QUEEN'S BENCH DIVISION
PLANNING COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE QUEEN (on the application of HISTORIC BUILDINGS AND MONUMENTS COMMISSION FOR ENGLAND (known as HISTORIC ENGLAND) ) |
Claimant |
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- and - |
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MILTON KEYNES COUNCIL and – ST MODWEN DEVELOPMENTS LIMITED |
Defendant Interested Party |
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Alistair Mills (instructed by Legal Services Milton Keynes Council) for the Defendant
Reuben Taylor QC (instructed by Clyde and Co LLP) for the Interested Party
Hearing date: 23rd May 2018
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Crown Copyright ©
Mr Justice Dove :
Background
"STATEMENT OF SIGNIFICANCE
1. The significance of Wolverton as an historic area derives from the following attributes:
1. Its location as a critical component of the world's earliest railway developments
2. The physical survival of some of its earliest built elements, including bridges and other structures built under Robert Stephenson's direction.
3. The survival of the pattern of development and range of buildings from its zenith of growth and production.
4. The portrayal of technological and social history represented in the buildings and layout of the town
5. The concentration of a number of industrial, public and religious buildings of special architectural and historic interest
6. The interest of a collection of building forms, functions and spaces which are unique in the region
7. The relationship of the town to part of the Grand Union Canal which runs through it
8. The archaeological potential to recover further evidence of Robert Stephenson's and other important early works.
9. The potential benefits to the physical character and life of the community which may be achieved through proactive conservation measures"
"Prevailing uses and their influence
12. The town can be defined in terms of the stark division between its inhabited and its Carriage Works sections and ancillary railway buildings. The inhabited part consists of houses representing a range of dates from the early 1800s to about 1910. Some limited building continued into the 1920s and 1930s. Later 20C development or redevelopment has made relatively little direct impact upon Wolverton and, in this respect, the town can be considered fortunate.
13. The railway company which built the town to serve the Works and railway buildings to the north and east, with their enclosing walls and embankments of military proportions, once determined virtually every aspect of life in the town. Employment is now diversified into other uses within some of the former works buildings, expanded industrial areas and commuter life styles, and the community is also more diverse in interests, religious and ethnic makeup and social groupings. These changes demonstrate how accommodating of new uses, lifestyles and technologies the old buildings can be, without necessitating change to their external face."
The document went on to review the architectural interest of the Conservation Area and in particular noted as follows:
"18. Of particular importance is the site of line, stations, repair sheds and workshops for the first inter-city railway in the world. This was Robert Stephenson's London to Birmingham line. He began the first surveys in 1830, the Act of Parliament received William IV's royal assent on 6 May 1833 and the line was inaugurated on 17 September 1838 (one year only into the "Victorian" era). Wolverton's canal and railway heritage began during the late-Georgian era and continued through Victoria's long reign and into the mid-20C."
"Wolverton is characterised by its diverse mix of late nineteenth and early twentieth century terraced housing, industrial quarters, commercial areas and functional open spaces. There are active shopping and commercial frontages, busy with traffic and people, that contrast with the quieter residential streets and their distinctive, narrow, interconnecting back ways.
Whereas the streets are open to exploration, the industrial quarter is closed off and isolated from the town. Built on a much larger scale, the works built by the London and Birmingham Railway underpinned the economy and development of Wolverton from the middle of the nineteenth century until being significantly scaled down during the late 1970's and 1980's. In their heyday the works were nationally renowned in a similar way to those of Crewe and Swindon. A collection of important buildings and structures from this period still survives in sufficient numbers to convey the historic scale and cohesiveness of the site's functions, processes and purpose.
The railway works are abruptly divided from the commercial and residential areas by an imposing boundary wall that runs along Stratford Road. The effect is to emphasise the separation of industrial activity from domestic life. This abrupt division of function contrasts with other types of industry where the gradual growth of a specialist trade mixed factories and houses together (shoemaking in Northampton or Birmingham's Jewellery Quarter for example)."
"2.3.25 Although from outside the works are largely hidden from view, once inside, their size and complexity is impressive. Whilst this vastness once again prevents the whole site being seen from a single vantage point, even from within the site, there are long east – west linear views, enhanced by the receding perspectives of the railway tracks, that very effectively convey an impression of the works' extent. As such the buildings that survive remain noteworthy statements of Victorian industrial endeavour.
2.3.26 Towards the east of the site the derelict or semi derelict buildings and their environs evoke a sense of functional, harsh, unkempt, bleakness. These cavernous structures are comparatively low in height in relation to their length. Whilst unadorned architecturally, their scale nonetheless imbues them with a monumental quality; a quality accentuated by the rhythmic regularity of large window openings and their pier and panel construction. The roofs are now generally of grey roofing felt laid over timber (exposed in places) that complements the muted orange of the bricks.
2.3.27 Some of the buildings retain the faint remnants of the black, brown and greens of Second World War camouflage, indicating the significance of the site well into the Twentieth Century and its involvement in the war effort. The patterns still discernible mark out terraced houses along the length of at least part of one of the buildings. The presence of the faded camouflage, and the attendant history that its presence evokes underlines further the immense cultural value of these venerable structures.
2.3.28 The much busier, western end, where new carriages are still built and repaired, provides some insight into the atmosphere that would once undoubtedly have been present throughout the works.
2.3.29 A single skeletal branch line, that enters from the east, fans out to create a complicated set of sidings at the western end, upon which a shunter draws carriages backwards and forwards from one shed to another.
2.3.30 The railway line is a key unifying feature of the site as well as a principal means of transporting the works' products and materials. Here the noises and smells are not of abandonment but of industry; various intermittent hammerings, clangs and occasional shouts ring out across this end of the site.
2.3.31 A further unusual and defining feature of the works are the 'traversers' which move carriages between various bays of the sheds in which they are being worked on. Some are still in operational use at the western end whilst only the concrete bases of others survive to the east. The sedate backwards and forwards motion of the traversers when in operation is a memorable sight.
2.3.32 Whilst the buildings here are in much better repair, they retain an uncompromisingly functional quality. The exteriors of the buildings display a wider range of materials, including modern corrugated plastic and metals. Metal lighting and pipe gantries are more frequent features. Despite the modifications the general scale and position of the buildings still convey a strong industrial character and retain much of their early appearance."
