be taken to the identification of relevant functions for the purposes of section 55; and
(2) support the common-sense view that these include formulating, amending/updating and considering whether to alter or maintain the Immigration Rules and associated policies.
(1) MM and PRCBC, to which I have already referred;
(2) three more cases concerning section 55, i.e. R (ST) v Secretary of State for the Home Department [2021] 1 WLR 6047 ("ST"); R (MA) v Coventry City Council [2022] EWHC 98 (Admin) ("MA"); and MK; and
(3) two cases concerning the public sector equality duty imposed by section 149 of the Equality Act 2010, i.e. R (The 3Million Ltd) v Cabinet Office [2021] EWHC 245 (Admin) ("3Million"); and R (Badmus) v Secretary of State for the Home Department [2020] 1 WLR 4609 ("Badmus").
(1) on 5 July 2011, when publishing the first version of the Family Reunion Guidance;
(2) on 11 March 2016, when laying before Parliament the statement of changes to the Immigration Rules in which the paragraphs concerning family reunion were deleted and re-enacted;
(3) in July 2016, when amending the Family Reunion Guidance;
(4) in 2016, when rejecting the recommendation of the House of Lords European Union Committee to change the Immigration Rules;
(5) on 2 November 2017, when rejecting the recommendation of the House of Commons Home Affairs Committee to change the Immigration Rules;
(6) on 27 February 2018, when the UK EMN Request was sent;
(7) in the then-current review referred to in the Home Office's September 2018 response to the Chief Inspector's 2018 report;
(8) on 9 January 2020, when publishing the revised version of the Family Reunion Guidance;
(9) in 2020, when the Home Office responded to the Chief Inspector's recommendation to clarify the Home Office's position on child sponsors; and/or
(10) on 23 September 2020, when the Secretary of State responded to the claimant's pre-action protocol letter.
"… it would be a significant extension of the ambit of s. 55 to hold that it applies where the SSHD does not propose to make any changes to her current policy or practice. While the SSHD will, of course, consider representations or recommendations that she should do so, declining to accede to such representations or recommendations is not a "function" engaging s. 55."
(8)(d) Further Submissions and Evidence
"9. The Secretary of State is not aware of any occasion since s.55 came into force (2 November 2009), when the relevant decision makers (namely Home Office Ministers or the Secretary of State) decided to review the Immigration Rules in order to consider providing a route to family reunion for child refugees (i.e. introducing criteria within the Rules governing decisions whether or not to grant leave to enter to the parents and siblings of refugee children).
10. Records since 2015 indicate that the consistent position of the relevant decision makers, as communicated to officials, has been that they are not prepared to change the existing and long-standing policy of considering applications for leave to enter by immediate family members of child refugees on a case-by-case basis outside the Immigration Rules. Thus, for example, Ministers were clear that changing that policy was not one of the options to be included in 2021 consultation on the New Plan for Immigration (which fulfilled the statutory obligation to review legal routes to the UK from the European Union (EU) for protection claimants, set out in the Immigration and Social Security Co-Ordination (EU Withdrawal) Act 2020).
11. As to the position before 2015, a search has been conducted, but the Secretary of State been unable to find relevant communications from Ministers to officials dating back beyond that date. To the best of the Secretary of State's knowledge, even prior to 2015, the relevant decision makers were consistent in their position that they intended to maintain the existing policy, as summarised above. This is supported by Family Reunion Guidance from 2007 to 2011 (see Jason Büültjens' witness statement, para 7)."
"All relevant records have been checked. Records since 2015 indicate Ministers have been consistent in their position not to change the existing and long-standing policy position regarding child refugees. A search has been conducted for Ministerial communications to officials on the subject prior to 2015 but we have not been able to find relevant records. Nonetheless, we have found that Family Reunion guidance from 2007 to 2011 makes clear that minors were not eligible sponsors under the Immigration Rules."
