QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
||
B e f o r e :
Sitting as a Judge of the High Court
____________________
THE QUEEN on the application of ALEXIS ALEXANDER |
Claimant |
|
- and - |
||
THE PARKING ADJUDICATOR |
Defendant |
|
- and - |
||
THE LONDON BOROUGH OF HAMMERSMITH AND FULHAM |
Interested Party |
____________________
Celina Colquhoun (instructed by LB Hammersmith Legal Dept.) for the Interested Party
The Defendant did not appear
Hearing dates: 26 February 2014
____________________
Crown Copyright ©
H.H.J. Keyser QC :
Introduction
The Order
"No person causing or permitting any vehicle to proceed in those lengths of Edith Road or Gliddon Road that lie between the common boundary of Nos. 21 and 23 Edith Road and the northern kerb-line of Talgarth Road shall cause or permit that vehicle to turn at any point in those lengths of roads so as to face in the opposite direction to that in which it was proceeding."
"The reference in Article 3 of this Order to lengths of Edith Road or Gliddon Road shall be construed as a reference to the whole width of those lengths of roads, including the carriageway, the footway and the footway crossovers leading to or from premises adjacent to those lengths of road."
"A large number of drivers travelling eastbound on Talgarth Road were turning left into Gliddon Road then carrying out a U-turn in order to travel southward towards Barons Court. At peak times, around one hundred drivers were carrying out this manoeuvre in one hour, resulting in conflicts with oncoming vehicles and raising safety concerns for users of the footway."
The facts
The defendant's decisions: appeal and review
i) The claimant complained that he and others had been performing this manoeuvre for several years and that proper warning should have been given of the introduction of any prohibition. The adjudicator noted that the interested party said that it had given warning of the changes, but he pointed out that warnings of impending changes were not a legal requirement and that this argument would not avail the claimant even if no warnings had been given.ii) The claimant said that the only relevant street signs that might indicate a prohibition of the manoeuvre were "No U-turn" signs; he, however, had not performed a U-turn, because he had not performed a continuous sweeping manoeuvre but rather a 3-point turn, in which he had driven across the road, reversed and then moved forward again. A U-turn was quite different, in that it did not involve the need to stop or to reverse. The adjudicator made two points about this: first, the Order described the prohibited manoeuvre in terms that were wide enough to include the 3-point turn performed by the claimant; second, the decision of the Parking and Traffic Appeals Service's Panel in London Borough of Hammersmith and Fulham v Azadegan (13 July 2011) confirmed that the "No U-turn" sign prohibited the manoeuvre that the claimant had performed.
iii) The claimant said that he had not seen and had not been able to see the "No U-turn" signs. The adjudicator observed that there were two such relevant signs. One was on the very corner around which the claimant was turning left; this one, he accepted, might not be seen by a motorist performing that turn. The other, however, was across the road, on the pavement of the southbound carriageway, and drivers should not have undue difficulty seeing that sign.
"The appellant summarised the grounds upon which he sought to make the application, all of which appeared to arise from issues concerning signage and the definition of 'u-turn'. I considered what the appellant said but I was satisfied that in seeking to review the decision made he was contesting the findings of fact made by the adjudicator. That is not in itself a ground for review. I was satisfied that the adjudicator was entitled to reach the decision he did on the basis of the evidence before him. There was no ground under the Regulations on which that decision, with which, in any event, I agreed, may be disturbed. The application was refused."
Penalty charge notices and traffic adjudicators: the relevant legal framework
"(b) that there was no–
(i) contravention of a prescribed order; or
(ii) failure to comply with an indication; or
(iii) contravention of the lorry ban order,
under subsection (5) or (7) of the said section 4 as the case may be".
Paragraph 2 provides that the enforcing authority shall cancel the penalty charge notice if it is satisfied that the ground in question has been made out.
"(2) On an appeal under this paragraph, the traffic adjudicator shall consider the representations in question and any additional representations which are made by the appellant on any of the grounds mentioned in paragraph 1(4) above and may give the enforcing authority such directions as he considers appropriate.
(3) It shall be the duty of the enforcing authority to whom a direction is given under sub-paragraph (2) above to comply with it forthwith."
"The adjudicator shall have power on the application of a party to review and revoke or vary any decision to dismiss or allow an appeal or any decision as to costs on the grounds (in each case) that–
(a) the decision was wrongly made as the result of an error on the part of his administrative staff;
(b) a party who had failed to appear or be represented at a hearing had good and sufficient reason for his failure to appear;
(c) where the decision was made after a hearing, new evidence has become available since the conclusion of the hearing the existence of which could not have been reasonably known of or foreseen;
(d) where the decision was made without a hearing, new evidence has become available since the decision was made, the existence of which could not have been reasonably known of or foreseen; or
(e) the interests of justice require such a review."