"Change of Use
3.2.6 The council will not normally permit changes of use to a building where the new use would adversely affect the historic character or appearance of the conservation area. For example, the clear distinction between housing, commerce and industrial areas is a feature of the conservation area and so a blurring or loss of uses that perpetuate this distinction would normally be resisted. Equally, each character area has its own distinctive quality derived from scale, materials, layout and use. The retention of existing uses contributes to the character, quality, interest and individuality of these areas. These qualities have been recognised, are highly valued, and will be given careful consideration before a change of use is permitted."
The application
"Demolition of all existing structures (except part of the lifting shop building and the brick wall on Stratford Road which are partially demolished) and development to create a new employment floorspace (use classes B1/B2/B8), up to 375 residential units (Use class C3), a new foodstore (use class A1), a new community facility (use class D1 or D2) new hard and soft landscaping, open space and public realm, amended site vehicular access including alterations to junctions and pavements"
"Beyond that designation, this chapter has shown that the Site is significant for the following reasons.
- Communal value: as the reason for the historic development of Wolverton, the town's most important employer and a major part of its local identity.
- Historical value: as the oldest continuously operated railway works in the world, and as a site that exemplifies the large scale, architectural standardisation and associated workers settlements of the consolidation and completion periods of the English railway network in general, and as the Carriage Works of the London and North Western Railway in particular.
- Aesthetic value: its historic railway sheds are substantial structures that, although almost all are to a standardised and functional design, exist together with the spaces between them to create a consistent and impressive historic character.
- Evidential value: as an operational railway works, with historic buildings that are generally instructive of their continued use, underlined by specific historical uses where associated machinery and infrastructure survives.
- Setting: for its visual spatial and historic relationship with the wider town, most notably the contemporary residential settlement and the listed railway buildings that now form part of the Wolverton Park development.
- Comparative assessment: as one of the three major English carriage works at the 1923 grouping, as one of the two that survives close to its extent in 1923, and as the only one that does so in close proximity to surviving listed early railway works buildings."
"4.5 Conservation Policies
P1: Where possible the buildings on the Site that are positive contributors to the character or appearance of Wolverton Conservation Area should be retained
P2: It is desirable to retain railway works on the Site
P3: If it is not possible to retain the buildings on the Site that are positive contributors to Wolverton Conservation Area in railway works use, a feasibility study should be commissioned to explore appropriate alternative uses
P4: Any future development of the Site must be shown to preserve or enhance the particular contribution of the Works to the character or appearance of Wolverton Conservation Area"
"The railway-related buildings on the Site are relatively poor in terms of their aesthetic interest, and hold only a communal interest as part of the larger area that comprised the railway industry of Wolverton. Therefore, the removal of identified railway-related buildings on the Site would not be considered to cause material harm to the overall Wolverton Conservation Area as the communal interest of the town's railway heritage has already been safeguarded by the conversion and preservation of the Wolverton Park development. Nonetheless, the relocation of historic fabric such as that found within the Boiler House that could be reused for public display would not only enhance the Site, but also better reveal the significance of Wolverton's railway industry.
Notwithstanding this, the revised proposals by Purcell seek to retain significantly more building fabric and the overall character and appearance of the site. This is achieved through the retention of key building facades, which in combination with other features, such as transverses, will provide public spaces that evoke the essence of the site's railway heritage.
As the mechanisms would not be required when railway operations are scaled back, their removal can be considered acceptable in heritage terms, although a method of interpretation to inform future users, visitors and owners of their operational importance is a potential measure to secure their removal.
In terms of the high, brick perimeter wall which fronts onto Stratford Road, it is considered that this element of the Site makes a noticeable contribution to the Conservation Area; representing a physical barrier between the site's railway maintenance operations and the residential and commercial areas of the town. As much of the land within the Site is to scale back its railway operations and re-used for new residential and employment opportunities, removal of certain sections of this boundary wall is considered acceptable in heritage terms to ensure permeability into the Site is achieved and effectively integrate the new development with the existing townscape.
To conclude, it is our opinion that the Site's contribution to the significance of the Conservation Area is primarily limited to its communal interest."
"We remain very concerned at the approach you are now taking to the exercise of your statutory duty towards Conservation Areas under the 1990 Act. Most worryingly, the Committee paper raises a completely new argument which has profound implications for heritage policy in relation to Conservation Areas. It argues that, notwithstanding the evidence of a character appraisal adopted by the Council in 2009 and in a recent heritage assessment commissioned by the landowner, the use of the land for railway carriage manufacturing is the main contributor to the heritage significance of the Conservation Area – more so than the buildings and spaces which give the land the 'special architectural and historic interest' for which it was designated in the first place.
We consider this approach to be a profound misunderstanding of heritage policy as set out in the NPPF and the PPG. If this approach were to be adopted elsewhere, the government's stated aim of 'conserving heritage assets in a manner appropriate to their significance, so that they can be enjoyed for their contribution to the quality of life of this and future generations' (NPPF Para 17) would acquire a completely new interpretation from that conventionally applied. Historic warehousing in Manchester, for example, could be replaced by new self-storage sheds because they preserve the bulk storage use of the land. Well-preserved streets of Georgian housing in key historic cities such as Bath could be replaced by new housing because that perpetuates the residential land use. We do advise, in our publications on significance, that the way a heritage asset is used can sometimes add to its heritage significance – for example a historic blacksmith's workshop is much more easily understood and appreciated if smithing is still carried out. Your Council's argument in this case, however, goes far beyond any advice that Historic England has given on the ascription of significance"
"7.3.18 It is noted that the buildings on the site of themselves to date have been considered by Historic England as not meeting the criteria for statutory listing. Historic England recently decided not to list the buildings and in doing so concluded, although clearly of strong local interest for the history of the town which grew as result of the Works, and of importance to the character of the Conservation Area, the buildings do not meet the criteria for listing.