(8)(e) The Timing of the Application
"62. The next disputed issue, which it is necessary to resolve, is the legal test applicable to determine when "the grounds to make the claim" for judicial review of the 2013 DSO and the May 2018 Review Decision "first arose", in the language of CPR 54.5(1). Before us the parties are agreed, as they were before the Judge, that the correct approach is that expressed by the Divisional Court in DSD at [167] as follows:
"167. … We agree with the claimants that there is a distinction between cases where the challenge is to a decision taken pursuant to secondary legislation, where the ground to bring the claim first arises when the individual or entity with standing to do so is affected by it, and where the challenge is to secondary legislation in the abstract. Cases falling into the first category include R v Secretary of State for the Home Department, Ex p Leech [1994] QB 198 (where the point was not taken on behalf of the Secretary of State, but would have been had it possessed merit), R v Secretary of State for the Home Department, Ex p Saleem [2001] 1 WLR 443 and R (T) v Chief Constable of Greater Manchester Police (Liberty intervening) [2015] AC 49 ; an example of a case falling into the second category is R (Cukurova Finance International Ltd) v HM Treasury [2008] EWHC 2567 (Admin) "
63. It is convenient to refer to those two categories, as specified in DSD, as "the person specific category" and "the abstract category". There is no binding authority, at the level of the Court of Appeal or above, approving or disapproving the distinction made between those two categories in DSD."
(8)(f) What Constitutes the Discharge of a Function?
(1) the simple fact that the Secretary of State has not made a proposed change to the Immigration Rules does not involve the discharge of a function for the purposes of section 55; and
(2) consequently, the question for consideration in this case is whether the Secretary of State discharges a relevant function when she gives active consideration to the question whether to change the Immigration Rules in a particular way, even if her decision is not to make the proposed change.
(8)(f)(i) ST, MA and MK
(1) In relation to the functions being discharged:
(a) ST concerned the Secretary of State's function of making decisions to impose or lift conditions of no recourse to public funds, pursuant to section 3(1)(c)(ii) of the Immigration Act 1971.
(b) MA concerned the Secretary of State's function of deciding whether or not immigrants are children.
(c) MK concerned the Secretary of State's function of determining asylum claims made by children.
(2) The guidance considered in each case (i.e. in ST, "Family Life (As a Partner or Parent), Private Life and Exceptional Circumstances"; in MA, the "Kent Intake Unit Social Worker Guidance"; and, in MK, "Children's asylum claims") formed part of the arrangements which the Secretary of State contended that she had made pursuant to section 55(1) of the 2009 Act and to which, pursuant to section 55(3), a person exercising the Secretary of State's function in individual cases had to have regard.
(3) It seems to me that these decisions do not address the question which I have to decide, which is whether the Secretary of State discharges a function for the purposes of section 55 when she considers and decides whether or not to amend the Immigration Rules in a particular way.
(8)(f)(ii) 3Million
"A public authority must, in the exercise of its functions, have due regard to the need to—
(a) eliminate discrimination, harassment, victimisation and any other conduct that is prohibited by or under this Act;
(b) advance equality of opportunity between persons who share a relevant protected characteristic and persons who do not share it;
(c) foster good relations between persons who share a relevant protected characteristic and persons who do not share it."
"Some examples of the factual and legal issues that the pleadings and the evidence appear to leave unanswered can be readily identified. First, the duty is a duty on the public authority to have due regard to certain matters "in the exercise of its functions". In relation to the making of regulations amending the 2001 Regulations, there is a real issue as to whether the defendant was exercising any functions in that matter after June 2016. If regulations are made, and quite possibly, when the issue of whether to amend regulations or not is being actively considered, a minister may be exercising functions. The minister will need to comply with the public sector equality duty and have due regard to the specified matters in reaching a decision. But the evidence here is that after June 2016, no one was actively considering whether or not any regulations should be amended because it was thought that the United Kingdom would not participate in the 2019 European Parliamentary elections. It is by no means clear that those circumstances involved the exercise of a function. By way of further example, it is unclear what electoral functions the claimant is asserting that the defendant was exercising when he failed to consider any risks of unlawful discrimination or the consequences in terms of lack of opportunity and fostering good relations."
(8)(f)(iii) Badmus
(1) The rate of £1 (or £1.25) per hour had been set in 2008 in a Detention Service Order, DSO 15/2008, and had been retained in 2013 when a new Detention Service Order, DSO 01/2013, was issued.
(2) The Secretary of State commissioned a review of the welfare in detention of vulnerable persons, which resulted in a report published in January 2016. The author of the report recommended, inter alia, that the Home Office reconsider its approach to pay rates for detainees.
(3) In April 2018 the Director of Detention and Escorting Services, Immigration Enforcement, commissioned a review of the rates of pay to detainees in immigration removal centres. This resulted in a report ("the Pay Review Report") which recommended that ministers be invited to choose between four options, which provided for increasing either, both or neither of: (a) the hourly rate of pay; and (b) the weekly allowance (i.e. the maximum pay which could be earned in a week).