This claim
i) Only rarely will motorists have any direct knowledge of orders made for the management and regulation of traffic. Their knowledge will almost always come from the information conveyed to them by traffic signs. The meanings of those signs cannot be a matter for the arbitrary decision of local authorities; as they are part of a scheme that imposes criminal liability on motorists who contravene prohibitions or fail to comply with mandatory requirements, the signs must be clear in their meaning and readily understandable by motorists.ii) The sign used by the Council to inform motorists of the prohibition in the Order is known as a "No U-turn" sign. The expression "U-turn" is a common one and is used to refer to a single, sweeping forward movement, without using reverse gears, that results in the vehicle facing in the opposite direction to that in which it was formerly proceeding. That manoeuvre is different from the manoeuvre known as a 3-point turn, which involves at least one stop and at least one reversing movement. Further, the diagram on the "No U-turn" sign shows a single, arcing movement, which is precisely what the expression U-turn indicates. Accordingly the sign indicates a prohibition of U-turns but not of the manoeuvre undertaken by the claimant.
iii) The adjudicators erred because they followed the incorrect decision of the Panel in the Azadegan case.
iv) Regardless of which sign was used, the Council has placed signs in positions in which they will be hard to see for those to whom they are directed, namely motorists making a left turn into Gliddon Road. One sign is directly on the corner around which the turn is made, and as Mr Chan accepted it might not be seen by the motorist. The other is across the road, to the north-east of the junction; although it might be visible in theory, it is unlikely that the motorist to whom it is directed, who has just made a left turn and is about to make the manoeuvre in question, will see it. In this regard, the claimant points to a previous decision of a different adjudicator, who had upheld the motorist's complaint of inadequate signage.
v) The claimant suggests that the inadequacy of the signage is indicative of bad faith on the Council's part and that it is deliberately keeping inadequate signage in place with a view to "catching" unsuspecting motorists and using them as a source of income.
Traffic regulation: the relevant legal framework
"For prescribing the places where vehicles, or vehicles of any class, may not turn so as to face in the opposite direction to that in which they were proceeding, or where they may only so turn under conditions prescribed by the order."
The Order in the present case was made pursuant to these powers and reflects the terms of paragraph 4. Schedule 1 does not distinguish between different versions of the turn mentioned in paragraph 4; the paragraph relates to all such turns, both those that do and those that do not involve a reversing movement, and no other paragraph makes provision in that regard.
"Section 1
(1) The traffic authority for a road outside Greater London may make an order under this section (referred to in this Act as a "traffic regulation order") in respect of the road where it appears to the authority making the order that it is expedient to make it—
(a) for avoiding danger to persons or other traffic using the road or any other road or for preventing the likelihood of any such danger arising, or
…
(c) for facilitating the passage on the road or any other road of any class of traffic (including pedestrians), or
(d) for preventing the use of the road by vehicular traffic of a kind which, or its use by vehicular traffic in a manner which, is unsuitable having regard to the existing character of the road or adjoining property …
Section 2
(1) A traffic regulation order may make any provision prohibiting, restricting or regulating the use of a road, or of any part of the width of a road, by vehicular traffic, or by vehicular traffic of any class specified in the order,—
(a) either generally or subject to such exceptions as may be specified in the order or determined in a manner provided for by it, and
(b) subject to such exceptions as may be so specified or determined, either at all times or at times, on days or during periods so specified.
(2) The provision that may be made by a traffic regulation order includes any provision—
(a) requiring vehicular traffic, or vehicular traffic of any class specified in the order, to proceed in a specified direction or prohibiting its so proceeding;
(b) specifying the part of the carriageway to be used by such traffic proceeding in a specified direction;
(c) prohibiting or restricting the waiting of vehicles or the loading and unloading of vehicles;
(d) prohibiting the use of roads by through traffic; or
(e) prohibiting or restricting overtaking.
Section 4
(1) A traffic regulation order may make provision for identifying any part of any road to which, or any time at which or period during which, any provision contained in the order is for the time being to apply by means of a traffic sign of a type or character specified in the order (being a type prescribed or character authorised under section 64 of this Act) and for the time being lawfully in place; and for the purposes of any such order so made any such traffic sign placed on and near a road shall be deemed to be lawfully in place unless the contrary is proved.
