QUEEN'S BENCH DIVISION
PLANNING COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE QUEEN on the application of SABINE GUERRY |
Claimant |
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LONDON BOROUGH OF HAMMERSMITH & FULHAM |
Defendant |
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-and- |
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NEWCO 8915 LIMITED |
Interested Party |
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Mr Cain Ormondroyd (instructed by The London Borough of Hammersmith & Fulham Legal Services) for the Defendant
Miss Mary Cook (instructed by Town Legal LLP) for the Interested Party.
Hearing date: 25 September 2018
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Crown Copyright ©
Justine Thornton QC, Deputy High Court Judge:
Introduction
(i) Ground 1 – that the Defendant unlawfully applied Policy 8 of its supplementary planning document on housing and significantly misled members by justifying the undisputed fact that the proposed building will infringe the 45 degree set back angle "general standard", by relying on the existing and proposed tree planting precluding "any view" of the hotel beyond the rear line of the gardens.(ii) Ground 2 – that the Daylight and Sunlight Assessment which accompanied the planning application misinterpreted and misapplied the Building Research Establishment ("BRE") methodology such that members were significantly misled as to the effects on daylight at certain Pennard Road properties.
Background
"Relative to the urban context within which the proposed redevelopment site exists, GIA considered the daylight impacts to the neighbouring properties to be wholly within the intention and application of the BRE Recommendations and therefore should be considered acceptable in planning terms. Where variation to the guidelines does occur, the rest of our technical assessments demonstrate that this is principally due to low existing values (producing disproportionate percentage alterations) or the constraints imposed by the existing architectural design of the neighbouring properties (such as the rear extensions of the properties along Pennard Road) which create flank elevations."
The Officer's Report
"3.154 Policies DM G1, and DM A9 of the Development Management Local Plan require all proposals to be formulated to respect the principles of good neighbourliness. SPD Housing Policy 8 seeks to protect the existing amenities of neighbouring residential properties, in terms of outlook, light, and privacy. Policy 7.6 of The London Plan states that buildings and structures should not cause unacceptable harm to the amenity of surrounding land and buildings, particularly residential buildings, in relation to privacy, overshadowing, wind and microclimate.
Daylight / sunlight / overshadowing
3.155 The site's only immediate residential neighbours are to the rear on Pennard Road. Whilst other residential properties in the vicinity of the site would be able to see the proposed development, the residents to the rear are the main residents who have the potential to be directly affected in terms of amenity implications (i.e. light, outlook, privacy, and noise / disturbance) due to the proximity of the development to these neighbours.
Daylight / sunlight / overshadowing
3.156 The applicants have submitted a daylight and sunlight assessment, in line with the guidance provided in the Building Research Establishment (BRE) document entitled 'Site Layout Planning for Daylight and Sunlight' (2011).
3.157 The impact of the proposed development on the nearest residential properties has been considered. The properties considered in the assessment are 36-52 (even), 53-77 (consecutive) Pennard Road, Bush Green House and Library Mansions.
3.158 The BRE guide recommends that windows and rooms within residential properties need to be assessed."
"Daylight (assessment methodology)
3.159 For all properties assessed, window maps have been produced, and an analysis of the daylight (vertical sky component (VSC) and no sky line (NSL)) that would reach an affected window and sunlight (annual probable sunlight hours – APSH), has been carried out. Figures showing the existing situation compared with the effect of the proposed development have been presented.
3.160 The VSC method measures the amount of sky that can be seen from the centre of an existing window and compares it to the amount of sky that would still be capable of being seen from that same position following the erection of a new building. The measurements assess the amount of sky that can be seen converting it into a percentage. The BRE guide advises that a good level of daylight is considered to be 27% VSC. Daylight will be noticeably reduced if, after a development, the VSC is both less than 27% and less than 80% of its former value.
3.161 The plotting of the NSL measures the distribution of daylight within a room. It indicates the point in a room from where the sky cannot be seen through the window due to the presence of an obstructing building. The NSL method is a measure of the distribution of daylight at the 'working plane' within a room. In houses, the 'working plane' means a horizontal 'desktop' plane 0.85 metres above floor level. This is approximately the height of a kitchen work surface.
