QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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DAINA MOYO |
Appellant |
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NURSING AND MIDWIFERY COUNCIL |
Respondent |
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Tania Dosoruth (instructed by the Nursing and Midwifery Council) for the Respondent
Hearing date: 26 November 2015
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Crown Copyright ©
Mrs Justice Lang :
The legal framework
"31. Counsel's principal contentions were directed to support a submission that erasure was an excessive and inappropriate penalty, and that the Board should substitute a lesser penalty such as a further period of conditional registration. He sought to persuade their Lordships to adopt a less restrictive approach to their jurisdiction than may sometimes have been adopted in the past. With this in view he reminded their Lordships that proceedings against a registered practitioner for professional misconduct involve a determination of his or her civil rights and obligations and accordingly attract the protection of Article 6(1) of the European Convention on Human Rights. Such protection requires either that the decision-making body (in this case the Committee) constitute an independent and impartial tribunal or, if not, that its processes be subject to control by an appellate body with full jurisdiction to reverse its decision. These submissions were not disputed by the Council and their Lordships accept them.
32. Counsel next submitted that the Committee was not an independent body, and that accordingly the Board must take an expansive jurisdiction when hearing appeals from the Committee if a breach of the Convention was to be avoided. Their Lordships do not find it necessary to consider whether the Committee as presently constituted fulfils the Convention requirements of independence and impartiality, because they are satisfied that their own jurisdiction is sufficient to remedy any deficiency there may be in these respects.
33. Practitioners have a statutory right of appeal to the Board under section 40 of the Medical Act 1983, which does not limit or qualify the right of the appeal or the jurisdiction of Board in any respect. The Board's jurisdiction is appellate, not supervisory. The appeal is by way of a rehearing in which the Board is fully entitled to substitute its own decision for that of the Committee. The fact that the appeal is on paper and that witnesses are not recalled makes it incumbent upon the appellant to demonstrate that some error has occurred in the proceedings before the Committee or in its decision, but this is true of most appellate processes.
34. It is true that the Board's powers of intervention may be circumscribed by the circumstances in which they are invoked, particularly in the case of appeals against sentence. But their Lordships wish to emphasise that their powers are not as limited as may be suggested by some of the observations which have been made in the past. In Evans v General Medical Council (unreported) Appeal No 40 of 1984 at p. 3 the Board said:
"The principles upon which this Board acts in reviewing sentences passed by the Professional Conduct Committee are well settled. It has been said time and again that a disciplinary committee are the best possible people for weighing the seriousness of professional misconduct, and that the Board will be very slow to interfere with the exercise of the discretion of such a committee. … The Committee are familiar with the whole gradation of seriousness of the cases of various types which come before them, and are peculiarly well qualified to say at what point on that gradation erasure becomes the appropriate sentence. This Board does not have that advantage nor can it have the same capacity for judging what measures are from time to time required for the purpose of maintaining professional standards."
For these reasons the Board will accord an appropriate measure of respect to the judgment of the Committee whether the practitioner's failings amount to serious professional misconduct and on the measures necessary to maintain professional standards and provide adequate protection to the public. But the Board will not defer to the Committee's judgment more than is warranted by the circumstances. The Council conceded, and their Lordships accept, that it is open to them to consider all the matters raised by Dr Ghosh in her appeal; to decide whether the sanction of erasure was appropriate and necessary in the public interest or was excessive and disproportionate; and in the latter event either to substitute some other penalty or to remit the case to the Committee for reconsideration."
"On an appeal from a determination by the GMC, acting formerly and in this case through the FPP, or now under the new statutory regime, whatever label is given to the section 40 test, it is plain from the authorities that the court must have in mind and give such weight as is appropriate in the circumstances to the following factors. (i) The body from whom the appeal lies is a specialist tribunal whose understanding of what the medical profession expects of its members in matters of medical practice deserve respect. (ii) The tribunal had the benefit, which the court normally does not, of hearing and seeing the witnesses on both sides. (iii) The questions of primary and secondary fact and the overall value judgment to be made by the tribunal, especially the last, are akin to jury questions to which there may reasonably be different answers."
"19. ….the fact that a principal purpose of the panel's jurisdiction in relation to sanctions is the preservation and maintenance of public confidence in the profession rather than the administration of retributive justice, particular force is given to the need to accord special respect to the judgment of the professional decision-making body in the shape of the panel. That I think is reflected in the last citation I need give. It consists in Lord Millett's observations in Ghosh v General Medical Council [2001] 1 WLR 1915, 1923, para 34:"
"the Board will afford an appropriate measure of respect to the judgment of the committee whether the practitioner's failings amount to serious professional misconduct and on the measures necessary to maintain professional standards and provide adequate protection to the public. But the Board will not defer to the committee's judgment more than is warranted by the circumstances."