Section 5
(1) A person who contravenes a traffic regulation order, or who uses a vehicle, or causes or permits a vehicle to be used in contravention of a traffic regulation order, shall be guilty of an offence."
"In connection with any order under section 6 or 9 of this Act made or proposed by them, Transport for London, the council of a London borough and the Common Council of the City of London may, as respects any road for which they are the traffic authority affix any traffic sign to any lamp-post or other structure in the highway, whether or not belonging to Transport for London or the council."
"Where an order relating to any road has been made, the order making authority shall take such steps as are necessary to secure—
(a) before the order comes into force, the placing on or near the road of such traffic signs in such positions as the order making authority may consider requisite for securing that adequate information as to the effect of the order is made available to persons using the road;
(b) the maintenance of such signs for so long as the order remains in force; and
(c) in a case where the order revokes, amends or alters the application of a previous order, the removal or replacement of existing traffic signs as the authority considers requisite to avoid confusion to road users by signs being left in the wrong positions."
"35. It has long been recognised that the enforceability of a TRO requires that adequate notice of the applicable restriction is given to the road user. This principle is derived from the duty imposed by Regulation 18 of the Procedure Regulations, which I have set out above. In Macleod v Hamilton 1965 S.L.T. 305 Lord Clyde said, at 308
'It was an integral part of the statutory scheme for a traffic regulation order that notice by means of traffic signs should be given to the public using the roads which were restricted so as to warn users of their obligations. Unless these traffic signs were there accordingly and the opportunity was thus afforded to the public to know what they could not legally do, no offence would be committed. It would, indeed, be anomalous and absurd were the position otherwise.'
Lord Migdale said, at.309
'. . . the order is not effective unless and until the council complies with Regulation 15(c) and erects road signs at the locus. Signs were erected but they were not the proper ones nor were they clear.'
The regulation to which Lord Migdale referred was in the same terms, so far as material, as Regulation 18 of the Procedure Regulations.
36. That principle was approved and applied by the Divisional Court in James v Cavey [1967] 2 QB 676. Giving a judgment with which the other members of the court agreed, Winn LJ said:
'… regulation 15, by sub-paragraph (c) … [prescribed] that the authority should take forthwith "all such steps as are reasonably practicable to cause to be erected on or near to the said roads traffic signs in such positions as the local authority may consider to be requisite" - and here come the operative words in my opinion - "for the purpose of securing that adequate information as to the effect of the order is given to persons using the said roads …" The authority should take all such steps as are reasonably practicable for the purpose of securing that adequate information is given to persons using the said roads.
The short answer in my view which requires that this appeal should be allowed is that the local authority here did not take such steps as they were required to take under that regulation. They did not take steps which clearly could have been taken and which clearly would have been practicable to cause adequate information to be given to persons using the road by the signs which they erected.'
See too R (Oxfordshire C.C.) v. Bus Lane Adjudicator [2010] EWHC 894 (Admin).
37. Applying this principle, the question for the Adjudicator was whether the local authority had taken steps to secure that adequate information was conveyed to the Appellants as to the parking restrictions that they had infringed. The definition in regulation 4, and whether the roads in the CPZ had been signed as it envisages, are relevant to that question. Provided in substance the requirements of the definition are satisfied, the CPZ is valid. The test for invalidity is not 'Are the irregularities trivial?', but whether there is substantial compliance with the statutory definition."
"(1) In this Act "traffic sign" means any object or device (whether fixed or portable) for conveying, to traffic on roads or any specified class of traffic, warnings, information, requirements, restrictions or prohibitions of any description—
(a) specified by regulations made by the Ministers acting jointly, or
(b) authorised by the Secretary of State,
and any line or mark on a road for so conveying such warnings, information, requirements, restrictions or prohibitions.
(2) Traffic signs shall be of the size, colour and type prescribed by regulations made as mentioned in subsection (1)(a) above except where the Secretary of State authorises the erection or retention of a sign of another character; and for the purposes of this subsection illumination, whether by lighting or by the use of reflectors or reflecting material, or the absence of such illumination, shall be part of the type or character of a sign.
"The traffic authority may cause or permit traffic signs to be placed on or near a road, subject to and in conformity with such general directions as may be given by the Ministers acting jointly or such other directions as may be given by the Secretary of State."
"(1) … the signs to which this paragraph applies may be placed on or near a road only to indicate the effect of an Act, order, regulation, byelaw or notice ("the effect of a statutory provision") which prohibits or restricts the use of the road by traffic.
