QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE QUEEN on the Application of VI |
Claimant |
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- and – |
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LONDON BOROUGH OF LEWISHAM |
Defendant |
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Rhys Hadden (instructed by London Borough of Lewisham Legal Services) for the Defendant
Hearing date: 27 June 2018
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Crown Copyright ©
Mr Andrew Henshaw QC:
(A) INTRODUCTION
(B) FACTS
(2) The assessment process in 2018
(C) LAW
(D) THE PARTIES? RESPECTIVE CASES IN OUTLINE
(E) DISCUSSION
(2) Care Act sections 1(2), 9(4) and 1(3)
(3) Failure to assess against eligibility outcomes
(4) Failure to cooperate with other services
(F) CONCLUSION
i) the Defendant's conclusion that the Claimant's needs for care and support could be met through a reduction of over 50% in her carer hours was irrational. The Claimant's condition is degenerative and cogent reasons were therefore required for concluding that her care needs had reduced from the previously assessed level. The basis on which the Defendant asserts that the Claimant's needs had hitherto been 'over-provided' was seriously flawed;
ii) the assessment failed to give proper consideration to the factors in section 9(4) of the Act, including the wellbeing factors in section 1(2);
iii) the Defendant failed to have regard to the need to prevent additional care needs arising through deterioration in the Claimant's mental health and physical wellbeing (section 1(3));
iv) the assessment failed properly to assess the Claimant's care needs against the eligibility outcomes as set out in regulations made under the Act; and
v) the Defendant failed to cooperate with NHS services, particularly with occupational therapy and physiotherapy, in assessing the Claimant's needs and the best way to prevent care needs arising in the future.
(1) Events from 2011 to 2017
"Following discussion with [the Claimant] – the outcome is that
- [the Claimant] requires a carer to do sleep in (nights) – Monday to Sunday – 10pm - 6am (8 hours)."
"LIAISON WITH OTHER PROFESSIONALS:
Night care – 10pm-6am Monday to Sunday:
- To change her inco-pad about 3-4 times during the night – to reduce risk of infection, and re-occurrence of pressure sores
- Ensure safety at night, reduce anxiety, isolation and fear of male intruders
- As client is bed and house bound, having a night carer will ensure safety and evacuation at night should there be a fire or if the fire alarm goes off."
"Requires a carer to do sleep in to change inco pads and reposition her – 3-4 times a night"
"Lewisham is unable to provide an overnight service to enable you to continue to be supported to the toilet during the night.
Lewisham has limited resources and that requires that we ensure we make the best use of the resources for all clients.
Lewisham social services believe that pads are the solution to managing incontinence over the night time period and that is an approach used for all clients with similar needs.
It has therefore been recommended that your night time need should be managed through the use of incontinence pads. The use of pads is considered a practical and appropriate solution to your night-time toileting needs."
"[The Claimant] states that she has been told to drink more fluid, and this makes her pass urine more frequently – sometimes up to 4 times per night. I do not think lying overnight in a damp incontinence pad is consistent with personal dignity, nor with a private life.
[The Claimant] says the overnight service also:
- provided companionship; removing this adversely affects her well-being in terms of mental health;
- turn my client over when she is in bed, to alter her position; this is necessary as she cannot turn herself and states she is prone to bed sores; removing this adversely affects her well-being in terms of physical health;
- when my client is in bed and the pain in her neck gets bad, moves my client's head & neck to alleviate the pain; this is necessary as she cannot move her head & neck from the pillow herself; removing this adversely affects her well-being in terms of physical health;
- enabled my client to stay safe should there be an intruder or in case of fire."
"From your letter I understand that you are concerned about the outcome of [the Claimant's] recent assessment and are asking for an urgent reassessment of her needs.
In order to address your concerns, an investigation into [the Claimant's] complaint was carried out by Heather Byrne, the operational manager with responsibility for [the Claimant's] care and support. She has recommended that a further assessment takes place.
[The Claimant] was assessed in July 2016, and currently her package remains unchanged, and has not been reduced. This will remain in place pending the reassessment.
The assessment process did not identify or allocate a budget for night time needs, and this was why the night sitting service was being changed to reflect only the eligible needs which were identified during the assessment.
