QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT IN BIRMINGHAM
Priory Courts 33 Bull Street Birmingham |
||
B e f o r e :
____________________
DR MUHAMAD MUTIY FAYAZ SIDDIQUI |
Appellant |
|
- and - |
||
THE GENERAL MEDICAL COUNCIL |
Respondent |
____________________
Emily Neill (instructed by GMC Legal) for the Respondent
Hearing date: 8 July 2015
____________________
Crown Copyright ©
Mr Justice Hickinbottom :
Introduction
The Parties
The Fitness to Practise Hearing
i) Update the words alleged to have been said in a conversation between the Appellant and the father of Patient C. The original charge had been drafted on the basis of the recollection of the father, but the Appellant produced a recording of the call which enabled the charge to be more accurate and indeed to reflect the evidence which the Appellant provided. The Appellant consented to this change.ii) The GMC proposed that, in respect of two visits to Patient D's house, the dates should read "on or about 2 November" and "on or about 3 November" in light of uncertainty as to the precise dates on which the circumcision of Patient D took place. The Appellant did not dispute that he attended Patient D's home and performed a circumcision on two occasions. The only issue was whether the dates in the charge should read "on" or "on or about".
The Panel agreed and directed those amendments be made.
i) Kalpana Patil, a paediatric surgeon who provided evidence in relation to Patient A;ii) Naved Kamal Alizai, a paediatric surgeon who provided evidence in relation to Patients B, C and D; and
iii) Robert Walker, a consultant anaesthetist.
The Scope of the Appeal
"The burden so assumed [by the appellant] is not the burden of proof normally carried by a claimant in first instance proceedings where there are factual disputes. As appellant, if he is to succeed, he must persuade the appeal court or tribunal not merely that a different view of the facts from that taken below is reasonable and possible, but that there are objective grounds upon which the court ought to conclude that a different view is the right one. The divide between these positions is not caught by the difference between a perceived error and a disagreement. In either case the appeal court disagrees with the court below, and, indeed, may express itself in such terms. The true distinction is between the case where an appeal court might prefer a different view (perhaps on marginal grounds) and one where it concludes that the process of reasoning, and the application of the relevant law, require it to adopt a different view. The burden which an appellant assumes is to show that the case falls within this latter category." (emphasis in the original).
To that extent, in respect of factual issues, the court must engage with the merits.
i) a Fitness to Practise Panel of the GMC has been assigned, ultimately by the elected legislature through the statutory scheme of the 1983 Act, the task of determining the relevant issues;ii) it is a specialist Panel, selected for its experience, expertise and training in the task; and
iii) it has the advantage of having heard oral evidence.
i) If the issue is essentially one of statutory interpretation, the deference due may be limited.ii) If it is one of disputed primary fact which is dependent upon the assessment of oral testimony, the deference will be great: this appeal court will be slow to impose its own view, and will only do so if the Panel below was plainly wrong.
iii) CPR rule 52.11 expressly enables an appeal court to draw inferences it considers justified on the evidence. Where the court is asked to draw an inference, or question any secondary finding of fact, it will give significant deference to the decision of the Panel below, and will only find it to be wrong if there are objective grounds for that conclusion.
iv) Where the issue is essentially one of discretion, the court will only interfere if the Panel was plainly wrong. Case management decisions falls into this category; as does the sanction imposed. Similarly, where any open-textured evaluative judgment has to be made on the primary facts, involving a number of different factors that have to be weighed together. As Laws LJ emphasised in Subesh (at [49]), there are no rigid categories here, but a spectrum of cases, the approach being "a general one, having neither need nor scope for sophisticated refinement".