3.162 The impact of the distribution of daylight in an existing building can be found by plotting NSL in each of the main rooms. The NSL divides those areas of the working plane in a room which receive direct sky light through the windows from those areas of the working plane which do not. If a significant area of the working plane lies beyond the NSL (i.e., it receives no direct sky light), then the distribution of daylight in the room will be poor and supplementary lighting may be required.
3.163 For dwellings, the NSL would be measured for living rooms, dining rooms and kitchens. Bedrooms should also be analysed, although they are considered less significant in terms of receiving direct sky light. Development will affect daylight if the area within a room receiving direct daylight is less than 80% of its former value.
3.164 When reviewing the daylight results for each property, the methods would normally be considered sequentially; VSC and NSL. In the first instance, therefore, the VSC results should be considered.
3.165 If all the windows in a building meet the VSC criteria, it can be concluded that there will be adequate daylight. If the windows in a building do not meet the VSC criteria, the NSL analysis for the room served by that window needs to be considered. If neither the VSC nor NSL criteria are met, then average daylight factor (ADF) results should be considered."
"3.166 The applicants have submitted VSC and NSL assessments for all of the properties mentioned above.
3.167 Against the primary daylighting methodology, Vertical Sky Component (VSC) 24 of the 36 properties will experience full BRE compliance by reference to the primary daylight methodology (Vertical Sky Component) i.e. all windows within these properties would maintain at least 80% of their former VSC value, and therefore any reduction in daylight would not be perceptible. These properties are 36-52 (even), 53, 57-73 (odd) and 74-77 (consecutive) Pennard Road and Library Mansions.
3.168 11 of the 36 properties assessed will experience BRE transgressions to their windows or rooms. Such transgressions are not uncommon in more urban environments and if development is to meet the scale and proportion of neighbouring buildings some measurements beyond the guide figures are very difficult to avoid. In an appeal hearing decision (GLA), it was noted that the 27% VSC figure when measured on an absolute scale is derived from a low density suburban housing model, and may not be appropriate for an inner city urban environment."
"3.169 The 11 properties that will experience BRE transgressions include 54, 56, 58, 60, 62, 64, 66, 68, 70 and 72 Pennard Road, as well as Bush Green House. A commentary of each of these 12 properties is provided below.
3.170 For 54 Pennard Road, 8 windows serving 6 rooms have been analysed, of which 6 windows comply with the VSC guidelines. The two windows that fall short show losses about VSC guidelines (22.9% - 23.4% loss). The room affected is served by a further window that does pass VSC. In addition the NSL assessment demonstrated that the room achieves full BRE compliance.
3.171 For 56 Pennard Road, 16 windows have been analysed, of which 11 windows comply with the VSC guidelines. The remaining 5 windows experience losses between 21.1% and 29.5%, which given the urban context of the site is considered to be wholly within the flexibility intended within the BRE guidelines.
……
3.177 For 64 Pennard Road, 10 windows have been analysed, of which 5 windows comply with the VSC guidelines. Three of the five remaining windows demonstrate a retained VSC equal to or in excess of 15.6% post implementation of the proposed scheme. The two remaining windows (W3/Ground and W1/Ground) are located on the ground floor extension of 64 Pennard Road. W3/Ground has a VSC of 6.6% in the existing scenario, therefore the marginal loss of 1.6% leads to a disproportionate percentage change to this window of 24.2%. Given the context of the site, the curve of Pennard Road and the proximity of this window to the site the overall impact is small. W1/Ground serves one room (R1/Ground) which we have also considered in terms of the third daylight methodology, the average daylight factor (ADF). There is a marginal change in ADF of 0.2% post implementation of the scheme.
….
3.181 For 72 Pennard Road, 10 windows have been analysed, of which 9 windows comply with the VSC guidelines. The remaining window (W1/Ground) only falls marginally, below the 20% target value with an alteration of 20.9% between the existing and proposed scenario. Further to this, the room served by this window shows full BRE compliance to the No Skyline methodology.
