QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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THE QUEEN on the application of OLANREWAJU YESAFU |
Claimant |
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THE SECRETARY OF STATE FOR THE HOME DEPARTMENT |
Defendant |
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Zane Malik (instructed by Government Legal Department) for the Defendant
Hearing dates: 12 October 2016
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Crown Copyright ©
Mr Justice Holroyde:
The statutory framework:
"(1) A person ("P") may appeal to the Tribunal where—
(a) the Secretary of State has decided to refuse a protection claim made by P,
(b) the Secretary of State has decided to refuse a human rights claim made by P, or
(c) the Secretary of State has decided to revoke P's protection status.
(2) For the purposes of this Part—
(a) a "protection claim" is a claim made by a person ("P") that removal of P from the United Kingdom—
(i) would breach the United Kingdom's obligations under the Refugee Convention, or
(ii) would breach the United Kingdom's obligations in relation to persons eligible for a grant of humanitarian protection;
(b) P's protection claim is refused if the Secretary of State makes one or more of the following decisions—
(i) that removal of P from the United Kingdom would not breach the United Kingdom's obligations under the Refugee Convention;
(ii) that removal of P from the United Kingdom would not breach the United Kingdom's obligations in relation to persons eligible for a grant of humanitarian protection;
(c) a person has "protection status" if the person has been granted leave to enter or remain in the United Kingdom as a refugee or as a person eligible for a grant of humanitarian protection;
(d) "humanitarian protection" is to be construed in accordance with the immigration rules;
(e) "refugee" has the same meaning as in the Refugee Convention.
(3) The right of appeal under subsection (1) is subject to the exceptions and limitations specified in this Part."
"120 Requirement to state additional grounds for application
(1) This section applies to a person if—
(a) he has made an application to enter or remain in the United Kingdom, or
(b) an immigration decision within the meaning of section 82 has been taken or may be taken in respect of him.
(2) The Secretary of State or an immigration officer may by notice in writing require the person to state—
(a) his reasons for wishing to enter or remain in the United Kingdom,
(b) any grounds on which he should be permitted to enter or remain in the United Kingdom, and
(c) any grounds on which he should not be removed from or required to leave the United Kingdom.
(3) A statement under subsection (2) need not repeat reasons or grounds set out in—
(a) the application mentioned in subsection (1)(a), or
(b) an application to which the immigration decision mentioned in subsection (1)(b) relates."
"96 Earlier right of appeal
(1) An appeal under section 82(1) against an immigration decision ("the new decision") in respect of a person may not be brought if the Secretary of State or an immigration officer certifies–
(a) that the person was notified of a right of appeal under that section against another immigration decision ("the old decision") (whether or not an appeal was brought and whether or not any appeal brought has been determined),
(b) that the claim or application to which the new decision relates relies on a matter that could have been raised in an appeal against the old decision, and
(c) that, in the opinion of the Secretary of State or the immigration officer, there is no satisfactory reason for that matter not having been raised in an appeal against the old decision.
(2) An appeal under section 82(1) against an immigration decision ("the new decision") in respect of a person may not be brought if the Secretary of State or an immigration officer certifies–
(a) that the person received a notice under section 120 by virtue of an application other than that to which the new decision relates or by virtue of a decision other than the new decision,
(b) that the new decision relates to an application or claim which relies on a matter that should have been, but has not been, raised in a statement made in response to that notice, and
(c) that, in the opinion of the Secretary of State or the immigration officer, there is no satisfactory reason for that matter not having been raised in a statement made in response to that notice."
"Under Section 96 (1) and (2) before the Secretary of State can lawfully decide to certify, she has to go through a four stage process. First she must be satisfied that the person was notified of a right of appeal under Section 82 against another immigration decision (Section 96(1)) or that the person received a notice under Section 120 by virtue of an application other than that to which the new decision relates or by virtue of a decision other than the new decision (Section 96(2)). Second she must conclude that the claim or application to which the new decision relates relies on a matter that could have been raised in an appeal against the old decision (Section 96(1)(b)) or that the new decision relates to an application or claim which relies on a matter that should have been but has not been raised in a statement made in response to that notice (Section 96(2)(b)). Third she must form the opinion that there is no satisfactory reason for that matter not having been raised in an appeal against the old decision (Section 96 (1) (c)) or that there is no satisfactory reason for that matter not having been raised in a statement made in response to that notice (Section 96 (2)(c)). Fourth she must address her mind to whether, having regard to all relevant factors, she should exercise her discretion to certify and conclude that it is appropriate to exercise the discretion in favour of certification."