(4) Faced with this choice, on 3 May 2018 ministers took the 2018 Review Decision, deciding to leave the hourly rate (and the weekly allowance) unchanged. As a result of the 2018 Review Decision, no change was necessary, and none was made, to DSO 01/2013.
"Although the judge appears to have been somewhat equivocal about it, we consider that there can be no doubt that the 2018 Review Decision is one which is capable of being judicially reviewed. In relation to the adoption of the £1.00 flat rate, it involved a clear and considered policy choice between four options."
(8)(f)(iv) Adiatu
"242. In our judgment, the Defendant's submission is correct. The "exercise of the [public authority's] functions" for the purposes of s149(1) consists of the implementation of the measures that the public authority decides upon. In the present case, these were the steps that were taken to change the rule relating to SSP, and to introduce the JRS, in order to combat the effects of the coronavirus pandemic. A public authority must have regard to the equalities implications of the steps that it intends to take. It need not have regard to the equalities implications of other steps, which it is not taking, and is not even considering. Otherwise, the PSED would indeed go on ad infinitum. A public authority would not only have to comply with the PSED in relation to the decision which it takes, but also in relation to the infinite spectrum of other decisions which it might have taken instead.
243. The fact that the PSED duty is ongoing does not mean that public authorities have constantly to conduct EIAs in relation to a wide range of other options that they might have adopted instead of the option that the authority did adopt."
"It follows that the Defendant did not act in breach of the PSED because it did not conduct an equalities impact assessment or similar of the effects of the extension of SSP and/or JRS to all limb b workers, or the effects of an increase in the rate of SSP. Section 149 did not impose a requirement to have regard to the equalities consequences of taking these steps, as they were not at any stage in the serious contemplation of the Defendant. By the same token, there was no requirement to have regard to the equalities consequences of not taking those steps. Rather, the question for consideration is whether the Defendant complied with its PSED obligations in relation to the steps which it did take."
(8)(f)(v) Conclusion on what Constitutes the Discharge of a Function
(1) At one end of the spectrum, Badmus concerned a relatively formal process, resulting in a decision which was amenable to judicial review, and including a review of existing policy, a report containing a recommendation that consideration be given to changing the policy and "a clear and considered policy choice" between identified options. It seems to me that if the Secretary of State were to take a decision in the immigration, asylum or nationality context similar to the 2018 Review Decision in Badmus, she would be discharging a function for the purposes of section 55 of the 2009 Act, even if the decision were to make no change to existing arrangements.
(2) At the other end of the spectrum is the claimant's submission that the Secretary of State was exercising a relevant function when she responded to the pre-action protocol letter. It cannot be the case that the section 55 duty is triggered whenever a claimant sends a letter contending that the Secretary of State should change her policy.
(3) Indeed, once the Secretary of State has decided to adopt one policy rather than another, I do not consider that she is to be treated as, in effect, re-making that decision every time she applies, repeats, defends or declines to change the policy which she has adopted.
(8)(g) Did the Secretary of State Discharge a Relevant Function?
(1) According to the Chief Inspector's 2020 report, there is a team or teams within the Home Office responsible for family reunion policy and a member of one of those teams stated that they aimed to review family reunion policy every 12 months.
(2) There have in recent years been several recommendations to the Secretary of State from parliamentary committees and NGOs, and several attempts by legislation, to change the Immigration Rules to provide a route to family reunion for child refugees. It would be surprising if their cumulative effect had not been to prompt some consideration within the Home Office of the question whether to make such a change.
(3) Indeed, the wording of the Government's response to the House of Commons Home Affairs Select Committee's report of 27 July 2016 suggested that a positive decision was taken not to make the change to the Immigration Rules recommended by that Committee.
(4) Moreover, the UK EMN Request expressly stated on 27 February 2018 that the government was currently reviewing the policy on refugee family reunion and listening to the concerns from NGOs that the current policy and Immigration Rules were too narrow. The Home Office's response to the Chief Inspector's 2018 report also stated that the Home Office was reviewing the approach to family reunion, including considering the debates on the two private members' bills and continuing constructive discussion with key NGOs.
(5) There was no decision to change the Immigration Rules, so any decision can only have been not to change the Immigration Rules. The response to the Chief Inspector's 2018 report stated that the guidance would be updated once a firm position had been reached, which suggests that a firm position was reached before the Family Reunion Guidance was amended in 2019 or 2020.