….."
"Conclusion on daylight matters
3.183 Officers accept that BRE guidance needs to be applied flexibly and sensibly in relation to an existing urban environment. By nature, the design of the properties along Pennard Road are subject to a number of existing site constraints, in the form of rear returns, recent extensions and flanking walls. These components restrict the amount of daylight which can reach the rooms in the existing scenario. Where transgressions do occur, most of the windows will experience a 20% - 30% VSC change, which given the urban context of the site would be considered small alterations and to be wholly within the flexible intentions of the BRE Guidelines. In the majority of instances, those windows that do experience a 20% - 30% VSC change will continue to have a retained VSC in excess of 15%.
3.184 Officers also note that many of the properties along Pennard Road, located to the rear of the Dorset Hotel and The Walkabout building will experience lower levels of daylight than those properties to the rear of the site, post implementation of the scheme. Of those isolated windows that experience in excess of 30% change in VSC and do not have a retained VSC of 15%, the vast majority of these rooms experience an ADF alteration of 0.1% with isolated instances of 0.2%.
3.185 In many cases, where numerical transgressions of the guidance have been identified, the percentage losses are disproportionate because of the low existing daylight levels at the affected windows, and the actual daylight loss may not be perceptible to the occupier. On balance therefore, officers consider that the relatively limited losses outlined would not outweigh the benefit to the area of the proposed development and consider that, on balance, the scheme is acceptable in terms of its impact on daylight to adjacent premises."
"3.192 SPD Housing Policy 8 states that 'The proximity of a new building or an extension to an existing building can have an overbearing and dominating effect detrimental to the enjoyment by adjoining residential occupiers of their properties' and prescribes a method for assessment of outlook. 'Although it is dependent upon the proximity and scale of the proposed development a general standard can be adopted by reference to a line produced at an angle of 45 degrees from a point 2 metres above the adjoining ground level of the boundaries of the site where it adjoins residential properties. If any part of the proposed building extends beyond these lines then on-site judgement will be a determining factor in assessing the effect which the extension will have on the existing amenities of neighbouring properties'. Where original rear gardens are less than 9 metres depth a measurement is taken from ground level at the boundary. Where there are existing circumstances, such as buildings which would be replaced in a redevelopment, it would be inappropriate not to have regard to these.
3.193 The properties which directly back onto the application site (nos. 48-72 Pennard Road) would be deemed to be most affected, as although the development would be visible from other properties, the impact on sense of enclosure decreases with greater distance.
3.194 The prevailing existing condition along the rear of the properties to Pennard Road is one of large meeting small, as the large volume civic architecture of the city fringe along The Green meets the suburban edge of the residential part of Shepherd's Bush. The proposed development is in keeping with this prevailing condition in the area.
3.195 The stand of existing and proposed trees will also preclude any view beyond the rear line of the gardens. Consequently, the application of the 45% degree sense of enclosure test becomes somewhat redundant, as in reality the new hotel building will not be visible at all from this position. As a result the applicants have submitted an image of a sight line from closer to the rear of the house, which is considered a more likely viewpoint. The image demonstrates that the sky view to the east will be limited by the tops of the trees – as is currently the case – meaning that the hotel will be obscured as the tree canopies grow and merge.
3.196 The impacts resulting from the proposed Hoxton Hotel are, in absolute terms, measurably less than those in relation to the Dorsett, The Walkabout or The Empire and are small in relation to precedent studies of residential properties enjoying such close proximity to all of the town centre facilities.
3.197 On balance, then, it is considered that the proposed building would not result in a significant loss of outlook to neighbouring properties, and as such it is considered that it complies with Policies DM G1, DM A9 and SPD Housing Policy 8."
