KING'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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PRASHANT SANKAYE |
Appellant |
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THE GENERAL MEDICAL COUNCIL |
Respondent |
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Peter Mant (instructed by GMC Legal) for the Respondent
Hearing date: 3 May 2023
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Crown Copyright ©
The Hon. Mr Justice Bourne :
Introduction
The evidence and submissions below
i. When she entered the ultrasound room, the complainant was comfortable to be left with the appellant and did not think a chaperone was necessary.
ii. However, she did not feel informed as to what to expect, e.g. as to her clothing or her position on the scanning bed.
iii. Before she climbed onto the bed, the appellant undid her dress zip and bra clasp. She thought this was strange as normally a doctor would not do it. He did not ask first and she did not remember him telling her he was going to do this.
iv. He asked her to lie face down on the bed. He started to move the scanning probe around her lower back. He moved her tights and underwear down a little without first telling her he was going to, which made her feel slightly uncomfortable.
v. While some ultrasound gel was on her back, he started to massage around the pain on her lower back.
vi. Then his hands moved inside her dress, around her waist. He then moved further up her back, massaging higher up the spine.
vii. He then asked her to stand up, and pressed her spine from behind while getting her to bend to each side and forwards and backwards.
viii. He then asked her to return to the bed, and put more gel on her back. Her account continued:
"He then continued to massage all of my spine and then he moved one hand under my dress to the front on my stomach, whilst the other hand stayed along my spine. He continued the massage movement on both sides front and back, and started to work his way further up. He got to the upper back and at this point I felt very awkward and uncomfortable as the hand at the front of me was between my breasts and under my bra, which he had previously undone. He did not say anything about his hands needing to be there, or ask prior to moving them there. This made me feel extremely uncomfortable and anxious as I didn't know what was happening behind me due to being face down."
ix. His hands then returned to her lower back, going all the way down to her coccyx which was beneath her tights and underwear, again making her feel uncomfortable.
x. Her account continued:
"He continued again with one hand at the front of me under my dress and one still on my back, and worked his way up again. When at the top of my back with one hand, the other was on my front and slightly more to my right side and was touching my right breast and moving around. I think it was at this point I commented that his hand was on my breast, to which he moved it slightly but said nothing and continued to massage. Whilst continuing he then moved it more to my breast again."
xi. Just then, Ms Bamrah came in. When the door opened, the appellant quickly moved away from the complainant which made her more suspicious. Ms Bamrah asked if she was all right and she felt she had no choice but to say yes. When she left, the appellant started touching her back again at which point she said the pain was better and sat up as if ready to leave.
xii. She was struggling to do her bra up from behind. The appellant came and did it for her, and zipped her dress up. This also made her feel awkward and uncomfortable.
xiii. They went to the reporting room where Ms Bamrah asked questions about the proposed MRI scan, including whether she had any metal such as piercings. The appellant was going to say something but stopped. When Ms Bamrah left the room, he told the complainant that she would need to remove her nipple piercing. She says that he could only have known about that piercing by feeling it when he touched her breast.
xiv. The appellant knew she should say something immediately so she hung around and took the opportunity to speak to Ms Bamrah. She "said straight away he had touched my breast and I started to cry".
xv. She contacted a manager the next day, leading to a meeting on 23 July.
"… movements of the hand, so one on the front of me and one on the back of me, so as the hand was pressing along my spine, the hand on the front was moving up as well with it. When it got to the top, because my bra had been undone, that had moved higher up so his hand was to start with initially just flat in the middle of my breast and then moved up and down. Then he went up again and I commented that his hand was on my breast, but he didn't react shocked as in, 'Oh, I'm really sorry! That's not meant to happen.' He just moved down slightly, carried on the assessment again and then moved his hand up, but this time it was more to the right-hand side, so although it wasn't cupping it, his hand was still over it".
i. He explained that the complainant's dress and bra would need to be undone. She agreed to him undoing both, because the dress zip was behind her and she could only undo the bra herself by moving the clasp from her back to her front.
ii. As per his usual practice for musculoskeletal issues, he then conducted a physical examination of the area prior to carrying out the scan. He wanted to clarify exactly which areas needed to be scanned, so he palpated along the spine to check for tender points.
