QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT
Strand, London, WC2A 2LL |
||
B e f o r e :
____________________
R (On the application of Neal Dennison Administrator of the Estate of the late Lily Dennison) |
Claimant |
|
- and - |
||
Bradford Districts Clinical Commissioning Group |
Defendant |
____________________
(Transcript of the Handed Down Judgment of
WordWave International Limited
A Merrill Communications Company
165 Fleet Street, London EC4A 2DY
Tel No: 020 7404 1400, Fax No: 020 7831 8838
Official Shorthand Writers to the Court)
Rachel Kamm (instructed by Hempsons) for the Defendant
Hearing dates: 22 July 2014
____________________
Crown Copyright ©
The Hon Mr Justice William Davis:
"A complete package of ongoing care arranged and funded solely by the NHS, where it has been assessed that the individual has a 'primary health need'. It can be provided in any setting. Where a person lives in their own home, it means that the NHS funds all the care and support that is required to meet their assessed health and care needs. Such care may be provided either within or outside the person's home, as appropriate to their assessment and care plan. In care homes, it means that the NHS also makes a contract with the care home and pays the full fees for the person's accommodation, board and care."
The definition has been revised from time to time over a number of years. The revisions have not affected the essential elements of the definition. The crucial issue in determining eligibility for CHC is an assessment of whether the individual has a "primary health need". In earlier versions of the guidance the term was "primary need for health care". The two expressions mean the same. The National Framework document at paragraphs 3.5 and 3.6 provide a definition.
"3.5 Whilst there is not a legal definition, in simple terms an individual has a primary health need if, having taken account of all their needs …. it can be said that the main aspects or majority part of the care they require is focused on addressing and/or preventing health needs.
3.6 Primary health need is not about the reason why someone requires care or support, nor is it based on their diagnosis; it is about their overall actual day-to-day care needs taken in their totality. Indeed it could be argued that most adults who require a package of health and social care support do so for a health-related reason (e.g. because they have had an accident or have an illness or disability). It is the level and type of needs themselves that have to be considered when determining eligibility for NHS continuing healthcare."
The PCT should make sure that the request relates to a previously "un-assessed" period of care … The closing date does not apply to reviews of decisions that have already been made. The PCT should check its records to consider the following:
(i) Has the person been considered for CHC previously for the period of care being requested? This may be either by the use of the Checklist process (or equivalent if before October 2007) or a full CHC assessment. If a Checklist was carried out, it should
- Have been completed appropriately;
- Be clinically sound;
- Reflect the patient information known at the time
- Relate to the relevant periods.
(ii) Was the individual in receipt of either Registered Nursing Care Contributions (RNCC) (pre October 2007) or NHS Funded Nursing Care (FNC) (post October 2007)? An RNCC/FNC assessment should have only taken place once it had been established that the individual was not eligible for NHS CHC. Providing a proper consideration of the need for NHS CHC was made prior to the RNCC/FNC assessment or annual review, then a further assessment of the past period of care is not necessary.
18. The correct sequential process for assessing eligibility for NHS Continuing Healthcare and NHS-funded nursing care is contained in Departmental Guidance HSC 2003/006, and summarised in correspondence sent to all SHAs on 28 November 2005. This assessment framework states that the first step in the process is to identify an individual's care needs and to consider if he is eligible for NHS Continuing Healthcare. Only then, and only if it is decided that the individual is not so eligible, is there a determination of the registered nurse's contribution to care of that individual in a care home providing nursing care. This is part of the planning and provision of care, after it has been decided that the individual does not qualify for NHS Continuing Healthcare, applying the Primary Health Need Approach.
19. In short, the RNCC determination takes place only once it has been established that the nursing care needed is not such as to qualify that individual for NHS Continuing Healthcare. For example, the individual requires a placement in a care home providing nursing care to manage their various needs, but their primary need is not a health need (as described in paragraph 13).
20. SHAs should ensure that clear protocols for assessment and decisionmaking are in place. These should lead to a record of a rationale for decisions, which demonstrate the comparison of the nature, intensity, complexity and unpredictability of the person's health care needs to the incidental and ancillary "test", so that a consistent approach can be demonstrated.
Paragraph 4.1.6(ii) does not state explicitly that, if the RNCC assessment preceded the CHC assessment, a further assessment of past period of care will be necessary. I am satisfied that this is implicit in the terms of the paragraph. If it were not, it would permit a PCT (or CCG) to condone a practice in direct contravention of guidance issued as a direct result of the judgment in Grogan (supra). Therefore, if the PCT records show that the RNCC assessment came first, a review of the past assessment must follow. Were it to do otherwise, the PCT (or CCG) would be acting unlawfully. In addition, the PCT local policy operational at the time of the relevant assessments of Mrs Dennison was in the same terms as the departmental guidance. Failure to follow its own policy would render the PCT liable for judicial review.