Relevant Legal Principles
"41. The Planning Court – and this court too – must always be vigilant against excessive legalism infecting the planning system. A planning decision is not akin to an adjudication made by a Court… the Courts must keep in mind that the function of planning decision making has been assigned by Parliament, not Judges but – at local level – to elected Councillors with the benefit of advice given to them by planning officers, most of whom are professional planners… they should remember too that the making of planning policy is not an end in itself, but a means to achieving reasonably predictable decision making, consistent with the aims of the policy maker. …
42. The principles on which the Court will act when criticism is made of a Planning Officer's Report to Committee are well settled, to summarise the law as it stands:
(i) The essential principles are as stated by the Court of Appeal in R v Selby District Council ex parte Oxton Farms [1997] EGCS 60 … they have since been confirmed several times by this Court.
(ii) The principles are not complicated. The Planning Officer's reports to Committee are not to be read with undue rigour, but with reasonable benevolence and bearing in mind that they are written for Councillors with local knowledge… unless there is evidence to suggest otherwise, it may reasonably be assumed that, if the members follow the officer's recommendation, they did so on the basis of the advice that he or she gave… the question for the Court will always be whether, on a fair reading of the report as a whole, the officer has materially misled the members on a matter bearing upon their decision and the error has gone uncorrected before the decision was made. Minor or inconsequential errors may be excused. It is only if the advice in the officer's report is such as to misdirect the members in a material way – so that, but for the flawed advice it was given, the Committee's decision would or might have been different – that the Court will be able to conclude that the decision itself was rendered unlawful by the advice.
(iii) Where the line is drawn between an officer's advice that is significantly or seriously misleading – misleading in a material way – an advice that is misleading but not significantly so will always depend on the context and circumstances in which the advice was given, and on the possible consequences of it. There will be cases in which a planning officer has inadvertently led a Committee astray by making some significant error of fact… or has plainly misdirected the members as to the meaning of a relevant policy… . There will be others where the officer has simply failed to deal with a matter on which the Committee ought to receive explicit advice if the Local Planning Authority is to be seen to have performed its decision making duties in accordance with the law… but unless there is some distinct material defect in the officer's advice, the Court will not interfere." Lindblom LJ in Mansell v Tonbridge & Malling BC [2017] EWCA Civ 1314.
The Claimant's submissions
Submissions on behalf of the Defendant and the Interested Party
Discussion
Ground 1 – Unlawful Application of Policy 8
Background
"Protection of amenities.
In order to protect the amenity of neighbouring occupiers, new development and extensions to existing buildings should accord with the following guidance:
(i) The proximity of a new building or an extension to an existing building can have an overbearing and dominating effect detrimental to the enjoyment by adjoining residential occupiers of their properties. Although it is dependent upon the proximity and scale of the proposed development, a general standard can be adopted by reference to a line produced at an angle of 45 degrees from a point two metres above the adjoining ground level of the boundaries of the site where it adjoins residential properties. On sites that adjoin residential properties that have rear gardens of less than 9 metres in length, this line should be produced at 45 degrees from a point at ground level on the boundary of the site where it adjoins residential properties. If any part of the proposed building extends beyond these lines, then on site judgement will be a determining factor in assessing the extent which the extension will have on the existing amenities of neighbouring properties."
Analysis
"3.195 The stand of existing and proposed trees will also preclude any view beyond the rear line of the gardens. Consequently, the application of the 45% [sic]degree sense of enclosure test becomes somewhat redundant, as in reality the new hotel building will not be visible at all from this position. As a result the applicants have submitted an image of a sight line from closer to the rear of the house, which is considered a more likely viewpoint. The image demonstrates that the sky view to the east will be limited by the tops of the trees – as is currently the case – meaning that the hotel will be obscured as the tree canopies grow and merge."
Ground 2 – Errors in relation to daylight
Background - the BRE Guide
"2.2.1 In designing a new development or extension to a building, it is important to safeguard the daylight to existing buildings. A badly planned development may make adjoining properties gloomy and unattractive
2.2.2 The guidelines given here are intended for use for rooms in adjoining dwellings where daylight is required, including living rooms, kitchens and bedrooms. Windows to bathrooms, toilets, storerooms, circulation areas and garages need not be analysed…
2.2.3 Note that numerical values given here are purely advisory. Different criteria may be used based on the requirements for daylighting in an area viewed against other site layout constraints. Another important issue is whether the existing building is itself a good neighbour, standing a reasonable distance from the boundary and taking no more than its fair share of light."