I have asked a senior social worker, Joanne Dawson, to contact [the Claimant] to arrange this as a priority. … "
"[The Claimant] said the district nurse advised to reduce the amount of pads used underneath her on the bed as she should feel the benefit of the pressure relieving mattress. However, [the Claimant] explained that to do so would result in urine 'spreading' around her, the bed etc and this is not good if no one there to help her. Therefore she will continue to use 2-3 pads at a time.
During Sundays when [the Claimant] attends church, she manages bladder control and explained that she wears a pad. She is at church for several hours, leaving home about 8-8.20am and returning about 3pm. When at church [the Claimant] is not supported to use a toilet or change her pad as she said there is no hoist or safe place to transfer. She added that she will avoid snacks and drink a small amount only to avoid heavy urine leakage."
"[The Claimant' is supported to transfer and turn regularly by one carer. She will transfer from bed to commode to wheelchair as required. She explained that the DN [district nurse] recently told her that she 'must lift and move her bottom area and reposition herself every 2 hours'. [The Claimant] says she does not have any pressure sores or wounds."
"[The Claimant] said she experiences 'continued' severe pain in 'almost every part...of body'. She described how the pain 'may reduce after a while but to bear this amount of pain gives me depression'. She said the pain relief medication was recently increased to 600mg."
"[The Claimant] is reliant on support of one other to assist her with managing her continence. She stated that she 'does not have a bladder problem' and has full awareness of her need to urinate and open her bowels. She explained she needs to wear pads for the purpose of urine only. She described using the pads for toileting purposes when no carer available to assist her with hoist transfer to commode and during the night when she 'wee on pad on the bed. 3-4 times a night'. [The Claimant] said the hoist is not used during the night despite a carer being available. At night she said the hoist may 'sometimes' be used to assist with changing position only. She described a routine of bodily function for emptying her bowels during the day and is assisted to commode via the hoist for this.
[The Claimant] agreed to having an incontinence assessment and for assessor to liaise with necessary professionals."
"Trial 6 week period agreed for reduction of care package, removing the night time care of 7 hours for incontinence support, pad changing and body turning with close monitoring from DN [district nurse] x2 weekly.
Exact plan to be confirmed and agreed alongside start date with DN and [the Claimant]. [Direct payments] team to be informed of change to care plan.
To be reviewed as ongoing via DN assessments/visits."
"The District Nurses were present to enable a full discussion to take place concerning the impact of the proposed changes to the care plan, the risk assessment (of pressure sores and the use of pads and a specialised mattress), and to confirm what their role would be in managing and monitoring that risk. The level of monitoring required was set by them, at twice a week. An initial period of six weeks was agreed. During that period, and since, there have been no issues of concern arising from the changed support, and the monitoring, which continues, safeguards the Claimant's welfare. Were there to be any issues arising, there would be an immediate reappraisal of the support."
"The district nurses did not make the decision that the current level of support was sufficient to meet [the Claimant's] needs and that the waking night care could be safely stepped down, I am not aware of who made this decision. I am unable to confirm if the current package is common/standard to the management of night time need and that it is sufficient to meet her needs. I confirm that [the Claimant] does not have any pressure sores and her pressure areas are currently healthy and intact. The District Nurses are visiting her weekly to monitor [the Claimant's] pressure areas."
"[The Claimant] has not reported any pain at night time to the district nurses at the times she was visited."
"Care worker to support with full body wash a.m. and p.m. She is to be supported to shower once daily and body wash once daily at end of day. She needs contin[e]nce management support with pads x4 daily, un/dressing a.m. and p.m., grooming daily, medication as prescribed, transfer/mobility per visit as per need and food and drink support daily as per need and request.
food and drink can be provided within the pc [personal care] task
40 hours weekly DP [direct payments] to be used flexibly according to need."
The plan also indicated that "[the Claimant] needs support with social interaction and inclusion" in order to reduce living in isolation and to maintain social interaction, and that the direct payment hours were "flexible for socialising and accessing the community". The plan was to be reviewed at 6 weeks by the social worker, with district nurse visits twice a week in the meantime to monitor and record.
"The 40 hours was calculated based on your current care needs as per assessment completed in September 2016 and the ongoing reviews via meetings and discussions with yourself and the professionals involved."
and that:
"As stated, the district nurse will visit you twice weekly to assess and review paying particular attention to the risk of pressure sores.
The reduction of your care plan will be reviewed by me in six weeks' time. I will be in touch with you nearer the time regarding this."
"Client reports pain in her arms and all over her body.
