QUEEN'S BENCH DIVISION
ADMINISTRATIVE COURT AT LEEDS
Strand, London, WC2A 2LL |
||
B e f o r e :
(Sitting as a Deputy High Court Judge)
____________________
O |
Appellant |
|
- and – |
||
THE SECRETARY OF STATE FOR EDUCATION |
Respondent |
|
-and- |
||
NATIONAL COLLEGE FOR TEACHING AND LEADERSHIP |
Interested Party |
____________________
Rory Dunlop (instructed by Angela Mitchell, Solicitor,) for the Respondent and the Interested Party
Hearing dates: 11 and 12 September 2013
____________________
Crown Copyright ©
Mr Stephen Morris QC
Introduction
(1) an inappropriate relationship with a pupil - Pupil A - at the school at which she taught; involving conduct of a physical nature and conduct which was sexually motivated;
(2) an inappropriate relationship with another pupil at the school - Pupil B;
(3) failure to follow appropriate safeguarding procedures in relation to Pupil B;
(4)(b) failure to follow reasonable management instructions.
Particular (4)(a) was found not proven.
The Factual background
The persons involved
The main allegations in outline
The Relevant Events
October and November 2007
May 2009: Complaint to the School
The Investigations into the Appellant's conduct
May 2009 to May 2010: Police investigation
The School investigation
Proceedings before the Teaching Agency
Referral to the Teaching Agency
The Case before the Panel
"You engaged in unacceptable professional conduct and/or conduct which may bring the profession into disrepute in that
Whilst employed at [the School] between 2007 and 2010, you had
(1) Engaged in an inappropriate relationship with Pupil A,
(a) your relationship included conduct of a physical nature;
(b) your conduct was sexually motivated
(2) Engaged in an inappropriate relationship with Pupil B;
(3) Failed to follow appropriate safeguarding procedures following the receipt of relevant safeguarding information concerning Pupil B which you did not pass on:
(4) Failed to follow reasonable management instructions with regard to
(a) Your relationship with students in that:
(i) You ignored an instruction given in November or December 2007 to stop giving Pupil A lifts home;
(ii) You ignored an instruction given in November or December 2007 to avoid being alone with Pupil A;
(b) The terms of your suspension as set out in a letter of 8 May 2009 in that:
(i) you made contact with Pupil B in June 2009 via email;
(ii) you exchanged text messages with teach AS' daughter."
The Appellant denied Particulars (1) (2) and 4 (a). She admitted Particulars (3) and 4(b).
The hearing before the Panel
The Decision
"With respect to the evidence of Pupil A, we found her to be a credible witness. She is now an adult and is not a pupil at this school. Despite not being at the school and despite the personal stress which attending a hearing such as this created, she was prepared to present her evidence to this hearing. She was prepared to make herself available for cross examination and for panel questioning. Having considered her oral evidence and that evidence which she presented through her interview with the police, we are clear that her recollection of event is consistent- and remained consistent during cross examination which probed her version of events. We had the opportunity to test her evidence and observe her demeanour during questioning. We found her to be measured in her approach as well as considered, open and honest in her answers.
We carefully considered Pupil A's evidence and the context of the events referred to. She described, in detail, the times when you met and the physical contact between you. She described in detail the locations when you met and her evidence was consistent with earlier versions which she had given. Pupil A was able to provide detail which, we have decided, allows us to give weight to her evidence and has allowed us to assess the credibility and cogency of her evidence.
It was suggested that Pupil A had been a fantasist, was a known liar and had fabricated her evidence. However, having heard directly from Pupil A we did not find that she presented as someone who had motivation to lie about her recollection of events. She was clear in her evidence that she had not wanted to raise allegations or concerns and we have noted that the concerns were raised by Pupil A's mother and not by the pupil.
We carefully considered the evidence which is available in the bundle which recorded the evidence of Pupil B. Pupil B was a friend of Pupil A and she was privy to conversations with Pupil A during which she disclosed detail about her contact with you. The statements which she had made were hearsay and whilst we have given limited weight to that evidence in support of this allegation, we have noted that her evidence does corroborate the version of events which Pupil A presented to this hearing.