(8)(h) Decision on Ground 1
(9) Ground 2: Discrimination
(9)(a) The Legal Framework
"The enjoyment of the rights and freedoms set forth in this Convention shall be secured without discrimination on any ground such as sex, race, colour, language, religion, political or other opinion, national or social origin, association with a national minority, property, birth or other status."
"In deciding complaints under article 14, four questions arise: (i) Does the subject matter of the complaint fall within the ambit of one of the substantive Convention rights? (ii) Does the ground upon which the complainants have been treated differently from others constitute a "status"? (iii) Have they been treated differently from other people not sharing that status who are similarly situated or, alternatively, have they been treated in the same way as other people not sharing that status whose situation is relevantly different from theirs? (iv) Does that difference or similarity in treatment have an objective and reasonable justification, in other words, does it pursue a legitimate aim and do the means employed bear "a reasonable relationship of proportionality" to the aims sought to be realised (see Stec v United Kingdom (2006) 43 EHRR 47 , para 51)?"
(1) the relevant Immigration Rules fall within the ambit of Article 8; and
(2) being a child refugee is an "other status" for the purposes of Article 14,
but the parties disagreed on the third and fourth questions posed by Baroness Hale.
"The general approach adopted to article 14 by the European court has been stated in similar terms on many occasions, and was summarised by the Grand Chamber in the case of Carson v United Kingdom (2010) 51 EHRR 13, para 61 ("Carson"). For the sake of clarity, it is worth breaking down that paragraph into four propositions:
(1) "The court has established in its case law that only differences in treatment based on an identifiable characteristic, or 'status', are capable of amounting to discrimination within the meaning of article 14."
(2) "Moreover, in order for an issue to arise under article 14 there must be a difference in the treatment of persons in analogous, or relevantly similar, situations."
(3) "Such a difference of treatment is discriminatory if it has no objective and reasonable justification; in other words, if it does not pursue a legitimate aim or if there is not a reasonable relationship of proportionality between the means employed and the aim sought to be realised."
(4) "The contracting state enjoys a margin of appreciation in assessing whether and to what extent differences in otherwise similar situations justify a different treatment. The scope of this margin will vary according to the circumstances, the subject matter and the background.""
(9)(b) Differential Treatment: The Parties' Submissions
(1) child refugees and adult refugees are "similarly situated" in terms of the importance to them of reunion with their immediate family; but
(2) the Immigration Rules treat child refugees differently from adult refugees because they make it easy for adult refugees to reunite with their immediate family, but extremely difficult for refugee children to reunite with theirs.
(1) Whether the relevant Immigration Rules could be said to treat a child refugee in the same way as an adult refugee, in that neither of them can sponsor their parents or siblings in an application for leave to enter the United Kingdom.
(2) Whether it could be said that an Immigration Rule such as the claimant contended for, which would allow the parent and/or siblings of a child refugee to enter the United Kingdom, would discriminate against adult refugees, who would not be in the same position.
"Kugathas [2003] EWCA Civ 31 describes the requirements for proving family life between adults in the context of immigration control. At para 14, Sedley LJ cited with approval the report of the European Commission of Human Rights in S and S v United Kingdom 40 DR 196, para 198:
"Generally, the protection of family life under article 8 involves cohabiting dependents, such as parents and their dependent, minor children. Whether it extends to other relationships depends on the circumstances of the particular case. Relationships between adults … would not necessarily acquire the protection of article 8 of the Convention without evidence of further elements of dependency, involving more than the normal emotional ties.""
"35. The next question is whether the attainment of majority, that is to say the point at which a young person reaches his or her 18th birthday, has any relevant effect upon the existence of a family life. That question is settled. In Singh v Secretary of State for the Home Department [2016] Imm AR 1, Sir Stanley Burnton, with whom the rest of the court agreed, held at para 24 that:
"A young adult living with his parents or siblings will normally have a family life to be respected under article 8. A child enjoying a family life with his parents does not suddenly cease to have a family life as he turns 18 years of age. On the other hand, a young adult living independently of his parents may well not have a family life for the purposes of article 8."
36. The existence of family life after a young person has achieved his or her majority is a question of fact. There is no presumption, either positive or negative, for the purposes of article 8. Continued cohabitation will be a highly material factor to be taken into account and while not determinative, a young adult still cohabiting with a family beyond the attainment of majority is likely to be indicative of the continued bonds of effective, real or committed support that underpin a family life."