The Factual Determination
i) In respect of each patient, the Panel found that the Appellant had failed to secure valid insurance or professional indemnity cover for his circumcision service, contrary to the mandatory requirement for such cover in paragraph 34 of Good Medical Practice ("GMP") (paragraphs 39-40, 63-64, 86-87 and 113-114). GMP is the core ethical guidance which the GMC provides to doctors.ii) In respect of each patient, the Panel found that the Appellant had not registered with the CQC as a medical professional performing circumcisions, contrary to the requirement to do so in the Health and Social Care Act 2008 (paragraphs 41-42, 65-66, 88-89 and 115-116). The Panel found that an email dated 6 October 2013 from the CQC made this legal requirement unambiguously clear to the Appellant (see, e.g., paragraph 42), but he continued his service without registration.
iii) In relation to Patients A, B and C, the Panel found that the Appellant failed to obtain properly informed consent from the parents for the procedure. In making this finding, the Panel took into account expert evidence that properly informed consent requires the relevant healthcare professional to take a full medical history and carry out a physical examination to determine whether there are any factors that may (e.g.) result in complications from the procedure (paragraphs 26, 46 and 67).
iv) In relation to Patients B, C and D, the Panel found that the Appellant failed to obtain adequate histories or conduct appropriate physical examinations of the patients before carrying out the procedure. The precise details of each failure varied from patient to patient, but in each case the Panel found that the examination of the patient was inadequate (paragraphs 44-45, 71 and 90). In particular, as admitted by the Appellant, he did not weigh the patients. The Panel considered that, since anaesthesia is weight-dependent (and so the appropriate dosage of anaesthetic is calculated by reference to the weight of the child), there was a duty to weigh him.
v) In respect of each patient, the Panel found that the Appellant failed to provide adequately aseptic conditions in which to carry out the procedure. The precise details of the failure again varied from case to case, but there were common themes, such as:
a) The failure of the Appellant to wash his hands prior to commencing the circumcision procedure (paragraphs 28, 47 and 57). The Panel accepted expert evidence that the Appellant should have washed his hands, rather than simply using antiseptic gel alone (as the Appellant, based on a document from the World Health Organisation, contended was adequate and appropriate (paragraph 49)).b) The failure of the Appellant to clean around the site of the procedure. For example, the Appellant cleaned Patient C's pubic area with a baby wipe alone before proceeding to inject him with anaesthetic despite the fact that his nappy was soiled (paragraphs 72-74).vi) In each case, contrary to the Appellant's case that it was sufficient to rely upon the emergency 999 emergency ambulance call-out service, the Panel found that, given the Appellant administered local anaesthetic to the child by injection, he was required to have immediate access to adequate resuscitation facilities, which he did not have (paragraphs 32, 53, 79 and 95). That finding was based on the expert evidence of Dr Walker.
vii) The Panel found that the dangers of not having such facilities were highlighted by the specific case of Patient A, a 17-day old baby who suffered the serious adverse reaction to the anaesthetic. The Panel found that the Appellant failed to respond appropriately to that reaction: he did not recognise that the child was having a seizure, he did not attend promptly to the patient's airway, breathing and circulation, and he did not act immediately to ensure an ambulance was called instead asking for the central heating to be turned up and then a heater to be brought (A's father calling an ambulance on his own initiative) (paragraphs 33-38)
viii) The Panel found that the Appellant failed to respond properly to Patient C's reaction in screaming during the procedure the Panel found that he should have stopped the procedure to check whether the anaesthetic had worked, but he simply carried on without performing any such check (paragraph 80).
ix) The Appellant performed two circumcision procedures on Patient D, on or about 2 and 3 November 2013 respectively, because the plastibell device used fell off within 24 hours of the first procedure. The Panel found that the Appellant failed to perform the procedure to an adequate standard (paragraph 96); he should have referred Patient D to hospital once the plastibell had fallen off for the first time (paragraphs 104-106); and the application of a second plastibell resulted in a loss of shaft skin which required further surgery (paragraph 107).
x) Two allegations of dishonesty were made and found proved against the Appellant. First, the Panel found that the Appellant had falsely stated to Patient C's father (who was himself a doctor) that he was an Associate Specialist when he was not, being at the lower grade of Clinical Fellow (paragraph 68). Second, the Panel found that the Appellant falsely stated to the mother of Patient D that the restrictions that had been imposed by an Interim Panel Order had nothing to do with his mobile circumcision practice, when they had (paragraph 110).
xi) The Panel also found that the Appellant failed to respond appropriately to expressions of concern about the treatment of Patient C in that the Appellant accused Patient C's parents of being dishonest and threatened to report them to the GMC (both parents being medical doctors) (paragraphs 84-85).