She reports that her pain has got worse in the last month or two and that her painkillers have been increased by her GP since her care package has been reduced at night."
The assessment (i) identified that the Claimant required an additional sling and battery for the hoist; (ii) made a referral to community physiotherapy; and (iii) made a referral to "Community Connections", a "preventative social-prescribing project that aims to improve the health and well-being of vulnerable adults across the borough".
i) The incontinence service recommended the use of more robust pads in 2017, which were supplied. There was some evidence of carers misusing them by cutting them up, but this appeared to have stopped. The capacity of the pads is 1 litre of liquid.
ii) The Claimant had not sought medical advice about faecal difficulties, and there was no evidence of her having raised this with social workers or the occupational therapy service. There was no sign of any link between such episodes as had occurred and the reduction in the care plan.
iii) There was no evidence of pressure sores occurring since the care plan reduction. Further, "District Nurses have been very closely involved, their professional opinions have been sought in order to be confident that there are no significant risks of pressure sores, that toileting can be managed through use of pads and a specialised mattress used to address the issue of positioning and assist pain management, and that the Claimant is not being placed in unnecessary risk."
iv) The occupational therapist made a Community Connections referral for the Claimant, being a portal for access to all the non-statutory community groups, support and activities. Contact had been made with the Claimant, including at least two home visits, for this purpose. Although the Claimant initially declined, she attended an exercise group on 9 January 2018, to which she was escorted; the Claimant chose to return home unescorted by bus in order to shop on the way. The Claimant had been given details and advice about how to access groups in conjunction with receiving personal care provision at home.
v) Miss Dawson made a referral on the Claimant's behalf to her GP in January 2018 for her low mood and expressed issues with pain. The GP saw the Claimant in January 2018 and indicated there was no need for a mental health referral and that the Claimant had not sought advice about further pain relief except to report a pain in her foot. Further:
"The Claimant has raised the issue of ongoing pain both before and after the changes to her service. Her mattress has been provided, and also replaced, as required, to assist with management of this. Her wheelchair is to be upgraded as this may be a contributory factor to her back pain. There is no evidence that her pain management issues are in any way related to the provision, or otherwise, of waking care at night. We have been advised and [led] in this by the OT services, the District Nurses and the GP. There has also been a referral to the physiotherapist, to assist. Exercises have been recommended and the Claimant is now discharged from that service."
(2) The assessment process in 2018
""…based on reassessment Sept 2016 and MDT meeting on 11.07.17 a 40 hr per week DP was identified to meet [the Claimant]'s care needs. This will allow for 4 visits daily for pc at 1hr each visit with one care worker. Additional 12 hours weekly will allow for domestic, shopping, meal preparation and social support as needed…." (emphasis added)
[i] "[The Claimant] was formally diagnosed with Muscular Dystrophy … in 2007. … It was reported that there is 'no treatment or cure … and the condition is slow progress … won't be ambulant … will need a wheelchair."
[ii] "[The Claimant] was assessed in June 2016 as she was receiving a 104 hours weekly care package. This identified double handed care. However, through further assessment and review discussion [the Claimant] confirmed that she did not use the service as double handed as it was not needed and instead had used the hours to implement a night time carer service seven days a week.
Alongside the change in care needs, night time support was assessed as exceeding need and a letter was sent on 21.06.16 stating 'Lewisham is unable to provide an overnight service to enable you continue to be supported to the toilet during the night. Changes to the care plan following assessment was proposed such as recommending that her high time need should be managed through the use of incontinence pads."
[iii] "[The Claimant] said she requires a carer to do a sleep in to change inco pads and reposition her 3-4 times a night.
[The Claimant] said, the carer will provide a snack and drink if requested during the night. [The Claimant] said she doesn't sleep until about 2-3am and this will be for only a few hours. She said she is often in discomfort and pain relying on the carer to turn her, change the pads and provide emotional support. She said the carer will 'talk and pray' with her."
[iv] "A 52 hour weekly service was proposed following the assessment in July 2016. However, care packages changes were not implemented due to ongoing challenges and concerns raised by [the Claimant]. A detailed and thorough holistic approach was considered necessary in order to fully assess, identify and aim to meet [the Claimant's] needs."