The findings then went on to record the Appellant's evidence:
There is a direct evidential conflict in relation to this particular. Your recollection of events has been clear. You have maintain [sic] that there was no physical contact between you and Pupil A; you maintain that there was no meeting or meetings with Pupil A in the store cupboard; there was no contact between you and Pupil A in your car; you maintain that Pupil A's version of events relating to the supermarket did not happen as suggested by Pupil A; and you dispute the majority of Pupil A's version of events in relation to what happened on the school trip.
You maintain that Pupil A has fabricated her version of events, that she is a fantasist and that she has lied consistently. We have considered the evidence of the Head teacher. We found the Head teacher to be a credible and open witness. She gave clear evidence to us that she did not believe that Pupil A was known to be a liar but acknowledged that she was a vulnerable individual."
The Panel then continued by assessing the credibility of the Appellant's evidence, as follows:
"We considered your evidence very carefully. Having considered it carefully, we were not satisfied that the evidence and version of events which you gave to the school, to the police and most recently to us has been consistent. A number of responses which you gave to the school and to the police were not given openly and fully. We are not satisfied that you have given full, open and consistent evidence on the issues where there is a direct conflict with the evidence of Pupil A in regard to the alleged relationship with her.
Given the nature of your responses to the police, to the school and to us, we do not find that your blanket denial of many of the events relating to Pupil A is credible. In addition, we noted that you were a senior pastoral leader at the school and had regular and relevant training linked to your pastoral responsibilities. Despite this additional knowledge, we believe that the evidence which you presented to us in relation to your handling of the two serious child protection matters lacked credibility. We note that this issue is dealt with specifically in relation to Particular 3, but our assessment of your credibility in general has contributed to our decision as outlined above"
The Panel then concluded on Particular (1)(a) as follows:
"For the reasons given above, we found the evidence of Pupil A to be credible, cogent and consistent. On the basis of our consideration of the weight to be given to her evidence we find, on the balance of probabilities, this particular to be proven"
"Pupil A provided detail about the nature of the physical contact, meetings and conversations between you. You have denied that any of your behaviour was sexually motivated. For the purposes of this public decision we have decided not to include the specific detail, but the available evidence has satisfied us, on the balance of probabilities, that your conduct and relationship with Pupil A was sexually motivated."
The Panel then went on further to conclude that these findings established that the Appellant's relationship with Pupil A was "inappropriate" as alleged in "the stem" of Particular (1).
Relevant legal principles
The statutory framework
"Investigation of disciplinary cases by Secretary of State
(1) The Secretary of State may investigate a case where an allegation is referred to the Secretary of State that a person to whom this section applies-
(a) may be guilty of unprofessional conduct or conduct that may bring the teaching profession into disrepute
...
(2) Where the Secretary of State finds on investigation of a case under subsection (1) that there is a case to answer, the Secretary of State must decide whether to make a prohibition order in respect of the person."
"where a professional conduct panel finds the teacher
(a) to have been guilty of unacceptable professional conduct or conduct that may bring the teaching profession into disrepute or
(b) to have been convicted (at any time) of a relevant offence
the panel must make a recommendation to the Secretary of State as to whether a prohibition order should be made"
"(1) The Secretary of State must consider any recommendation made by a professional conduct panel before deciding whether to make a prohibition order.
(2) Where the Secretary of State decides to make a prohibition order, the Secretary of State must decide -
(a) whether an application may be made for review of the order under regulation 16; and
(b) if the Secretary of State decides that such an application may be made, the minimum period before the end of which no such application may be made.
(3) The minimum period under paragraph (2) must not be less than two years from the date on which the prohibition order takes effect.
... "
Regulation 16(1) provides that, subject to regulation 8(2) a teacher in relation to whom a prohibition order has been made may apply to the Secretary of State for the order to be set aside. Thus, a prohibition order may be for all time or it may provide an opportunity for review after a period of time, being not less than two years after the order takes effect.
The nature of an appeal under Regulation 17
"(1) In relation to an appeal the appeal court has all the powers of the lower court ...