"Lesbian and gay claimants may feel a strong sense of shame and stigma about their sexual orientation. They may also come from cultures where they have never openly discussed their sexual orientation. Generally speaking, self-identification as lesbian, gay or bisexual will be the normal starting point as an indication of a person's sexual orientation. However, the claimant may not always feel able to disclose this straight away, and it will need to be explored at greater length in interview."
"Consideration must be given to any possible reasons for not disclosing the issue of sexuality at the first available opportunity during screening. Feelings of shame, cultural implications, or painful memories, particularly those of a sexual nature, may have led some claimants to feel reluctant about speaking openly about such issues and may therefore not be uncommon. … Each claim must be considered on its individual merits and all factors considered in the round. Any late disclosure must be fully investigated and the overall credibility of a claim considered in the round."
Chronology of relevant matters:
i) On 26th April 2013 the claimant was arrested for the first of the sexual assaults mentioned above. The Secretary of State's case (disputed by the claimant) is that he was served with a notice that he was liable to removal (on the ground that he had entered the UK with a student visa when his true intention was to settle in the UK), and a section 120 one stop warning notice which said –
"You must now make a formal statement about any reasons why you think you should be allowed to stay in the United Kingdom. This includes why you wish to stay here, and any grounds why you should not be removed or required to leave. … You do not have to repeat any reasons you have already given us, but if you do have more reasons you must now disclose them. If you later apply to stay here for a reason which you could have given us now you may not be able to appeal if the application is refused."
ii) On 4th April 2014 the Secretary of State issued to the claimant a notice informing him of his liability to deportation, and a one stop warning notice pursuant to section 120 of NIAA. Like the earlier such notice, this informed the claimant that he must now make a formal statement of the grounds on which he believed that he should not be deported, and warned him of the possible consequences of failing to raise a point which he might later seek to rely on. The notice was conveyed to the claimant in prison on 9th April. It was recorded on the "confirmation of conveyance" form that the claimant "would not take paperwork/read paperwork". The claimant did not respond to the notice, and in particular did not put forward any reasons as to why he should not be deported.
iii) In October 2014 the claimant told a representative of the Samaritans that he had issues with his sexuality.
iv) On 11th November 2014 removal directions were served on the claimant.
v) On 17th November 2014 the claimant through his solicitors claimed asylum on the basis that he had a well-founded fear of persecution if returned to Nigeria because of his sexuality. He asserted that he is bisexual, and said that in 2011 he had been attacked after approaching a man in a Lagos nightclub with a view to having sexual relations with him. He said that a group of men had attacked him with hands and sticks, and he had suffered a wound to his forehead which resulted in a prominent scar. He said that after this incident, he felt that he would not be able to live openly with his sexuality in Nigeria for fear of ill treatment and persecution.
vi) On 20th November 2014 the claimant's solicitors sent a pre-action protocol letter to the Secretary of State. The letter included the following passage:
"It should be noted that our client has only recently been able to disclose his reasons for claiming asylum, initially to the Samaritans approximately one month ago. This is common for a claim of this nature and no inference should therefore be drawn as a result of the timing."
The letter also said:
"On the 9 April 2014 the Secretary of State wrote to our client seeking reasons as to why he should not be deported at the end of his criminal sentence. Our client was unrepresented at the time and so was unable to respond."
vii) On 23rd November 2014 the Secretary of State dismissed the asylum application (without having conducted any interview of the claimant), and certified the claim pursuant to section 96(2) of NIAA. She stated that she did not accept that the claimant is bisexual, for reasons which she explained; and she added –
"Furthermore, the timing of [the claimant's] claim is not suggestive of a person who has a genuine fear of return, particularly as he only raised these grounds following the service of his removal directions. Although you submit that your client has been unrepresented and that the nature of his claim has resulted in the delay in claiming asylum, you have not explained why your client specifically was not able to raise his fear until now, instead relying on general reasons for people feeling uncomfortable in raising a claim for asylum based on their sexual orientation. Furthermore, it was open to your client to seek legal representation, which he decided not to do."