20. These strands in the learning then, as it seems to me, constitute the essential approach to be applied by the High Court on a section 40 appeal. The approach they commend does not emasculate the High Court's role in section 40 appeals: the High Court will correct material errors of fact and of course of law and it will exercise a judgment, though distinctly and firmly a secondary judgment, as to the application of the principles to the facts of the case."
"In my view the approaches in Meadow and Raschid are readily reconcilable. The test on appeal is whether the decision of the Fitness to Practise Panel can be said to be wrong. That to my mind follows because this is an appeal by way of rehearing, not review. In any event grave issues are at stake and it is not sufficient for intervention to turn on the more confined grounds of public law review such as irrationality. However, in considering whether the decision of a Fitness to Practise Panel is wrong the focus must be calibrated to the matters under consideration. With professional disciplinary tribunals issues of professional judgment may be at the heart of the case. Raschid was an appeal on sanction and in my view professional judgment is especially important in that type of case. As to findings of fact, however, I cannot see any difference from the court's role in this as compared with other appellate contexts. As with any appellate body there will be reluctance to characterise findings of facts as wrong. That follows because findings of fact may turn on the credibility or reliability of a witness, an assessment of which may be derived from his or her demeanour and from the subtleties of expression which are only evident to someone at the hearing. Decisions on fitness to practise, such as assessing the seriousness of any misconduct, may turn on an exercise of professional judgment. In this regard respect must be accorded to a professional disciplinary tribunal like a Fitness to Practise Panel. However, the degree of deference will depend on the circumstances."
The NMC proceedings
"1. On 3 February 2013 worked a nightshift between 19.30 and 08.00 on 4 February 2013 at Chase Farm Hospital, Intensive Care Unit and subsequently, on 4 February 2013 requested emergency leave from your NHS Blood and Transplant shift for 4 February 2013.
2. Your actions in relation to Charge 1 above were dishonest in that you misrepresented in an email dated 4 February 2013 at 04.40 that you required emergency leave as you had been at Lister Hospital all night when you were aware that you had completed the 3 February 2013 night shift at Chase Farm Hospital Intensive Care Unit.
3. On 10 February 2013 between 07.30 and 20.00 worked a long day at Chase Farm Hospital, Intensive Care Unit whilst on compassionate leave from your employment with NHS Blood and Transplant between 8 February 2013 and 14 February 2013.
4. Your actions in relation to Charge 3 above were dishonest in that you misrepresented to NHS Blood and Transplant that you were unable to work due to compassionate reasons but completed a shift at Chase Farm Hospital Intensive Care Unit on 10 February 2013.
5. On 14 February 2013 worked a long day shift for 11 hours ending at 20.00 at Chase Farm Hospital, Intensive Care Unit whilst on compassionate leave from your employment with NHS Blood and Transplant between 8 February 2013 and 14 February 2013.
6. Your actions in relation to Charge 5 above were dishonest in that you misrepresented to NHS Blood and Transplant that you were unable to work due to compassionate reasons but completed a shift at Chase Farm Hospital Intensive Care Unit on 14 February 2013.
7. On 14 April 2013 worked a long day at Chase Farm Hospital, Intensive Care Unit whilst on sick leave from NHS Blood and Transplant.
8. Your actions in relation to Charge 7 above were dishonest in that you misrepresented to Chase Farm Hospital Intensive Care Unit that you were fit to work when you have been signed off as unfit to work on 10 April 2013 for a period of one month by your General Practitioner."
Conclusions on the grounds of appeal
"The panel has borne in mind that any sanction imposed must be reasonable, appropriate and proportionate. Although not intended to be punitive, its effect may have such consequences. The panel has an obligation to uphold the public interest taking account of the particular circumstances of your case. The panel had careful regard to the [Indicative Sanctions] Guidance. It recognised that the decision on sanction remained a matter for its own judgment. It weighed your interest with the public interest."
"Preamble
The people in your care must be able to trust you with their health and wellbeing. To justify that trust, you must:
- make the care of people your first concern…
- be open and honest, act with integrity and uphold the reputation of your profession."
"Paragraph 61.
You must uphold the reputation of your profession at all times."
"The panel considered that as a senior nurse you could reasonably have been expected to know that you should make candid disclosure of any commitment you made to work elsewhere whilst on leave. The panel also considered that as a senior nurse you should reasonably have been expected to know that you should not work once a medical practitioner had deemed you to be unfit to do so. The panel was of the view that it was wholly irresponsible to be working as a registered nurse whilst medically unfit. By going to work you were representing yourself to be fit to do so, when you were not, and this was dishonest, in addition to presenting a risk to patients.
"[The panel] noted the intrinsic difficulty of remedying dishonesty and the fact that yours had been repeated. In those circumstances the panel concluded that there remained a risk of repetition. It was also satisfied that any repetition could place patients at unwarranted risk of harm."
- A previous good history in a number of different nursing contexts.
- Apologised profusely and had expressed credible regret.
- Demonstrated some, albeit limited insight.
- Shown some understanding that her dishonesty had implications for your colleagues and potentially for patients.