[v] "MDT meeting was held on 11.07.17 with Joanne Dawson, Sam Rickman senior social worker, Miana Nkwo District Nurse team leader, Isabel Solis student district nurse with [the Claimant] at her home. MDT 11.07.17 agreement; district nurse will visit [the Claimant] twice weekly to closely monitor and record her health paying particular attention to signs of pressure sores during 6 week period of reduction in care plan.
[vi] "Based on reassessment September 2016 and MDT meeting on 11.07.17 a 40 hr per week DP was identified to meet [the Claimant]'s needs.
This will allow for 4 visits daily for pc at 1hr each visit with one care worker. Additional 12 hours weekly will allow for domestic, shopping, meal preparation and social support as needed. [The Claimant] was advised that she can use flexibly as DP is designed."
[vii] "A review of [the Claimant]'s care needs was agreed for 30.01.18.
Occupational Therapy Assessment 09.09.17 completed by Alexis Johnston.
[The Claimant] has in situ a profiling bed, mobile commode, powered chair and has had agreement from management for provision of a seating matters chair. …
Reassessment of care needs 17.10.17 and Care needs Review 30.01.18 undertaken by Joanne Dawson social worker."
[viii] "[The Claimant] reported that her condition is 'bad', she explained that 'it's the nature of my sickness, medically I am deteriorating. I am feeling it all over my body, it is seriously affecting me. My lower body is so painful'. [The Claimant] said that the deterioration has been affected by the reduction in her care plan since 28.08.17. She complained that she is in the same position for a long time during the night and is unable to turn, have her pads changed, remains in soiled pads, cannot move her legs and has on going hot pain sensation in her right leg and is at risk from intruders."
[ix] "Joanne also asked about any contact with GP pertaining to the increased pain she says she is experiencing. [The Claimant] said she saw her GP approximately two weeks ago and it was suggested she can increase her night time Gabapentin medication by one tablet at 600mg if she feels the need to. Joanne asked for written evidence of the increase. [The Claimant] showed the medication box containing the Gabapentin which [h]as printed script on the external of the box, but it did not identify increase. [The Claimant] said it was an older box and prescribed before her GP visit.
Joanne advised that the increase must be recorded by the GP to the pharmacy and herself for clarity."
[x] "Jackline [the Claimant's advocate for the assessment] suggested a night time call for [the Claimant] 'if she feels the need for someone to come in the middle of the night'. [The Claimant] was open to this suggestion and said she would like someone to attend to her personal care and help her turn about 1-2am in the morning. … Joanne explained that there is no evidence suggesting that there is a need for this additional intervention.
Joanne and Jackline advised that she could alter some of her timetable with carers to allow for her to attend community groups and was also advised that facilitators will work with her according to her abilities."
[xi] "jackline said she had spoken DN who had said they were reassessing the mattress."
[xii] "All considerations noted and considered by assessor Joanne Dawson
1. [The Claimant] is receiving support from Community Connections to access wider community activities and services.
2. There is no evidence of support needed during the night time for toileting assistance.
3. [The Claimant] has adequate time within care plan to allow for shopping.
4. Personal care time frames and methods [the Claimant] currently applies are based on choice and are used according to choice and control via direct payments. The Local Authority assesses based on need.
5. [The Claimant] continues to eat traditional foods. Lewisham has considered meal preparation within the care plan.
6. Assessor will explore charitable organisations for holiday support/provisions."
[xiii] "[The Claimant] also added that she has high blood pressure, suffers with heart burn and a burning sensation in both legs and feet. She explained that she suffered a right leg fracture and dislocation of her right ankle in 2013 following a fall. She reported on-going pain despite treatment."
[xiv] "District nurse progress notes report:
01.09.17 typed by Miana Nkwo 'view presented by DN at the meeting was given ... removing her night care would not put her at significant risk of developing pressure sores'.
Visits to [the Claimant] by District nurses 05.09.17, 07.09.17, 12.09.17, 15.09.17. 22.09.17 report, 'pressure areas intact and healthy'.
26.09.17 'proshields to continue to be used'.
31.10.17 'advised on proper use of inco pads as noted carer cuts pads'
03.11.17 'pt [patient] is able to change position in bed, [i]s mobile with her wheelchair indoors – all skin intact'.
10.11.17 'pt reports painful sacrum – intact and advised to change position'.
21.11.17 'pt complains of tenderness on left buttock – all intact'.
07.12.17 Adult therapy report, 'pt complained of calves/heel hurting seriously'.
Up to 16.01.18 District nurses report 'skin intact'."