iii. He asked her to do extension and lateral flexions on both sides while standing in order to understand whether any particular points were painful or tender.
iv. He then asked her to lie prone on the couch for the scan. To protect her clothing from gel and for privacy, he believed he first tucked protective paper into the top of her leggings or tights, moving these slightly downwards as they were over her coccyx. He did not remember feeling or seeing her underwear in this process.
v. He applied gel along the entire spine. He pressed quite hard with both thumbs on her spinous process and facet joints to see if there was any symmetrical pain or swelling, moving his hands from the upper spine to the lower spine.
vi. He then scanned her back with the ultrasound probe. This involved pressing with a certain amount of pressure with his thumbs and then with the probe in each area from the mid-cervical, down to the thoracic, lumbar, sacrum and sacroiliac joints. During the whole examination and scan, the extent of his touching extended only to her back and flanks.
vii. There was no touching of the front of her body, the abdomen and certainly not of her chest and breasts. It would have been very difficult to reach the front of her body while she was lying on her front, requiring her or him to lift up the front of her body while she was lying down.
viii. It is likely that he may have needed to put his hand and the probe underneath the elastic band at the back of the clothing, in order to reach her lower back, but if this happened it would have been only very slightly inside the clothing. The probe and his hand always remained above the level of protective paper that was tucked into her tights. The procedure was unremarkable and he did not get any sense that she was distressed, anxious or uncomfortable.
ix. Towards the end of the scan Ms Bamrah came in and asked if they were all right, they both said yes and she left again.
x. As he was washing his hands the complainant, who was adjusting her clothing, asked if he could help her do up her dress zip and bra clasp (for the same reason as before).
xi. They left the room together. He filled in a form for an MRI scan and then asked her to fill in her details. Ms Bamrah advised the complainant that she would need to remove any metal, including a navel piercing, and he reiterated that any piercings would need to be removed. He did not remember mentioning any specific piercing.
xii. On his way home, he sent the complainant a text saying she did not believe she had major issues with her back and suggesting the use of analgesic gels, and she sent a matter-of-fact response.
xiii. She did not communicate any problem to him.
xiv. On Wednesday 22 July he noticed that her MRI form was not in his reporting pile. He sent a text asking her when the MRI was happening but she did not reply.
xv. The first he heard of the complaint was a call from the Medical Director on Friday 24 July 2020.
"DR MITCHELL: I just wondered if I could ask you, firstly, picking up on what my colleague was saying, you used the term 'mirroring' the two hands together mirroring one another, moving up your body.A Yes.
Q You were lying flat at the time on the couch.
A Yes.
Q It's truly quite awkward, isn't it, if you are lying on that hand, for the hand to be moving up. How did that happen?
A Sorry, it wasn't a smooth movement, which is why I described it as sort of a massage movement, because his hands were having to move in order to get up the body."
i. The appellant was probably wearing gloves but the complainant did not mention this.
ii. The appellant's account of a standing followed by a prone examination was more in line with what would be routine than her description of lying, then standing then lying again.
iii. Although it would be difficult to keep the palpated area free of ultrasound gel, no gel was described on her clothes or her front.
iv. There were some inconsistencies.
v. Inserting his forearm so that his left hand reached her right breast would have been awkward in the confined space and would have stretched her dress, but she gives no sense of this.
"We agree, based on our experience of carrying out ultrasound examination of patients prone on an ultrasound couch, that it is physically difficult, but not impossible, to insert the examiner's hand and forearm underneath the chest of a patient lying face down."
"Q The weight of her upon - the pressure upon that couch would have increased, wouldn't it, if any palpation or pressure was put upon the spine by the clinician?A Yes.
Q You agree?
A Yes.
Q That would have had the impact of pushing her more into it?
A Yes.
Q Do you accept that it would be quite difficult in those circumstances for any human, or any doctor, to put their hand underneath the torso of that patient as they were pushed into the couch?
A I and Dr McNally agree on this point that it's difficult, almost impossible. We did agree."
"Q Finally, Dr McNally, for my purposes, the last matter I touched upon with Dr Emberton was the unlikelihood of a clinician being able to put their hand and freely move it around underneath the body of a patient who's face down on a couch being manipulated and pressured from move. Do you maintain the observations within the joint report and, indeed, in your report to that extent? To that matter?A Yes, I think that would be extremely difficult without a lot of discomfort.
