QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
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B e f o r e :
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SIMON DRAPER |
Claimant |
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- and - |
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LINCOLNSHIRE COUNTY COUNCIL |
Defendant |
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Nigel Giffin QC (instructed by Lincolnshire County Council) for the Defendant
Hearing dates: 21/07/2015
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Crown Copyright ©
Mrs Justice McGowan:
INTRODUCTION
"7. (1)It shall be the duty of every library authority to provide a comprehensive and efficient library service for all persons desiring to make use thereof, . . .
Provided that although a library authority shall have power to make facilities for the borrowing of books and other materials available to any persons it shall not by virtue of this subsection be under a duty to make such facilities available to persons other than those whose residence or place of work is within the library area of the authority or who are undergoing full-time education within that area.
(2)In fulfilling its duty under the preceding subsection, a library authority shall in particular have regard to the desirability—
(a)of securing, by the keeping of adequate stocks, by arrangements with other library authorities, and by any other appropriate means, that facilities are available for the borrowing of, or reference to, books and other printed matter, and pictures, gramophone records, films and other materials, sufficient in number, range and quality to meet the general requirements and any special requirements both of adults and children; and
(b)of encouraging both adults and children to make full use of the library service, and of providing advice as to its use and of making available such bibliographical and other information as may be required by persons using it; and
(c)of securing, in relation to any matter concerning the functions both of the library authority as such and any other authority whose functions are exercisable within the library area, that there is full co-operation between the persons engaged in carrying out those functions."
"A comprehensive service cannot mean that every resident lives close to a library. This has never been the case. Comprehensive has therefore been taken to mean delivering a service that is accessible to all residents using reasonable means, including digital technologies. An efficient service must make the best use of the assets available in order to meet its core objectives and vision, recognising the constraints on Council resources. Decisions about the Service must be embedded within a clear strategic framework which draws upon evidence about needs and aspirations across the diverse communities of the borough."
HISTORY OF EARLIER CHALLENGE
"5. The Defendant has for some time recognised the need to review its library provision since it considered that it was not efficient. In 2007 it commenced this exercise by carrying out what is described as a Fundamental Library Review. It recommended a number of improvements but did not suggest a reduction in the number of static libraries which were available. Essentially it provided for changes to opening hours, improvements to the ambience of libraries together with the introduction of self-service technology and a review of the shape and size of the library network. A report in 2009 again did not indicate that there would be a reduction in the static libraries of which there were then 48.
6. In 2010 local government funding cuts necessitated identification of savings in the Defendant's budgets. Thus it was that a review of the shape and size of the library network became of more immediate importance. Mr Platt, the Head of Libraries and Heritage, who has been responsible for co-ordinating the response of libraries to the review and who has produced statements on behalf of the Defendant in these proceedings, has as part of the shape and size been impressed with the possibility of community involvement in running some libraries which catered for smaller population numbers. Such community involvement has resulted in the designation of such libraries as 'community hubs', namely centres at which, apart from what can be regarded as ordinary library use, people can attend and have opportunities to meet together and have other facilities available. Volunteers would be involved in the running of these hubs and it was recognised that they would need training.
…
9. Because of the reduction of available funding for the Defendant, it was decided that the cost of the library service must be reduced by some £2 million. That decision, which cannot be challenged and so must be accepted as a material consideration in what library services should be provided, has clearly been a very important factor in the decision reached. However, in fairness to the Defendant, it must be recognised that the view had been taken as long ago as 2007 that the existing arrangements were not efficient and in particular did not give proper value for money and changes would in any event have been made. Nevertheless, the proposals which were put to consultation and which were implemented in the decision of 3 December 2013 with minor amendments put in place following the consultation exercise were largely driven by the need to achieve the savings which had been imposed.
10. The existing service has four components. The first is now 44 static libraries. Twelve are district libraries open between 40 and 55 hours a week, eleven are neighbourhood libraries open between 25 and 39 hours a week and 21 community libraries open between 20 and 24 hours a week. All provide services to be expected from a library although their size will inevitably dictate how extensive the individual services can be. The second is a mobile service which provides for rural communities and those who are housebound or who live in nursing or residential homes. There is also a service for schools who wish to sign up for it. The third component covers the various online facilities. The fourth is described as targeted services for those unable to access the other services such as the blind or partially sighted, some who are housebound and unable to use the mobile service and a special service to encourage children in particular but including adults to engage with books.