[xv] "[The Claimant] said that she experiences pain at variable levels in her body. She said the reduction in the care has increased her pain and distress. She said she was advised by her GP to take another Gabapentin tablet at 600mg during the night for relief. Joanne asked if the increase has made any difference and she said, 'not much'.
[The Claimant] complained of a hot and pain sensation in her right foot. Again it was recommended by Joanne that she see her GP as this she linked to a fracture several years ago. …
[The Claimant] said, 'I can't turn to the left or right if something is hurting me'. She said her medication has been increased by the GP. She said she met with the GP approximately two weeks ago. There is no formal record of medication increase of the Gabapentin as said by [the Claimant]."
[xvi] Sunday support differs because [the Claimant] attends church … Carer arrives between 5.15am-5.30am until approximately 3 hrs when cab arrives between 8.30am-9am … She said she arrives home about 2pm. Care worker will meet her at home to support with undressing, shower in the bathroom … [The Claimant] added that her clothes will often need to be rinsed as her 'leggings are wet' …"
[xvii] "[The Claimant] needs mobility aids to maintain her mobility both indoors and outdoors. She confirmed she has travelled in her wheelchair to the local library, Lewisham via bus on her wheelchair where she met with her carer, the GP and post office. She continues to attend her church in … every Sunday."
[xviii] "Emma Corcoran from Community Connections supported [the Claimant] to 'the seated exercise group at … library on Tuesday 9th January … [The Claimant] agreed she would come again next week, and that [Emma] would ring her after the class to see how she got on. On 23.01.18 Emma recorded 'Sent [the Claimant] a letter outlining the seated exercise groups taking place at … and …, as requested. Both of these groups take place in the morning.
[The Claimant] complained about not being able to attend the groups suggested due to her timed care support and inability to fully engage with the programmes. Joanne and Jackline advised that she could alter some of her timetable with carers to allow for her to attend groups and was also advised that facilitators will work with her according to her abilities."
[xix] "[The Claimant] has expressed concerns about being vulnerable to intruders. She explained that young people are in the area smoking and taking drugs. Joanne advised that her home is fitted with security window locks, she has immediate telephone access to make contact where/if necessary to emergency services and has declined link line due to its cost."
[xx] "[The Claimant] has expressed concern pertaining to risk to her health as a result in the reduction of her care package. She is adamant that she needs night time carer to provide her with regular support with turning and pad changes. She stresses that she is at risk of pressure sores and increased pain due to remaining in one position throughout the night. [The Claimant] was keen to utilise the suggestion made by Jackline of having a carer visit during the night to attend to her personal care and turn her. It was explained that this is not based on assessed need and therefore not approved.
The view presented by the DNs at the MDT meeting was that given [the Claimant's] equipment and level of mobility, removing her night care would not put her at significant risk of developing pressure sores.
To manage risk, we agreed that the DNs would visit twice weekly to monitor pressure areas. This was also to manage [the Claimant's] understandable anxiety. Currently the district nurses continue to visit [the Claimant] twice weekly. All their reports state that her skin is intact and no evidence of pressure sores."
"[The Claimant] was assessed and it was agreed that she would be provided with a bed positioning programme to support the seating programme being completed by Occupational Therapy. The level of weakness in [the Claimant's] legs means that she is unable to complete an independent exercise programme and she does not have the support to complete a passive movement programme. Due to this it was decided that a positioning programme is the best course of treatment.
This has been provided to [the Claimant]. She does not have any further physiotherapy needs and has therefore been discharged from the LATT [Lewisham Adult Therapy Team] service."
More recent email correspondence in June 2018 indicates that a passive movement programme would require 15 to 30 minutes of exercises, supported by a carer, at least 4 times a week, which the Defendant submits could be accommodated within the Claimant's existing care hours.
"(a) personal dignity (including treatment of the individual with respect);
(b) physical and mental health and emotional well-being;
(c) protection from abuse and neglect;
(d) control by the individual over day-to-day life (including over care and support, or support, provided to the individual and the way in which it is provided);
(e) participation in work, education, training or recreation;
(f) social and economic well-being;
(g) domestic, family and personal relationships;
(h) suitability of living accommodation;
(i) the individual's contribution to society.
