QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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KAROLY MAROSAN |
Appellant |
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COURT OF CLUJ-NAPOCA (ROMANIA) |
Respondent |
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Hannah Burton (instructed by Crown Prosecution Service) for the Respondent
Hearing date: 16/11/21
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Crown Copyright ©
MR JUSTICE FORDHAM:
Introduction
Where the requested person was previously detained for a period on "dual" remand both (a) in relation to the extradition Arrest Warrant and (b) in relation to a domestic (UK) criminal investigation and where that period has not subsequently been treated as 'time served' for the purposes of a domestic (UK) criminal sentence, should an executing (UK) court in considering the Article 8 ECHR proportionality of extradition treat the period as qualifying remand deductible under Article 26 of the EU Framework Decision?
This was the question of law which this Court (King J) left open in Petkowski v Poland [2013] EWHC 4709 (Admin) at §27. That was a case where disposal of the appeal did not turn on resolving the question. In the present case, as is common ground, I must determine the issue. Mr Tinsley's primary argument for the Appellant is that the answer to the question of law is: "yes". Ms Burton's argument for the Respondent is that the answer is "yes, but only if the issuing state authorities have said so clearly, this being a question of application of Article 26(1) for those authorities".
Article 3 ECHR (prison conditions) is stayed
Qualifying remand and Article 26
(1) The issuing Member State shall deduct all periods of detention arising from the execution of a European arrest warrant from the total period of detention to be served in the issuing Member State as a result of a custodial sentence or detention order being passed.
(2) To that end, all information concerning the duration of the detention of the requested person on the basis of the European arrest warrant shall be transmitted by the executing judicial authority or the central authority designated under Article 7 to the issuing judicial authority at the time of surrender.
In this case, the "issuing" state is Romania. The "executing" state is the UK.
Directing a rolled-up hearing
The central dispute
What if the Appellant is 9 weeks short?
The 9 weeks of "dual" remand
The common ground in Orsos
The further information
"We hereby confirm that the Romanian authorities will treat the whole time spent on remand since 16 November 2019 as time served, pursuant to Article 26 of the Framework Decision, as long as the time spent by [the Appellant] on remand was based on the [EAW]".
I interpose that the phrase "based on the [EAW]" reflects the transmittable information from the UK as executing judicial authority at the time of an extradition surrender pursuant to Article 26(2) ("all information concerning the duration of the detention of the requested person on the basis of the [EAW]"). The second statement is this (emphasis added):
As regards the 68 days in custody in respect of an offence committed in United Kingdom, they may be taken into account and deducted from the sentence of two years' imprisonment which is the subject of the present case only in so far as the judgment of the English authorities will be recognised in Romania.
The second statement has been characterised by both Counsel in their skeleton arguments as being unclear. I was told that clarification been sought by the Respondent. No party asked me to adjourn the hearing pending receipt of any clarification; nor did I consider it necessary or appropriate to do so. Mr Tinsley says that "the judgment of the English authorities" must be a reference to this court's judgment. Mr Burton submitted that it could be a reference to a domestic (UK) sentencing decision.
Two questions of principle
Two answers
Authorities: three scenarios
i) The first scenario is this. A requested person may already be serving a domestic (UK) custodial sentence at the time when they are also arrested on an EAW. After arrest on the EAW the requested person is detained on a "dual" basis: serving the custodial sentence imposed by the UK court; and on remand by reason of execution of the EAW. This was the factual scenario which faced the Divisional Court in Newman v Poland [2012] EWHC 2931 (Admin): see §4. That Court rejected the argument "that if the requested person is in custody serving a separate United Kingdom sentence and is contemporaneously detained under a [EAW] to await the extradition, the time spent counts for the purposes of Article 26. This was also evidently the factual scenario in Rzeczkowski v Poland [2011] EWHC 1698 (Admin), a judgment from which the full and precise chronology is not apparent, but where the appellant was on extradition remand having been "sentenced last year to a period of three months imprisonment" (§2), suggesting a UK custodial sentence overlapping with extradition remand. In this first scenario the "dual" remand does not count as qualifying remand for Article 26 purposes.
ii) The second scenario is this. A requested person may have served a period of remand in relation to a domestic (UK) alleged crime, at the same time as being on remand in the execution of an EAW, but where the sentence of the UK court has subsequently treated as "time served" that period of dual remand. That is the position in the present case as regards the "one day" of remand, deemed as the sentence for the theft of the bicycle. That was the factual scenario in Berk v Poland [2009] EWHC 3583 (Admin). There, the Appellant was arrested for a domestic (UK) offence and subsequently "was remanded in custody in respect of that alleged offence but also remanded in custody in consequence of her pending extradition" (see §4). She then received a domestic (UK) custodial sentence, the period of "dual" remand being treated as relevant for the purposes of calculating the release date. The dates were as follows: four months of "dual" remand (November 2007 to March 2008) together with a further 11 months post-sentence (to February 2009) constituted the 15 month half-way early release date in the context of a 30 month UK prison sentence (see §§4-5). In that factual context, the Court treated only the period after February 2009 as Article 26 qualifying remand, emphasising that the Article 26(1) deduction exercise was a matter for the issuing member state (Poland): see §§16-17. In this second scenario the "dual" remand is not Article 26 qualifying remand.
