QUEEN'S BENCH DIVISION
DIVISIONAL COURT
Strand, London, WC2A 2LL |
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B e f o r e :
and
MR JUSTICE SAINI
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ROYAL MAIL GROUP LIMITED |
Appellant |
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- and - |
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RICHARD WATSON |
Respondent |
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Simon Spence QC and Matthew Edwards (instructed by Barricella Hughes Marchant Solicitors) for the Respondent
Hearing date: 20 July 2021
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Crown Copyright ©
Lady Justice Carr:
Introduction
"1. In circumstances where a postal worker fails to use a postal stick and in consequence of this failure places his or her fingers into a property, does this amount to trespass?
2. In the circumstances set out above, was I correct to apply the "Householder" defence in accordance with sections 3(1A) and 3(1B) of the 1991 Act as amended?
3. In the event that the answers to questions 1 and 2 above are No, was I correct in finding that the postal worker must have used "due diligence" in establishing if a dog was present in the house before inserting his fingers through the letter box or is the offence one of strict liability?"
The findings below
i) The dog barked;
ii) Mr Murrell placed his finger through the letter box of Mr Watson's home;
iii) Mr Murrell possessed but did not use a postal peg (also referred to as a posting stick);
iv) The Royal Mail requires postal workers to use a postal peg when posting mail into homes where dogs are present;
v) The dog bit Mr Murrell's finger.
i) That Mr Murrell did not use due diligence. In failing to use a postal peg, he committed a trespass by putting his fingers into the property. His finger was inside the folded paper which was posted through the letter box;
ii) Mr Watson was afforded a defence by virtue of that trespass;
iii) Mr Murrell was aware of the dog;
iv) Had Mr Murrell used the postal peg, he would not have committed a trespass. The trespass was committed because the property owner's consent to the delivery of mail relied upon postal workers using due diligence, not placing themselves at risk which inevitably places the householder at risk of prosecution. By placing his finger in the house, the postal worker placed himself at risk and the homeowner of prosecution.
The parties' respective positions
i) The householder defence does not apply. Putting fingers through a letter box does not amount to a trespass. The presence of a letter box is a clear indication of an implied permission to approach the door and place items through it, including fingers to aid the process. There is no "material, rational difference" between putting fingers and a postal peg through a letter box, or any proper basis on which to conclude that the licence to access the letter box was limited to use by a postal worker of a postal peg;
ii) There is no defence of "due diligence" either expressly or impliedly in s. 3.
i) What is trespass for the purpose of burglary suffices for the purpose of the 1991 Act "on the basis of consistency across the criminal law". Reference is made to R v Jones and Smith [1976] 3 All ER 54 ("Jones") where it was stated (at 675D-E) that:
"a person is a trespasser for the purpose of s. 9(1)(b) of the Theft Act 1968 if he enters the premises of another knowing that he is entering in excess of the permission that has been given to him to enter, providing the facts are known to the accused which enable him to realise that he is acting in excess of the permission given or that he is acting recklessly as to whether he exceeds that permission, then that is sufficient for the jury to decide that he is in fact a trespasser."
ii) No householder would give permission for anyone delivering letters or leaflets to put hands or fingers through an open window or any aperture if there was a dog present, because of the inherent risk attached. Here Mr Murrell knew that there was a dog present, had a postal peg but was disinclined to use it and posted a note with his hand. He was therefore reckless as to whether or not Mr Watson would have consented to such a delivery method and so was a trespasser;
iii) The issue of "due diligence" goes to causation as addressed in R v Robinson-Pierre [2013] EWCA Civ 2396 ("Robinson-Pierre") and Royal Mail v Jake Goddard (29 May 2020, unreported) ("Goddard"). The prohibited state of affairs did not arise until Mr Murrell put his hand through the letter box. In doing so he failed to exercise due diligence: he knew a dog was present, he declined to use the postal peg that he had been trained to use. This was an action over which Mr Watson had no control and which he had no power to prevent. This therefore was a situation of third party intervention. To deny a defence on the basis of strict liability would place an "intolerable" burden on householders and their insurers and potentially have animal welfare implications. It would be unusual, if not inconsistent, with the criminal law: strict liability offences are often summary and carry financial penalties only, in contrast to offences under s. 3 (which carry a sentence of up to 5 years' imprisonment on conviction on indictment for an aggravated offence).