The Grounds of Appeal
Ground 1: The Refusal of the Appellant's Application To Adjourn
i) The Appellant had six months' notice of the hearing, the date of which he had known since the hearing was fixed on 7 August 2014. In the Panel's view, the Appellant had had ample time to instruct legal representation but had not done so (paragraph 6). Indeed, the Appellant himself, in his submissions, "confessed that [he] should have taken this decision [to obtain legal representation] a long time ago".ii) The Panel were unconvinced about the reality of the Appellant seeking and obtaining legal advice. He had had only had brief discussions with potential representatives, and said that he had not instructed anyone because of financial difficulties (paragraph 5). The Appellant himself noted that he could "see that it would be an uphill task" to find the finances for legal representation, and that, in order to finance such representation, he would have to restart doing circumcision (which he was in fact prohibited to do under the interim orders against him). Indeed, before me today, he has conceded that he simply did not have the money to instruct lawyers to represent him.
iii) The Panel took into account the public interest, and the fact that an adjournment would cause considerable inconvenience to witnesses who had been warned to attend.
Ground 2: Characterisation of the Appellant's Evidence As Confusing And Contradictory
Ground 3: The Panel's Preference for the Evidence of the Patients' Parents
i) Grounds, paragraph 5: The finding that the Appellant failed to wash his hands before carrying out a procedure on Patient A (paragraph 25(4) of the factual determination).Patient A's parents had no recollection of the Appellant washing his hands or asking to go to the bathroom. The Appellant's case was that he was shown to the bathroom by another child in the house, but Patient A's mother gave evidence in cross-examination that she was only away from the Appellant for two to four minutes and when she returned he was sitting on the settee. The evidence was clearly sufficient to enable the Panel properly to find that the Appellant did not wash his hands prior to the procedure.ii) Grounds, paragraph 7: The finding that one of Patient A's parents called an ambulance and this was not at the Appellant's request (paragraphs 36 and 38 of the factual determination).
Patient A's parents were clear in oral examination that the Appellant did not advise them to call an ambulance. Again, there was clearly adequate evidential foundation for the Panel's findingiii) Grounds, paragraph 8: The finding that Patient C had a soiled nappy when the Appellant injected him with anaesthetic (paragraphs 72-74 of the factual determination).
The father of Patient C was clear in oral evidence that his son's nappy was soiled; again a clearly adequate evidential basis for the Panel's finding.
Ground 4: Mrs D
"Q ... You told us what you felt Dr Siddiqui had said to you about his - the record on the GMC website about his condition, and I think you said something like that he said to you he had done nothing wrong, it was a very unusual circumstance, he had got no problems with the GMC, but they did not like you, meaning him I suppose, to be mobile. Was there any reference in that - do you remember a reference to or words to the effect that it had nothing to do with his practice?
A Yes. He definitely claimed that it had nothing to do with his practice or the way he conducted his medical profession, it had only to do with the fact that he was able to practise his - the circumcision mobilely (sic) throughout the UK, rather than sat at a clinic, a fixed clinic, which will be regulated by the GMC."
That evidence, on its face, was clear. The Panel were entitled to prefer it to the evidence of the Appellant, which they found unclear and confusing. The fact that the evidence on email and telephone contact between the Appellant and Mrs D was not entirely clear (a matter which resulted in the Panel finding Charge 43(d) not proved) is not inconsistent with the Panel's finding that Mrs D was a credible witness and that her account in relation to Charge 44 should be accepted.
Ground 5: The Decision To Proceed in the Appellant's Absence
"[W]here the practitioner is neither present nor represented at a hearing, the Panel may nevertheless proceed to consider and determine the allegation if they are satisfied that all reasonable efforts have been made to serve the practitioner with notice of the hearing in accordance with these Rules."
i) The Appellant had been given proper notice of the hearing, under the Rules, and had attended on each of the days prior to Day 16, either in person or, as permitted by the Panel upon the Appellant's application, by telephone.ii) The Appellant was made aware by email that the hearing would be proceeding at 9.30am on Day 16. He was then contacted by phone by the Panel and spoke with the Legal Assessor and Mr Fitzgerald. He was told that the hearing would be adjourned until 1.30pm, to give him time to consider the factual determination before the hearing continued to the impairment stage. The Appellant did not ask for an adjournment, and did not indicate that he would not attend by telephone at that time.