"(a) the importance of beginning with the assumption that the individual is best-placed to judge the individual's well-being;
(b) the individual's views, wishes, feelings and beliefs;
(c) the importance of preventing or delaying the development of needs for care and support or needs for support and the importance of reducing needs of either kind that already exist;
(d) the need to ensure that decisions about the individual are made having regard to all the individual's circumstances (and are not based only on the individual's age or appearance or any condition of the individual's or aspect of the individual's behaviour which might lead others to make unjustified assumptions about the individual's well-being);
(e) the importance of the individual participating as fully as possible in decisions relating to the exercise of the function concerned and being provided with the information and support necessary to enable the individual to participate;
(f) the importance of achieving a balance between the individual's wellbeing and that of any friends or relatives who are involved in caring for the individual;
(g) the need to protect people from abuse and neglect;
(h) the need to ensure that any restriction on the individual's rights or freedom of action that is involved in the exercise of the function is kept to the minimum necessary for achieving the purpose for which the function is being exercised."
"(4) A needs assessment must include an assessment of:
(a) the impact of the adult's needs for care and support on the matters specified in section 1(2);
(b) the outcomes that the adult wishes to achieve in day-to-day life, and
(c) whether, and if so to what extent, the provision of care and support could contribute to the achievement of those outcomes.
…
(6) When carrying out a needs assessment, a local authority must also consider:
(a) whether, and if so to what extent, matters other than the provision of care and support could contribute to the achievement of the outcomes that the adult wishes to achieve in day-to-day life, and
(b) Whether the adult would benefit from the provision of anything under section 2 or 4 or of anything which might be available in the community."
"I make the following observations on this subsection. First, the assessment duty is a duty upon the local authority and the assessment under section 9(1)(a) and (b) is an objective assessment made by the local authority (usually acting through its social workers or occupational therapist). Secondly, under section 9(4), there is no duty to achieve the outcomes which the adult wishes to achieve; rather it is a duty to assess whether the provision of care and support could contribute to those outcomes. On the other hand if, in the course of a needs assessment, the local authority does not assess the matters specified in section 9(4) (including the impact on well-being matters set out in section 1(2)) then there is a breach of the statutory duty. There is, thus, a duty on the part of the local authority to assess these factors."
"57 First, as to the meaning of "need" (or "in need"), this denotes something more than merely "want" but falls far short of "cannot survive without". The words "are in need of", refers to present needs and not the future. The duty should not be extended to a person who does not currently satisfy a requirement simply because he will or may do so in the future: R (M) v Slough Borough Council [2008] 1 WLR 1808, paras 54–55.
58 Secondly, as regards the relevance of a local authority's resources, once eligible needs are assessed (stages 1 and 2), a local authority is under an absolute duty to provide the user with the services that would meet those needs or a personal budget with which to purchase them, regardless of the authority's financial resources (the third and fourth stages of the process). On the other hand, it may be legitimate for a local authority, in assessing an applicant's needs and/or eligible needs to take into consideration the availability of its resources: R v Gloucestershire County Council, Ex p Barry [1997] AC 584 and KM's case (raising, but not deciding, questions as to the true interpretation of Ex p Barry, particularly in relation to the stage (i) assessment)."
and then after discussing the status of certain observations by Lord Wilson in R (KM) v Cambridgeshire County Council [2012] UKSC 23:
"60 … First, the courts should be wary of overzealous textual analysis of social care needs assessments carried out by social workers for their employers with the risk of taking them away from front line duties: Ireneschild's case [2007] LGR 619 , paras 57, 71 and 72. Secondly, it is not for the court to be prescriptive as to the degree of detail in an assessment or a care plan—these are matters for the local authority, and if necessary, for its own complaints procedure or resort to the Secretary of State. The court is the last resort where there is illegality: R (L) v Barking and Dagenham London Borough Council [2001] LGR 421, para 27. Thirdly, the social worker, in the assessment, is entitled to rely upon what the service user told him at the time (even if the service user later changes evidence); there is no need for precise formulation of assessment of mental health impact in the needs assessment itself: R (GS) v Camden London Borough Council [2017] PTSR 140, paras 31, 33 and 47."
"52 The judge made the following observations on this subsection with which I would agree. First, the assessment duty is a duty upon the local authority and the assessment under section 9(1)(a) and (b) is an objective assessment made by the local authority (usually acting through its social workers or occupational therapist). Secondly, under section 9(4) , there is no duty to achieve the outcomes which the adult wishes to achieve; rather it is a duty to assess whether the provision of care and support could contribute to those outcomes. On the other hand if, in the course of a needs assessment, the local authority does not assess the matters specified in section 9(4) (including the impact on well-being matters set out in section 1(2) ), then there is a breach of the statutory duty.
