QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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KRZYSZTOF TYRAKOWSKI |
Appellant |
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- and - |
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REGIONAL COURT IN POZNAN, POLAND |
Respondent |
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Ms Hannah Hinton (instructed by CPS) for the Respondent
Hearing dates: 17th October 2017
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FOR HANDING DOWN (SUBJECT TO EDITORIAL CORRECTIONS)
Crown Copyright ©
Mr Justice Julian Knowles:
Introduction
Chronology
8/10/2003 Appellant sentenced to 3 years on case VI K 1120/03 (the second case on EAW2) 19/12/2003 –16/06/2004 Appellant in prison for those offences (see FI) 16/06/2005 –25/04/2006 Appellant in prison. Conditionally released on 25/04/2006 having only served part of his sentence (see FI) May 2007 - August 2007 Appellant commits offences within first case on EAW2 (VI K 411/08) 30/07/2007 Appellant commits offences on EAW1 (burglary) 30/07/2007 Appellant told to notify authorities of any change of address 21/08/2007 Appellant arrested for offences within first case on EAW2. The two cases (ie, VI K 411/08 and VIK 1120/03) are joined 22/08/2007 Appellant questioned and admits these offences 22/10/2007 Questioned on EAW1 offences and told again to notify authorities of change of address 16/11/2007 Questioned for a second time 30/11/2007 Indictment filed with court for first case on EAW2. 29/1/2008 Court orders a psychiatric evaluation 6/2/2008 Copy of decision to order an evaluation served on the Appellant. Subsequently fails to report for evaluation. Date of last personal service on the Appellant. 13/02/2008 Moves from mother's address (according to mother) 14/03/2008 Mother advises court that son has moved out 28/04/2008 Police draw up report that Appellant had moved out for three months and whereabouts are unknown 19/5/2008 Convicted and sentenced in absentia on EAW1 offences – 1 year 6 months 20/06/2008 Domestic arrest warrant issued for offences within VI K 411/08 14/11/2008 Conditional release revoked because of EAW1 offences 20/11/2008 Proceedings on VI K 411/08 suspended 05/04/2012 Polish authorities notified that Appellant was in Ireland
"35. In terms of my findings of fact, it is clear that Mr Tyrakowski is not telling the truth, it is more than coincidental that he was facing recall to prison in relation to the outstanding term in EAW2 and the allegations in EAW1, for which he was subsequently convicted in absentia, together with the outstanding allegations in EAW2 to the latter part of 2007, at the time that he left Poland. He knew that the EAW1 offences would put him in breach of his licence conditions and that it was highly likely that he would be going back to prison. His assertions that he had served the whole sentence in EAW2 [the judge said EAW 1 but he plainly meant EAW2] are contradicted by his admission that he agreed that he was under the supervision of the probation service. The sentence may have been consolidated but I'm sure he knew he had not served the whole term.
36. His assertions that he did not know that there were charges pending is plainly untrue. I am satisfied so that I am sure, that he was questioned about the allegations and he needs a criminal proceedings had begun. I am sure that he attended court on 23 August 2007 [the judge said 2008 but this was plainly a misprint because the FI makes clear he was still in Poland in February 2008] and left Poland as his mother stated in February 2008, to specifically avoid going to prison. I'm further satisfied that he did not tell the Polish police that he was leaving the country. He sought to put himself beyond the reach of the Polish authorities.
…
43. The JA bear the burden of proofing (sic) that the RP deliberately absented himself from the jurisdiction. I have made it clear in my findings of fact above that the JA had proved beyond reasonable doubt that Mr Tyrakowski left Poland knowing that the allegations were the subject of ongoing criminal proceedings and in doing so, sought to put himself beyond the reach of the Polish authorities, and to avoid participating in the trial process."
Section 20 of the EA 2003
"(1) If the judge is required to proceed under this section (by virtue of section 11) he must decide whether the person was convicted in his presence.
(2) If the judge decides the question in subsection (1) in the affirmative he must proceed under section 21.
(3) If the judge decides that question in the negative he must decide whether the person deliberately absented himself from his trial.
(4) If the judge decides the question in subsection (3) in the affirmative he must proceed under section 21.
(5) If the judge decides that question in the negative he must decide whether the person would be entitled to a retrial or (on appeal) to a review amounting to a retrial.
(6) If the judge decides the question in subsection (5) in the affirmative he must proceed under section 21.
(7) If the judge decides that question in the negative he must order the person's discharge.
(8) The judge must not decide the question in subsection (5) in the affirmative unless, in any proceedings that it is alleged would constitute a retrial or a review amounting to a retrial, the person would have these rights—
(a) the right to defend himself in person or through legal assistance of his own choosing or, if he had not sufficient means to pay for legal assistance, to be given it free when the interests of justice so required;(b) the right to examine or have examined witnesses against him and to obtain the attendance and examination of witnesses on his behalf under the same conditions as witnesses against him."