Q Why in your view do you say 'extremely difficult'?
A Well, I know from trying to assist patients who are in some way disabled, trying to help them up or around an ultrasound examination couch, that there is very limited ability to get your hand underneath without some assistance from the patient if they're able to give it. It's a very - well it's a closed space essentially and if you were to force your hand in it would be very uncomfortable for the patient. I don't think it would be very easy to move your hand around once you'd managed to achieve even getting your hand in in the first place. I just - it's a very tight space and it would be uncomfortable if not painful for the patient."
"Now, I showed on the spine when you are pressing it's literally a good pressure because spine is a deep, and you have to press it hard, and it puts a pressure on the patient. If patient is not looking or anything, patient might think that someone is pressing on her, and that can be a misbelief."
"Q So could it be that when you were in the chest area, your fingers might have been curved around? Is that possible?A Miss, you know, everything is possible. But you know, it's like this much, like yes, it can be physically possible, but I don't remember intentionally honestly doing that, or anything like that.
Q Okay. So it is possible that your fingers, while you were examining the back, might have strayed around the side of her body?
A Miss, I honestly don't recall that. But if you're saying, like, every one's patient, every patient and everyone's patient, and how they lie down is different.
Q Yes.
A So when you are going, you can touch. Honestly, breast covers from here, to here, to back, like trapezius. So you can anatomically say I can be on the breast. I'm not denying that, but that's like here.
Q Yes.
A It's not like from front."
"She forgets entire conversations about her clothing. For instance, she forgets that it was she who had asked the doctor to undo her clothes and do them up again at the end. She misinterprets his palpating of her spine for an extensive back massage. She imagines his hands going under her body. She wrongly feels one hand on her back moving in parallel with the hand underneath. She thinks his left hand touches her breast twice, when in fact it is nowhere near her breast at all. She says in that statement she told him his hand was on her breast but either has misremembered that or said it so quietly that it wasn't heard by the doctor. Finally, she misremembers mishears or misunderstands his comment about nipple piercing when they are alone filling out the MRI form."
"It is not about someone lying or someone telling the truth. It is about whether someone could be genuinely mistaken. Has Patient A made a mistake when she alleges that Dr Sankaye touched her breast on two occasions by placing his hand under her chest as she described? It was never suggested by the doctor, notwithstanding repeated questions and invitations, to speculate or comment, which ultimately drew an objection from myself, but it was never suggested by the doctor that this was a manifest lie. It was always his case that this is one of a mistake."
"Don't speculate. Would she have arched her back to have given access the second time? That's not speculation. Her evidence is she was lying prone. There is no suggestion in the evidence that she raised her back at all. In the absence of that, it is not possible for the breasts to have been touched without causing great pain because of the Chinese burn aspect, I suppose, and moving the hand up the body, skin on skin. It just couldn't have happened in the way she has described."
The tribunal's decision
i. It made no finding against the appellant in respect of not offering the complainant a chaperone or the alternative of wearing a gown as these were not needed or appropriate.
ii. There was a clinical justification for the appellant undoing the complainant's dress and bra and for touching the complainant's back, flanks, hips and waist as part of the examination.
iii. There was no sexual motivation for those acts.
iv. There was a failure to obtain consent to those acts. Undoing the complainant's bra, being an "intimate interaction", without consent amounted to misconduct.
v. The remainder of those acts did not amount to misconduct.
vi. The complainant accepted that she may have asked the appellant to help her to do up her dress and her bra after the examination, so a lack of consent to those acts was not proved and there was no misconduct.
"37. The Tribunal accepts that there are minor inconsistencies in Patient A's statement to the Centre, to the GMC and her interview notes from the Centre regarding the number of times Dr Sankaye had touched her breast and the orientation of Dr Sankaye's hand when he touched her breast. Patient A may not be able to remember everything that happened during the incident particularly in respect of whether the gel was wiped off or present on her clothing after the consultation. The Tribunal found that Patient A was prepared to accept that there may have been gaps in her evidence and that there were minor details she could not remember. However, despite the inconsistencies, she was clear, across all of her evidence, that Dr Sankaye had touched the front of her body and her right breast with his left hand on at least two occasions. The Tribunal are not satisfied that she is mistaken in respect of this."