(2) The appeal court has power to -
(a) affirm, set aside, or vary any order of judgment made or given by the lower court;
(b) refer any claim or issue for determination by the lower court;
(c) order a new trial or hearing
..."
CPR 52.11 provides:
"(1) Every appeal will be limited to a review of the decision of the lower court unless -
...
(b) the court considers that in the circumstances of an individual appeal it would be in the interests of justice to hold a re-hearing.
(2) Unless it orders otherwise, the appeal court will not receive -
(a) oral evidence; or
(b) evidence which was not before the lower court.
(3) The appeal court will allow an appeal where the decision of the lower court was -
(a) wrong; or
(b) unjust because of a serious procedural or other irregularity in the proceedings in the lower court.
(4) The appeal court may draw any inference of fact which it considers justified on the evidence. ..."
(1) The appellate court will be reluctant to interfere with the findings of fact made by the lower court or tribunal: Cheatle, §§15, 23 to 28.(2) There are different schools of thought as to the significance of demeanour; on the one hand, the lower court is best placed to assess credibility, because it has had the opportunity to assess demeanour. On the other hand, demeanour is not necessarily a good or the best test of credibility and it is question of feel, which may be unreliable: compare Mubarak §5 with Cheatle §23.
(3) However, the predominant view is that demeanour is a significant factor. For example, the assessment, as genuine, of a witness' distress when giving evidence can be a sound foundation for a finding of truthfulness: see Re F §44.
(4) Thus the starting position is that the lower court is in a better position to assess credibility and reliability of witnesses: see in particular Mubarak §5 citing Gupta at §10.
(5) However the appellate court may reach a different conclusion if the circumstances so justify. Demeanour is not conclusive, and it may be that the advantage of having seen and heard the witnesses is not sufficient to explain or justify the conclusion of the court below: see Mubarak §6 citing Thomas v Thomas [1947] AC 484 at 487-488.
(6) There will always be inconsistencies of detail in the evidence of witnesses. The task is to the consider whether the core allegations are true: see Mubarak §20 and Re F §45.
Finally to the extent that there is or may be a tension between Mubarak and Cheatle as to the approach on appeal to findings of fact, I give the Appellant here the benefit of any such doubt and will adopt the somewhat more interventionist approach indicated by Cheatle.
The duty to give reasons: its nature and content
(1) There is a general duty upon a judicial decision maker to give reasons for the decision it has reached. The judge must explain why he has reached his decision.(2) The rationale for the duty to give reasons is twofold: first, to enable the parties, and in particular the losing party, to know why they have won or lost and to allow the losing party to consider whether to appeal; and secondly, to concentrate the mind of the decision maker.
(3) It is not necessary to deal with every argument nor to explain in great detail every factor in the judge's reasoning. It is sufficient that what the judge says shows the parties, and if need be, an appeal court, the basis on which he has acted: English v Emery Reimbold, supra, §17. It is not necessary to deal with each and every inconsistency or conflict of evidence specifically: see Re F §41.
(4) The extent of the duty depends on the subject matter; and no hard and fast rules can be laid down: Flannery, supra, at 382C. It will depend on the facts and issues of each case. For example, in a case which turns on competing expert evidence, the judge must enter upon the issues canvassed and explain why he prefers one case over the other.
(5) The adequacy of the reasons should take account of the knowledge, on the part of those to whom it is addressed, of the submissions and evidence before the decision maker: South Bucks, supra, §36 and English v Emery Reimbold, supra, §§89 and 118.
"Where there is a straightforward factual dispute whose resolution depends simply on which witness is telling the truth about events which he claims to recall, it is likely to be enough for the judge (having, no doubt summarised the evidence) to indicate simply that he believes X rather than Y; indeed there may be nothing else to say"
This passage was cited by Lord Phillips MR in English v Emery Reimbold (and also by Burnett J in Mubarak), who then went on to state at §19:
"If the critical issue was one of fact, it may be enough to say that one witness was preferred to another because the one manifestly had a clearer recollection of the material facts or the other gave answers which demonstrated that his recollection could not be relied upon"
This suggests that the judge should not only indicate that he preferred the evidence of X over that of Y, but should also give some, albeit brief, reasons for that preference. The view of the court below as to witness credibility may be susceptible to intellectual explanation, but sometimes it is more difficult to articulate: Re F §41.