iii) The Appellant did not answer his telephone when multiple attempts were made to call him when the hearing resumed.
iv) After the determination on impairment and before proceeding to the stage of determining sanction, the Panel emailed that decision to the Appellant and adjourned to give the Appellant a further opportunity to attend the next day.
v) Despite his failure to attend, the Appellant did contribute to the impairment and sanction stages. In the telephone call between the Appellant, the Legal Assessor and Mr Fitzgerald on the morning of Day 16, the Appellant was asked whether he wished to submit further evidence at the stage of impairment and sanction; and the only information which he said he wished to provide and rely on was a further testimonial which was copied for the Panel and provided to them.
vi) The Panel expressly balanced the Appellant's interests and the public interest in the timely conclusion of the hearing of the case (see paragraph 5 of the impairment determination).
Ground 6: Experts
i) Mr Alizai is a Consultant Paediatric Surgeon at Leeds Teaching Hospitals NHS Trust. His curriculum vitae was available to the Panel. On the face of that, he is clearly qualified to give evidence on the appropriateness of the Appellant's care of Patients B, C and D, upon whom the Appellant performed a circumcision. Before the Panel, the Appellant challenged the expertise of Mr Alizai. In that cross-examination, Mr Alizai said that he had performed circumcisions, including by the method used by the Appellant (the plastibell method), although he explained that he did relatively few circumcisions on the NHS; and he said that he considered he had the appropriate experience to be an expert on a case of circumcision. This evidence was clearly sufficient to enable the Panel to conclude that Mr Alizai has appropriate expertise to give expert evidence in this case; and enabled the Panel to assess the submissions of the Appellant as to the limitations of that expertise.ii) Mr Alizai worked in the same hospital as the Appellant in or around 2004. At the beginning of his oral evidence, Mr Alizai addressed the point which had been raised by the Appellant that there was a conflict of interest, because they had worked together and had been professional rivals with (as the Appellant put it) "enmity" between them. Mr Alizai explained that, at the time he wrote his report, he did not appreciate that the Appellant was the Mr Siddiqui he knew; but that, in any event, there was nothing which took place between the Appellant and Mr Alizai which affected his ability to provide independent evidence. The Panel accordingly was well aware of the Appellant's view that Mr Alizai had a conflict of interest and the extent of that conflict was tested in oral examination, including cross-examination by the Appellant.
i) Ms Patil is a Consultant Paediatric Urologist at Evelina Children's Hospital. Her curriculum vitae was also before the Panel. She is clearly qualified to give evidence on the basic requirements in the performance of paediatric circumcisions, including the need to have resuscitation facilities to hand. She has some experience in plastibell circumcision in infants. The Appellant cross-examined Ms Patil on her experience in circumcision. The Appellant did not challenge Ms Patil on her experience in relation to Patient A's seizure symptoms, commenting that he had hardly come across these problems.ii) Ms Patil worked with the Appellant in Lewisham Hospital around 2003 or 2004. She confirmed when giving evidence that, at the time of writing her preliminary report, she had no recollection of that. However, in her oral evidence, she recalled the Appellant as a trainee/junior doctor in Lewisham Hospital; and that he may have done some clinics and allocated sessions with her, but she did not remember that the Appellant working as a dedicated registrar to her as a consultant then. Ms Patil distinctly remembered that there were no problems during that time between the Appellant and herself. The Panel accordingly was well aware of the Appellant's view that Ms Patil had a conflict of interest. and the extent of that conflict was tested in cross-examination.
i) Although he was of course a knowledgeable lay witness and he was asked questions about his own practice, Mr Woodward did not give evidence as an expert witness, but rather as a witness of fact, having been the Consultant Paediatric Urologist who treated Patient D and revised his circumcision.ii) Before the Panel, the Appellant was reminded that, because Mr Woodward was giving evidence as a factual and not an expert witness, it was not particularly material that they may once have worked together. In any event, when considering Mr Woodward's evidence, the Panel was plainly aware of this connection.
Ground 7: GMC Wrong Advice
"You must take out adequate insurance for any part of your practice not covered by an employer's indemnity scheme, in your patients' interests as well as your own".