53 Section 13 of the Act and the Care and Support (Eligibility Criteria) Regulations 2015 (SI 2015/313) make provision for eligibility criteria, set, for the first time, on a national basis. Where the local authority is satisfied that the adult has needs for care and support, it must determine whether any of the identified needs meet the eligibility criteria. Where at least some of those needs meet the criteria, the local authority must consider what could be done to meet those needs and whether the adult wants those needs to be met by the local authority.
54 Section 18 imposes a duty upon the local authority, having made a determination of the needs which are eligible under section 13 , to meet the adult's needs which meet the eligibility criteria, subject to a means-test analysis."
"The purpose of an assessment is to identify the person's needs and how these impact on their wellbeing, and the outcomes that the person wishes to achieve in their day-today life. The assessment will support the determination of whether needs are eligible for care and support from the local authority, and understanding how the provision of care and support may assist the adult in achieving their desired outcomes…"
"(1) A local authority must carry out an assessment in a manner which—
(a) is appropriate and proportionate to the needs and circumstances of the individual to whom it relates; and
(b) ensures that the individual is able to participate in the process as effectively as possible.
(2) In seeking to ensure that an assessment is carried out in an appropriate and proportionate manner, a local authority must have regard to—
(a) the wishes and preferences of the individual to whom it relates;
(b) the outcome the individual seeks from the assessment; and
(c) the severity and overall extent of the individual's needs.
…"
"(1) An adult's needs meet the eligibility criteria if—
(a) the adult's needs arise from or are related to a physical or mental impairment or illness;
(b) as a result of the adult's needs the adult is unable to achieve two or more of the outcomes specified in paragraph (2); and
(c) as a consequence there is, or is likely to be, a significant impact on the adult's well-being.
(2) The specified outcomes are—
(a) managing and maintaining nutrition;
(b) maintaining personal hygiene;
(c) managing toilet needs;
(d) being appropriately clothed;
(e) being able to make use of the adult's home safely;
(f) maintaining a habitable home environment;
(g) developing and maintaining family or other personal relationships;
(h) accessing and engaging in work, training, education or volunteering;
(i) making use of necessary facilities or services in the local community including public transport, and recreational facilities or services; and
(j) carrying out any caring responsibilities the adult has for a child.
(3) For the purposes of this regulation an adult is to be regarded as being unable to achieve an outcome if the adult—
(a) is unable to achieve it without assistance;
(b) is able to achieve it without assistance but doing so causes the adult significant pain, distress or anxiety;
(c) is able to achieve it without assistance but doing so endangers or is likely to endanger the health or safety of the adult, or of others; or
(d) is able to achieve it without assistance but takes significantly longer than would normally be expected.
…"
"...Local authorities will have to consider whether the adult's needs and their consequent inability to achieve the relevant outcome will have an important consequential effect on their daily lives, their independence and their wellbeing.
In making this judgment, local authorities should look to understand the adult's needs in the context of what is important to him or her. Needs may affect different people differently, because of what is important to the individual's wellbeing may not be the same in all cases. Circumstances which create a significant impact on the wellbeing of one individual may not have the same effect on another."
"(1) Where the local authority is required to meet needs under section 18 ... or decides to do so under section 19... , it must -
(a) prepare a care and support plan or a support plan for the adult concerned,
(b) tell the adult which (if any) of the needs that it is going to meet may be met by direct payments, and
(c) help the adult with deciding how to have the needs met".
"(1) A care and support plan ... is a document prepared by a local authority which -
(a) specifies the needs identified by the needs assessment
(b) specifies whether, and if so to what extent, the needs meet the eligibility criteria,
(c) specifies the needs that the authority is going to meet and how it is going to meet them,
(d) specifies to which of the matters referred to in section 9(4) the provision of care and support could be relevant or...
(e) includes the personal budget for the adult concerned (see section 26), and
(f) includes advice and information about:
(i) what can be done to meet or reduce the needs in question;(ii) what can be done to prevent or delay the development of needs for care and support or of needs for support in the future"
"(1) A local authority must-
(a) keep under review generally care and support plans, ... that it has prepared, and
(b) on a reasonable request by or on behalf of the adult to whom a care and support plan relates ... , review the plan.