i) The presumption that a dog was dangerously out of control because it caused an injury is rebuttable;
ii) Here, the facts can rebut the presumption and thus the acquittal can be upheld on that basis (even if not argued below – see Whitehead v Haines [1965] 1 QB 200 ("Whitehead");
iii) Anyone who exercises permission to enter another's property can become a trespasser if they act recklessly in exceeding that permission;
iv) Here Mr Murrell acted recklessly and so was a trespasser;
v) Mr Murrell's failure to exercise due diligence in his duties amounted to a third party action beyond Mr Watson's control. The answer to question 3 should be "yes".
The legislative framework and relevant authorities
"An Act to prohibit persons from having in their possession or custody dogs belonging to types bred for fighting; to impose restrictions in respect of such dogs pending the coming into force of the prohibition; to enable restrictions to be imposed in relation to other types of dog which present as serious danger to the public; to make further provision for securing that dogs are kept under proper controls; and for connected purposes."
"(1) If a dog is dangerously out of control in any place in England or Wales (whether or not a public place)-
(a) the owner; and
(b) if different, the person for the time being in charge of the dog,
is guilty of an offence, or, if the dog while so out of control, injures any person…an aggravated offence, under this subsection.
(1A) A person ("D") is not guilty of an offence under subsection (1) in a case which is a householder case.
(1B) For the purposes of subsection (1A) "a householder case" is a case where-
the dog is dangerously out of control while in or partly in a building, or part of a building that is a dwelling or is forces accommodation (or is both), and
at that time-
the person in relation to whom the dog is dangerously out of control ("V") is in, or is entering, the building or part as a trespasser, or
D (if present at that time) believed V to be in, or entering, the building or part as a trespasser…
In proceedings for an offence under subsection (1) above against a person who is the owner of a dog but was not at the material time in the charge of it, it shall be a defence for the accused to prove that the dog was at the material time in the charge of a person whom he reasonably believed to be a fit and property person to be in charge of it."
"For the purposes of this Act, a dog shall be regarded as dangerously out of control on any occasion on which there are grounds for reasonable apprehension that it will injure any person…, whether or not it actually does so…"
"On the face of it, therefore, when the words "dangerously out of control" are encountered in section 3(1) of the Act of 1991, one turns to section 10(3) to find out what they mean…Accordingly, it would seem that this Act, by section 3(1) imposes strict liability on the owners of dogs of all sorts which are in public places and are dangerously out of control within the meaning of section 10(3) which, on the face of it, imposes or sets an objective standard of reasonable apprehension, not related to the state of mind of the dog owner."
"Accordingly, we come to the conclusion that the terms of the statute in section 3(1) do have to be read in the way that we indicated at the start of this judgment. In other words, when one encounters the words in section 3(1) - "dangerously out of control" - one applies the meaning which is set out in section 10(3) and that means, in effect, that if a dog is in a public place, if the person accused is shown to be the owner of the dog, if the dog is dangerously out of control in the sense that the dog is shown to be acting in a way that gives grounds for reasonable apprehension that it would injure anyone, liability follows. Of course, if injury does result then, on the face of it, there must have been, immediately before the injury resulted, grounds for reasonable apprehension that injury would occur."
(emphasis added)
"..if there is a bite without reasonable apprehension immediately before that, the use of the word "any occasion" is sufficient to impose a liability because there are grounds thereafter for reasonable apprehension that it will injure some other person."
"I have some difficulty with Kennedy LJ's proposition…that if there is injury there must have been immediately before it grounds for reasonable apprehension of it. Depending on the circumstances, the time for apprehension, even by the notional reasonable bystander, may be so minimal as for practical purposes to be non-existent. The notion of reasonable apprehension of injury before it occurs in such circumstances, is artificial and the Court should strain against adding that unhappy element to an already difficult statutory formulation. It seems to me that Kennedy LJ in that passage was unnecessarily focusing on the injury as if it were the necessary culmination and demonstration of anterior reasonable apprehension of injury. In my view, there is no need for such an approach. The act of a dog causing an injury, a bite or otherwise, is itself capable of being conduct giving grounds for reasonable apprehension of an injury."