"40. Dr Sankaye does not suggest that Patient A is lying but that she is mistaken about him touching her breast with his left hand. Dr Sankaye was unable to offer an alternative explanation but consistently stated that he did not touch her breast, that she was mistaken and that it would have been physically very difficult to touch her as she had described."
"41. The Tribunal considered the description of the incident as described by Patient A that Dr Sankaye had reached underneath her with his hand and touched in between her breasts with his palm and touched her right breast with his fingers. She accepted that she was not able to see this but was clear in her evidence, both written and oral, that his hand was present on her stomach and right breast. The Tribunal considered all of the evidence, including the evidence by both Patient A and the Doctor closer in time to the incident. The Tribunal was satisfied that the evidence given by Patient A regarding the position of Dr Sankaye's left hand during the physical examination was credible and consistent and that she was not mistaken in respect of this.42. The Tribunal considered the opinion of both experts, which was an agreed opinion, that there was not a clinical explanation for a physical examination of the front of Patient A's Body or her breast in a spinal examination.
43. Accordingly, on the balance of probabilities, the Tribunal determined and found paragraph 1(e) of the Allegation proved."
The grounds of appeal
i. The tribunal gave no or no adequate reasons for concluding that the complainant was not mistaken and for not accepting the appellant's evidence.
ii. The tribunal wrongly attached weight to the early making and consistent nature of the complainant's complaint, in a case where the issue was not her truthfulness but whether she was mistaken.
iii. The tribunal wrongly put the burden on the appellant to satisfy it that the complainant was mistaken.
iv. The tribunal wrongly concluded that the appellant "was unable to offer an alternative explanation" for her belief, when he had done so.
v. The tribunal did not adequately consider the expert evidence as to the difficulty of the manoeuvre of inserting a hand beneath the chest of a prone patient.
vi. The tribunal failed to identify the evidence that persuaded it that sexually motivated touching had taken place.
The parties' submissions
Discussion
"55. For my part, I have no difficulty in concluding that, in straightforward cases, setting out the facts to be proved (as is the present practice of the GMC) and finding them proved or not proved will generally be sufficient both to demonstrate to the parties why they won or lost and to explain to any appellate tribunal the facts found. In most cases, particularly those concerned with comparatively simple conflicts of factual evidence, it will be obvious whose evidence has been rejected and why. In that regard, I echo and respectfully endorse the observations of Sir Mark Potter.56. When, however, the case is not straightforward and can properly be described as exceptional, the position is and will be different. Thus, although it is said that this case is no more than a simple issue of fact (namely, did Dr Southall use the words set out in the charge?), the true picture is far more complex. … I am not suggesting that a lengthy judgment was required but, in the circumstances of this case, a few sentences dealing with the salient issues was essential: this was an exceptional case and, I have no doubt, perceived to be so by the GMC, Dr Southall and the panel."
i. As I have said, the tribunal did give adequate reasons for concluding that the complainant was not mistaken and for not accepting the appellant's evidence.
ii. The tribunal may not entirely have appreciated that the early making and consistent nature of the complaint were more relevant to honesty than to the issue of mistake. However, even if honesty was not challenged, it was still a matter about which the tribunal was required to be satisfied, and that may explain the references to these points. But even if the importance of those points was overstated, I do not consider that to be capable of undermining the tribunal's acceptance that, rather than making a bizarre sequence of mistakes, the complainant had experienced what she claimed to have experienced.
iii. Read as a whole, the determination clearly shows that there was no error as to the burden of proof. In any event, the tribunal reached a clear decision on the merits. This is not a case where an issue was evenly balanced and the burden of proof was decisive.
iv. I do not consider that the tribunal was wrong about the lack of an alternative explanation. In his evidence the appellant was persuaded to comment on possible explanations but showed no wish to advance one, or at best advanced an explanation which was not credible i.e. the possibility that the complainant perceived a hand above her body as a hand beneath her body.
v. Although it would have been better for the tribunal to say more about the expert evidence, it showed that it had the difficulty of the alleged manoeuvre in mind. In the end it accepted that the complainant was not mistaken when she said that the difficult but possible manoeuvre had happened.
vi. The tribunal did identify the key evidence, which was the complainant's evidence of what had happened.
Conclusion