(2) Paragraph (1) applies to—(a) the signs shown in diagrams … 614 …"
"(1) Paragraph (2) applies to the signs shown in diagrams 614 …
(2) … at least one of each of the signs to which this paragraph applies shall be placed
(a) along a road which is subject to a restriction, requirement, prohibition or speed limit which can be indicated by the sign; and
(b) in the case of the signs shown in diagrams 614 …, to face each stream of traffic to which the sign is intended to convey that restriction, requirement, prohibition or speed limit."
Discussion
Use of the "No U-turn" sign
i) The AA publication, Theory Test for Car Drivers (12th edition, 2011), advises: "If you want to make a U-turn, slow down and ensure that the road is clear in both directions. Make sure that the road is wide enough to carry out the manoeuvre safely." The claimant says that the second sentence in this advice seems to suppose the paradigmatic U-turn. The same advice is contained in the Driving Standards Agency's official Theory Test for Car Drivers (16th edition, 2012).ii) The Driving Standards Agency's publication, Driving – the essential skills (7th edition, 2010), states: "A U-turn means turning the car right round without any reversing." Underneath, it says: "Never make a U-turn … wherever a road sign forbids it."
iii) The Highway Code (15th edition, 2007; 13th impression, 2011) mentions U-turns only once in its index, and that is a reference to advice to avoid making U-turns at mini-roundabouts.
iv) Schedule 8 to the Motor Vehicles (Driving Licences) Regulations 1999 makes provision for the practical section of the driving test for motorcycles. In its original form, Schedule 8 contained the following requirement at paragraph C.9: "Cause the vehicle to face in the opposite direction by driving it forward (a 'U-turn')." That requirement was revoked by subsequent amendment, but it has been repeated in identical terms in the new Schedule 8A, which deals with the specified requirements for the motorcycle manoeuvres test. It is the only statutory explanation of a U-turn, in any context, to which I have been referred. In the decision in the Azadegan case, mentioned in paragraph 13 above, it is recorded that the Department for Transport had informed the appeals Panel that this was the only such provision of which it was aware. A letter dated 30 December 2013 from the Department for Transport to the claimant confirms that the meaning of "No U-turn" is not defined in primary legislation and says that "it would be a matter of factual evidence in any particular case."
v) Consistently with the schedules to the Motor Vehicles (Driving Licences) Regulations 1999, the pictorial representation of a U-turn in the Driving Standard Agency's publication, Compulsory Basic Training for Motorcyclists (2nd edition, 1999) shows the paradigmatic U-turn.
Position of the signage
i) A large number of PCNs have been issued for breach of Article 3 of the Order: as I understand the information, in a three-year period more than 25,000 PCNs have been issued on this ground (though it may perhaps be that some of that number relate to tickets for other infractions at this location). This is contrasted with the experience in respect of the Wokingham Borough Council (A4130 White Hill, Remenham Hill) (Prohibition of U-turn) Order 2012, in respect of which no fixed penalty notices have been issued since that order came into effect in July 2012.ii) There have been appeals to the adjudicator at which PCNs have been cancelled on the ground that the signage was inadequate. For example, in Ryan v London Borough of Hammersmith and Fulham (22 October 2011) the adjudicator allowed the appeal for the following reasons: "I find the first sign plate on the left hand side, as you turn left into Giddon (sic) Road, could easily be missed due to it being on the very corner of the road, and the pavement which protrudes causes drivers to take a wide sweep. Further, that the second sign plate should be further along the road and nearer the location where too many motorists appear to be performing this prohibited manoeuvre. Finally, it is clear that the authority has decided to have two sign plates located in Giddon (sic) Road. If the first is missed due to its proximity to the corner then I find that the one on the right is insufficient and accordingly inadequate."
iii) The Council has given disclosure of its internal emails in the aftermath of the original appeal decision of the adjudicator, Mr Chan, in the case of Azadegan, when he allowed Mr Azadegan's appeal against the PCN on the ground that sign 614 was inappropriate for a manoeuvre other than the paradigmatic U-turn. The decision of the Panel, to which I have referred above, was made on a review decision on the Council's application. The emails express considerable concern at Mr Chan's decision having regard to the large numbers of PCNs being issued. The claimant contends that the emails show that the Council's true motivation is not road safety or traffic management but the generation of income from PCNs and that it deliberately positions traffic signs so as not to be clearly visible to those to whom they are supposedly directed.
Conclusion regarding signage
Other points
Conclusion