"There has been urged upon us in the course of argument the problems which are likely to arise from this interpretation. We give full weight to them. It is urged that an owner may have no realisation that his dog is liable to behave in a way which will cause injury to anyone until, for example, a child pokes the dog with a stick and the dog reacts. That, indeed, may be the case. But it seems to us that Parliament was entitled to do what in this piece of legislation we find that it has done, namely to put the onus on the owner to ensure, if that is likely to happen, that he takes steps which are effective to ensure that it does not, either by keeping the dog on a lead or keeping the child away from the dog or whatever may be appropriate in the circumstances."
(emphasis added)
"….On analysis of section 3, we do not consider that it was Parliament's intention to create an offence without regard to the ability of the owner (or someone to whom he had entrusted responsibility) to take and keep control of the dog. There must, in our view, be some causal connection between having charge of the dog and the prohibited state of affairs that has arisen. In our view, section 3(1) requires proof by the prosecution of an act or omission of the defendant (with or without fault) that to some (more than minimal) degree caused or permitted the prohibited state of affairs to come about."
"There is no doubt that the dog that bit Mr Burrows was dangerously out of control. The dog was dangerously out of control within 108 Kings Road. This was the prohibited state of affairs. This was due to the act of Jake Goddard as the dog's owner i.e. leaving the house with the dog inside. No doubt the provision in section 3(1) was extended to encompass dogs within a private place to cater for cases in which a dog caused injury to a visitor. There have been notorious instances of young children being attacked when visiting the home of a relative or friend. In such a factual situation all that the prosecution would have to prove would be that the dog was dangerously out of control and that the owner had the dog on the premises in circumstances which allowed the dog to attack the child…However, the extension of section 3(1) must apply equally to any situation in which the householder defence does not arise. Whether it is a postman or someone putting a free newspaper or someone distributing leaflets of whatever kind, there will be occasions when a person goes to a house and uses the letter box in a way that, for a short time, exposes their fingers to a dog within the building. Before the judge in the Crown Court it was conceded that such a person is not a trespasser. That concession was properly made[2]. If such a person is bitten by a dog within the house, that dog will be dangerously out of control…."
(emphasis added)
Discussion and analysis
i) Does a postal worker who puts their fingers through the letter box of a private property in order to push letters in thereby act as a trespasser (questions 1 and 2)?
ii) Is a defence available to the dog owner because the postal worker failed to use due diligence (question 3)?
i) The facts of Jones are very far removed indeed from the present: there the defendant son of a homeowner forced entry into the property (with another) and stole two television sets. He had general permission to be in the property but stealing exceeded it. He was a trespasser. There is no meaningful comparison between the son's actions and those of Mr Murrell; Mr Murrell's actions did not begin to transgress the permission that he had in the same manner or to the same extent;
ii) The District Judge did not make any finding of recklessness on the part of Mr Murrell, only a finding of lack of due diligence. The two are by no means the same (see for example the formulation of recklessness (in the context of s. 1 of the Criminal Damage Act 1971) in R v G and another [2003] UKHL 50; [2004] 1 AC 1034 at [41]).
Conclusion
Saini J:
Note 1 The legislative draftsperson may have drawn on the approach in s. 43 of the Crime and Courts Act 2013 which amended s. 76 of the Criminal Justice and Immigration Act 2008 to address the question of reasonable force for the purpose of self-defence in a “householder case”. [Back] Note 2 Mr Spence QC informed the court that in fact no such concession had been made in the Crown Court. It is clear nevertheless that William Davis J independently considered the question and concluded that it would have been correct to make the concession. I agree with him. [Back] Note 3 There were a number of further procedural difficulties with this suggested line of argument: it was not an argument advanced below (as it should have been, if it had any merit). It did not arise out of the case stated. There were no material findings below which would enable this court to rebut a presumption that the dog was dangerously out of control on the facts. The situation was thus very far removed from the position in Whitehead where the court was prepared to entertain what was a point of pure law open on the facts found in the case stated in circumstances where it was being argued that the appellant had been convicted of an offence non-existent in law (see 209D-F). [Back]