QUEEN'S BENCH DIVISION
PLANNING COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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PATRICK KEENAN |
Appellant |
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- and - |
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(1) WOKING BOROUGH COUNCIL (2) SECRETARY OF STATE FOR COMMUNITIES AND LOCAL GOVERNMENT |
Respondents |
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Estelle Dehon (instructed by the Government Legal Department) for the Second Respondent
The First Respondent did not appear and was not represented
Hearing dates: 3 and 24 February 2016
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Crown Copyright ©
Mrs Justice Lang:
History
"To allow transport of harvested trees during the winter from site of growth to market. Agricultural use of unit to move materials required for movement of stock pens and stock. Prevent transmission of diseases to stock of sheep and pigs."
The enforcement notices
The appeals
"(a) that, in respect of any breach of planning control which may be constituted by the matters stated in the notice, planning permission ought to be granted or, as the case may be, the condition or limitation concerned ought to be discharged;
...
(c) that those matters (if they occurred) do not constitute a breach of planning control;
(d) that, at the date when the notice was issued, no enforcement action could be taken in respect of any breach of planning control which may be constituted by those matters;
...
(f) that the steps required by the notice to be taken, or the activities required by the notice to cease, exceed what is necessary to remedy any breach of planning control which may be constituted by those matters or, as the case may be, to remedy any injury to amenity which has been caused by any such breach;"
Notice A
Notice B
Grounds of appeal
i) Ground 1. The Inspector erred in her handling of the ground (f) appeal in relation to Notice A by failing to consider whether allowing more items to remain on the land was acceptable in planning and amenity terms, despite having the power to do so.ii) Ground 2. The Inspector made a material error of fact in respect of the date on which Mrs Keenan left the country to live in Italy, and that this error gave rise to unfairness in respect of the ground (d) appeal against Notice A.
iii) Ground 3. The Inspector erred in rejecting the ground (c) appeal in relation to Notice B on the basis that the Appellant did not have planning permission to lay the track, as such permission was deemed to be granted by virtue of the Council's failure to respond to the application for prior approval within the 28 day time period.
Scope of appeals under section 289 TCPA 1990
Ground 1: The appeal under ground (f)
Statutory framework
"(1) The local planning authority may issue a notice (in this Act referred to as an 'enforcement notice') where it appears to them —
(a) that there has been a breach of planning control; and
(b) that it is expedient to issue the notice, having regard to the provisions of the development plan and to any other material considerations."
"(1) An enforcement notice shall state —
(a) the matters which appear to the local planning authority to constitute the breach of planning control;
….
(3) An enforcement notice shall specify the steps which the authority require to be taken, or the activities which the authority require to cease, in order to achieve, wholly or partly, any of the following purposes.
(4) Those purposes are —
(a) remedying the breach …; or
(b) remedying any injury to amenity which has been caused by the breach."
"An appeal may be brought on any of the following grounds—
(a) that, in respect of any breach of planning control which may be constituted by the matters stated in the notice, planning permission ought to be granted or, as the case may be, the condition or limitation concerned ought to be discharged;
(b)….. ;
(c) that those matters (if they occurred) do not constitute a breach of planning control;
(d) that, at the date when the notice was issued, no enforcement action could be taken in respect of any breach of planning control which may be constituted by those matters;
(e)…..;
(f) that the steps required by the notice to be taken, or the activities required by the notice to cease, exceed what is necessary to remedy any breach of planning control which may be constituted by those matters or, as the case may be, to remedy any injury to amenity which has been caused by any such breach."
"(a) grant planning permission in respect of the matters stated in the enforcement notice as constituting a breach of planning control, whether in relation to the whole or any part of those matters or in relation to the whole or any part if the land to which the notice relates."
The Inspector's decision
"54. The ground of appeal is that the steps required to be taken are excessive. The steps in a notice are intended to achieve the purpose of either remedying the breach of control that has occurred or remedying any injury to amenity (s173(3) and (4) of the Act). In this case requiring cessation of the use; removal of all items brought on to the land to facilitate the use; and restoration of the land to its former condition; the notice is clearly aimed at the former. At the inquiry, the Council accepted that it would be excessive to require a return to a permitted use or to require the removal of the Elan caravan which had been on site prior to the breach occurring and to this limited extent the appeal on ground (f) succeeds.