iii) The third scenario is this. A requested person may serve a period of "dual" remand in the execution of an EAW, and simultaneously in relation to the investigation or prosecution for a domestic (UK) criminal offence but where the remand period does not subsequently count as "time served" in relation to any sentence of UK custody. That was said to be the position in Petkowski: see §27. There, the domestic alleged offence had resulted not in a custodial sentence but rather in a "discharge" on "no evidence" being offered by the CPS (see §27). In fact, in that case, the argument based on proportionality or abuse of process arising from qualifying remand and Article 26 could not succeed. That was because the "dual" remand was insufficient to 'cross the line', unless there was also a substantial period of time served in Poland. The Court did not have a reliable picture as to what period of custody had indeed been served in Poland before the requested person had come to the United Kingdom (§18). Moreover, there was held to be no onus on the Respondent to provide that information (§21). Having concluded that the Article 8 proportionality argument could not for that reason succeed, the Court went on to explain that it was "not making any finding", on the material before it, as to whether remand in execution of the EAW would not fall to be deducted under Article 26 (see §27). The judge said this: "It is not clear to me whether the period of detention spent between February and 17 May of this year was in fact arising from the execution of the arrest warrant, or was pursuant to a domestic offence of burglary upon which [the appellant] had been arrested and upon which on 17 May he was discharged on no evidence being offered". The question presented by this third scenario was left unanswered in that case. It is the question which arises squarely in the present case.
It follows, as can be seen from this description of the caselaw, that there is no authority which determines the issue arising on the present appeal.
i) The first step is that remand is not capable of being qualifying remand deductible under Article 26 unless it is a period of detention "arising from the execution of a [EAW]" (Article 26(1)), which in my judgment is in substance synonymous with detention "on the basis of the [EAW]" (Article 26(2)). The starting point is therefore to ask whether at a relevant time the requested person was being detained "arising from the execution of" the EAW or put another way "on the basis of" the EAW. Once the individual has been arrested in execution of the EAW, their status will either be that they are detained (on remand) in conjunction with the EAW, or that they are on bail in conjunction with the EAW. Bail may be revoked in the extradition proceedings if the individual is arrested and remanded on a domestic (UK) alleged offence: that was the position in Berk at §4. That is the principled starting-point.
ii) The next question having identified whether remand is capable of being Article 26 qualifying remand is to consider whether the period remains deductible having regard to the object and purpose of Article 26. The autonomous interpretation of Article 26 must be derived having regard to its context and objectives (JZ at §37). That involves an assessment of the nature and quality of the period at the time when the question of ordering extradition arises. The answer may depend on what has happened to the period of remand or any part of it and whether it has been deployed and become subsumed within a domestic sentence of custody. The period of extradition remand may, from the time when it was first being served, already have clearly formed part of a domestic custodial sentence: that was the first scenario position in Newman and Rzeczkowski. Alternatively, by the time the relevant court is considering the question of qualifying remand, the relevant period has been relied upon and included within a domestic sentence of custody as 'time served'. That was the second scenario position in Berk.
iii) It would constitute obvious 'double counting' if the requested person were able to rely on a period during which they were on remand in relation to extradition, in circumstances where that same period of custody was always or has become subsumed as part of a custodial sentence being served for a domestic crime. Putting this in principled terms, to allow the "dual" custody to be deducted under Article 26 would not promote the purpose of Article 26, as recognised by the Luxembourg Court in JZ at §42. As the Luxembourg Court explained:
the objective pursued by Article 26(1) is designed to meet the general objective of respecting fundamental rights , by preserving the right to liberty of the person concerned and the practical effect of the principle of proportionality in the application of penalties.