Mr Ball points out that this letter did not refer to the one stop warning notice of 2013.
viii) On 25th November 2014 the claimant issued a claim for judicial review of that decision. The grounds of his claim included a claim that the certification was unlawful because it failed to follow the guidance set out in J, and that section 96(2)(a) of NIAA required actual receipt of a section 120 notice.
ix) On 12th December 2014 the claimant applied for accommodation and bail pursuant to the powers granted to the Secretary of State by section 4(1)(c) of Immigration Act 1999.
x) On 27th August 2015 the Upper Tribunal granted the claimant permission to apply for judicial review, saying –
"… it is arguable that the respondent could not certify because the applicant had not or may not have received the section 120 notice (in accordance with section 96(2)(a)) and that the respondent did not consider at all or properly her discretion in accordance with the fourth stage set out in J."
xi) On 23rd November 2015 the judicial review proceedings were settled by a consent order, whereby the Secretary of State agreed to withdraw her decision and certification of 23rd November 2014 and to consider the asylum claim substantively in the UK.
xii) On 27th November 2015 an initial screening interview took place.
xiii) On 19th February 2016 the claimant was interviewed. He repeated his account of having been beaten in a nightclub because he had flirted with a man. He said that on that occasion he had been treated at hospital, where his head wound was stitched, but he was not admitted to the hospital and was not given any document recording his treatment. He said he had reported the attack to the police, and his attackers were arrested and detained for a day or two, but were then released because they bribed the police. He said he had only had one relationship with a woman in Nigeria. He said that at about the age of 17 he had a relationship for two years with a boy of similar age whom he knew from his school. He was not able to give the second name or family name of this boy. He said it was a secret relationship because it would not be allowed in his religion, and they never went to each other's home, but they sometimes went to a restaurant or a bar together. In this country, he said, he had had a relationship with a man whom he would see about three times a week. They would go to the home of the other man, whom he named, but the claimant had forgotten the address. They met in 2012 and last spoke in 2013, when "suddenly we lost contact because of a language barrier". He expressed his fear that he would not be safe if he were returned to Nigeria, and that the police there would not do anything if he were persecuted because of his bisexuality.
xiv) In March 2016 the Secretary of State issued a further section 120 one stop warning notice to the claimant.
xv) In response to that notice, the claimant on 14th March 2016 made detailed representations in respect of his claim for asylum based on his sexuality. He said that he and his boyfriend in Nigeria would go to the park together, and would have sex at a hotel in Lagos, which he named, where they would stay overnight. He said that his relationship with a woman in Nigeria had ended because of issues relating to his sexuality. He gave further details of the incident at the nightclub when he was beaten up, saying that he had been hit with a broken bottle. He explained that his relationship with a man in this country had broken down because the other man spoke very quickly in English and the claimant struggled to understand him.
xvi) On 6th May 2016 the Secretary of State refused the asylum and human rights claim and certified it pursuant to section 96(2). On 11th May 2016 removal directions were issued.
xvii) On 12th May 2016 the claimant's solicitors sent a pre-action protocol letter, to which the Secretary of State replied on 18th May, maintaining her decision.
xviii) On 23rd May 2016 this claim for judicial review was issued.
i) It was thought that if he had been in a relationship with a boy in Nigeria for 2 years, he would at least know his partner's second name.
ii) The claim to have met in a park and a hotel was inconsistent with the claim to have kept the relationship secret.
iii) No evidence had been given as to how they could afford to stay in a hotel.
iv) The claimant had given inconsistent accounts of the incident at the Lagos nightclub.
v) He claimed he was unable even to name the hospital which he had attended, even though it was in the area where he lived.
vi) Neither his account of meetings with his boyfriend, nor the fact that he had reported the nightclub assault to the police, was consistent with a fear of persecution or prosecution because of his homosexuality.
vii) It was implausible that he had maintained a relationship with his boyfriend in this country if they had never been able to understand one another, and implausible that he did not know the man's address.
viii) It was considered that the claimant had failed to meet one of the criteria in paragraph 339L of the Immigration Rules, in that –
"You have failed to make a claim for asylum at the earliest possible time, you have waited until you were confronted with removal from the UK before making a claim for asylum."