55. In seeking to remedy the breach it is not excessive to require all items brought on to the land to facilitate the use to be removed. That would include the two lorries, any residential tents, and associated paraphernalia. There was some suggestion that only one lorry should be removed, the other having been previously used to move livestock, but that case was not made out by the Appellants and historic photographs show that the number plate on the vehicle has been changed. Whilst much was made of the using the garden furniture for agricultural activities, no evidence was presented to demonstrate that they has been brought onto the site for this purpose and not in connection with the residential use. With the exception of the caravan the requirement to remove all items associated with the residential use is not excessive.
56. One of the lorries (a DAF) currently accommodates some non-domestic storage and it was argued that it would still be needed for that purpose even if the residential use was to cease. In my view this modest enterprise has a considerable number of structures available for storage although I was unable to look in them as they were locked and the keys were unavailable.
57. These include a third white lorry at the entrance to the site which I was told is used for moving livestock, a loose box and large green container on the Guildford side, a timber shed and a recently erected large timber building. However, on my finding that the small shed was not locked as claimed, I was able to look inside and found, contrary to what I had been told a moment earlier, that it was not used for storage but rather contained additional living accommodation. That being the case, it leaves open a question what the other structures on the site might be used for. It does not, in any event, support an argument that the DAF lorry is needed for additional storage.
58. Other that in relation to the retention of the caravan, the appeal on ground (f) fails."
Conclusions
"32….Repairing the damage to amenity may be only part of what is needed. Even a physically unobtrusive development may be objectionable in planning terms, but it may be made more acceptable by steps short of total demolition. That is the province of ground (a), which needs to be read with s.177. The latter makes clear that, on an enforcement appeal, planning permission may be granted in respect of the matters alleged in the notice "in relation to the whole or any part of those matters" (s.177(1)(a); that for this purpose ordinary planning considerations (including the development plan) must be taken into account (s.172(2)); and that the permission is to be treated as through granted on an application (s.177(3)(6)….
33. In short, the inspector has wide powers to decide whether there is any solution short of a complete remedy of the breach, which is acceptable in planning terms and amenity terms. If there is, he should be prepared to modify the requirements of the notice, and grant permission subject to conditions ….I emphasise, however, that his primary task is to consider the proposals that have been put before him. Although he is free to suggest alternatives, it is not his duty to search around for solutions….
The ground (f) appeal in this case
34. To return to the present case, having rejected the ground (c) appeal, and so identified a breach requiring remedy, the inspector's task was to decide what was the appropriate solution. This required him to consider, not simply what would be necessary to bring the building into compliance with class A, but more generally whether the building could be made acceptable in terms of both planning policy and amenity by any proposed modifications, supported if necessary by planning conditions.
35. On that approach, the inspector's reasoning ..... is open to criticism…. What he never does is to consider whether, if appropriate modifications were made to the building, and if all or part of the hardstanding were removed, the building could be made acceptable in planning terms.
[36 – 45]
46. ….I would accept that as a general proposition, given the limitations of the written representations procedure, an appellant would be well advised to put forward any possible fall-back position as part of his substantive case. It is not the duty of the inspector to make his case for him. On the other hand, the inspector should bear in mind that the enforcement procedure is intended to be remedial rather than punitive. If on his consideration of the submissions and in the light of the site view, it appears to him that there is an obvious alternative which would overcome the planning difficulties, at less cost and disruption than total removal, he should feel free to consider it…."
"35. The passages relied upon by Mr Wills in the judgments in these three cases must be understood in the context of the factual and legal issues that were in dispute in these cases. The judgments are a response to those issues, they are not to be applied as though they were enactments of universal application. In Ahmed the question was whether the "obvious alternative", the 2005 scheme, could be regarded as "part" of the matters stated in the enforcement notice as constituting a breach of planning control. Richards LJ said in paragraph 32 of Ahmed that:
"The question of a grant of permission going beyond the terms of the notice does not arise."