7.3.19 Every heritage asset, and the factors which contribute to its significance, will be different. On the specific factors of the present site, the existence of the buildings forms but a part of the importance of the site to the significance of the conservation area and it is the continued rail related use that ties Wolverton and the conservation area to the reason for its existence (i.e. the railway works) and it is this continued use that comprises the main contribution the site makes to the conservation area's significance. Officers are aware of studies which indicate that the buildings on the site have value. However, in the exercise of their judgment, Officers consider that it is of greater importance to maintain the historical use of the site for railway purposes than to retain non-listed buildings. The site has adapted as needed over time…
7.3.21 The original application proposed demolition of all of the buildings on the Site. This was not acceptable, and the Applicant has provided amended proposals which would provide for retention of a number of historic façades. Officers consider the amended proposals to be a considerable improvement in terms of reducing the harm to the character and appearance of the Conservation Area. The residential part of the scheme proposes the demolition of the majority of railway buildings on the site, with selected gables, a façade and other existing railway features being retained. It is nevertheless acknowledged that this would have an impact on the heritage significance of the site and Wolverton Conservation Area, albeit to a lesser extent than the original proposals.
7.3.22 Both Historic England and the Council's Conservation and Archaeology Manager have stated that the scale of demolition proposed, even accounting for recent amendments, would leave no complete building standing on the site with all of the historic works buildings on the site being completely or substantially demolished. They therefore conclude that the impact of this degree of demolition would be to cause substantial harm to the significance of the Wolverton Conservation Area. On this basis it is concluded that the proposed redevelopment of the site would cause substantial harm, such that paragraph 133 of the NPPF is engaged.
7.3.23 Paragraph 133 requires that the harm/loss must be necessary in order to realise the public benefits and this requires further consideration of whether the benefits could reasonably be achieved in another way which would cause less harm/reduced loss. Paragraph 133, set out in full, provides:
7.3.24 'Where a proposed development will lead to substantial harm to or total loss of significance of a designated heritage asset, local planning authorities should refuse consent, unless it can be demonstrated that the substantial harm or loss is necessary to achieve substantial public benefits that outweigh that harm or loss, or all of the following apply:
the nature of the heritage asset prevents all reasonable uses of the site; and
no viable use of the heritage asset itself can be found in the medium term through appropriate marketing that will enable its conservation; and
conservation by grant-funding or some form of charitable or public ownership is demonstrably not possibly; and
the harm or loss is outweighed by the benefit of bringing the site back into use…
7.3.26 The overall area of the site that is occupied by the railway works is too large for a modern rail business and several buildings are beyond their operational lives with areas of the site comprising derelict or near derelict buildings.
7.3.27 The beneficial use of the site is sprawled around unusable buildings and the existing rail layout does not allow direct access into some of the buildings as manoeuvring is not possible. On this basis, KB [the current operators of the railway works] suffers from an inefficient and compromised site; vehicles have to be excessively shunted around the site which adds significant time and therefore cost to regular operations…
7.3.29 Activity is currently largely concentrated within the existing buildings in the western area of the site and the buildings still occupied by KB throughout the site require considerable on-going maintenance to ensure their safety and to create as best a working environment as possible. The buildings present some fundamental challenges to modern railway-related operations including the existing building heights which prevent the use of more modern cranes to lift carriages from bogies; the fact that entire rakes of trains cannot currently be driven into existing buildings due to their orientation; insufficient height of buildings for double height offices which reduces efficiency; and inadequate interiors to enable effective movement of carriages as a result of columns and track layout and floors are no longer flat and require replacement for modern calibration expectations. Many of the buildings on the Site are in a poor structural condition. Officers have considered whether there is evidence of deliberate neglect, such that Paragraph 130 of the NPPF requires that the deteriorated state of the heritage asset be disregarded. Applying the test in the Planning Practice Guidance, Officers are not satisfied that there is evidence that the site has been deliberately neglected in the hope of making permission or consent easier to gain.
7.3.30 By comparison with the current situation at the site, the site's competitors have modern facilities offering lower operating costs, meaning the site's competiveness is significantly compromised.
7.30.31 For these reasons, if the current rail-related occupier ceased occupation of the site, the likelihood of another rail related business coming forward to acquire the whole site and to use any of the existing buildings is remote. Historic England have accepted that the site is in need of redevelopment. Officers conclude that it is likely that if the site is not redeveloped, with the potential for the railway use to be modernised, then the use of the site for railway purposes would be lost. Given the historical significance of the maintenance of railway usage, the loss of such a use would cause considerable harm to the Conservation Area…
7.3.36 In light of the above comments the choice for the site moving forward is either:
7.3.37 i. Scenario 1 - Retain the rail related use by allowing demolition of the existing buildings.
7.3.38 The loss of the buildings to make way for the reconfiguration of the rail related business and the loss of the remaining buildings would cause substantial harm but Officers are satisfied that this is necessary because
7.3.39 a. It is the only way rail related use will be retained on the site;
7.3.40 b. It will deliver the benefits that flow from that scheme as follows:
7.3.41
- Full use made of previously developed land in a sustainable location to meet future needs for employment, residential, retail and community needs;
- Co-location of uses with a likelihood of interrelationship e.g. residents using the employment, retail and community facilities, employees using the retail and community facilities, shoppers using the community facilities and those using the community facilities using the retail facilities;
- Meets housing demand on a site which reduces pressure for greenfield site release;
- Meets affordable housing needs;
- The provision of new modern employment buildings offering modern and flexible accommodation to meet the needs of KB over the lifetime of the buildings;
- The retention of rail related employment in Wolverton whilst providing an opportunity for expansion in the future in response to demands;
- Floor space to support small and medium sized business to promote a mix of employment, and the locally economy;
- The provision of a heritage centre to support local tourism;
- An enhancement to the retailing offer to support the vibrancy of the town centre;
- Enhancing expenditure, contributing to the local economy through an increase in residential and employment population;
- The provision of diverse employment opportunities;
- The provision of new high quality public realm and open spaces with a minimum of 14,000 sqm of new open space created within the site which will be accessible to the wider community;
- An enhancement of nature conservation/biodiversity on the site;
- The creation of public access to the site and surroundings and the provision of a heritage interpretation strategy through the public realm, thus enhancing the residual heritage value of the site as an all-inclusive reference to the past;
- Accommodating the war memorial within the masterplan;
- Improving the town's accessibility and relationship with the Grand Union Canal; and
- A full remediation of the site in regards to contaminated land
7.3.42 ii. Scenario 2 - Retain the buildings (which did not justify listing) but lose the rail related use, which is the aspect of the site that contributes most to the significance of the CA as a heritage asset.