"(a) in due time:
(i) either was summoned in person and thereby informed of the scheduled date and place of the trial which resulted in the decision, or by other means actually received official information of the scheduled date and place of that trial in such a manner that it was unequivocally established that he or she was aware of the scheduled trial;and(ii) was informed that a decision may be handed down if he or she does not appear for the trial;
or
(b) being aware of the scheduled trial, had given a mandate to a legal counsellor, who was either appointed by the person concerned or by the State, to defend him or her at the trial, and was indeed defended by that counsellor at the trial;
or
(c) after being served with the decision and being expressly informed about the right to a retrial, or an appeal, in which the person has the right to participate and which allows the merits of the case, including fresh evidence, to be re-examined, and which may lead to the original decision being reversed:
(i) expressly stated that he or she does not contest the decision;or(ii) did not request a retrial or appeal within the applicable time frame;
or
(d) was not personally served with the decision but:
(i) will be personally served with it without delay after the surrender and will be expressly informed of his or her right to a retrial, or an appeal, in which the person has the right to participate and which allows the merits of the case, including fresh evidence, to be re-examined, and which may lead to the original decision being reversed;and(ii) will be informed of the time frame within which he or she has to request such a retrial or appeal, as mentioned in the relevant European arrest warrant." "
"77. The overall objective of Article 4a(1) of the Framework decision is to ensure the right to a fair trial by a person summoned to appear before a criminal court by requiring that he has been informed in such a way as to allow him to organise his defence effectively. The list in Article 4(a)(1)(i) is designed to that end so that if one or more of the conditions set out there are satisfied, an executing judicial authority under an EAW must extradite the requested person, even if he did not appear in person at the trial resulting in the decision.
78. However, Article 4a(1)(a)(i) does not constitute an exhaustive list of how the end is to be achieved, since the conditions set out in that provision are satisfied if the person concerned was actually given official information of the date and place fixed for his trial by other means. The key question is whether surrender would lead to a breach of the extraditee's fair trial rights."
"80. Notwithstanding the specific result in Dworzecki, it is clear to us that even if none of the exceptions in the list in Article 4a(1)(i) apply, an executing judicial authority may take into account other circumstances that enable it to be assured that the surrender of the person concerned will not mean a breach of his fair trial rights. The exceptions in Article 4(a)(1)(a) are exceptions to an optional ground for non-surrender.
81. Moreover, the CJEU was also clear that the executing judicial authority can have regard to the conduct of the person concerned, what the court described in paragraph [51] as a manifest lack of diligence on his part, notably where it transpires that he sought to avoid service of the information the court sent. Thus the approach in Cretu in interpreting section 20 remains good: a requested person will be taken to have deliberately absented himself from his trial where the fault was his own conduct in leading him to be unaware of the date and time of his trial. Finally, we are clear that the emphasis in Cretu on the wording of the EAW, and the significance of the statements made within it as to the facts of the requested person's absence, accord with the decision in Dworzecki, in particular in paragraph [34]."
a. It is for the requesting judicial authority to prove, to the criminal standard, that the requested person has 'deliberately absented himself from his trial'.
b. 'Trial' is not a reference to the general prosecution process, but rather the trial as an event with a scheduled time and venue which resulted in the decision.
c. The EAW system is based on trust and confidence as between territories. Consequently, where the EAW contains a statement from the requesting judicial authority as required by para 4A(1)(a) of the EAW Framework Decision 2002, that will be respected and accepted by the court considering the extradition request, unless the statement is ambiguous (or, possibly, if there is an argument that the warrant is an abuse of process). If the statement is unambiguous, the court will not conduct its own examination into those matters, nor will it press the requesting authority for further information.
d. If the statement in the EAW is ambiguous or confused (a fortiori, if there is no statement at all), then it is open to the court considering the request to conduct its own assessment of whether the requested person was summoned in person or, by other means, actually received official information of the scheduled date and place of that trial, on the evidence before it, the burden being born by the requesting authority to the criminal standard.
e. 'Summoned in person' means personally served with the relevant information. If there has not been such service, generally the requesting authority must unequivocally establish to the criminal standard that the person actually received the relevant information as to time and place. It is insufficient for the requesting authority to show merely that the domestic rules as to service of such a summons were satisfied, if it is not established that the person actually received the trial information.
f. Establishment of the fact that the requested person has taken steps which make it difficult or impossible for the requesting state to serve the requested person with documents which would have notified him of the fact, date and place of the trial is not in itself proof that the requested person has deliberately absented himself from his trial.
g. However, where the requesting authority cannot establish that the person actually received that information because of 'a manifest lack of diligence' on the part of the requested person, notably where the person concerned has sought to avoid service of the information so that his own fault led the person to be unaware of the time and place of his trial, the court may nevertheless be satisfied that the surrender of the person concerned would not breach his rights of defence.
Analysis
"23. The effect of sections 27(2) and (3) of the Extradition Act 2003 is that an appeal may be allowed only if, in this court's judgment, the District Judge ought to have decided a question before her differently. This places the original issues very nearly at large before us, but with the obvious restrictions, first, that this court must consider the District Judge's reasons with great care in order to decide whether it differs from her and, secondly, that her fact-findings, at least where she has heard evidence, should ordinarily be respected in their entirety."