36. In paragraph 40 of Moore the point being made by the Court was that if there was an "obvious alternative" which the Inspector should have considered it did not matter that the appellant had put her case under ground (b) rather than ground (f). The Court concluded that there was, in fact, no "obvious alternative" (paragraph 41).
37. In Tapecrown the matter was remitted for reconsideration by the Secretary of State because the Inspector's reasoning was inadequate in that he failed to consider whether the building and hardstanding which were the subject of the enforcement notice could be made acceptable in planning terms by (i) reducing the extent of the hardstanding, and (ii) blocking up the windows in the building. It appears to have been common ground that modifying the notice so as to require both of these steps to be taken would have been within the scope of the Inspector's powers under ground (f), and the principal issue was the adequacy of his reasoning on this topic. Carnwath LJ was not establishing a free-standing 'obvious alternative' test as a replacement for to the express statutory limitations imposed by subsections 177(1) and 173(11) upon the nature and extent of the planning permissions that may be, or be treated as having been, granted in response to appeals under section 174. The 'obvious alternatives' which he had in mind were those 'obvious alternatives' which (it was agreed in that case) would fall within the scope of a ground (f) appeal."
"In my judgment, Mr Wills' primary submission is inconsistent in particular with the judgment of the Court of Appeal in Wyatt Bros. In that case the Court took the phrase "as the case may be" (in section 174(1)(f)) to refer to the purpose for which the relevant requirements had been specified by the local planning authority under section 173(3) and (4), the structure of which paragraph (f) mirrors…."
"…. The word "or" at the end of section 173(4)(a) is not fully disjunctive. When specifying in an enforcement notice the steps which it requires to be taken a local planning authority can specify steps under subsection (4)(a) i.e. require compliance with an existing planning permission or restoration of the status quo, and/or specify under subsection 4(b) steps intended to remedy any injury to amenity which has been caused by the breach…..Bearing in mind that the words "wholly or partly" in section 183(3) expressly enabled the local planning authority to "under enforce" it is not difficult to envisage circumstances in which a local planning authority might want to require in one enforcement notice a partial restoration of the status quo coupled with other work designed to remedy the injury to amenity caused by the breach, and in my judgment there is no reason why the word "or" should be so construed as to prevent that course. This is consonant with the phrase "any of the following purposes" at the end of subsection (3)."
"46. An enforcement notice may relate to more than one breach of planning control and it may contain more than one step in respect of any breach of planning control. Some of the steps in an enforcement notice may be directed at remedying a breach of planning control; others maybe directed at remedying any injury to amenity another breach may have caused. Similarly it is possible for one step to be directed at remedying a breach and for another to be directed at remedying any injury to amenity that that same breach may also have caused. Given the decision in Wyatt Bros, Mr Wills accepted, in my judgment correctly, that an appeal on the ground that a step exceeds what is necessary to remedy any injury to amenity could not considered on its merits if that was no part of the purpose for which that step was specified by the authority…..Whereas here, so he contends, the relevant steps were each specified wholly, or at least in part, to remedy the injury to amenity caused by the breach of planning control, the contention that either exceeds what is necessary for that purpose has to be considered on its merits. "
"68. For the reasons given above, an appeal against an enforcement notice made under ground (f), on the basis that any step specified in an enforcement notice exceeds what is necessary to remedy any injury to amenity caused by the relevant breach of planning control, cannot be entertained when (i) there is no appeal under ground (a) that planning permission should be granted and (ii) the planning objections which the step addresses are not limited to any injury to amenity. An appeal on that basis when there is no appeal under ground (a) may be considered on its merits, however, if the step in issue is one solely to remedy any injury to amenity caused by the breach of planning control. Whether an appeal lies on this basis under ground (f), therefore, is not determined by the particular paragraph in section 173(4) on which the local planning authority may have relied to specify the step in issue. It depends upon the nature of the planning objection that the steps seek to remedy."
"35……The deputy judge was not, as I understand him, seeking to add any novel proposition of law to those applied in previous cases – or, as Mr Wills submitted, to create a new "test". He was not seeking to exclude consideration of the statutory purpose for which requirements in the enforcement notice were specified. In any event the dichotomy between planning objections and statutory purposes implicit in Mr Wills' submissions is, I think, false. The planning objections to the development against which the enforcement action is being taken will usually be clear from the notice itself, read as a whole. They are likely to be apparent both in the requirements that must be specified for one or both of the purposes in section 173(4) and in the reasons given for the enforcement notice being issued."