- Engaged with the NMC and NHSBT.
- Attended the hearing and gave evidence under oath.
- Made early admissions to the facts and impairment.
- Not repeated her dishonesty since 2013.
- Personal health issues at the relevant time and had faced financial anxieties arising from her partner's ill health.
- Supportive references from her employer.
- Sought to sustain her commitment to nursing even after her dismissal in 2013.
- Taken some, albeit limited, steps to build support which she could call upon were the pressures she faced in 2013 to recur.
I do not accept the submission that these findings were either inaccurate or insufficient.
- Considerable experience as a senior nurse who might reasonably be expected to have a firm grasp of her fundamental professional obligations and notably as to the importance of avoiding any action involving dishonest concealment.
- Indulged in repeated dishonesty.
- Put her own interests ahead of duties to patients, colleagues and employers.
- Put patients at potential risk of harm
- Abused her position of trust with two employers
- Made no effort to follow up on her original offer to make financial restitution to her principal employer.
- Acted dishonestly when she had been trusted to act autonomously and remotely to a considerable degree
- Acted with premeditated dishonesty without testing her judgment with integrity.
"You relied upon what you said your GP had told you as regards returning to work once you felt well enough to do so. The panel noted that no independent evidence had been adduced to confirm the advice given by your doctor. In any event, whatever the advice, you had been certified as 'not fit for work' on 10 April 2013. It was not honest to have concealed this from … Chase Farm ICU before you committed yourself to work shifts there.
"You had felt well enough to undertake a shift at Chase Farm ICU whilst on sick leave notwithstanding the side effects that might have arisen following a significant increase to your morphine-based medication. You told the panel that you had been assessed prior to your ultimate return to work after your sick absence, and that you had then been considered well enough to work. There was no independent evidence of this either. In addition, the panel was not satisfied that there was wholly reliable evidence to suggest that you were able to manage your condition at all times without implications for patients."
"You acknowledged that you had been acutely anxious about your husband's illness and his potential loss of income as a self-employed person. The panel was not in a position to reach a view on the realism of your anxieties on the basis of the evidence before it. However, it was not satisfied that you had taken a comprehensive range of measures on the basis of informed financial advice as to how to address those anxieties were they to recur in the future. The panel noted that as regards the maintenance of mortgage payments and support for a close relative you had taken steps to acquire an insurance policy to maintain some financial continuity were your income to be disrupted at any time. However the panel was not satisfied that you had yet fully addressed the requirements of prudent forward financial planning so as to manage unexpected pressures for the future."
"You gave relatively little evidence about what you had learnt in relation to managing conflicts of interest over secondary employment. You were not clear about how you would familiarise yourself with the policies and requirements of any employer as regards secondary employment during leave periods. Accordingly, the panel was not satisfied that you had fully digested employers' likely expectations of employees, and the requirements of professional discipline in terms that would protect patients and the wider public interest in future."
"The panel carefully considered a caution order. The panel considered that you had shown some insight in that you apologised, shown remorse for your actions and had demonstrated some understanding of the impact for the reputation for the profession. It also acknowledged that there has been no repetition of your dishonesty in the last two years.
However, the panel considered that your insight was not yet fully developed. Given the concerns it identified about your conduct, as set out in this determination, the panel was not satisfied that you could properly be permitted to practise without restriction. The panel also considered your dishonesty in the light of your role as a senior Band 7 nurse and that you had been dishonest with two separate employers. It considered that you had not fully faced the implications of your dishonesty. It was not yet wholly confident that you would not repeat this behaviour, even though the risk of repetition following your experience of these proceedings might be regarded as modest.
Again the panel noted that a caution order would not restrict your practice. In the light of the panel's findings as to the risk of repetition in its determination on impairment, the panel concluded that such an order would not sufficiently protect the public. Further, it determined that such an order would not adequately address the seriousness of your dishonesty. It has been repeated. It was not at the lower end of the spectrum of impaired fitness to practise. A caution order would be insufficient to mark the seriousness of your misconduct and uphold the reputation of the profession."
"In its consideration of a suspension order, the panel again noted that there has been no suggestion of any repetition of your misconduct in the last two years, and that your behaviour had not resulted in any actual harm to patients. The panel determined that your misconduct, whilst serious enough to warrant temporary removal, was not fundamentally incompatible with you remaining on the register. The panel concluded that a period of suspension would be sufficient and proportionate to address the public interest in this case.
…The panel determined that a suspension order for the maximum period of 12 months was necessary to satisfy the public interest in this case. Further, the panel considered that this would provide a sufficient period for you to develop and demonstrate full insight into your behaviour and its impact, and to address each of the concerns expressed by the panel in this determination.
The panel bore in mind the hardship that such an order might cause you. However, it considered that any hardship was outweighed by the public interest as regards protecting patients, maintaining public confidence in the profession, and sending to the public and the profession a clear message about the standards of behaviour required of a registered nurse."