This principle of proportionality in the application of penalties is the key which unlocks Article 26 for the purposes of the question in this case. To allow "double counting" of a period which serves as part of a domestic criminal sentence would not promote, but would serve to undermine and defeat, that principled objective.
iv) The operation of a principled exclusion of "double counting" can be seen by taking another example. Suppose a case involving multiple EAWs, where the same requested person is formally arrested on more than one of them. That is a form of "dual" remand. Suppose the period of "dual" remand has arrived at 12 months. Suppose there are two separate and self-standing conviction EAWs, each referable to separate and self-standing criminal conduct, each having attracted a period of 12 months' custody. The EAWs are cumulative in effect. The requested person is wanted to serve 24 months in aggregate. Plainly, the requested person would be entitled to have the 12 months deducted pursuant to Article 26, but not in relation to both EAWs simultaneously. It would be one or the other. This is to avoid "double counting". Again, the principled objective of Article 26 identified clearly by the Luxembourg Court would not be promoted but would be undermined by "double counting". Once the remand period has changed its nature and quality, by reason of its deployment, it ceases to be deductible as qualifying remand.
i) It is true that Article 26(1) is directed at the Romanian authorities, as the "issuing" state. That point was as Ms Burton emphasised and as I have mentioned above made by the Court in Berk at §17, a passage cited in Petkowski at §27, and in Newman at §17. It is the Romanian authorities who have the Article 26(1) obligation to deduct all periods of detention arising from the execution of an EAW from the total period of detention to be served in Romania.
ii) On the other hand, the mandatory duty to deduct "all periods of detention arising from the execution of a [EAW)" is an obligation to apply a provision of an instrument having an autonomous meaning. That is the point explained in JZ at §35. That, as I see it, is what the Courts were doing in the first scenario cases, where they answered the Article 26 question straightforwardly, without deferring to any judgment from the issuing state authorities.
iii) Furthermore, the duty of the issuing member state (ie. Article 26(1)) is accompanied by a duty on the "executing" judicial authority (or its designated central authority) (ie. Article 26(2)) to transmit the relevant information concerning duration of the "detention of the requested person on the basis of the [EAW]". That suggests the executing authority needs itself to address what it is looking for, in providing that information.
iv) Next, it is well established that the Article 8 proportionality exercise conducted by the "executing" state's court involves consideration of the position so far as Article 26 qualifying remand is concerned. It would be most odd, given that position, if it were an impermissible act of 'trespass' for this Court to grapple with the true meaning of Article 26 in the present context. In principle, I do not see that there is any act of 'trespass'.
v) The interpretation which I have identified is, in my judgment, addressing what is properly a question of interpretation, rather than of application, still less of the margin of 'generosity'. I cannot accept Ms Burton's submission that the correct interpretation is that deductibility depends, not on autonomous meaning in light of the wording, context and objective of Article 26, but on awaiting a clear statement of a 'judgment call' under the domestic law or policy of the issuing state.
i) I agree with both counsel that the further information of 27 October 2021 lacks clarity in relation to its second statement. I must make the best sense of it, in the context and circumstances of this case. In my judgment the position is as follows. The first statement confirms that the whole period will be deducted pursuant to Article 26 "as long as the time spent by [the Appellant] on remand was based on the [EAW]". The second statement says that the deduction of the 9 week (68 day) component will take place "only in so far as the judgment of the English authorities will be recognised in Romania". Putting those two statements together, in my judgment, the Respondent is looking to this Court to identify the correct characterisation of the period spent by the Appellant on remand. The Respondent is looking for a "judgment of the English authorities". As I read the phrase "the judgment of the English authorities will be recognised in Romania", this is in the nature of a reassuring statement that there will be recognition. If the judgment of the relevant English authorities is that the 68 days does not stand to be deducted then they would not be deducted. Thus deductibility is "only insofar as" has been identified in the "judgment of the English authorities", which "will be recognised in Romania". Anything else is utterly opaque, and unhelpful and would not have provided any clarity. There is no suggestion in the second statement that there could be a "judgment of the English authorities" on this point which would not be "recognised in Romania". Were that the position it would have been very easy to say so. I cannot accept Ms Burton's suggestion that the "judgment of the English authorities" is a reference to a UK sentencing court. That would be a baffling thing to be saying in the context of the present case. The further information was surely intended to say something helpful, and meaningful. I think it did.
ii) But there is a further point, concerning the special features of the present case. In the present case there is no question of the Appellant being extradited at this point to Romania. That is because of the extant Article 3 ECHR point and the stay pending test cases. The Appellant has remained on remand and stands to continue to be on remand. The 'bright line' will necessarily be crossed while the Appellant is in this jurisdiction and detained. It will either be crossed today or in some 9 weeks' time. In these circumstances it is not only appropriate, but it is inescapable, in my judgment, that in the particular circumstances of the present case this Court should grasp the nettle as regards Article 26. There is no question of this court 'waving the Appellant off to Romania' for the Romanian courts to determine whether a further 9 weeks need to be served. I accept that if the question of deductibility in this case were purely one for the margin of 'generosity' within the 'ceiling' allowed by Article 26, this Court would need to sit and wait until a clear statement of a legal or policy position taken by the Respondent had been communicated.
In my judgment, it is this Court which must grapple with Article 26, applying the principled approach to liberty and proportionality described by the Luxembourg court in JZ at §42.
Conclusion