"37. Paragraph 88 of the NPPF says substantial weight is to be given to any harm to the Green Belt. In this case additional harm to the Green Belt arises from the introduction of the residential use. The agglomeration of structures facilitating the residential use, which includes two white lorries, results in an encroachment into the countryside (protection from which is one of the purposes of including land in Green Belts) and a loss of openness and visual intrusion which are exacerbated by the elevated and exposed position on the property (notwithstanding that it might be the least visible position from neighbouring properties). The residential use and associated structures, together with a degree of domestic paraphernalia which I consider would be highly likely were the site to be allowed, would undermine the undeveloped rural nature of the site introducing an urbanising influence. The development conflicts with the provision of the NPPF and with policy CS6 of the Council's Core Strategy."
Ground 2: Material mistake of fact in respect of Mrs Keenan's residence in Italy
Legal principles
i) A mistake as to an existing fact, including a mistake as to the availability of evidence.ii) The fact must be uncontentious and objectively verifiable.
iii) The party relying upon the mistake must not have been responsible for it.
iv) The mistake must have played a material (but not necessarily decisive) part in the public body's reasoning.
Conclusions
"Mrs Keenan was living with the children in Camberley in the property that the couple jointly owned but she went to Italy in 1999 and on her return in August 2011 moved onto the appeal site."
It was common ground that instead of "1999" she should have stated "2010".
"So 2010-2011 – you can't help with as you were in Italy."
It was apparent from this question that the dates upon which Mrs Keenan was in Italy were not disputed by the Council.
"Single persons discount No 22 – Nov 99 – Aug 2010.
Yes but don't think continuous – when daughter + sons turned 18.
So lived at that address then? ... Mr K
wasn't resident with you? No.
Came to stay sometimes at weekends – visit children. Sometimes a week or 2 when brother took over – sometimes
stayed with me or he travelled."
"Mrs Keenan made clear in her evidence that questions about the way the site had been occupied prior to her occupation in 2011 should be addressed to her husband. [FN 9: For example in cross examination when asked if there had been any living facilities available on the site.] Her evidence was that although Mr Keenan had not lived at the Camberley address, he had sometimes come to stay at weekends to see the children or when his brother took over the farm for a week or two if he was not travelling. He also might have stayed during a period of some 3-5 weeks when she had been ill. It was suggested that the existing residential use simply became more apparent when Mrs Keenan moved onto the site."
"Mrs Keenan was unable or unwilling to answer detailed questions about the historic use of the site, instead deferring to her husband, so her evidence is of limited assistance."
i) At DL 25 – 26, the Inspector found that Mr Keenan's evidence lacked credibility, given documentary evidence concerning his Firearm Certificate and his Shotgun Certificate, which showed his address as the Camberley property for the period January 2007 – January 2012.ii) At DL 27, the Inspector found that, in a 2010 Planning Contravention Notice, Mr Keenan gave his address as 22 Wimbledon Road, listed "ALL uses" at the Site as "agricultural" and returned a plan of the site that made no mention of anything in residential use.
iii) At DL 31 - 32, the Inspector found that the evidence from neighbours did not support the Appellant's assertion that he had been living on the Site continuously since 2001.
Ground 3: planning permission to lay the track
Statutory framework
"A Permitted development.
The carrying out on agricultural land comprised in an agricultural unit of 5 hectares or more in area of—
(a) works for the erection, extension or alteration of a building; or
(b) any excavation or engineering operations,
which are reasonably necessary for the purposes of agriculture within that unit."