"For the reasoning stated earlier in this letter, it is not accepted that you are bisexual. It is considered that you have fabricated this element of your claim …"
"It is also noted that even before you became liable for deportation action for committing a serious criminal offence, you had previously been served with a section 120 notice after detention and interview on 26 April 2013. You were served with papers as a person liable to deportation who had used deception in order to obtain a visa to enter the United Kingdom, and were served with an IS.76 – a statement of additional grounds (a one stop notice under section 120). You had been arrested by Lewisham Police for sexual touching and immigration officers were in attendance. You did not raise your asylum claim then as you could have done, despite being made aware you were someone who was liable to be removed from the United Kingdom."
"Having regard to all the relevant factors, the Secretary of State must address in her mind to whether she should exercise her discretion to certify and conclude that it is appropriate to exercise her discretion in favour of certification. Having taken into account all the relevant circumstances, including the fact that you have been given the opportunity to raise your current protection previously and your failure to provide a satisfactory reason as to why you have not raised this claim earlier, it is considered appropriate to exercise discretion in favour of certification."
"The following facts of your claim have been considered, and on the basis of all of the evidence, have been considered as uncertain. In considering whether to accept these aspects of your claim, consideration has been given to paragraph 339L of the Immigration Rules and section 8 of the Asylum and Immigration (Treatment of Claimants etc) Act 2004.
I have considered your claim to be bisexual, and to have had same sex relationships, which has been left uncertain and whether to accept these aspects of your claim. It has been concluded that you do not meet the criteria under paragraph 339L as you have not made a claim for asylum and the earliest possible time.
Therefore, I have decided to give you the benefit of the doubt because all the conditions in paragraph 339L of the Immigration Rules have been met.
Therefore, I have concluded that you have failed to meet the conditions in paragraph 339L of the Immigration Rules and this aspect of your claim has not been substantiated. Your claims that you are bisexual and that you have had same sex relationships are rejected."
"Your submissions also refer to the Secretary of State's policy on sexual orientation in asylum claims which is freely available from the gov.uk website, to justify your late disclosure of your claim, whereby a claimant may feel a sense of shame and stigma because of their sexual orientation and may not disclose this straight away. As the Secretary of State has not accepted your claim for protection as considered above, it is considered this guidance does not apply to you."
The submissions of the parties:
i) In the passage quoted at paragraph 20 above, the Secretary of State wrongly failed to take into account her own published guidance, and thereby acted irrationally. The guidance makes the point that some persons may feel unable to disclose their sexuality straight away, because of feelings of shame or stigma. Mr Ball submits that the Secretary of State has perversely decided that the guidance does not apply to the claimant's case, and has rejected his claim, because he did not initially assert his bisexuality and she therefore does not believe that he is bisexual. He suggests that she has thereby put the cart before the horse.
ii) The Secretary of State did not take the structured approach which J requires when considering certification under NIAA section 96(2), and failed to apply stages 3 and 4 of that approach. She did not properly address her mind to all relevant factors, because she excluded from her consideration the issue of whether the claimant may have been late in disclosing his sexuality because of a sense of shame. Mr Ball submits that although the decision letter says that the Secretary of State has considered the exercise of her discretion, she has not properly done so. She has only had regard to delay, which is not in itself a sufficient condition for certification. He relies in this regard on the Secretary of State's published guidance on "Late claims: certification under section 96", which emphasises that the factors taken into account in deciding whether to certify must be set out, and that it is not sufficient just to say that consideration has been given to the exercise of discretion. Mr Ball also relies on paragraph 112 of Stadlen J's judgment in J:
"In reality the matters which the decision maker could and indeed should take into account in forming his opinion as to whether there is or is not a satisfactory reason go far wider than the fact that they could and should have been raised earlier. Indeed at the third stage of the process that fact is a given in every case. If the matter could not and/ or should not have been raised earlier one of the necessary conditions precedent for the exercise of the power to certify will be absent and the power to certify cannot be exercised in any event. No question of whether there was or was not a satisfactory reason arises."
iii) The Secretary of State repeated the error which she had made when she certified the claimant's claim in November 2014, in that she based her decision solely on late disclosure, despite the fact that in 2015 the Upper Tribunal had regarded the claimant's case as arguable and the Secretary of State had thereafter agreed to withdraw her earlier certification.
iv) No certification was possible because the claimant, having refused to take or to read the section 96(2) notice, could not be said to have "received" that notice. Mr Ball submits that section 96(2)(a) requires that the claimant has actually received the notice, and that the plain meaning of "receive" requires that he must have taken the notice into his hands. He relies on the definition of "receive" in the Shorter Oxford English Dictionary:
"Take or accept into one's hands or one's possession (something offered or given); accept delivery (of a thing sent)."