7.3.43 It is expected that if the buildings were to be retained then the most likely scenario would be the loss of the rail related business in the near future given the clear messages being presented by the current occupier KB. As set out above, St Modwen, as the applicant, discussed alternative commercial uses for the buildings however it was agreed that town centre uses would not be supported in the western area given the policy objection as an out of centre location, and that it was unlikely that any B Class uses would generate sufficient value (given prevailing market circumstances) to support the conversion and reuse of the buildings. This view of the commercial market for Wolverton is supported by the Council's development plan evidence base (Employment Land Review and Economic Growth Study, November 2015). In this context the Viability Assessment prepared by the applicant focussed on higher value residential uses for potential reuse of the buildings.
7.3.44 Loss of the rail related use will result in the loss of a key element of the significance of the heritage asset. However, the design, form and condition of these buildings, and the market advice received validates that it is unlikely that a viable alternative user will be found. As such, ultimately, the loss of the rail related use is likely to result in the loss of the buildings themselves.
7.3.45 Therefore, Scenario 2 would not deliver the package of benefits outlined in Paragraph 7.3.31. Accordingly Scenario 2 would result in greater harm to the significance of the heritage asset and would not deliver the same degree of public interest benefits and this would not accord with the principles of paragraph 133 of the NPPF.
7.3.46 Alternative Proposals
7.3.47 There are two main means by which alternative proposals can be relevant to assessment of the acceptability of a scheme which causes harm in heritage terms:
i. An alternative site on which the benefits could be delivered;
ii. Provision of the benefits on the same site, without the harm to heritage assets.
7.3.48 Officers are satisfied that there is neither such alternative.
7.3.49 In terms of i), it is noted that there is no other single site that could deliver the same benefits, particularly the retention of the rail related use. Even if there were sites across which the uses could be disaggregated where they would deliver the same benefits, the High Court has recently rejected the contention that it was necessary to consider the disaggregation of uses in respect of a large mixed use development when considering alternatives (Smech v Runnymede BC, [2015] EWHC 823 (Admin)). Furthermore, Officers consider that the key in heritage terms is maintaining a railway use on this site. This would plainly be impossible on any other site.
7.3.50 In relation to ii), Officers are satisfied that there is no other alternative form of development which would cause less harm in heritage terms. The design of the amended proposals is sensitive to the character and appearance of the Conservation Area. As stated above, Officers have formed the judgment that the most important matter in heritage terms is the maintenance of the use of the site for railway use. Officers are satisfied that this is possible only if the existing buildings are demolished.
7.3.51 The only conclusion therefore is that there is no other means of delivering the same benefits. This means that there is no other means of delivering the same benefits with less harm/loss to the significance of the conservation area.
7.3.52 Impact
7.3.53 Though largely hidden from the public's view, the railway works form an important part of the Conservation Area. However, it is noted that the Conservation Area extends far beyond the boundary of the Works to include a substantial area of housing. It is considered that the communal value of the site is one of the most important elements of the railway works and this communal value can be appreciated through the retention of a railway related use on a part of the site, as proposed, and through the retention of elements of the existing built form and in the form and design of the new scheme, as proposed. It is considered that the communal value of the site can be maintained without necessarily retaining all buildings on the site.
7.3.54 The part elevations to Buildings 1, 4 and 5 (carriage lifting shop, timber store, paint shed) are proposed to be retained, which when combined with the boundary wall, will equate to approximately 370 metres of facade retention. This is a significant increase compared to the originally submitted scheme, and a major improvement on it. These three buildings are considered to represent an interesting part of the built heritage on the site, with a limited amount of modern alteration and extension. They are also located within the centre of the proposed residential area, and therefore, will provide a focal point for the retention of the heritage interest as well as providing a framework upon which the proposed new buildings will be designed and developed. They also provide the enclosure and backdrop to new public areas which, in combination with the incorporation of rail tracks and traversers, will provide a strong historical reference to the railway works which is considered to be a benefit. The proposal provides the opportunity to better reveal the significance of the Conservation Area, with improved public access and interpretation measures…
7.3.56 On the facts of this particular application, the continuation of rail related use on the site is a very important consideration and one that should carry significant weight. All of the matters above contribute to a substantial public benefit that would be created by the proposed development. It is acknowledged that harm would be caused to the identified heritage asset but, even giving great weight to the conservation of the Conservation Area, and giving considerable importance and weight to heritage harm, it is considered the harm is outweighed by public benefits.
7.3.57 In concluding on these matters it is considered that Scenario 1 outlined above would give rise to a lesser degree of harm/loss to the significance of the conservation area than Scenario 2. Further Scenario 1 would deliver significant benefits in the public interest but Scenario 2 would not. Thus in policy terms Scenario 1 is to be preferred.
7.3.58 Thus, whilst both of the choices would result in harm to the significance of the conservation area, there is a clear and convincing justification for granting planning permission since this would result in less harm to the significance of the conservation area and would deliver far greater benefit.
7.3.59 The harm to the conservation area is acknowledged but this will be offset to some extent by the railway works use being retained when otherwise it would be lost and the harm by reason of the loss of the buildings is necessary in order to achieve substantial public benefits. Even when it is given great weight, the substantial harm to the significance of the conservation area is considered to be outweighed by the substantial and significant public interest benefits that would arise if planning permission were granted by the proposed development. The harm is considered to be necessary in order to achieve the identified public benefits which, it is considered, could not be reasonably achieved in another way. This accords with the requirement set out in paragraph 133 of the NPPF."
"7.16.2 Law and policy emphasises the importance of safeguarding the heritage assets. The historical railway use of the site and its commercial long-term future is of central importance. This requires new purpose-built structures and modern facilities which will be consolidated in the eastern part of the site resulting in a more efficient use of the site ensuring the long term retention of employment use.