"'agricultural land' means land which, before development permitted by this Part is carried out, is land in use for agriculture and which is so used for the purposes of a trade or business, and excludes any dwellinghouse or garden"
"…(2) Subject to paragraph (3), development consisting of—
…
(b) the formation or alteration of a private way;
…
is permitted by Class A subject to the following conditions—
(i) the developer shall, before beginning the development, apply to the local planning authority for a determination as to whether the prior approval of the authority will be required to … the siting and means of construction of the private way…;
(ii) the application shall be accompanied by a written description of the proposed development and of the materials to be used and a plan indicating the site together with any fee required to be paid;
(iii) the development shall not be begun before the occurrence of one of the following—
(aa) the receipt by the applicant from the local planning authority of a written notice of their determination that such prior approval is not required;
(bb) where the local planning authority give the applicant notice within 28 days following the date of receiving his application of their determination that such prior approval is required, the giving of such approval; or
(cc) the expiry of 28 days following the date on which the application was received by the local planning authority without the local planning authority making any determination as to whether such approval is required or notifying the applicant of their determination;
…
(v) the development shall, except to the extent that the local planning authority otherwise agree in writing, be carried out—
…
(bb) where prior approval is not required, in accordance with the details submitted with the application; and
(vi) the development shall be carried out—
(aa) where approval has been given by the local planning authority, within a period of five years from the date on which approval was given"
The Inspector's decision
"9. Taking the Council's argument first, it is right that before considering whether the conditions relating to the requirement for prior approval were met; it is necessary to consider whether the proposal fell within the description of development that was permitted by Class A (as set out in para. 7 above) in the first place. If it did not then the development could not be permitted by the class and it would be immaterial whether the associated conditions had been met or not.
10. In this respect para.D.1 of Part 6 (Interpretation of Part 6) says: "agricultural land" means land which, before development permitted by this Part is carried out, is land in use for agriculture and which is so used for the purpose of a trade or business, and excludes any dwellinghouse or garden" Thus in order for the development to be permitted by Class A the land had to be in use for the purpose of an agricultural trade or business beforehand (that is around March/April 2012) and the track had to be reasonably necessary for that agricultural purpose.
11. In appeal decisions relating to the holding dated 12 April 2011, the Inspector considered the use to which the property was being put at that time. He concluded that no agricultural use was taking place and that the land was in use for keeping of a horse for recreational purposes. That use subsequently ceased. The form for prior approval for the track submitted in March 2012 mentions trees, sheep and pigs in connection with agricultural activities taking place on the site at that time. However, it is known that there were no pigs on the land as Mr Keenan had been banned from keeping them up until September 2012.
12. Mrs Keenan said at the time of the application for prior approval there were recently planted Christmas trees …, 2 sheep and some chicken – more than are currently on site. Assuming for the moment that the growing of Christmas trees was an agricultural activity, the two areas planted are relatively small in extent. The trees, even some three years after planting are still very small and it is not anticipated that they will be ready for harvest until 2016/2017. The two sheep, I was told, had been brought onto the land to graze between the trees and to that extent were part of the same operation.
…
20. I conclude that it has not been shown that the two sections of track attacked in the enforcement notice were reasonably necessary for the purpose of agriculture or forestry (as the case may be) at the time the application for prior approval was made thus (in addition to my conclusion reached in paragraph 14) they could not be development permitted wither by Class A of Part 6 or by Class A of Part 7 of Schedule 1 to the GPDO. The appeals on ground (c) fail.
21. I have noted the Appellants' explanation that the track was commenced because no determination or notification from the Council was received with the specified period. However, that cannot make the development permitted when it does not fall within the remit of Part 6 or Part 7 in the first place. Nonetheless it would have assisted if a timely explanation from the Council as to why the application could not be entertained could have been provided to pre-empt abortive works being undertaken. Furthermore I have no idea why the fee was not returned when the application was deemed to be invalid. However, these are matters for the parties involved and are not before me. They cannot influence my conclusion which is that the proposed works did not fall within the description of development permitted by Part 6 or Part 7."
Conclusions
"E12. In certain cases, the permitted development rights for development on agricultural units of 5 hectares or more and forestry cannot be exercised unless the farmer or other developer has applied to the local planning authority for a determination as to whether their prior approval will be required for certain details … The local planning authority have 28 days for initial consideration of the proposed development. Within this period they may decide whether or not it is necessary for them to give their prior approval to these details of development involving new agricultural and forestry buildings …
E14. The determination procedure provides local planning authorities with a means of regulating, where necessary, important aspects of agricultural and forestry development for which full planning permission is not required by virtue of the General Permitted Development Order. They should also use it to verify that the intended development does benefit from permitted development rights, and does not require a planning application … There is no scope to extend the 28 day determination procedure, nor should the discretionary second stage concerning the approval of certain details be triggered for irrelevant reasons. A local planning authority will therefore need to take a view during the initial stage as to whether Part 6 rights apply.