The requirement for insurance in respect of a private service such as that of the Appellant's circumcision service is therefore clear.
i) The Appellant agreed he did not have insurance; and that he tried to get it. but it would have cost £1200 a month.ii) A record of a call of 15 July 2011 said that the Appellant had been advised of "details of indemnity for private work". The Appellant submits that the nature of the advice was not expressly set out in that note; but the Panel was entitled to conclude that, in line with the GMP, the Appellant was advised that he did require insurance cover for his service.
iii) Sharon Hunter from the GMC confirmed in cross examination that, if someone called saying they were setting up in private practice:
"The standard advice would be that in [GMP] 2006, as it was back then, would have advice that doctors must abide by in terms of indemnity insurance. The advice would be that you would need that if you were to set up a practice, that you would need indemnity insurance, as per paragraph 34 of [GMP] in 2006 ".
Ground 8: Bias
Ground 9: Dishonesty
Ground 10: General Challenge to the Panel's Findings
i) With regard to the issue of informed consent, the Appellant maintained that signing of the consent form and giving a patient information leaflet without going "into the pros and cons of doing it or not" was sufficient. However, the Panel heard expert evidence from Mr Alizai, Ms Patil, and Dr Walker that consent required a doctor to take a full medical history and to carry out a full physical examination of the patient to determine any factors that may result in complications during the procedure, prior to the consent procedure being commenced (see paragraph 26 of the factual determination). Miss Neill sets out extracts from that evidence in her skeleton argument at paragraph 116. The Panel was, clearly, entitled to accept those expert views over that of the Appellant.ii) In his oral submissions before me, the Appellant developed a challenge, reflecting (i) above but with emphasis upon weighing the patient. He reiterated that he did perform an adequate examination of the patients; and it was not necessary actually to weigh the children, as he could obtain their weight for the purposes of ascertaining the appropriate level of anaesthetic from their records or from gauging their weight from a visual inspection. However, there was expert evidence as to the examination that was appropriate and necessary before the consent procedure was gone through and the circumcision performed, including evidence that the patient should be weighed. The Panel was entitled to take that expert evidence into account, and indeed give it substantial weight. It was entitled to prefer that evidence to that of the Appellant himself. The Panel's findings in relation to the examination generally, and specifically weighing the patient, before proceeding to the informed consent procedure were not arguably wrong.
iii) In respect of Patient A (and the finding that the Appellant did not properly attend to the patient's airway), the Appellant says that he had a stethoscope with him and, in his clinical judgement, the child did not require any further intervention such as mouth-to-mouth resuscitation However, the experts did not agree. This was a straightforward dispute on the evidence, with which the Panel was required to deal and with which it did deal. It was entitled to prefer the expert evidence, and conclude that the Appellant ought to have intervened.
iv) Mrs B said that, when she telephoned the Appellant and told him that she feared her son had a post-procedure infection, the Appellant laughed at her. The Appellant has consistently denied that Patient B had an infection; but that misses the point. The relevant charge (Charge 15) concerned the Appellant's failure to visit Patient B, not whether the boy did or did not in fact have an infection. Nothing the Appellant has said undermines the Panel's finding that he acted improperly by not seeing Patient B in these circumstances. There is no basis for overturning the Panel's findings in this regard, in paragraphs 54-55 of the factual determination.
v) Mrs B said that the Appellant did not use antiseptic gel before he examined Patient B on 22 October 2012. The Appellant said that he had done so. He produced an invoice for gel, dated shortly beforehand. In any event, Mrs B (he said) was inconsistent in her story as to where she was standing at the relevant times, and, if she was behind him, she may have missed him suing the gel which he kept in his pocket. However, the Panel preferred Mrs B's evidence and, on the basis of that evidence, it found that the Appellant had not sued gel. Those were findings which, clearly, the Panel was entitled to make on the evidence before it.
vi) In relation to Patient D, there was some dispute as to the dates of the procedure: but the Panel was entitled to accept the evidence given by the mother of Patient D, despite uncertainty in the precise date of the circumcision procedures. With regard to washing hands and the appropriateness of a referral to hospital, the Panel heard expert evidence (as to the requirement to wash hands in addition to use of an antiseptic gel) and factual evidence as to the condition of Patient D and what was required following the procedures performed by the Appellant. Having heard that evidence, and the account of the Appellant, the Panel was again entitled to reject the Appellant's case.
Conclusion