7.16.3 The proposal has been the subject of much assessment and review in terms of its impact upon the significance of identified heritage assets, including the provision of a Heritage Statement and a Built Heritage Assessment. These assessments have, along with previous consultation responses and input from Historic England, substantially amended the scheme. The proposal has been the subject of a major design review, including the retention of existing structures or parts thereof, a far more contextual design, and the integration of numerous historical references. The buildings and the planned linear form of the site is representative of its function, collectively and individually, and the nature of the industry…
7.16.5 Notwithstanding the positive aspects outlined above it is fully acknowledged that harm would be caused by the proposed development as set out in section 7.3 of this report. This weighs heavily against the application.
7.16.6 On balance, even once it is given great weight the substantial harm to the significance of the conservation area is considered to be outweighed by the substantial and significant public interest benefits that would arise if planning permission were granted by the proposed development.
7.16.7 The most significant benefit would be securing railway use of the site by the provision of new modern employment buildings offering modern and flexible accommodation to meet the needs of business over the lifetime of the buildings; the retention of rail related employment in Wolverton whilst providing an opportunity for expansion in the future in response to demands. Other benefits are set out in more detail in paragraph 7.3.31 above but include: the addition of floorspace to support small and medium sized business to promote a mix of employment, and the local economy; the provision of a mix of quality new homes in a sustainable and accessible location in Wolverton in order to meet an identified housing shortfall; the provision of a new community facility; an enhancement to the retailing offer to support the vibrancy of the town centre; the creation of greater public access to the site and the provision of a heritage interpretation strategy through the public realm, thus enhancing the residual heritage value of the site as an all-inclusive reference to the past. The identified benefits are considered to support the application in terms of its assessment against the social, environmental and economic threads of sustainable development as outlined by the NPPF and thus tip the balance in favour of a recommendation to approve the application
7.16.8 There is a measure of conflict with the development plan. Under the framework of section 38(6) of the Planning and Compulsory Purchase Act 2004, there are material considerations which indicate that planning permission should nevertheless be granted. Section 38(6) does not override the statutory heritage duties under sections 66 and 72 of the Planning (Listed Buildings and Conservation Areas) Act 1990. Those sections have been applied in the above analysis and they do not indicate that planning permission should be refused.
7.16.9 Arguments that the application is premature or lacking in detail would not justify a refusal of the application given that it has been concluded that the harm would not outweigh the benefits of the proposed development. Sufficient detail has been provided for the application to be considered, and it should be approved. It is recommended that outline planning permission is granted subject to the completion of a s106 for the items identified in paragraph 7.15.4 and subject to the conditions set out in section 8 of this report."
"Councillor Eastman moved that the recommendation to grant outline planning permission subject to a s106 legal agreement to secure the planning obligations and the planning conditions as detailed in the committee report. This was seconded by Councillor Legg.
Members of the Committee recognised the concerns raised by objectors but accepted that the issues had been addressed in the committee report and that the decision whether to grant the application was a subjective matter to be decided on weighing the public benefits against the harm to the heritage assets and whether that was substantial enough to justify that decision to grant, taking into consideration the necessity to demolish buildings to the extent that had been proposed..
Some members did not accept that there was adequate evidence to suggest that there was a need to demolish the existing buildings rather than retain the structures and use them as an integral part of the redevelopment, rather than simply retaining the gable ends. There was also comment that the provision of only 12% affordable housing rather than the council's policy of 30% did not in the view of some members of the Committee amount to a 'substantial' public benefit.
Other members recognised the recent refusal of Historic England to 'list' the existing buildings and suggested that the loss of buildings would not, in their opinion, amount to substantial harm to the conservation area.
On being put to the vote, the motion to approve the application was carried with 6 members of the committee voting in favour and 4 members of the committee voting against.
RESOLVED –
That the application be granted subject to the conditions set out in Section 8 of the Committee report and a s106 agreement."
The judicial review
The Law
"Duties to inform the public and the Secretary of State of final decisions
24.—(1) Where an EIA application is determined by a local planning authority, the authority shall— …
(b)inform the public of the decision, by local advertisement, or by such other means as are reasonable in the circumstances; and
(c)make available for public inspection at the place where the appropriate register (or relevant section of that register) is kept a statement containing—
(i)the content of the decision and any conditions attached to it;
(ii)the main reasons and considerations on which the decision is based including, if relevant, information about the participation of the public;
(iii)a description, where necessary, of the main measures to avoid, reduce and, if possible, offset the major adverse effects of the development; and
(iv)information regarding the right to challenge the validity of the decision and the procedures for doing so."
"49. As to that, the first and most important point in the present case is that regulation 21(1) looks to the position after the grant of planning permission. It is concerned with making information available to the public as to what has been decided and why it has been decided, rather than laying down requirements for the decision-making process itself. It implements the obligation in article 9(1) of the Directive to make information available to the public 'When a decision to grant… development consent has been taken' (emphasis added). That is to be contrasted with article 2(1) of the Directive, which lays down requirements as to what must be done before the grant of planning permission (which may be granted only after a prior assessment of significant environmental effects).
"50. The fact that the requirement focuses on the availability of information for public inspection after the decision has been made, rather than on the decision-making process, leads me to the view that a breach of regulation 21(1) ought not to lead necessarily to the quashing of the decision itself. A breach should be capable in principle of being remedied, and the legislative purpose achieved, by a mandatory order requiring the authority to make available a statement at the place, and containing the information, specified in the regulation."
This reasoning was adopted by Simon Brown LJ giving the lead judgment in the Court of Appeal. He also adopted the same conclusions expressing himself in the following terms:
"39 Mr McCracken submits that an irresistible inference arises from the requirement to give reasons following an EIA decision that at the time the decision is taken those reasons must be openly discussed and formulated in public. Whenever there is a legislative requirement for reasons, he argues, there are necessarily twin objects to be served. One is to enable those aggrieved by the decision to challenge it if its reasoning can be seen to be deficient. The other is to improve the quality of decision-making. Often, of course, that will be so. But to contend that it is invariably so seems to me extravagant: the requirement for "the main reasons and considerations on which the decision is based" to be made available to the public-after, it should be noted, the decision "has been taken"-was first introduced by the amending Directive 97/11/EC in 1997. To suggest that there then suddenly arose a duty upon planning committees to discuss their detailed reasoning in public I find absurd. As Mr Straker points out, an EIA planning application can on occasion be decided by a council officer under his delegated powers when, of course, there would be no public hearing at all. In any event it seems to me plain that the particular requirement for reasons imposed upon planning authorities here was to inform the public retrospectively of the basis for the decision rather than to dictate the course or even quality of the decision making process itself."