An exercise was carried out in 2012 to obtain information about the numbers of households who were active borrowers and so users of the library services. This showed that of the total of 323,242 users 93% were within 30 minutes of a static library by public transport. 98% were within 15 minutes by car. The active borrowers (which meant no more than anyone who used a library on one occasion) were representative of the county's population as a whole. While there was virtually complete satisfaction with the service given by staff, there was a decline in borrowing against an increase in complaints about the availability of computer services and the quality and choice of books.
12. In the lengthy and detailed report to the Council for the meeting on 3 December 2013, this is said about the existing services at paragraph 2.47:-
"The overall conclusion that can be drawn from an analysis of the existing service is that it is comprehensive, but given the overlapping catchment areas and the consequent over-provision it can be seen to be significantly inefficient. Exploration of co-location with other public services has met with some success, but it not a sustainable model for a county-wide service. At a time of public sector financial constraint this level of over-provision is a luxury that can be ill afforded and it is incumbent on the Council to address ways in which it can make the service more efficient and thereby more affordable."
The point is properly made that the service must not only be comprehensive but must be efficient.
13. In a report to the Executive of 2 July 2013 it was recommended and in due course decided that consultation should be carried out with the public (i) on proposals to implement a new model of statutory library provision in the County and (ii) on proposals to offer certain communities a range of community library provision. There was also to be consultation with staff and Trade Unions on redundancies which would result if the proposals were implemented. By 'statutory provision' referred to in (i) was meant such provision as fell within s.7 of the 1964 Act. The provision referred to in (ii) was to be outside the statutory provision.
14. Under (i), there were to be three components. The first was to be constituted by continuation of the library services' website and what was described as its "virtual catalogue" giving access to information and the possibility of downloading e-Audio and e-Books. This part of the service will continue to operate within a consortium of adjoining counties. The second component would involve the reduction of static libraries to 15 in all. Ten of these were to be what are called Tier 1 in the ten most populous areas of the County to be open for some 50 hours a week. The other five would be described as Tier 2 within the next most populous areas with opening of 25 hours a week (in one case which would continue to be operated in conjunction with the District Authority, 46 hours). It was considered that accessibility to these libraries was assessed by taking a 30 minute travel time by public transport.
15. The third component involved what was described as targeted provision. This was aimed at the 24% of households falling outside the 30 minute travel time, namely some 83,531 households with 33,123 active borrowers. It would be especially important for the relatively small number of such households who did not have access to a car (some 508). In addition, consideration had to be given to the 1,616 sick, disabled or non-internet users living outside the 30 minute travel time. Delivery of books, DVDs, CDs large print or audio books would be arranged on a monthly basis.
16 As will become apparent, most of what was decided on 3 December 2013 did not differ in any material particular from the proposal which went to consultation."
"54. I have carefully considered whether the shortcomings I have identified in the consultation exercise and the proposals from GLL require that the decision be quashed. If the consultation were the only ground, I might not have granted relief since the proposals were accepted and considered. But the manner in which GLL's proposals were dealt with coupled with the view that they did not fall within the consultation exercise persuade me that the decision must be quashed. The Council must, I fear, reconsider. It may be that the most sensible way ahead is to obtain the necessary further details from GLL and perhaps consult further for a shorter period on whether any overall alternative proposal is forthcoming. That is a matter for the Council."
CURRENT CHALLENGE
"BACKGROUND
Last December, in light of declining usage and the Council's reduced budget, the Executive agreed to create a new-look library service which could be delivered within a front line service budget of £4,351,772. (For more information please see the report in downloads section at bottom of page on LCC Connects)."
Before making that decision the Council engaged in extensive consultation resulting in some 8,000 responses through the questionnaire, thousands of comments were also received via letters and e-mails, public meetings and petitions. These responses were analysed independently by Sheffield Hallam University and the results were then reported to the Executive who carefully considered the findings before any decision was made.