(9)(c) Differential Treatment: Decision
(1) The UNHCR Guidelines state that "it is UNHCR policy to promote the reunification of parents with at least those dependent, unmarried children, regardless of age, who were living with the parents in the country of origin." Thus, the UNHCR regards dependent children as part of the nuclear family whether they are under or over 18. Moreover, the UNHCR's view, as set out in the UNHCR Guidelines, is that the principle of family unity requires the reunification of adult refugees with their parents, if their parents are dependent on them.
(2) As Ryder LJ said in Uddin, there is no presumption, positive or negative, as to the continuation of family life after a person turns 18.
(3) Various proposals have been made under which:
(a) adult as well as child refugees would be able to sponsor the entry of their parents and siblings into the United Kingdom: see the amendment proposed by Stuart C McDonald MP to the Immigration and Social Security Co-ordination Bill and the demands of the Families Together coalition; and
(b) at least some unmarried adult children would be treated as part of an adult refugee's "nuclear family": see the three private members' bills and the proposed amendment to which I have referred and the demands of the Families Together coalition.
(10) Ground 3: Irrationality
(10)(a) Ground 3: Context
(1) The relevant Immigration Rules were introduced in 2000, but there was no evidence before me either:
(a) as to the process followed (including any evidence taken into account) by the Secretary of State when the decision was made to change the Immigration Rules in 2000; or
(b) as to matters which the claimant contended should have been taken into account when that decision was made in 2000: the evidence relied on by the claimant was all much more recent.
(2) Nevertheless, there was no dispute as to the reason why the Immigration Rules do not contain a route to family reunion for child refugees. As appears from some of the documents which I have cited, the justification which has consistently been offered for this feature of the Immigration Rules is as follows (quoting from the Home Office response to the Chief Inspector's 2020 Report):
(a) " … allowing children to sponsor parents would risk creating incentives for more children to be encouraged, or even forced, to leave their family and attempt hazardous journeys to the UK."
(b) "This would play into the hands of criminal gangs, undermining [the UK's] safeguarding responsibilities."
(c) "It is important that those who need international protection should claim asylum in the first safe country they reach – that is the fastest route to safety."
(3) Moreover, that is the only justification which has been offered. As Mr Husain stressed, the Secretary of State has not sought to justify this feature of the Immigration Rules on economic grounds.
(4) It was not suggested by either party that the Secretary of State had given active consideration before 2 November 2009 to changing the Immigration Rules so as to create a route to family reunion for child refugees.
(5) I have dealt in the context of ground 1 with the claimant's contention that the Secretary of State has given active consideration since 2 November 2009 to changing the Immigration Rules so as to create a route to family reunion for child refugees. I have decided that she has not done so.
(10)(b) Irrationality: The Claimant's Case
(1) On the one hand, there is evidence that, in general, it is in the best interests of unaccompanied refugee children: (a) to be reunited with their families; and (b) to have a straightforward path to that result. I have already noted that these propositions were not disputed. In addition, Mr Husain relied both on the evidence of the effect on the claimant's mental health of being separated from his parents and on many reports by NGOs and others speaking of the harmful effects on unaccompanied child refugees generally of separation from their families.
(2) On the other hand, Mr Husain submitted that there was no evidence that making the change which the claimant seeks would have the effects feared by the Secretary of State.
(1) In paragraph 41 of his judgment in AT and AHI v Entry Clearance Officer of Abu Dhabi [2016] UKUT 00227 (IAC) McCloskey J noted that there was no evidence in that case (which was an appeal against the refusal of entry clearance to the mother and brother of an unaccompanied child refugee) underlying the claim that the public interest in the safeguarding of children was engaged by the decisions under appeal.
(2) The only evidence relied on by the Secretary of State in these proceedings was to be found in the responses to the Belgian EMN Request. Mr Husain submitted that they did not support the Secretary of State's position, and further submitted that the responses to the UK EMN Request undermined it.
(3) Mr Husain relied on reports by the UNHCR and others which have considered, inter alia, the reasons why unaccompanied child refugees leave their countries of origin. He submitted that these reports did not support, and indeed undermined, the Secretary of State's position.
(4) I have already referred to: (a) the Chief Inspector's 2020 report, in paragraph 4.4 of which he recommended that the Home Office clarify its position, with supporting evidence, in relation, inter alia, to child sponsors; (b) the Home Office response to that report; and (c) the Chief Inspector's comment that that response "offers no supporting evidence to show that it has either monitored or evaluated the impact of its policies."