"a more detailed check is needed to find the loss of skylight to the existing building. Both the total amount of daylight and its distribution within the building are important." (2.2.5) (underlining is Court's emphasis)
"2.2.7 If this VSC is greater than 27% then enough skylight should still be reaching the window of the existing building. Any reduction below this level should be kept to a minimum. If the VSC, with the new development in place, is both less than 27% and less than 0.8 times its former value, occupants of the existing building will notice the reduction in the amount of skylight. The area lit by the window is likely to appear more gloomy and electric lighting will be needed more of the time."
"2.2.8 Where room layouts are known, the impact on the daylighting distribution in the existing building can be found by plotting the 'no sky line' in each of the main rooms. For houses this would include living rooms, dining rooms and kitchens; bedrooms should also be analysed although they are less important. ..The no sky line divides points on the working plane which can and cannot see the sky..Areas beyond the no sky line, since they receive no direct daylight, usually look dark and gloomy compared with the rest of the room, however bright it is outside…
2.2.9 If, following construction of a new development, the no sky line moves so that the area of the existing room, which does receive direct skylight, is reduced to less than 0.8 times its former value this will be noticeable to the occupants, and more of the room will appear poorly lit. This is also true if the no sky line encroaches on key areas like kitchen sinks and worktops.
2.2.10 The guidelines above need to be applied sensibly and flexibly."
"Summary
2.2.21 If any part of a new building or extension, measured in a vertical section perpendicular to a main window wall of an existing building, from the centre of the lowest window, subtends an angle of more than 25° to the horizontal, then the diffuse daylighting of the existing building may be adversely affected. This will be the case if either:
- The VSC measured at the centre of an existing main window is less than 27%, and less than 0.8 times its former value
- the area of the working plane in a room which can receive direct skylight is reduced to less than 0.8 times its former value." (underlining is Court's emphasis).
Analysis
Error in applying the BRE methodology
"3.164 When reviewing the daylight results for each property, the methods would normally be considered sequentially; VSC and NSL. In the first instance, therefore, the VSC results should be considered.
3.165 If all the windows in a building meet the VSC criteria, it can be concluded that there will be adequate daylight. If the windows in a building do not meet the VSC criteria, the NSL analysis for the room served by that window needs to be considered. If neither the VSC nor NSL criteria are met, then average daylight factor (ADF) results should be considered." (underlining is Court's emphasis).
"Both the total amount of daylight and its distribution within the building are important." (2.2.5)
…
Summary
2.2.21 If any part of a new building or extension, measured in a vertical section perpendicular to a main window wall of an existing building, from the centre of the lowest window, subtends an angle of more than 25° to the horizontal, then the diffuse daylighting of the existing building may be adversely affected. This will be the case if either:
- The VSC measured at the centre of an existing main window is less than 27%, and less than 0.8 times its former value
- the area of the working plane in a room which can receive direct skylight is reduced to less than 0.8 times its former value."
Consequence of the error
"in addition the NSL assessment demonstrated that the room achieves full BRE compliance".
"the room served by this window shows full BRE compliance to the No Skyline methodology".
"When we compare all the windows within Bush Green House against the second daylight methodology (NSL) the three windows serve three rooms that all show full compliance to the BRE guidelines for NSL".
a) They were not told that a reduction in the distribution of daylight is a separate distinct reason why daylight in the Pennard Road properties may be adversely affected.
b) They were not informed that the NSL results were indicating losses in daylight distribution in the Pennard Road properties, some of which appear significant, although much might depend on the use of the rooms in question.
c) In contrast, where it existed, NSL compliance was drawn to their attention as a reason for them to take comfort in the overall reduction in amount of daylight at the relevant properties.
d) Councillors were not therefore in a position to form a judgment on the impacts of daylight distribution at properties on Pennard Road or aware that they needed to do so.
Conclusion