(2) A local authority may revise a care and support plan; and in deciding whether or how to do so, it -
(a) must have regard in particular to the matters referred to in section 9(4) (and specified in the plan under section 25(1)(d)) and
(b) must involve -
(i) the adult to whom the plan relates,(ii) any carer that the adult has, and ...
...
(4) Where a local authority is satisfied that circumstances have changed in a way that affects a care and support plan ... , the authority must -
(a) to the extent it thinks appropriate, carry out a needs... assessment, carry out a financial assessment and make a determination under section 13(1) and
(b) revise the care and support plan ... accordingly.
(5) Where, in a case within subsection (4), the local authority is proposing to change how it meets the needs in question, it must, in performing the duty under subsection 2(b)(i) ... take all reasonable steps to reach agreement with the adult concerned about how it should meet those needs."
a) promote the well-being of adults in its area with needs for care and support and the well-being of carers in its area,
b) contribute to the prevention or delay of the development by adults in its area of needs for care and support or the development by carers in its area of needs for support, or
c) improve the quality of care and support for adults, and of support for carers, provided in its area (including the outcomes that are achieved from such provision).
"…Where the existence or nonexistence of a fact is left to the judgment and discretion of a public body and that fact involves a broad spectrum ranging from the obvious to the debatable to the just conceivable, it is the duty of the court to leave the decision of that fact to the public body to whom parliament has entrusted the decision making power save in a case where it is obvious that the public body, consciously or unconsciously, are acting perversely."
[53] In construing assessments and care plan reviews, it should not be overlooked that these are documents that are usually drafted by social workers. They are not drafted by lawyers, nor should they be. They should be construed in a practical way against the factual background in which they are written and with the aim of seeking to discover the substance of their true meaning."
"…What the claimants here seek to challenge are decisions taken by the County Council in pursuance of the statutory powers and duties conferred on it by Part III of the Act. So I am here concerned with an area of decision-making where Parliament has chosen to confer the relevant power on the County Council: not on the court or anyone else. It follows that we are here within the realm of public law, not private law. It likewise follows that the primary decision maker is the County Council and not the court. The court's function in this type of dispute is essentially one of review — review of the County Council's decision, whatever it may be — rather than of primary decision making. It is not the function of the court itself to come to a decision on the merits. The court is not concerned to come to its own assessment of what is in these children's best interests. The court is concerned only to review the County Council's decisions, and that is not a review of the merits of the County Council's decisions but a review by reference to public law criteria…"
(D) THE PARTIES' RESPECTIVE CASES IN OUTLINE
i) her condition is degenerative: her care needs have not decreased and will not do so in the future;
ii) the Claimant was previously assessed (by Ian Gillman-Smith in 2011 and by the Defendant in 2014) as requiring night time care. That care was provided to support her with turning and changing her incontinence pads. Social interaction with her night time carer also reduced the Claimant's isolation and anxiety. Prior to the Defendant's decision to cease night time support that care was provided by one carer;
iii) the Defendant's conclusion in June 2016 that the Claimant's needs for care and support could be met through a reduction of over 50% in her carer hours, of which the majority was the cessation of night time care, was irrational;
iv) the assessment in 2018 failed to give proper consideration to the factors set out in section 9(4) of the Act, including the wellbeing factors in section 1(2);
v) the Defendant failed to have regard to the need to prevent additional care needs arising through deterioration in the Claimant's mental health and physical wellbeing (section 1(3));
vi) the assessment failed properly to assess the Claimant's care needs against the eligibility outcomes as set out in the Regulations; and
vii) the Defendant failed to cooperate with NHS services, particularly with occupational therapy and physiotherapy, in assessing the Claimant's needs and the best way to prevent care needs arising in the future.
(1) Irrationality/reasons
(2) Care Act sections 1(2), 9(4) and 1(3)
i) the Defendant failed to give any or any adequate consideration to its duty to promote the Claimant's wellbeing; and
ii) the Defendant failed to consider the impact of the proposed reduction in care hours on the Claimant's wellbeing against the factors in section 1(2), and/or to approach the assessment under section 9(4) in a holistic way with regards to all the evidence.
(3) Failure to assess against eligibility outcomes
(4) Failure to cooperate with other services