v) In any event, the claimant had in fact raised his fear of persecution based on his sexuality in his response to the section 120 notice which he received in March 2016, and thus his sexuality has been "raised in a statement made under section 120(2)" as section 96 requires. The Secretary of State therefore could not properly certify his claim on the ground of a failure to disclose that matter. Mr Ball submits that the Secretary of State, having chosen to issue a new section 120 notice in March 2016, is estopped from now relying on a failure by the claimant to respond to the earlier notice issued in April 2014. He argues that it is unconscionable and unfair for the Secretary of State to rely on the lack of response to the 2014 section 120 notice when she had chosen to issue the 2016 notice and must therefore have intended that the claimant would be able to rely on matters mentioned in his response to that later notice.
vi) The statement of the Secretary of State's decision as to benefit of the doubt (set out in paragraph 18 above) is "contradictory and confused". Mr Ball submits that it cannot be assumed that there is a word-processing error in the inclusion of the sentence indicating that she has given the claimant the benefit of the doubt. He argues that it is equally possible that it is the following sentence which has been included in error. On any view, he submits, this is an unsustainable basis for the decision.
i) The claimant did in fact receive a one stop warning notice on 26th April 2013, but did not respond to it. The claimant's reliance on his refusal to take the notice conveyed to him on 4th April 2014 is therefore a red herring. Further, and in any event, the requirement in section 96(2)(a) that the claimant "receive" the notice is satisfied by the evidence that on 4th April 2014 the notice was conveyed to him but he refused to take it or read it. Mr Malik submits that it would lead to absurd results if "receive" was so literally interpreted that a claimant could avoid the consequences of a one-stop warning notice by simply refusing to take it into his hands. The claimant is not assisted at this stage by the fact that the Upper Tribunal in 2015 found this question of interpretation to be arguable.
ii) There is no merit in the argument based on estoppel. The issuing of the notice on 14th March 2016 does not mean that the earlier notices were invalid. The Secretary of State is entitled to certify a claim if the criteria in NIAA section 96 are met. There was no express or implied statement by the Secretary of State that she would not rely on the claimant's failure to raise an issue which he could and should have issued in response to an earlier notice.
iii) Stages 1 and 2 of the four-stage approach are therefore satisfied.
iv) Stage 3 is also satisfied. The issue of whether a satisfactory explanation has been given must be considered in the light of all the facts and circumstances of an individual case. The Secretary of State is not obliged to accept the account given by a claimant. In this case, she properly considered the claimant's explanation for his failure to raise the issue of his sexuality when he received the April 2014 one stop warning notice, and she was entitled to decide that the explanation was unsatisfactory.
v) The claimant in 2016 put forward two reasons for failing to raise the issues arising from his claimed sexuality in 2014: they were, that he did not have legal representation in 2014, and that he felt ashamed about his sexuality. But the claimant had been legally represented earlier in the chronology of events, in particular shortly after he was served with a section 120 notice on 26th April 2013, and must therefore have known how to obtain legal advice in 2014 if he wanted it. The Secretary of State's guidance as to a common reason for delay in raising issues of sexuality does not require her to accept a generalised assertion that such a reason applied in this case. She here applied her mind to the explanation put forward, and found it to be unsatisfactory. That was a conclusion which she was entitled to reach.
vi) The Secretary of State also adopted the correct approach at stage 4. She had regard to all relevant factors and was entitled to conclude that it was appropriate to exercise her discretion in favour of certification.
Discussion:
"Therefore, I have decided to give you the benefit of the doubt because all the conditions in paragraph 339L of the Immigration Rules have been met."
has been included by mistake. The letter as a whole makes it clear that all the conditions in paragraph 339L had not been complied with.
"As the Secretary of State has not accepted your claim for protection as considered above, it is considered this guidance does not apply to you."
is unhappily phrased, and it is understandable that Mr Ball relies on it in support of his submissions. But when the letter is read as a whole, and that sentence is seen in context, it seems to me that its meaning is clear: for the reasons stated, the Secretary of State has rejected the claim of bisexuality as a fabrication, from which it follows that shame or embarrassment over his sexual orientation was not the explanation for the claimant's earlier failure to mention it.