The Executive report recognised that the response to the consultation was predominantly negative and that those who responded were generally opposed to the changes to the library service. Criticisms of the consultation process itself were also reported.
During the time of the consultation, three alternative proposals for library provision in Lincolnshire were received. These ideas were considered by the Executive and their merits were weighed against the original proposal. The proposals were not recommended and reasons for this were given in the Executive report.
On the basis of all this information, the Executive reached their decision. That decision reflected changes to the Executive's proposed model to incorporate the feedback received in consultation. On 6 May 2014 the changes to the static and mobile libraries opening times, routes and staffing structures were introduced. This included transition opening times at 30 Tier 3 libraries designated as Community Hubs.
PURPOSE OF THIS DOCUMENT
In July 2014 the Executive's decision was quashed by the High Court following a Judicial Review. Part of the High Court's reasoning was that the original consultation had not given people enough opportunity to tell us if they had any alternative proposals as to how to deliver a comprehensive and efficient front line library service within a budget of £4,351,772.
The court did not order the Council to carry out the consultation again, but they did say that the most sensible way ahead may be to consult further for a shorter period of time in order to provide that opportunity for any potential alternative proposal to be brought forward. This is therefore an expansion or addition to the original consultation and not a re-consultation.
The Council has the responses from the original consultation exercise and they will be considered again when the Executive makes a fresh decision. The information the Executive uses will be strengthened by the feedback we will get from this complementary consultation. The consultation is aimed at providing the opportunity for respondents to suggest alternative means of providing library services in Lincolnshire which are comprehensive and efficient, and therefore consistent with the Council's legal duties, and affordable within the Council's budget.
Response to this further consultation will be analysed and reported (together with the results of the first consultation) to a meeting of the Executive expected to be in February 2015 when the executive will determine the shape of future library services.
(Details of how to complete the survey)
SUPPLEMENTARY DOCUMENTS
To assist respondents the Appendices below set out information which will be helpful in identifying alternative proposals.
Appendix A contains a description of the library services provided by the Council before the executive's decision in December 2013 together with the high level budget for that service
Appendix B contains a description of the library service that the executive decided to implement in it s decision of December 2013 together with the high level budget for that service.
The Council knows that the proposal set out in Appendix B is affordable within the available budget and complied with the Council's statutory duty.
The model described in Appendix B remains the Council's preferred option. However we accept that there may be other ways to deliver a comprehensive and efficient library service."
"81. Duty to consider expression of interest
This sectionnoteType=Explanatory Notes has no associated
(1)A relevant authority must consider an expression of interest in accordance with this Chapter if—
(a) it is submitted to the authority by a relevant body, and …"
This is subject to section 82 (timing of expressions of interest)…,
"(4)In this Chapter "expression of interest", in relation to a relevant authority, means an expression of interest in providing or assisting in providing a relevant service on behalf of the authority.
(5)In this Chapter "relevant service", in relation to a relevant authority, means a service provided by or on behalf of that authority in the exercise of any of its functions in relation to England, other than a service of a kind specified in regulations made by the Secretary of State.
(6)In this Chapter "relevant body" means—
(a)a voluntary or community body,
(b)a body of persons or a trust which is established for charitable purposes only,
(c)a parish Council,
(d)in relation to a relevant authority, two or more employees of that authority, or
(e)such other person or body as may be specified by the Secretary of State by regulations."
"The Defendant concluded that none of the permitted statutory grounds for rejecting an expression of interest applied."
"GLL is a charitable social enterprise which specialises in leisure management and has, more recently expanded to manage library services. GLL's Libraries Division currently manages library services in the London Boroughs of Greenwich and Wandsworth and is actively seeking to expand this portfolio. GLL is therefore expressing an interest in managing Lincolnshire's Libraries in entirety (sic), including Tiers 1, 2, 3 and 4, as well as central support functions."