"58 The new requirement to give summary reasons for the grant of permission will be particularly valuable in cases where members have not accepted officers' advice, where the officer has felt unable to make a recommendation, where the officer's report fails to take account of a material consideration, but that omission is said to have been remedied by the members during the course of their discussions, or where an irrelevant factor has been relied upon by some members during the course of their discussions and it is important to ascertain whether it was one of the Committee's reasons for granting planning permission. In such cases—and I emphasise that these are merely examples—there would have to be very powerful reasons for not quashing a decision notice which did not include the local planning authority's summary reasons for granting planning permission…
68 If there has been a failure to include summary reasons for granting planning permission in a decision notice, and the omission has occurred because the Committee has failed to agree upon the summary reasons for its decision, and the local planning authority wishes to make good that omission, then the proper course would seem to me to be for the officers to take the matter back to committee at the earliest possible opportunity so that the Committee can decide, in public session whilst members' recollection is still fresh, what were its summary reasons for granting planning permission. It must be borne in mind that those reasons might well have been informed by the views of those who were against the grant of planning permission, as well as those who voted in favour. Adopting such a procedure would not necessarily persuade the court that a defective notice granting planning permission should not be quashed, but the fact that a local planning authority had adopted such a procedure would be a factor to take into account in the exercise of the court's discretion, since in practical terms the local planning authority would have undertaken the same exercise that it would have to undertake if the decision notice was quashed, although it would not have been free to change its mind and refuse planning permission.
69 Standing back from the detail, Parliament intended that the defendant should set out its summary reasons for granting planning permission in the decision notice. This is not a case of summary reasons being inadequate because, for example, the planning authority has failed to mention a particular reason or reasons. No reasons at all were given. While it is true that the claimant cannot point to any specific prejudice having been caused by the defendant's omission, neither can the defendant or any interested party point to any particular prejudice if the decision notice is quashed and the Committee has to reconsider the matter. The defendant's case really amounts to no more than a submission that it should not be put to the administrative inconvenience of having to reconsider the application, but if the Committee's reasons are to be elicited after the event that should have been done by taking the matter back to the Committee and by the Committee discussing and resolving upon summary reasons in public session. Whether they do so following the quashing of a decision notice or as a means of trying to save a defective notice would seem to make little practical difference in terms of administrative burden, save that in the former case the members would retain the option of refusing planning permission on reconsideration."
"29 This duty was repealed as from 25 June 2013: Town and Country Planning (Development Management Procedure) (England) (Amendment) Order 2013 (SI 2013/1238), article 7 . The Explanatory Memorandum (paras 7.17–7.20) indicated that this was a response to suggestions that the duty had become "burdensome and unnecessary", and having regard to the fact that officer reports "typically provide far more detail on the logic and reasoning behind a particular decision than a decision notice", so that the requirement to provide a summary "adds little to the transparency or the quality of the decision-taking process"; and also having regard to the "greater level of transparency in the decision-taking process", resulting from increased ease of access to information, both on-line and through the Freedom of Information Act 2000 ."
"41…Where there is a legal requirement to give reasons, what is needed is an adequate explanation of the ultimate decision. The content of that duty should not in principle turn on differences in the procedures by which it is arrived at. Local planning authorities are under an unqualified statutory duty to give reasons for refusing permission. There is no reason in principle why the duty to give reasons for grant of permission should become any more onerous.
42 There is of course the important difference that, as Sullivan J pointed out in Siraj , the decision-letter of the Secretary of State or a planning inspector is designed as a stand-alone document setting out all the relevant background material and policies, before reaching a reasoned conclusion. In the case of a decision of the local planning authority that function will normally be performed by the planning officers' report. If their recommendation is accepted by the members, no further reasons may be needed. Even if it is not accepted, it may normally be enough for the committee's statement of reasons to be limited to the points of difference. However the essence of the duty remains the same, as does the issue for the court: that is, in the words of Bingham MR in the Clarke Homes, case whether the information so provided by the authority leaves room for "genuine doubt … as to what (it) has decided and why"."
"48 With respect to the judges concerned, I would decline to follow that reasoning. I find the distinction drawn between notification of the decision, and of the reasons on which it is based, artificial and unconvincing. In the Regulations (as in the Aarhus Convention, which is now expressly referred to in the Directive) the provision of reasons is an intrinsic part of the procedure, essential to ensure effective public participation. I would not necessarily disagree with the court's disposal of the appeal in Richardson. Although the committee had not given its own reasons, it had granted permission in accordance with the recommendation in the officer's report, and could be taken to have adopted its reasoning. Simon Brown LJ (para 35) referred with approval to the comment of Sullivan J ( R v Mendip District Council, Ex p Fabre (Practice Note) [2017] PTSR 1112,1121) that in such a case— "the reasonable inference is that the members did so for the reasons advanced by the officer, unless of course there is some indication to the contrary."
49 It is perhaps also relevant that the court was faced with a somewhat extreme submission (based on observations of Lord Hoffmann in Berkeley v Secretary of State for the Environment [2001] 2 AC 603, 616–617), that in respect of a breach of an EU Directive the court had no choice in the matter; it was:
"simply not permitted to regard a breach of the implementing regulations as curable other than by the outright quashing of the development permission granted." (Para 38.)
Not surprisingly the court found that an unattractive proposition. However, it is now clear, following recent judgments of this court, that even in respect of a breach of an EU Directive the powers of the court are not so restricted:
"the court retains a discretion to refuse relief if the applicant has been able in practice to enjoy the rights conferred by European legislation, and there has been no substantial prejudice": per Lord Carnwath JSC, R (Champion) v North Norfolk District Council [2015] 1 WLR 3710, para 54, following Walton v Scottish Ministers [2013] PTSR 51 , paras 139, 155.
In Champion itself it was held that this test was met: given that the environmental issues were of no particular complexity or novelty; there was only one issue of substance on which each of the statutory agencies had satisfied itself of the effectiveness of the proposed measures; the public had been fully involved; and Mr Champion himself having been given the opportunity to raise any specific points of concern but having been unable to do so (para 60)."