E15. Provided all the General Permitted Development Order requirements are met, the principle of whether the development should be permitted is not for consideration, and only in cases where the local planning authority considers that a specific proposal is likely to have a significant impact on its surroundings would the Secretary of State consider it necessary for the authority to require the formal submission of details for approval. By no means all the development proposals notified under the Order will have such an impact.
E16. In operating these controls as they relate to genuine permitted development, local authorities should always have full regard to the operational needs of the agricultural and forestry industries; to the need to avoid imposing any unnecessary or excessively costly requirements; and to the normal considerations of reasonableness. However, they will also need to consider the effect of the development on the landscape in terms of visual amenity and the desirability of preserving ancient monuments and their settings, and sites of recognised nature conservation value. They should weigh these two sets of considerations. Long term conservation objectives will often be served best by ensuring that economic activity, including farming and forestry which are prominent in the rural landscape, is able to function successfully.
E17. The 28 day determination period runs from the date of receipt of the written description of the proposed development by the local planning authority. If the local planning authority give notice that prior approval is required they will then have the normal 8 week period from the receipt of the submitted details to issue their decision, or such longer period as may be agreed in writing (see Article 21 of the Town and Country Planning (General Development Procedure) Order 1995) …
E18. The Secretary of State attaches great importance to the prompt and efficient handling of applications for determination and of any subsequent submissions of details for approval under the provisions of the General Permitted Development Order. Undue delays can have serious consequences for agricultural and forestry businesses, which are more dependent than most on seasonal and market considerations. The procedures adopted by authorities should be straightforward, simple, and easily understood …
E19. Authorities should prepare forms which developers can use to apply for determination, along the lines of the example in the Appendix. This will help to minimise the number of cases in which submission of details may be necessary. Authorities should acknowledge the receipt of the written description, giving the date of receipt. Where the authority do not propose to require the submission of details, it would be helpful and courteous to inform the developer as soon as possible, to avoid any unnecessary delay or uncertainty."
"• must be on agricultural land, which means land in use for agriculture for the purposes of a trade or business, and excludes any dwelling house or garden;
• must be reasonably necessary for the purposes of agriculture within the unit…."
"To qualify for Pt 6 rights under Class A and Class B, the land must be agricultural land, which means (Class D.1) that it must, before any development permitted by this Part is carried out, be land in use for agriculture and be so used for the purposes of a trade or business ... A planning unit comprising a mixed use of agriculture and some other primary use does not benefit from Pt 6 rights: see Lyons v Secretary of State for Communities and Local Government [2010] EWHC 3652 (Admin)."
"All parties are agreed that Part 6 sets out a sequential approach to be gone through, namely:
(i) is the land agricultural land?
(ii) is it comprised in an agricultural unit of 5 hectares or more?
(iii) is the development reasonably necessary for the purposes of agriculture within that unit?"
"Both counsel originally told me that they believed that this issue should be dealt with before the issues concerned with the events in December 2007 and January 2008 because, if I concluded on all the evidence that this barn was not reasonably necessary for agricultural purposes, that was the end of the defendants' planning argument. I originally disagreed with that approach, but can now see that I was wrong and that counsel were right. If this barn is not reasonably necessary, the application of 3rd December was invalid from the outset (as per Clarke), and no planning permission can be said to have been granted in any event."
"The question of prior approval under para.A2(2) can only arise in respect of 'permitted development' within Class A (i.e. development falling within the terms of Class A and not excluded by para.A1). Such development is permitted subject to the conditions in para.A2, including the condition relating to prior approval, but those conditions do not affect the principle of development. In recognition of the importance of agriculture and its operational needs, the GPDO has already taken a position on the issue of principle. Thus, as the guidance in Annex E spells out, if the GPDO requirements are met, 'the principle of whether the development should be permitted is not for consideration' in the prior approval procedure (para.E15)."
Conclusion