(10)(c) Irrationality: The Secretary of State's Case
(1) In her summary grounds of defence, the Secretary of State asserted that the responses to the Belgian EMN Request supported her position. She also said that, if permission to apply for judicial review were granted, she would consider serving evidence. In the event, however, she did not serve any evidence before the hearing.
(2) In her detailed grounds of defence, the Secretary of State again referred to the responses to the Belgian EMN request. She also said as follows:
"The SSHD has explained on numerous occasions, including in Parliament, why she has adopted the policy she has. Plainly, this is not a matter capable of empirical proof; rather, it is a matter of judgment."
(3) At the hearing, Miss Giovanetti placed more reliance on this latter point than on the responses to the Belgian EMN Request.
(4) Since the Secretary of State has, in her written submissions and in her evidence filed after the hearing, adopted the position, which I have accepted, that on no occasion since 2 November 2009 has she given active consideration to changing the Immigration Rules in order to provide a route to family reunion for child refugees, it appears to follow that in fact she has not considered the responses to the Belgian EMN Request, nor any other evidence, as part of an exercise which she has not conducted.
(10)(d) The Responses to the EMN Requests
(1) The Belgian EMN Request only applied to cases where the family had already reached a member state of the EU. It would not have applied, therefore, to the situation of the claimant and his family, who were in Ethiopia when they made their applications. The Secretary of State's concern was not limited to children whose parents were in a member state of the EU.
(2) The Belgian EMN Request concerned applications for asylum. It did not concern the situation of unaccompanied children who had been granted refugee status.
(1) Most states' responses said that they allowed child refugees to sponsor family reunion. That is consistent with the Family Reunification Directive.
(2) Most states' responses said that they could not provide figures. Some (Belgium, Italy, Latvia, Luxembourg, Malta and Poland) indicated that the figures were low, although: Belgium and Norway said that the figures were increasing; Finland described a sharp increase, followed by a reduction after legislative changes were made in 2010; and Sweden said that 3,683 individuals were granted a residence permit in 2017 for family reunification in Sweden where the sponsor was a child.
(1) The statement which the Chief Inspector reported (in paragraph 6.16 of his 2020 Report) the Home Office as making about the responses to the UK EMN Request, namely:
"it was difficult to disaggregate the relative impact of varying pull factors and it was difficult to directly compare other EU country policies on family reunion – other countries vary in their criteria and those who are eligible for refugee family reunion."
(2) The statement in paragraph 4.4 of the Home Office response to the Chief Inspector's 2020 Report that:
"… There is a need to better understand why people choose to travel to the UK after reaching a safe country."
(3) The statement in paragraph 5.01 of the Secretary of State's response to the pre-action protocol letter that:
"… There is a need to better understand why large numbers of unaccompanied minors make often dangerous journeys to the UK, when they should be claiming asylum in the first safe country they reach."
(10)(e) Decision on Ground 3
(1) The United Kingdom is under no treaty obligation to provide such a route.
(2) Nor was the Secretary of State under a statutory obligation to do so.
(3) As the present case illustrates, the Immigration Rules do not totally preclude family reunion for child refugees. Rather, they do not make it as straightforward as it might be.
(4) It is not alleged that the matters relied on as justifying this feature of the Immigration Rules were either irrelevant or incapable in principle of justifying this feature of the Immigration Rules.
(5) Rather, the claimant's contention is that the relevant evidence is so overwhelming that no rational Secretary of State could reach any different conclusion than that contended for by the claimant on the substantive issue, which concerns what the Immigration Rules should provide as to who should be granted leave to enter or remain in the United Kingdom.
(6) Before considering such a contention, the court would normally expect to receive evidence as to the Secretary of State's assessment of the relevant evidence. It is not for the court to decide the substantive issue. The court's function is limited to reviewing the lawfulness of decisions made by the Secretary of State. As to that:
(a) Neither party engaged with the decision taken in 2000 to change the Immigration Rules so as to include the rules which are impugned in this case. It would not be open to me to conclude that that decision was irrational.
(b) Nor was it suggested that any relevant decision was taken between 2000 and 2 November 2009.
(c) As for the period since 2 November 2009, I have found that the Secretary of State did not give active consideration in that period to the possibility of changing the Immigration Rules so as to provide a route to family reunion for child refugees.
(11) Summary