GROUNDS OF CURRENT CHALLENGE
i) That the second consultation was also flawed, in that it failed adequately to deal with any alternative proposals,ii) That the procurement exercise, following the acceptance of the expression of interest from GLL, was flawed in that it failed to meet the requirements of s.83(2) Localism Act 2011,
iii) That in taking the decision the Defendant failed to meet the "best value" duty imposed by s.3Local Government Act 1999 and/or the decision making process was irrational in the Wednesbury sense.
Delay and Prejudice
Ground One
"The Council must, I fear, reconsider. It may be that the most sensible way ahead is to obtain the necessary further details from GLL and perhaps consult further for a shorter period on whether any overall alternative proposal is forthcoming. That is a matter for the Council."
i) Background."Last December, in light of declining usage and the Council's reduced budget, the Executive agreed to create a new-look library service which could be delivered within a front line service budget of £4,351.772. (For more information please see the report in downloads section at bottom of page…)"It went on later in the section to say,"During the time of the consultation, three alternative proposals for library provision in Lincolnshire were received. These ideas were considered by the Executive and their merits were weighed against the original proposal. The proposals were not recommended and the reasons for this were given in the original report."ii) Purpose of This Document. It went on to describe the success of the first Judicial Review on the basis of the reasoning,
"that the original consultation had not given people enough opportunity to tell us if they had any alternative proposals as to how to deliver a comprehensive and efficient…"It continued,"The Court did not order the Council to carry out the consultation again, but they did say the most sensible way ahead may be to consult further for a shorter period of time in order to provide that opportunity for any potential proposal to be brought forward. This is therefore an expansion or addition to the original consultation and not a re-consultation. The Council has the responses from the original consultation exercise and they will be considered again when the executive makes a fresh decision…The consultation is aimed at providing the opportunity for respondents to suggest alternative means of providing library services…"iii) Survey. This was described as a brief questionnaire and details were given as to where it could be found online and in hard copy. The closing date was given as 31 October 2014 and the Defendant said the decision would be taken in or around February 2015.
iv) Supplementary documents. These set out the existing structure and the scheme which the Defendant adopted after the first consultation, with the proviso,
"The model described in appendix B remains the Council's preferred option. However, we accept that there may be other ways to deliver a comprehensive and efficient library service."
i) Did the Consultation have to cover (1) specific alternative proposals; or (2) an alternative general approach, outsourcing?ii) Did the Consultation provide such information as was required about the proposal from GLL or the possibilities of outsourcing?
It is said that Council was flawed in that it did not meet the requirement to deal with specific or general alternatives. Further that it did not provide the required level of information about the GLL proposal or any other prospect of outsourcing within the Consultation document. The Claimant contends that this Consultation was governed by s.3 Local Government Act 1999, which requires Consultation in general terms and is not simply an invitation to comment on the Defendant's favoured scheme. Reliance is placed on well established principle as set out in (R (Nash) v. Barnet [2013] EWHC 1067 and Moseley v. Haringey LBC [2014] 1 WLR 3947.
i) That the Consultation should be read with the earlier documents,ii) That earlier specific responses would be considered again,
iii) That the Court had identified failings in the first consultation and the October document was seeking to remedy those failings.
iv) That the original report was available and formed part of the process,
v) That the County Council were looking for alternative proposals, even though they still had a preferred option, available to be read by consultees.
Ground Two
"If the relevant authority accepts the expression of interest it must carry out a procurement exercise relating to the provision on behalf of the authority of the relevant service to which the expression of interest relates".
The statute does not define the term "relevant service", s. 81(5) simply describes it as a
"service provided by or on behalf of that authority…"
Ground Three
"A best value authority must make arrangements to secure continuous improvement in the way in which its functions are exercised, having regard to a combination of economy, efficiency and effectiveness."
The Defendant is, obliged by that duty to follow the principle in Nash, (supra) and seek "an improvement". That is a duty to seek to achieve a target. The obligation is to try, rather than an absolute duty to succeed in that attempt.
i) there a was a failure to consult in accordance with s 3(2) LGA or as otherwise required,ii) the Defendant failed to take up the "credible indications" in the bid from GLL that it could get a better service or to go to public procurement and,
iii) failed to consider all possible savings, including central support costs.