"It is a reasonable inference that, in the absence of contrary evidence, [the members] accepted the reasoning of an officer's report, at all events where they followed the officer's recommendation."
"I see no evidence that the Council acted upon any but a perfectly proper ground. With regard to the speeches of the members which have been referred to, I should imagine that probably hardly any decision of a body like the London County Council dealing with these matters could stand if every statement which a member made in debate were to be taken as a ground of the decision. I should think that there are probably few debates in which some one does not suggest as a ground for decision something which is not a proper ground; and to say that, because somebody in debate has put forward an improper ground, the decision ought to be set aside as being founded on that particular ground is wrong."
Secondly, they referred to the decision of Schiemann J in R v Poole Borough Council ex parte Beebee in which he observed as follows:
"Mr Ryan QC, who appeared for the applicants, was faced with an unmotivated decision, unexceptionable on its face. He did not allege bad faith or corruption or that the decision was on its face so wildly surprising that one's instinctive reaction would be that something must have gone wrong. No. He took me instead on a trawl of a considerable amount of predecision documentation, from letters written to an objector by an officer in the planning department via the report prepared by an assistant planning officer, upon which that officer elaborated in committee to various affidavits setting out who said what in committee. There is undoubted precedent for carrying out this sort of exercise without protest by the court, and indeed at times the courts have criticised authorities for not filing affidavits. So I criticise no one for having embarked on this exercise. If it is going to be done at all, it would be difficult for it to be done more expeditiously or elegantly than Mr Ryan did it.
However, for my part, I have grave reservations about the usefulness of this sort of exercise when there is no allegation of bad faith. These reservations, in part, arise out of the theoretical difficulties of establishing the reasoning process of a corporate body which acts by resolution. All one knows is that at the second that the resolution was passed the majority were prepared to vote for it. Even in the case of an individual who expressly gave his reasons in council half an hour before, he may well have changed them because of what was said subsequently in debate. It is that type of consideration, coupled with the fact that many of those who vote on a resolution may give no utterance in debate, which has led our courts not to permit references to Parliamentary debates when arguing about the meaning of a statute."
Thus it is contended that the exercise which Mr Harwood has embarked upon of seeking to scrutinise the minutes in the way in which he has is illegitimate and cannot displace the reality of the committee acting through a resolution which itself reflected the acceptance of the officer's report.
"72 General duty as respects conservation areas in exercise of planning functions.
(1)In the exercise, with respect to any buildings or other land in a conservation area, of any functions under or by virtue of any of the provisions mentioned in subsection (2), special attention shall be paid to the desirability of preserving or enhancing the character or appearance of that area."
"42. The principles on which the court will act when criticism is made of a planning officer's report to committee are well settled. To summarise the law as it stands:
•The essential principles are as stated by the Court of Appeal in R. v Selby DC Ex p. Oxton Farms [1997] EGCS 60 (see, in particular, the judgment of Judge LJ, as he then was). They have since been confirmed several times by this court, notably by Sullivan LJ in R. (on the application of Siraj) v Kirklees MBC [2010] EWCA Civ 1286 at [19], and applied in many cases at first instance (see, for example, the judgment of Hickinbottom J, as he then was, in R. (on the application of Zurich Assurance Ltd, t/a Threadneedle Property Investments) v North Lincolnshire Council [2012] EWHC 3708 (Admin) at [15]).
•The principles are not complicated. Planning officers' reports to committee are not to be read with undue rigour, but with reasonable benevolence, and bearing in mind that they are written for councillors with local knowledge (see the judgment of Baroness Hale of Richmond in R. (on the application of Morge) v Hampshire CC [2011] UKSC 2 at [36], and the judgment of Sullivan J, as he then was, in R. v Mendip DC Ex p. Fabre [2017] P.T.S.R. 1112; (2000) 80 P. & C.R. 500 at 509). Unless there is evidence to suggest otherwise, it may reasonably be assumed that, if the members followed the officer's recommendation, they did so on the basis of the advice that he or she gave (see the judgment of Lewison LJ in R. (on the application of Palmer) v Herefordshire Council [2016] EWCA Civ 1061 at [7]). The question for the court will always be whether, on a fair reading of the report as a whole, the officer has materially misled the members on a matter bearing upon their decision, and the error has gone uncorrected before the decision was made. Minor or inconsequential errors may be excused. It is only if the advice in the officer's report is such as to misdirect the members in a material way—so that, but for the flawed advice it was given, the committee's decision would or might have been different—that the court will be able to conclude that the decision itself was rendered unlawful by that advice.
•Where the line is drawn between an officer's advice that is significantly or seriously misleading—misleading in a material way—and advice that is misleading but not significantly so will always depend on the context and circumstances in which the advice was given, and on the possible consequences of it. There will be cases in which a planning officer has inadvertently led a committee astray by making some significant error of fact (see, for example R. (on the application of Loader) v Rother DC [2016] EWCA Civ 795; [2017] J.P.L. 25), or has plainly misdirected the members as to the meaning of a relevant policy (see, for example, R. (on the application of Watermead Parish Council) v Aylesbury Vale DC [2017] EWCA Civ 152). There will be others where the officer has simply failed to deal with a matter on which the committee ought to receive explicit advice if the local planning authority is to be seen to have performed its decision-making duties in accordance with the law (see, for example, R. (on the application of Williams) v Powys CC [2017] EWCA Civ 427; [2017] JPL 1236). But unless there is some distinct and material defect in the officer's advice, the court will not interfere."
"31.— Application for judicial review…
(2A) The High Court—
(a) must refuse to grant relief on an application for judicial review, and
(b) may not make an award under subsection (4) on such an application,
if it appears to the court to be highly likely that the outcome for the applicant would not have been substantially different if the conduct complained of had not occurred.
(2B) The court may disregard the requirements in subsection (2A)(a) and (b) if it considers that it is appropriate to do so for reasons of exceptional public interest.
(2C) If the court grants relief or makes an award in reliance on subsection (2B), the court must certify that the condition in subsection (2B) is satisfied."