Appeal on ground of inadequacy of reasons
Amplification of reasons
The relevant standard of proof
(1) There is only one civil standard of proof in all civil cases, and that is proof that the fact in issue more probably occurred than not.(2) There is no heightened civil standard of proof in particular classes of case. In particular, it is not correct that the more serious the nature of the allegation made, the higher the standard of proof required.
(3) The inherent probability or improbability of an event is a matter which can be taken into account when weighing the probabilities and in deciding whether the event occurred. Where an event is inherently improbable, it may take better evidence to persuade the judge that it has happened. This goes to the quality of evidence.
(4) However it does not follow, as a rule of law, that the more serious the allegation, the less likely it is to have occurred. So whilst the court may take account of inherent probabilities, there is no logical or necessary connection between seriousness and probability. Thus, it is not the case that "the more serious the allegation the more cogent the evidence need to prove it".
See, in particular, Re B, per Lord Hoffman §§13 to 15 and Lady Hale §72, and Re S-B at §§11 to 14.
Article 6 ECHR and equality of arms
The Appellant's Challenge to the Decision
The Appellant's case
(1) The Decision was wrong on the facts;(2) The reasons given by the Panel given were inadequate;
(3) Breach of Article 6 ECHR and the principle of equality of arms.
Particular (1) (Pupil A)
(1) Wrong on the facts
(1) Whether the problem in the bathroom in the hotel in Paris was a shower leak or the hot water not working at all.(2) Whether the Appellant returned to the bedroom in the hotel, and the length of time she spent in the bedroom.
(3) Whether JP also attended one or more of the after school French lessons given by the Appellant.
(4) A mismatch between the number of incidents of intimate contact and the number of after French lessons.
(5) Inconsistencies in Pupil A's account of what happened at Tesco.
(2) Inadequate reasons
(3) Article 6 ECHR
Particular (2) (Pupil B)
The Respondent's case
(1) The Decision was not wrong
(a) There was no reason why Pupil A would have put herself through the ordeal of giving evidence, if she had been making the whole thing up.(b) Pupil A's evidence was consistent; the Respondent submits that Pupil A had been consistent as to the core elements of the six main incidents alleged.
(c) Pupil A's demeanour when giving evidence; she had come across as measured, considered and honest.
(d) Her evidence had been detailed.
(e) Pupil A had no motivation to lie.
(f) Her account was corroborated by evidence from Pupil B.
(g) By contrast, the Appellant's evidence had not been consistent, open or full.
(h) The Appellant's evidence about her handling of two serious child protection matters was not credible.
(2) Adequacy of reasons
(3) Article 6 ECHR
Analysis
(A) Particular (1) - inappropriate relationship with Pupil A
(i) On the coach in France
Pupil A's evidence
The Appellant's evidence
Other evidence
(ii) In the bedroom at the hotel in Paris
Pupil A's evidence
The Appellant's evidence
Other evidence
(iii) The Black Eyed Peas website
Pupil A's evidence
The Appellant's evidence
Other evidence
(iv) After school French lessons
Pupil A's evidence
The Appellant's evidence
Other evidence
(v) The Missed English lesson
Pupil A's evidence
The Appellant's evidence
(vi) Events at Tesco
Pupil A's evidence
The Appellant's evidence
(1) Wrong on facts
(a) Pupil A being prepared to give evidence
(b) Consistency of Pupil A's evidence
Events in the hotel room in Paris
Mismatch between the number of incidents and the number of after school lessons
JP attending after school lessons
Tesco
(c) Pupil A's demeanour
(d) Pupil A's evidence was detailed
(e) No motivation to lie
(f) Corroboration by Pupil B
(g) The Appellant's evidence was not consistent, nor open or full
(h) Reporting safeguarding matters
Conclusions on whether the finding on Particular (1) was wrong
(2) Failure to give reasons
(3) Article 6 ECHR
(B) Particular (2) - inappropriate relationship with Pupil B
Conclusions