"54 Having found a legal defect in the procedure leading to the grant of permission, it is necessary to consider the consequences in terms of any remedy. Following the decision of this court in Walton v Scottish Ministers [2013] PTSR 51 , it is clear that, even where a breach of the EIA Regulations is established, the court retains a discretion to refuse relief if the applicant has been able in practice to enjoy the rights conferred by European legislation, and there has been no substantial prejudice: para 139 per Lord Carnwath JSC, para 155 per Lord Hope of Craighead DPSC.
55 Those statements need now to be read in the light of the subsequent judgment of the CJEU in Gemeinde Altrip v Land Rheinland-Pfalz (Vertreter des Bundesinteresses beim Bundesverwaltungsgericht intervening) (Case C-72/12) [2014] PTSR 311 . That concerned a challenge to proposals for a flood retention scheme, on the grounds of irregularities in the assessment under the EIA Directive . A question arose under article 10a of the Directive 85/337/EEC ( article 11 of the 2011 EIA Directive), which requires provision for those having a sufficient interest to have access to a court to challenge the "substantive or procedural" legality of decisions under the Directive. One question, as reformulated by the court (para 39), was whether article 10a was to be interpreted as precluding decisions of national courts that make the admissibility of actions subject to conditions requiring the person bringing the action
"to prove that the procedural defect invoked is such that, in the light of the circumstances of the case, there is a possibility that the contested decision would have been different were it not for the defect and that a substantive legal position is affected thereby."
56 In answering that question, the court reaffirmed the well-established principle that, while it is for each member state to lay down the detailed procedural rules governing such actions, those rules, at para 45:
"in accordance with the principle of equivalence, must not be less favourable than those governing similar domestic actions and, in accordance with the principle of effectiveness, must not make it in practice impossible or excessively difficult to exercise rights conferred by Union law …"
Since one of the objectives of the Directive was to put in place procedural guarantees to ensure better public information and participation in relation to projects likely to have a significant effect on the environment, rights of access to the courts must extend to procedural defects: para 48.
57 The judgment continued:
"49. Nevertheless, it is unarguable that not every procedural defect will necessarily have consequences that can possibly affect the purport of such a decision and it cannot, therefore, be considered to impair the rights of the party pleading it. In that case, it does not appear that the objective of Directive 85/337 of giving the public concerned wide access to justice would be compromised if, under the law of a member state, an applicant relying on a defect of that kind had to be regarded as not having had his rights impaired and, consequently, as not having standing to challenge that decision.
"50. In that regard, it should be borne in mind that article 10a of that Directive leaves the member states significant discretion to determine what constitutes impairment of a right …
"51. In those circumstances, it could be permissible for national law not to recognise impairment of a right within the meaning of sub-paragraph (b) of article 10a of that Directive if it is established that it is conceivable, in view of the circumstances of the case, that the contested decision would not have been different without the procedural defect invoked.
"52. It appears, however, with regard to the national law applicable in the case in the main proceedings, that it is in general incumbent on the applicant, in order to establish impairment of a right, to prove that the circumstances of the case make it conceivable that the contested decision would have been different without the procedural defect invoked. That shifting of the burden of proof onto the person bringing the action, for the application of the condition of causality, is capable of making the exercise of the rights conferred on that person by Directive 85/337 excessively difficult, especially having regard to the complexity of the procedures in question and the technical nature of environmental impact assessments.
"53. Therefore, the new requirements thus arising under article 10a of that Directive mean that impairment of a right cannot be excluded unless, in the light of the condition of causality, the court of law or body covered by that article is in a position to take the view, without in any way making the burden of proof fall on the applicant, but by relying, where appropriate, on the evidence provided by the developer or the competent authorities and, more generally, on the case file documents submitted to that court or body, that the contested decision would not have been different without the procedural defect invoked by that applicant.
"54. In the making of that assessment, it is for the court of law or body concerned to take into account, inter alia, the seriousness of the defect invoked and to ascertain, in particular, whether that defect has deprived the public concerned of one of the guarantees introduced with a view to allowing that public to have access to information and to be empowered to participate in decision-making in accordance with the objectives of Directive 85/337."
58 Allowing for the differences in the issues raised by the national law in that case (including the issue of burden of proof), I find nothing in this passage inconsistent with the approach of this court in the Walton case. It leaves it open to the court to take the view, by relying "on the evidence provided by the developer or the competent authorities and, more generally, on the case file documents submitted to that court" that the contested decision "would not have been different without the procedural defect invoked by that applicant". In making that assessment it should take account of "the seriousness of the defect invoked" and the extent to which it has deprived the public concerned of the guarantees designed to allow access to information and participation in decision-making in accordance with the objectives of the EIA Directive.
59 Judged by those tests I have no doubt that we should exercise our discretion to refuse relief in this case. In para 52 of its judgment, the Court of Appeal summarised the factors which in its view entitled the authority to conclude that applying the appropriate tests, and taking into account the agreed mitigation measures, the proposal would not have significant effects on the SAC. That, admittedly, was in the context of its consideration whether the committee arrived at a "rational and reasonable conclusion", rather than the exercise of discretion. However, there is nothing to suggest that the decision would have been different had the investigations and consultations over the preceding year taken place within the framework of the EIA Regulations.
60 This was not a case where the environmental issues were of particular complexity or novelty. There was only one issue of substance: how to achieve adequate hydrological separation between the activities on the site and the river. It is a striking feature of the process that each of the statutory agencies involved was at pains to form its own view of the effectiveness of the proposed measures, and that final agreement was only achieved after a number of revisions. It is also clear from the final report that the public were fully involved in the process and their views were taken into account. It is notable also that Mr Champion himself, having been given the opportunity to raise any specific points of concern not covered by Natural England before the final decision, was unable to do so. That remains the case. That is not to put the burden of proof on to him, but rather to highlight the absence of anything of substance to set against the mass of material going the other way.
61 For completeness I should mention that, in his written submissions to this court, Mr Buxton attempted to rely on a witness statement which had been prepared for the High Court in support of an additional ground relating to failure to consider cumulative effects of "incremental development" at the site over many years. This he suggests can be used as "evidence … that it is at least possible that … lawful screening might produce a different substantive result". However, as he accepts, this ground, and the evidence in support, were not admitted in the High Court. This court can only proceed on the evidence properly before it."
Submissions and Conclusions
"officers consider that it is of greater importance to maintain the historical use of the site for railway purposes than to retain non-listed buildings."